13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-13, with 7,261 holding rows worth $296,308,607,000.
- Accession
- 0000769993-15-001022
- Filer
- CIK 886982
- Filed
- 2015-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 10,752 entries on the cover page, a total value of $296,308,607,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $296,308,607,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerGOLDMAN SACHS EXECUTION & CLEARING, L.P.028-10292
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIBERATOR MEDICAL HLDGS INC | 53012L108 | COM | 88,202 | $207,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 45,874 | $206,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 8,500 | $206,000 | thousands by filing date | put |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 1,486 | $205,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 9,620 | $205,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 16,631 | $204,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 41,900 | $204,000 | thousands by filing date | put |
| W & T OFFSHORE INC | 92922P106 | COM | 67,530 | $203,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 41,956 | $203,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 29,818 | $203,000 | thousands by filing date | |
| SUNSHINE BANCORP INC COM | 86777J108 | Stock | 14,688 | $203,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 10,083 | $202,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 8,834 | $202,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 25,990 | $202,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 32,504 | $202,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 5,519 | $202,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 219,070 | $202,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 2,700 | $202,000 | thousands by filing date | put |
| WARREN RESOURCES INC | 93564A100 | COM | 413,148 | $202,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 12,800 | $202,000 | thousands by filing date | put |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 5,286 | $201,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 21,249 | $201,000 | thousands by filing date | |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 14,027 | $201,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 5,768 | $200,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 13,500 | $200,000 | thousands by filing date | put |
| KEY ENERGY SVCS INC | 492914106 | COM | 426,087 | $200,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 13,600 | $199,000 | thousands by filing date | call |
| Dawson Geophysical Co Ne | 239360100 | COM | 51,867 | $198,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 14,988 | $197,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 71,280 | $197,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 5,975 | $197,000 | thousands by filing date | put |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 31,599 | $196,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 15,600 | $196,000 | thousands by filing date | put |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 73,700 | $196,000 | thousands by filing date | put |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 11,100 | $196,000 | thousands by filing date | put |
| BIG LOTS INC | 089302103 | COM | 4,100 | $196,000 | thousands by filing date | put |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 5,000 | $196,000 | thousands by filing date | call |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 2,500 | $196,000 | thousands by filing date | call |
| HANSEN MEDICAL INC COM NEW | 411307200 | Stock | 52,198 | $196,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 104,782 | $195,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 273,724 | $195,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 31,279 | $195,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 27,100 | $195,000 | thousands by filing date | put |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 3,700 | $194,000 | thousands by filing date | call |
| TREVENA INC | 89532E109 | COM | 18,783 | $194,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 15,075 | $193,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 15,200 | $192,000 | thousands by filing date | call |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 17,978 | $192,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 2,100 | $192,000 | thousands by filing date | put |
| CHIMERIX INC COM | 16934W106 | Stock | 5,039 | $192,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 24,602 | $191,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 6,877 | $191,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 29,300 | $191,000 | thousands by filing date | put |
| VANGUARD | 92205F106 | Domestic Common | 25,100 | $191,000 | thousands by filing date | put |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 3,800 | $190,000 | thousands by filing date | call |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 19,200 | $190,000 | thousands by filing date | put |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 52,300 | $189,000 | thousands by filing date | put |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 50,764 | $189,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 24,200 | $189,000 | thousands by filing date | call |
| LADDER CAP CORP CL A | 505743104 | REIT | 13,130 | $188,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 2,300 | $188,000 | thousands by filing date | call |
| CYBERONICS | 23251P102 | COMMON STOCK | 3,100 | $188,000 | thousands by filing date | put |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 4,300 | $188,000 | thousands by filing date | put |
| VERSARTIS INC | 92529L102 | COM | 16,282 | $188,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 12,900 | $187,000 | thousands by filing date | call |
| FAIR ISAAC CORP COM | 303250104 | Stock | 2,200 | $186,000 | thousands by filing date | put |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 2,600 | $186,000 | thousands by filing date | call |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 30,431 | $186,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 12,188 | $186,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 6,200 | $185,000 | thousands by filing date | call |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 4,400 | $185,000 | thousands by filing date | put |
| DAKOTA PLAINS | 234255107 | COMMON STOCK | 231,645 | $185,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 330,325 | $185,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 19,139 | $184,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 10,900 | $184,000 | thousands by filing date | put |
| ATWOOD OCEANICS INC | 050095108 | COM | 12,400 | $184,000 | thousands by filing date | call |
| EXACTECH INC | 30064E109 | COM | 10,528 | $184,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 98,103 | $184,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 9,400 | $183,000 | thousands by filing date | put |
| NOODLES & CO | 65540B105 | COM CL A | 12,900 | $183,000 | thousands by filing date | put |
| TRIANGLE CAP CORP | 895848109 | COM | 11,098 | $183,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 1,496 | $183,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 24,997 | $183,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 17,377 | $182,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 85,583 | $182,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 10,059 | $182,000 | thousands by filing date | |
| C B PHARMA ACQUISITION CORP | G2029P100 | UNIT 12/17/2021 | 17,500 | $182,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 2,100 | $181,000 | thousands by filing date | put |
| QUOTIENT LTD | G73268107 | SHS | 13,944 | $181,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 21,950 | $180,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 16,624 | $179,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 1,000 | $179,000 | thousands by filing date | put |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 11,881 | $179,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 22,864 | $179,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 15,859 | $178,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 4,200 | $178,000 | thousands by filing date | call |
| CZR | 127686103 | Stock | 30,272 | $178,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 4,881 | $178,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 2,100 | $177,000 | thousands by filing date | put |
| ZIFF DAVIS INC | 48123V102 | COM | 2,500 | $177,000 | thousands by filing date | call |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 35,481 | $177,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 12,000 | $177,000 | thousands by filing date | call |
| United Bancshares | 909458101 | COM | 11,261 | $177,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 31,531 | $177,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 2,500 | $177,000 | thousands by filing date | call |
| REACHLOCAL INC | 75525F104 | COM | 83,785 | $177,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 15,453 | $176,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 135,316 | $175,000 | thousands by filing date | |
| SKY SOLAR HLDGS LTD | 83084J103 | SPONSORED ADR | 29,640 | $175,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 2,200 | $174,000 | thousands by filing date | put |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 46,695 | $174,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 11,100 | $174,000 | thousands by filing date | put |
| EVINE LIVE INC | 300487105 | CL A | 66,557 | $174,000 | thousands by filing date | |
| ENERNOC INC | 292764AB3 | DBCV 2.250% 8/1 | 250,000 | $174,000 | thousands by filing date | principal |
| CHILDRENS PL INC NEW | 168905107 | COM | 3,000 | $173,000 | thousands by filing date | call |
| INTREPID POTASH INC | 46121Y102 | COM | 31,100 | $173,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642AN6 | NOTE | 205,000 | $173,000 | thousands by filing date | principal |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 33,260 | $172,000 | thousands by filing date | |
| CIFC CORP | 12547R105 | COM | 24,036 | $172,000 | thousands by filing date | |
| PSB HLDGS INC | 69360W108 | COM | 18,159 | $171,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 13,568 | $170,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 11,900 | $170,000 | thousands by filing date | put |
| DEUTSCHE BK AG LONDON BRH | 25154P188 | 3X INV JAP GOV | 11,736 | $170,000 | thousands by filing date | |
| BAYLAKE CORP | 072788102 | COM | 11,996 | $170,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 11,934 | $169,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 25,000 | $169,000 | thousands by filing date | put |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 50,920 | $169,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 95,335 | $169,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 170,000 | $169,000 | thousands by filing date | principal |
| MCEWEN MNG INC | 58039P107 | COM | 192,116 | $168,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 19,288 | $168,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 27,000 | $167,000 | thousands by filing date | put |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 31,800 | $167,000 | thousands by filing date | put |
| FXCM INC | 302693106 | COM | 191,486 | $167,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 8,600 | $167,000 | thousands by filing date | call |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 78,191 | $167,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 4,200 | $166,000 | thousands by filing date | put |
| CHART INDS INC | 16115Q308 | COM | 8,600 | $165,000 | thousands by filing date | put |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 15,030 | $165,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 168,869 | $165,000 | thousands by filing date | |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 29,799 | $165,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 24,631 | $164,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 7,700 | $163,000 | thousands by filing date | call |
| FMC CORP COM NEW | 302491303 | Stock | 4,800 | $163,000 | thousands by filing date | put |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 26,443 | $163,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 2,200 | $163,000 | thousands by filing date | put |
| MECHEL OAO | 583840103 | SPONSORED ADR | 178,648 | $163,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 27,255 | $163,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 32,388 | $162,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 11,135 | $162,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 14,524 | $162,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 3,200 | $162,000 | thousands by filing date | call |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 13,592 | $162,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 31,070 | $162,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 12,396 | $162,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 12,417 | $161,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 16,994 | $161,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 25,744 | $161,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 4,700 | $160,000 | thousands by filing date | call |
| PATTERSON COS INC | 703395103 | COM | 3,700 | $160,000 | thousands by filing date | put |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 12,200 | $160,000 | thousands by filing date | put |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 9,500 | $160,000 | thousands by filing date | call |
| GSI GROUP INC | 36191C205 | COM | 12,560 | $160,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 2,200 | $159,000 | thousands by filing date | call |
| MVC CAPITAL INC | 553829102 | COM | 19,406 | $159,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 100,698 | $159,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 51,154 | $159,000 | thousands by filing date | |
| Neothetics Inc | 64066G101 | COM | 19,655 | $159,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 7,500 | $158,000 | thousands by filing date | put |
| RESMED INC COM | 761152107 | Stock | 3,100 | $158,000 | thousands by filing date | put |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 28,483 | $158,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 18,200 | $158,000 | thousands by filing date | put |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 12,135 | $158,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 99,633 | $158,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 10,121 | $158,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 21,200 | $157,000 | thousands by filing date | call |
| SYNOPSYS INC COM | 871607107 | Stock | 3,400 | $157,000 | thousands by filing date | call |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 12,483 | $157,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 10,126 | $157,000 | thousands by filing date | |
| Hamilton Bancorp Inc. | 407015106 | Common Stock | 11,223 | $157,000 | thousands by filing date | |
| PROSHARES TR II ULT VIX SHRT | 74347W312 | CEF | 2,805 | $157,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 15,420 | $156,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 27,985 | $156,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 20,765 | $156,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 11,400 | $156,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 15,621 | $156,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 20,758 | $155,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 13,100 | $155,000 | thousands by filing date | call |
| QIWI PLC | 74735M108 | SPON ADR REP B | 9,600 | $155,000 | thousands by filing date | call |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 12,200 | $154,000 | thousands by filing date | put |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 29,149 | $154,000 | thousands by filing date | |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 21,457 | $154,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 19,760 | $153,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 41,352 | $153,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 3,200 | $153,000 | thousands by filing date | put |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 20,600 | $153,000 | thousands by filing date | call |
| CAROLINA BK HLDGS INC GREENS | 143785103 | COM | 11,754 | $153,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y157 | DLYJR GL MNR3X N | 20,400 | $153,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 1,400 | $152,000 | thousands by filing date | call |
| TOPBUILD COR COM | 89055F103 | Stock | 4,906 | $152,000 | thousands by filing date | call |
| PLUG PWR INC | 72919P202 | COM NEW | 83,001 | $152,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 5,800 | $152,000 | thousands by filing date | call |
| AIR LEASE CORP | 00912X302 | CL A | 4,900 | $152,000 | thousands by filing date | put |
| BANK MUTUAL CORP | 063750103 | COM | 19,764 | $152,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 30,459 | $152,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 2,600 | $151,000 | thousands by filing date | call |
| HECLA MNG CO | 422704106 | COM | 76,700 | $151,000 | thousands by filing date | put |
| DESTINATION XL GROUP INC | 25065K104 | COM | 25,950 | $151,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 12,700 | $151,000 | thousands by filing date | put |
| NOVACOPPER INC | 66988K102 | COM | 409,235 | $151,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 16,596 | $151,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 13,095 | $151,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 8,131 | $151,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 124,689 | $150,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 14,787 | $150,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 31,527 | $150,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 23,928 | $150,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 3,800 | $150,000 | thousands by filing date | put |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 69,220 | $150,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 19,386 | $149,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 10,200 | $149,000 | thousands by filing date | put |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 10,669 | $149,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 12,400 | $148,000 | thousands by filing date | put |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 8,897 | $148,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 4,400 | $147,000 | thousands by filing date | put |
| NEWELL BRANDS INC COM | 651229106 | Stock | 3,700 | $147,000 | thousands by filing date | put |
| QLOGIC CORP | 747277101 | COM | 14,300 | $147,000 | thousands by filing date | put |
| HEALTHWAYS INC | 422245100 | COM | 13,203 | $147,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 3,300 | $146,000 | thousands by filing date | call |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 10,093 | $146,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 9,900 | $146,000 | thousands by filing date | put |
| BLYTH INC | 09643P207 | COM NEW | 24,408 | $146,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 199,913 | $146,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 14,439 | $146,000 | thousands by filing date | |
| iShares MSCI Russia | 46434G806 | ISHARES MSCI RUSSIA ETF | 11,991 | $146,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 53,800 | $145,000 | thousands by filing date | put |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 19,845 | $145,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 23,044 | $145,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 68,754 | $145,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 3,000 | $144,000 | thousands by filing date | call |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 18,622 | $144,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 15,413 | $143,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 12,967 | $143,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 37,900 | $143,000 | thousands by filing date | put |
| ATLAS ENERGY GROUP LL LP | 04929Q102 | MLP | 64,043 | $143,000 | thousands by filing date | |
| SUNEDISON SEMI | Y8213L102 | Common Stock | 13,589 | $143,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 7,500 | $142,000 | thousands by filing date | call |
| DNOW INC | 67011P100 | COMMON STOCK | 9,625 | $142,000 | thousands by filing date | call |
| ALPHA PRO TECH LTD | 020772109 | COM | 71,306 | $142,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 4,300 | $142,000 | thousands by filing date | put |
| FX ENERGY INC | 302695101 | COM | 149,872 | $142,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 24,616 | $142,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 5,400 | $141,000 | thousands by filing date | put |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 11,601 | $141,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 25,400 | $141,000 | thousands by filing date | put |
| SCIQUEST INC NEW | 80908T101 | COM | 14,096 | $141,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 16,907 | $140,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 10,700 | $140,000 | thousands by filing date | call |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 121,635 | $140,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 134,338 | $140,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 11,800 | $140,000 | thousands by filing date | call |
| IAMGOLD CORP COM | 450913108 | Stock | 85,400 | $139,000 | thousands by filing date | put |
| SYNOPSYS INC COM | 871607107 | Stock | 3,000 | $139,000 | thousands by filing date | put |
| DIANA SHIPPING INC | Y2066G104 | COM | 21,400 | $139,000 | thousands by filing date | put |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 10,451 | $139,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS INC | 868459AB4 | NOTE 7.500% 5/0 | 50,000 | $139,000 | thousands by filing date | principal |
| GERON CORP | 374163103 | COM | 50,000 | $138,000 | thousands by filing date | call |
| OOMA INC | 683416101 | COM | 19,791 | $138,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 161,378 | $138,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 19,311 | $138,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 34,056 | $138,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 2,400 | $137,000 | thousands by filing date | put |
| MBIA INC | 55262C100 | COMMON STOCK | 22,600 | $137,000 | thousands by filing date | call |
| BIODEL INC | 09064M204 | COM | 311,998 | $137,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 50,740 | $137,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 26,401 | $137,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 8,700 | $137,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459Y561 | DLY JR GMNR BEAR | 14,238 | $137,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 4,100 | $136,000 | thousands by filing date | put |
| HEXCEL CORP NEW | 428291108 | COM | 3,000 | $135,000 | thousands by filing date | put |
| CENTURY ALUM CO | 156431108 | COM | 29,300 | $135,000 | thousands by filing date | call |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 24,041 | $135,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 35,060 | $135,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 85,823 | $135,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 5,600 | $135,000 | thousands by filing date | call |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 4,500 | $134,000 | thousands by filing date | put |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 11,845 | $134,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 7,000 | $134,000 | thousands by filing date | call |
| RARE ELEMENT RES LTD | 75381M102 | COM | 475,217 | $134,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 66,144 | $134,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 19,515 | $134,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 15,819 | $134,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 2,300 | $133,000 | thousands by filing date | put |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 16,638 | $133,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 9,200 | $133,000 | thousands by filing date | call |
| PHOTRONICS INC | 719405102 | COM | 14,671 | $133,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 14,987 | $133,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 22,807 | $132,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 6,343 | $132,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 8,200 | $132,000 | thousands by filing date | put |
| ENERGOUS CORP | 29272C103 | COM | 19,109 | $132,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 3,600 | $132,000 | thousands by filing date | call |
| UNIQURE NV | N90064101 | SHS | 6,410 | $131,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 1,200 | $131,000 | thousands by filing date | put |
| XYLEM INC COM | 98419M100 | Stock | 4,000 | $131,000 | thousands by filing date | put |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 2,700 | $131,000 | thousands by filing date | call |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 5,800 | $131,000 | thousands by filing date | call |
| BRIDGFORD FOODS CORP | 108763103 | COM | 15,320 | $131,000 | thousands by filing date | |
| ZAIS GROUP HLDGS INC | 98887G106 | COM | 13,913 | $131,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 1,700 | $130,000 | thousands by filing date | put |
| SYMANTEC CORP | 871503108 | COM | 6,700 | $130,000 | thousands by filing date | put |
| NEW YORK & CO INC | 649295102 | COM | 52,467 | $130,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 8,800 | $130,000 | thousands by filing date | put |
| DTE ENERGY CO COM | 233331107 | Stock | 1,600 | $129,000 | thousands by filing date | call |
| WORLD KINECT CORPORATION | 981475106 | COM | 3,600 | $129,000 | thousands by filing date | call |
| INNODATA INC | 457642205 | COM NEW | 55,569 | $129,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 23,200 | $129,000 | thousands by filing date | call |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 18,895 | $129,000 | thousands by filing date | |
| CINEDIGM CORP COM | 172406100 | COM | 229,541 | $129,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 2,500 | $128,000 | thousands by filing date | call |
| SABRE CORP COM | 78573M104 | Stock | 4,700 | $128,000 | thousands by filing date | call |
| LEGGETT & PLATT INC | 524660107 | COM | 3,100 | $128,000 | thousands by filing date | put |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 5,580 | $128,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 21,891 | $128,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 12,368 | $128,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 2,200 | $127,000 | thousands by filing date | call |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 34,571 | $127,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 21,213 | $127,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 72,380 | $127,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 23,023 | $127,000 | thousands by filing date | |
| PARNELL PHARMACEUT HLDGS LIMITED SHS | Q73622104 | Foreign Ordinary Shares | 36,802 | $127,000 | thousands by filing date | |
| APIGEE CORP COM | 03765N108 | Stock | 12,012 | $127,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 404,708 | $126,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 10,272 | $126,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 20,100 | $126,000 | thousands by filing date | call |
| APPROACH RESOURCES INC | 03834A103 | COM | 67,347 | $126,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 130,000 | $126,000 | thousands by filing date | principal |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 11,568 | $126,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 2,800 | $125,000 | thousands by filing date | put |
| SEI INVTS CO COM | 784117103 | Stock | 2,600 | $125,000 | thousands by filing date | call |
| MINDBODY INC | 60255W105 | COM CL A | 8,000 | $125,000 | thousands by filing date | put |
| MINDBODY INC | 60255W105 | COM CL A | 8,000 | $125,000 | thousands by filing date | call |
| VERTEX ENERGY INC | 92534K107 | COM | 58,569 | $125,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 28,713 | $125,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 18,351 | $125,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 2,300 | $124,000 | thousands by filing date | put |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 2,300 | $124,000 | thousands by filing date | call |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 17,185 | $124,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 18,417 | $124,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 61,529 | $124,000 | thousands by filing date | |
| Northeast Community Bancorp Inc | 664112109 | COM | 16,923 | $124,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 662,894 | $124,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 120,000 | $124,000 | thousands by filing date | principal |
| NANOVIRICIDES INC | 630087203 | COM NEW | 104,595 | $124,000 | thousands by filing date | |
| ATLANTIC ALLIANCE PARTNER CO | G04897107 | SHS | 12,200 | $124,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 10,273 | $123,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 13,034 | $123,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 111,791 | $123,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 14,993 | $123,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 18,034 | $122,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 5,957 | $122,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 10,800 | $122,000 | thousands by filing date | call |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 10,817 | $122,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 12,300 | $122,000 | thousands by filing date | put |
| ANGIES LIST INC | 034754101 | COM | 24,300 | $122,000 | thousands by filing date | put |
| ION GEOPHYSICAL CORP | 462044108 | COM | 313,999 | $122,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 11,544 | $122,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406608 | SHS VAR VTG | 19,466 | $122,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 75,000 | $122,000 | thousands by filing date | principal |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 21,058 | $121,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 11,733 | $121,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 19,250 | $121,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 24,300 | $121,000 | thousands by filing date | put |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 7,080 | $120,000 | thousands by filing date | put |
| FTI CONSULTING INC | 302941109 | COM | 2,900 | $120,000 | thousands by filing date | put |
| ENERGY RECOVERY INC | 29270J100 | COM | 55,952 | $120,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 1,100 | $120,000 | thousands by filing date | put |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 15,134 | $120,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 12,503 | $120,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 45,776 | $120,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 13,222 | $120,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 11,032 | $119,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 63,000 | $119,000 | thousands by filing date | principal |
| CACI INTL INC CL A | 127190304 | Stock | 1,600 | $118,000 | thousands by filing date | call |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 33,627 | $118,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 19,073 | $118,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 7,800 | $118,000 | thousands by filing date | put |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 11,125 | $118,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 62,282 | $118,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 54,103 | $118,000 | thousands by filing date | |
| TRONC INC | 896082104 | Common equity shares | 15,022 | $118,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 8,400 | $117,000 | thousands by filing date | put |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 26,511 | $117,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 2,640 | $116,000 | thousands by filing date | put |
| ALBEMARLE CORP | 012653101 | COM | 2,640 | $116,000 | thousands by filing date | call |
| PAPA JOHNS INTL INC | 698813102 | COM | 1,700 | $116,000 | thousands by filing date | put |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 14,060 | $116,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 3,200 | $116,000 | thousands by filing date | put |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 8,600 | $116,000 | thousands by filing date | call |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 581,378 | $116,000 | thousands by filing date | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 17,235 | $116,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAC1 | NOTE 2.000% 8/1 | 111,000 | $116,000 | thousands by filing date | principal |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 26,480 | $115,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 5,000 | $115,000 | thousands by filing date | put |
| FS KKR CAPITAL CORP | 302635107 | COM | 12,385 | $115,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 8,200 | $115,000 | thousands by filing date | call |
| GAFISA S A | 362607301 | SPONS ADR | 118,745 | $115,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 36,322 | $115,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 13,635 | $114,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 41,857 | $114,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 22,085 | $114,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 15,300 | $114,000 | thousands by filing date | call |
| BAZAARVOICE INC | 073271108 | COM | 25,173 | $114,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 110,362 | $114,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 13,800 | $114,000 | thousands by filing date | put |
| METHANEX CORP COM | 59151K108 | Stock | 3,400 | $113,000 | thousands by filing date | call |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 18,927 | $113,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 2,300 | $113,000 | thousands by filing date | put |
| COVISINT CORP | 22357R103 | COM | 52,518 | $113,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 1,700 | $112,000 | thousands by filing date | call |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 72,489 | $112,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 1,700 | $112,000 | thousands by filing date | call |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 25,514 | $112,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 15,952 | $111,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 5,800 | $111,000 | thousands by filing date | put |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 10,018 | $111,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 6,700 | $111,000 | thousands by filing date | put |
| AVID TECHNOLOGY INC | 05367P100 | COM | 13,811 | $110,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 19,103 | $110,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 2,000 | $110,000 | thousands by filing date | put |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 51,595 | $110,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 5,300 | $109,000 | thousands by filing date | call |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 13,232 | $109,000 | thousands by filing date | |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 65,440 | $109,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 13,941 | $109,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 5,712 | $109,000 | thousands by filing date | put |
| CYTOKINETICS INC | 23282W605 | COM NEW | 16,134 | $108,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 2,000 | $108,000 | thousands by filing date | put |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 63,816 | $108,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 27,781 | $108,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 2,600 | $107,000 | thousands by filing date | put |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 18,262 | $107,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 17,332 | $107,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 3,300 | $107,000 | thousands by filing date | put |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 29,737 | $107,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 3,412 | $106,000 | thousands by filing date | put |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 28,154 | $106,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 33,200 | $106,000 | thousands by filing date | call |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 2,500 | $106,000 | thousands by filing date | put |
| DS HEALTHCARE GROUP INC | 23336Q109 | COM | 43,644 | $106,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 2,800 | $105,000 | thousands by filing date | call |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 11,272 | $105,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 10,781 | $105,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 18,774 | $105,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 38,210 | $105,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 21,100 | $105,000 | thousands by filing date | call |
| CIBER INC | 17163B102 | COM | 32,979 | $105,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 5,700 | $105,000 | thousands by filing date | put |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 400 | $104,000 | thousands by filing date | call |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 34,028 | $104,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 42,201 | $104,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 4,300 | $104,000 | thousands by filing date | call |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 109,005 | $104,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 3,200 | $103,000 | thousands by filing date | put |
| CHEESECAKE FACTORY INC | 163072101 | COM | 1,900 | $103,000 | thousands by filing date | call |
| CHEMOCENTRYX INC | 16383L106 | COM | 16,976 | $103,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 13,787 | $103,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 12,119 | $103,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 10,126 | $102,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 11,465 | $102,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 1,400 | $102,000 | thousands by filing date | put |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 7,200 | $102,000 | thousands by filing date | put |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 11,132 | $101,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 3,400 | $101,000 | thousands by filing date | call |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 1,100 | $101,000 | thousands by filing date | put |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 32,460 | $101,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 5,200 | $101,000 | thousands by filing date | call |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 21,620 | $101,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 3,900 | $101,000 | thousands by filing date | put |
| PC TEL INC | 69325Q105 | COM | 16,773 | $101,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 296,908 | $101,000 | thousands by filing date | |
| REMARK MEDIA INC | 75954W107 | COM | 22,865 | $101,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 23,200 | $100,000 | thousands by filing date | put |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 42,932 | $100,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 13,400 | $100,000 | thousands by filing date | put |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 47,200 | $100,000 | thousands by filing date | put |
| REALD INC | 75604L105 | COMMON STOCK | 10,426 | $100,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 11,272 | $100,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 13,973 | $99,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 5,000 | $99,000 | thousands by filing date | call |
| RUBICON PROJ INC | 78112V102 | COM | 6,834 | $99,000 | thousands by filing date | |
| ABENGOA YIELD PLC | G00349103 | ORD SHS | 6,000 | $99,000 | thousands by filing date | put |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 3,300 | $98,000 | thousands by filing date | call |
| CODEXIS INC | 192005106 | COM | 28,966 | $98,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 11,880 | $98,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 4,800 | $98,000 | thousands by filing date | put |
| JARDEN CORP | 471109108 | COM | 2,000 | $98,000 | thousands by filing date | call |
| XOMA CORP DEL | 98419J107 | COM | 130,139 | $98,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 34,551 | $98,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 14,690 | $98,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-15-001022 | this filing | 2015-11-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000769993-16-001548 | added | 2016-03-15 | acceptance time not in the bulk data set |