13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-13, with 7,261 holding rows worth $296,308,607,000.
- Accession
- 0000769993-15-001022
- Filer
- CIK 886982
- Filed
- 2015-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 10,752 entries on the cover page, a total value of $296,308,607,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $296,308,607,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerGOLDMAN SACHS EXECUTION & CLEARING, L.P.028-10292
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| JETPAY CORP | 477177109 | COM | 35,392 | $98,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 5,720 | $97,000 | thousands by filing date | call |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 2,000 | $97,000 | thousands by filing date | put |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 13,351 | $97,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 119,335 | $97,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 39,055 | $97,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 24,103 | $97,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 4,200 | $97,000 | thousands by filing date | call |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 23,710 | $96,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 53,744 | $96,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 11,625 | $96,000 | thousands by filing date | |
| 1ST CENTURY BANCSHARES INC | 31943X102 | COM | 12,122 | $96,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 29,035 | $96,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 14,900 | $96,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 287,236 | $95,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 3,700 | $95,000 | thousands by filing date | put |
| JIVE SOFTWARE INC | 47760A108 | COM | 20,371 | $95,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 97,836 | $95,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 15,818 | $95,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 154,015 | $95,000 | thousands by filing date | |
| JIAYUAN COM INTL LTD | 477374102 | SPONSORED ADR | 15,452 | $95,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 4,100 | $95,000 | thousands by filing date | put |
| YULONG ECO MATLS LTD | G98847117 | ORD SHS NEW | 43,962 | $95,000 | thousands by filing date | |
| MAXPOINT INTERACTIVE INC | 57777M102 | Cmn | 23,203 | $95,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 4,100 | $94,000 | thousands by filing date | call |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 5,400 | $94,000 | thousands by filing date | call |
| OFFICE DEPOT INC | 676220106 | COM | 14,700 | $94,000 | thousands by filing date | put |
| VANTIV INC | 92210H105 | CL A | 2,100 | $94,000 | thousands by filing date | put |
| RICHMONT MINES INC | 76547T106 | COM | 34,218 | $94,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 33,813 | $94,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 36,310 | $94,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 3,100 | $93,000 | thousands by filing date | put |
| PLUG PWR INC | 72919P202 | COM NEW | 50,600 | $93,000 | thousands by filing date | put |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 16,171 | $93,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 14,163 | $92,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 18,602 | $92,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 20,000 | $92,000 | thousands by filing date | put |
| AGENUS INC | 00847G705 | COM NEW | 20,000 | $92,000 | thousands by filing date | call |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 12,068 | $92,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 200,000 | $92,000 | thousands by filing date | call |
| PULMATRIX INC | 74584P103 | COM | 18,708 | $92,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 15,976 | $92,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 74,953 | $91,000 | thousands by filing date | |
| Coupons Com Inc | 22265J102 | Common Stock | 10,100 | $91,000 | thousands by filing date | call |
| SOLAR3D INC | 83417A209 | COM NEW | 32,893 | $91,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 20,100 | $90,000 | thousands by filing date | call |
| TRUPANION INC | 898202106 | COM | 11,974 | $90,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 36,885 | $90,000 | thousands by filing date | |
| CAROLINA TR BK LINCOLNTON NC | 144200102 | COM | 16,095 | $90,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 9,100 | $90,000 | thousands by filing date | put |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 13,800 | $89,000 | thousands by filing date | call |
| LORAL SPACE & COM INC | 543881106 | COM | 1,900 | $89,000 | thousands by filing date | put |
| PENN WEST PETE LTD NEW | 707887105 | COM | 196,900 | $89,000 | thousands by filing date | put |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 6,000 | $89,000 | thousands by filing date | call |
| FMC CORP COM NEW | 302491303 | Stock | 2,600 | $88,000 | thousands by filing date | call |
| DTE ENERGY CO COM | 233331107 | Stock | 1,100 | $88,000 | thousands by filing date | put |
| CNO FINL GROUP INC | 12621E103 | COM | 4,700 | $88,000 | thousands by filing date | put |
| FIBROGEN INC | 31572Q808 | COM | 4,000 | $88,000 | thousands by filing date | call |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 2,100 | $88,000 | thousands by filing date | call |
| QUANTUM CORP | 747906204 | COM DSSG | 126,856 | $88,000 | thousands by filing date | |
| SYSOREX GLOBAL COM NEW | 87184N203 | Stock | 86,921 | $88,000 | thousands by filing date | |
| ROKA BIOSCIENCE INC | 775431109 | COM | 45,328 | $88,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 1,800 | $87,000 | thousands by filing date | put |
| GENERAC HLDGS INC | 368736104 | COM | 2,900 | $87,000 | thousands by filing date | put |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 14,363 | $87,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 4,600 | $87,000 | thousands by filing date | put |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 10,254 | $87,000 | thousands by filing date | |
| Intercloud Systems, Inc | 458488202 | com | 49,009 | $87,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 2,300 | $86,000 | thousands by filing date | put |
| GWG HLDGS INC | 36192A109 | COM | 10,197 | $86,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550AR8 | NOTE 3.625% 8/1 | 83,000 | $86,000 | thousands by filing date | principal |
| CREDICORP LTD | G2519Y108 | COM | 800 | $85,000 | thousands by filing date | call |
| ARQULE INC | 04269E107 | COM | 45,504 | $85,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 10,900 | $85,000 | thousands by filing date | call |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 11,358 | $84,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 3,300 | $84,000 | thousands by filing date | call |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 18,725 | $84,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 2,300 | $84,000 | thousands by filing date | put |
| SYNACOR INC | 871561106 | COM | 62,105 | $84,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 10,893 | $84,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 3,500 | $84,000 | thousands by filing date | put |
| AIR LEASE CORP | 00912X302 | CL A | 2,700 | $83,000 | thousands by filing date | call |
| REALPAGE INC | 75606N109 | COM | 5,000 | $83,000 | thousands by filing date | call |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 81,000 | $83,000 | thousands by filing date | principal |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 10,274 | $83,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 42,099 | $83,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 1,600 | $82,000 | thousands by filing date | call |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 3,200 | $82,000 | thousands by filing date | call |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 109,100 | $82,000 | thousands by filing date | call |
| TEARLAB CORP | 878193101 | COM | 40,775 | $82,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 1,200 | $82,000 | thousands by filing date | call |
| EXONE CO | 302104104 | COM | 12,200 | $82,000 | thousands by filing date | call |
| STRAYER ED INC | 863236105 | COM | 1,500 | $82,000 | thousands by filing date | call |
| GENERAC HLDGS INC | 368736104 | COM | 2,700 | $81,000 | thousands by filing date | call |
| MITEK SYS INC | 606710200 | COM NEW | 25,432 | $81,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 8,400 | $81,000 | thousands by filing date | call |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 10,854 | $81,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 21,476 | $81,000 | thousands by filing date | |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 19,048 | $81,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 19,176 | $81,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 16,600 | $80,000 | thousands by filing date | call |
| CERUS CORP | 157085101 | COM | 17,572 | $80,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 1,100 | $80,000 | thousands by filing date | put |
| HARRIS CORP INC | 413875105 | COM | 1,100 | $80,000 | thousands by filing date | call |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 4,900 | $80,000 | thousands by filing date | call |
| ITT CORP | 450911201 | COM | 2,400 | $80,000 | thousands by filing date | put |
| RENESOLA LTD | 75971T103 | SPONS ADS | 82,570 | $80,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 4,800 | $79,000 | thousands by filing date | call |
| FORMFACTOR INC COM | 346375108 | Stock | 11,600 | $79,000 | thousands by filing date | call |
| FATE THERAPEUTICS INC | 31189P102 | COM | 14,797 | $79,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 27,757 | $79,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 7,148 | $79,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 17,824 | $79,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 262,187 | $79,000 | thousands by filing date | |
| VOLTARI CORP NEW | 92870X309 | COM | 11,197 | $79,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 7,100 | $78,000 | thousands by filing date | put |
| DSW INC-CLASS A | 23334L102 | CL A | 3,100 | $78,000 | thousands by filing date | put |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 32,286 | $78,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 31,239 | $78,000 | thousands by filing date | |
| FXCM INC | 302693106 | COM | 89,400 | $78,000 | thousands by filing date | call |
| Female Health Company | 314462102 | COM | 49,663 | $78,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 13,200 | $78,000 | thousands by filing date | call |
| AZURE MIDSTREAM PARTNERS LP COM UNIT | 05501X100 | COMMON | 13,218 | $78,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 4,100 | $77,000 | thousands by filing date | call |
| TECOGEN INC NEW | 87876P201 | COM NEW | 22,433 | $77,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 28,706 | $77,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 26,221 | $77,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 51,421 | $77,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 6,800 | $76,000 | thousands by filing date | put |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 1,024 | $76,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 12,800 | $76,000 | thousands by filing date | put |
| PRESBIA PLC | G7234P100 | SHS | 13,868 | $76,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 818 | $75,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 21,200 | $75,000 | thousands by filing date | call |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 30,200 | $75,000 | thousands by filing date | put |
| EMPIRE RESORTS INC | 292052206 | COM | 17,707 | $75,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 56,361 | $75,000 | thousands by filing date | |
| STEADYMED LTD | M84920103 | SHS | 21,000 | $75,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 1,300 | $74,000 | thousands by filing date | put |
| CMS ENERGY CORP COM | 125896100 | Stock | 2,100 | $74,000 | thousands by filing date | call |
| HALYARD HEALTH INC | 40650V100 | COM | 2,616 | $74,000 | thousands by filing date | put |
| SIGMA DESIGNS INC | 826565103 | COM | 10,700 | $74,000 | thousands by filing date | call |
| ONCOTHYREON INC | 682324108 | COM | 27,107 | $74,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 101,000 | $74,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 1,100 | $73,000 | thousands by filing date | put |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 1,200 | $73,000 | thousands by filing date | put |
| VUZIX CORP | 92921W300 | COM NEW | 15,613 | $73,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 101,145 | $73,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 11,372 | $73,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R400 | COM | 21,547 | $73,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 10,023 | $72,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 14,398 | $72,000 | thousands by filing date | |
| Xenith Bankshares, Inc. | 98410X105 | Common Stock | 11,209 | $72,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 77,000 | $72,000 | thousands by filing date | principal |
| GEO GROUP INC NEW | 36162J106 | COM | 2,400 | $71,000 | thousands by filing date | put |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 14,006 | $71,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 11,744 | $71,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 19,000 | $71,000 | thousands by filing date | call |
| SEQUENOM INC COM NEW | 817337405 | COM | 40,644 | $71,000 | thousands by filing date | |
| MDCO 1.375 6/17 | 584688AC9 | Bond 30/360P2 U | 49,000 | $71,000 | thousands by filing date | principal |
| TRAVELZOO | 89421Q205 | CMN | 8,507 | $70,000 | thousands by filing date | |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 30,588 | $70,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 55,185 | $70,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 5,200 | $69,000 | thousands by filing date | call |
| AFFIMED N V | N01045108 | COM | 11,180 | $69,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 75,000 | $69,000 | thousands by filing date | principal |
| RCS CAP CORP | 74937W102 | COM CL A | 85,725 | $69,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 6,500 | $68,000 | thousands by filing date | call |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 8,096 | $68,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 21,817 | $68,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 8,500 | $68,000 | thousands by filing date | put |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 2,900 | $68,000 | thousands by filing date | call |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 2,600 | $67,000 | thousands by filing date | call |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 33,628 | $67,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 12,999 | $66,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 3,500 | $66,000 | thousands by filing date | call |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 6,300 | $66,000 | thousands by filing date | call |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 13,200 | $65,000 | thousands by filing date | put |
| GEO GROUP INC NEW | 36162J106 | COM | 2,200 | $65,000 | thousands by filing date | call |
| CHEESECAKE FACTORY INC | 163072101 | COM | 1,200 | $65,000 | thousands by filing date | put |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 9,800 | $65,000 | thousands by filing date | call |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 11,697 | $65,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 4,600 | $65,000 | thousands by filing date | put |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 10,000 | $65,000 | thousands by filing date | put |
| VICON INDS INC | 925811101 | COM | 40,724 | $65,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 40,000 | $65,000 | thousands by filing date | principal |
| CREDICORP LTD | G2519Y108 | COM | 600 | $64,000 | thousands by filing date | put |
| NCR VOYIX CORPORATION | 62886E108 | COM | 2,800 | $64,000 | thousands by filing date | put |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 14,800 | $64,000 | thousands by filing date | call |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 700 | $64,000 | thousands by filing date | call |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 5,382 | $64,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 60,000 | $64,000 | thousands by filing date | principal |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 4,600 | $64,000 | thousands by filing date | call |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 127,546 | $64,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 11,969 | $64,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 30,621 | $64,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 21,337 | $64,000 | thousands by filing date | |
| NEXVET BIOPHARMA PLC | G6503X109 | ORD SHS | 17,578 | $64,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 2,100 | $63,000 | thousands by filing date | call |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 2,661 | $63,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 28,151 | $63,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 33,417 | $63,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 224,062 | $63,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 113,002 | $63,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 1,400 | $62,000 | thousands by filing date | put |
| XYLEM INC COM | 98419M100 | Stock | 1,900 | $62,000 | thousands by filing date | call |
| PAPA JOHNS INTL INC | 698813102 | COM | 900 | $62,000 | thousands by filing date | call |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 23,142 | $62,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 5,900 | $62,000 | thousands by filing date | put |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 13,300 | $62,000 | thousands by filing date | put |
| 22ND CENTY GROUP INC | 90137F103 | COM | 74,336 | $62,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 24,800 | $62,000 | thousands by filing date | call |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 23,947 | $62,000 | thousands by filing date | |
| GENVEC INC NEW | 37246C307 | cs | 26,959 | $62,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 7,501 | $62,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 1,100 | $61,000 | thousands by filing date | call |
| INTERPUBLIC GROUP COS | 460690100 | COM | 3,200 | $61,000 | thousands by filing date | call |
| HALYARD HEALTH INC | 40650V100 | COM | 2,136 | $61,000 | thousands by filing date | call |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 3,200 | $61,000 | thousands by filing date | call |
| ENDOCYTE INC | 29269A102 | COM | 13,240 | $61,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 10,257 | $61,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 7,800 | $61,000 | thousands by filing date | put |
| REALNETWORKS INC | 75605L708 | COM | 14,939 | $61,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 13,197 | $61,000 | thousands by filing date | |
| VBI VACCINES INC CDA | 91790E102 | Stock | 23,177 | $61,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 19,929 | $60,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 154,706 | $60,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 67,733 | $60,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 70,000 | $60,000 | thousands by filing date | principal |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 19,295 | $60,000 | thousands by filing date | |
| AURIS MED HLDG AG | H03579101 | COM | 16,928 | $60,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 1,650 | $59,000 | thousands by filing date | call |
| SANOFI | 80105N113 | COMMON STOCK-FO | 310,784 | $59,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 5,638 | $59,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 50,000 | $59,000 | thousands by filing date | principal |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 23,397 | $59,000 | thousands by filing date | |
| Del Taco Restaurants | 245496112 | W EXP 06/30/202 | 11,400 | $59,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 42,753 | $59,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 11,930 | $58,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 4,900 | $58,000 | thousands by filing date | put |
| LIFEVANTAGE CORP | 53222K106 | COM | 71,566 | $58,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 34,261 | $58,000 | thousands by filing date | |
| COLUCID PHARMACEUTICALS INC | 19716T101 | COM | 14,955 | $58,000 | thousands by filing date | |
| CELATOR PHARMACEUTICALS INC | 15089R102 | Cmn | 34,795 | $58,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 12,789 | $57,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 3,900 | $57,000 | thousands by filing date | put |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 1,366 | $57,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 14,694 | $57,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 1,100 | $56,000 | thousands by filing date | put |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 10,707 | $56,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 14,919 | $56,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 60,100 | $56,000 | thousands by filing date | put |
| LOMBARD MED INC | G55598109 | COM | 15,800 | $56,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 61,000 | $56,000 | thousands by filing date | principal |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 3,564 | $55,000 | thousands by filing date | call |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 20,801 | $55,000 | thousands by filing date | |
| YOU ON DEMAND HOLDINGS INC | 98741R207 | COM | 29,017 | $55,000 | thousands by filing date | |
| SELECTICA INC | 816288203 | COM | 14,089 | $55,000 | thousands by filing date | |
| ABENGOA YIELD PLC | G00349103 | ORD SHS | 3,300 | $55,000 | thousands by filing date | call |
| AMAYA INC | 02314M108 | COM | 3,000 | $55,000 | thousands by filing date | put |
| CALADRIUS BIOSCIENCES INC | 128058104 | Cmn | 37,150 | $55,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 2,900 | $54,000 | thousands by filing date | put |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 1,400 | $54,000 | thousands by filing date | call |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 700 | $54,000 | thousands by filing date | call |
| JARDEN CORP | 471109108 | COM | 1,100 | $54,000 | thousands by filing date | put |
| QUESTAR CORP | 748356102 | COM | 2,800 | $54,000 | thousands by filing date | put |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 2,100 | $54,000 | thousands by filing date | call |
| GENCORP INC | 368682AN0 | SDCV | 30,000 | $54,000 | thousands by filing date | principal |
| RUBICON PROJ INC | 78112V102 | COM | 3,700 | $54,000 | thousands by filing date | call |
| SESEN BIO, INC. | 286221106 | COM | 22,414 | $54,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 6,900 | $54,000 | thousands by filing date | put |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 8,700 | $53,000 | thousands by filing date | put |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 35,000 | $53,000 | thousands by filing date | principal |
| POTBELLY CORP | 73754Y100 | COM | 4,800 | $53,000 | thousands by filing date | put |
| TECO ENERGY INC | 872375100 | COM | 2,000 | $53,000 | thousands by filing date | put |
| XUEDA ED GROUP | 98418W109 | SPONSORED ADR | 10,219 | $53,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 19,559 | $53,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 10,189 | $53,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 14,957 | $53,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 2,300 | $52,000 | thousands by filing date | call |
| CHEGG INC | 163092109 | COM | 7,200 | $52,000 | thousands by filing date | call |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 9,962 | $52,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 20,951 | $52,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 10,692 | $52,000 | thousands by filing date | |
| EPIRUS Biopharmaceuticals Inc | 29428P107 | Common Stock | 11,664 | $52,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 21,594 | $52,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 14,400 | $51,000 | thousands by filing date | put |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 13,101 | $50,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 1,200 | $50,000 | thousands by filing date | put |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 1,200 | $50,000 | thousands by filing date | call |
| FTI CONSULTING INC | 302941109 | COM | 1,200 | $50,000 | thousands by filing date | call |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 143,775 | $50,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 2,600 | $50,000 | thousands by filing date | put |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 80,300 | $50,000 | thousands by filing date | put |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 28,000 | $50,000 | thousands by filing date | put |
| Gulfport Energy | 402635304 | COM | 1,700 | $50,000 | thousands by filing date | call |
| HONG KONG TELEVISION NETWK L | 43858G107 | SPONSORED ADR | 11,860 | $50,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 22,489 | $50,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F203 | COM NEW | 25,480 | $50,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 2,400 | $49,000 | thousands by filing date | call |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 1,300 | $49,000 | thousands by filing date | put |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 1,300 | $49,000 | thousands by filing date | call |
| Chubb Corporation | 171232101 | Equity | 400 | $49,000 | thousands by filing date | call |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 4,300 | $49,000 | thousands by filing date | put |
| INTL SHIPHOLDING CORP | 460321201 | COM | 12,692 | $49,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 12,299 | $49,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 49,992 | $48,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 7,000 | $48,000 | thousands by filing date | put |
| RTI INTL METALS INC 3.000 | 74973WAA5 | NOTE 3.000%12/0 | 48,000 | $48,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 2,700 | $48,000 | thousands by filing date | put |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 4,600 | $48,000 | thousands by filing date | put |
| CERULEAN PHARMA INC | 15708Q105 | COM | 13,063 | $48,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 1,400 | $47,000 | thousands by filing date | call |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 6,400 | $47,000 | thousands by filing date | call |
| EASTMAN KODAK CO | 277461406 | COM NEW | 3,000 | $47,000 | thousands by filing date | call |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 2,500 | $47,000 | thousands by filing date | put |
| POLYONE CORP | 73179P106 | COM | 1,600 | $47,000 | thousands by filing date | put |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 4,508 | $47,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 2,500 | $47,000 | thousands by filing date | put |
| EXONE CO | 302104104 | COM | 7,000 | $47,000 | thousands by filing date | put |
| VICAL INC | 925602104 | COM | 101,582 | $47,000 | thousands by filing date | |
| CNOVA ORD | N20947102 | COM | 15,423 | $47,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 9,100 | $46,000 | thousands by filing date | put |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 166,330 | $46,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 143,564 | $46,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 16,102 | $46,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 22,988 | $46,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 11,592 | $46,000 | thousands by filing date | |
| MOL GLOBAL INC | 60845Q105 | Depository Receipt | 55,900 | $46,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 3,500 | $45,000 | thousands by filing date | put |
| URBAN EDGE PPTYS | 91704F104 | COM | 2,100 | $45,000 | thousands by filing date | call |
| NUTRI SYS INC NEW | 67069D108 | COM | 1,700 | $45,000 | thousands by filing date | put |
| QUALITY SYS INC | 747582104 | COM | 3,600 | $45,000 | thousands by filing date | put |
| GOODRICH PETE CORP | 382410405 | COM NEW | 78,200 | $45,000 | thousands by filing date | put |
| Saexploration Holdings Inc. | 78636X105 | COM | 17,168 | $45,000 | thousands by filing date | |
| TCP International Holdings Ltd | H84689100 | COMMON | 16,505 | $45,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 46,300 | $44,000 | thousands by filing date | call |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 13,900 | $44,000 | thousands by filing date | put |
| AWARE INC MASS | 05453N100 | CMN | 13,023 | $44,000 | thousands by filing date | |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 20,369 | $44,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 11,711 | $44,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 10,633 | $44,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 44,758 | $44,000 | thousands by filing date | |
| LIME ENERGY CO COM | 53261U304 | COM | 15,096 | $44,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 3,400 | $43,000 | thousands by filing date | put |
| VERADIGM INC | 01988P108 | COMMON STOCK | 3,500 | $43,000 | thousands by filing date | put |
| BIOLASE INC | 090911108 | COMMON STOCK | 48,110 | $43,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 15,800 | $43,000 | thousands by filing date | call |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 7,200 | $43,000 | thousands by filing date | put |
| MONSTER WORLDWIDE INC | 611742107 | COM | 6,700 | $43,000 | thousands by filing date | call |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 10,319 | $43,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 4,300 | $43,000 | thousands by filing date | call |
| GASLOG LTD | G37585109 | SHS | 4,400 | $42,000 | thousands by filing date | put |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 3,500 | $42,000 | thousands by filing date | put |
| SUPPORT COM INC | 86858W101 | COM | 37,913 | $42,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 10,456 | $42,000 | thousands by filing date | |
| CELLADON CORP | 15117E107 | Cmn | 39,695 | $42,000 | thousands by filing date | |
| GLOBEIMMUNE INC | 37957B100 | COM | 16,009 | $42,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 1,000 | $41,000 | thousands by filing date | call |
| LANTRONIX INC | 516548203 | COMMON STOCK | 32,565 | $41,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 65,600 | $41,000 | thousands by filing date | call |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 19,412 | $41,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 1,100 | $41,000 | thousands by filing date | call |
| ECHELON CORP | 27874N105 | COM | 69,424 | $41,000 | thousands by filing date | |
| MEDICAL TRANSCRIPTION BLG CO | 58464J105 | COM | 22,587 | $41,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P102 | COM | 17,983 | $41,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 600 | $40,000 | thousands by filing date | put |
| AMDOCS LTD | G02602103 | SHS | 700 | $40,000 | thousands by filing date | call |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 6,700 | $40,000 | thousands by filing date | call |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 24,816 | $40,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 122,140 | $40,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 38,891 | $40,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 1,100 | $39,000 | thousands by filing date | put |
| KLX INC | 482539103 | COM | 1,100 | $39,000 | thousands by filing date | put |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 3,000 | $39,000 | thousands by filing date | put |
| TOWERSTREAM CORP | 892000100 | COM | 36,063 | $39,000 | thousands by filing date | |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 13,372 | $39,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 228,072 | $39,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 6,900 | $39,000 | thousands by filing date | put |
| ITRON INC COM | 465741106 | Stock | 1,200 | $38,000 | thousands by filing date | put |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 2,300 | $38,000 | thousands by filing date | put |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 17,392 | $38,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 33,825 | $37,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 1,400 | $37,000 | thousands by filing date | call |
| UNIT CORP | 909218109 | COM | 3,300 | $37,000 | thousands by filing date | call |
| QUALITY SYS INC | 747582104 | COM | 3,000 | $37,000 | thousands by filing date | call |
| AMBASSADORS GROUP INC | 023177108 | COM | 13,669 | $37,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 5,800 | $37,000 | thousands by filing date | put |
| VERSAR INC | 925297103 | COM | 11,120 | $37,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 15,000 | $37,000 | thousands by filing date | principal |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 23,087 | $37,000 | thousands by filing date | |
| MOKO SOCIAL MEDIA LTD | 608458204 | Depository Receipt | 11,950 | $37,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 2,300 | $36,000 | thousands by filing date | put |
| Bowater Inc | 09066L105 | COMMON STOCKS | 12,114 | $36,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 268,018 | $36,000 | thousands by filing date | |
| COSI INC | 22122P200 | COM | 35,173 | $36,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 10,487 | $36,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 12,416 | $36,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 10,451 | $36,000 | thousands by filing date | |
| DARA BIOSCIENCES INC | 23703P304 | COM PAR $ | 41,485 | $36,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 1,900 | $35,000 | thousands by filing date | call |
| RAYONIER INC COM | 754907103 | REIT | 1,600 | $35,000 | thousands by filing date | call |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 1,700 | $35,000 | thousands by filing date | put |
| DENISON MINES CORP | 248356107 | COM | 94,865 | $35,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 5,416 | $35,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 2,700 | $35,000 | thousands by filing date | call |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 4,200 | $35,000 | thousands by filing date | put |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 12,962 | $35,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 119,440 | $35,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 14,824 | $35,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 2,500 | $35,000 | thousands by filing date | put |
| GOODRICH PETE CORP | 382410405 | COM NEW | 59,700 | $35,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 2,003 | $35,000 | thousands by filing date | |
| IMMUNE PHARMACEUTICALS INC | 45254C101 | COM | 29,848 | $35,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 1,500 | $34,000 | thousands by filing date | put |
| FLEETMATICS GROUP PLC | G35569105 | COM | 700 | $34,000 | thousands by filing date | call |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 22,956 | $34,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 27,099 | $34,000 | thousands by filing date | |
| NTN BUZZTIME INC | 629410309 | COM | 101,551 | $34,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 13,180 | $34,000 | thousands by filing date | put |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 1,600 | $34,000 | thousands by filing date | put |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 1,100 | $33,000 | thousands by filing date | put |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 1,600 | $33,000 | thousands by filing date | call |
| ITT CORP | 450911201 | COM | 1,000 | $33,000 | thousands by filing date | call |
| PENN WEST PETE LTD NEW | 707887105 | COM | 74,000 | $33,000 | thousands by filing date | call |
| SMARTPROS LTD | 83171G103 | COM | 12,547 | $33,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 18,373 | $33,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 3,200 | $33,000 | thousands by filing date | put |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 17,526 | $33,000 | thousands by filing date | |
| WP GLIMCHER IN | 92939N102 | COM | 2,800 | $33,000 | thousands by filing date | call |
| Emerald Oil Inc | 29101U407 | Common Stock | 18,085 | $33,000 | thousands by filing date | |
| JAGUAR ANIMAL HEALTH INC | 47008L106 | COM | 10,276 | $33,000 | thousands by filing date | |
| CHC GROUP LTD | G07021101 | SHS | 55,703 | $33,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 16,911 | $32,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 1,600 | $32,000 | thousands by filing date | put |
| POTBELLY CORP | 73754Y100 | COM | 2,900 | $32,000 | thousands by filing date | call |
| DOT HILL SYS CORP | 25848T109 | COM | 3,300 | $32,000 | thousands by filing date | call |
| GULF RESOURCES INC | 40251W309 | COM | 22,753 | $32,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 23,333 | $32,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 43,000 | $32,000 | thousands by filing date | principal |
| AMPHENOL CORP NEW | 032095101 | COM | 600 | $31,000 | thousands by filing date | put |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 1,500 | $31,000 | thousands by filing date | put |
| GENERAL EMPLOYMENT ENTERPRIS | 369730106 | COM | 77,912 | $31,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 6,200 | $30,000 | thousands by filing date | put |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 4,900 | $30,000 | thousands by filing date | call |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 34,500 | $30,000 | thousands by filing date | put |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 5,000 | $30,000 | thousands by filing date | put |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 24,004 | $30,000 | thousands by filing date | |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 22,701 | $30,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 2,948 | $30,000 | thousands by filing date | put |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 2,400 | $30,000 | thousands by filing date | call |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 31,248 | $29,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 7,100 | $29,000 | thousands by filing date | call |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 4,800 | $29,000 | thousands by filing date | call |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 1,000 | $29,000 | thousands by filing date | put |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 11,556 | $29,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 4,100 | $28,000 | thousands by filing date | put |
| EHEALTH INC | 28238P109 | COM | 2,200 | $28,000 | thousands by filing date | put |
| REVVITY INC | 714046109 | COM | 600 | $28,000 | thousands by filing date | call |
| GLOBALSTAR INC | 378973408 | COM | 17,600 | $28,000 | thousands by filing date | call |
| HEALTHWAYS INC | 422245100 | COM | 2,500 | $28,000 | thousands by filing date | call |
| NOVABAY PHARMACEUTICALS INC | 66987P102 | COM | 95,411 | $28,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 10,067 | $28,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 26,972 | $27,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 19,600 | $27,000 | thousands by filing date | put |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 1,600 | $27,000 | thousands by filing date | call |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 101,100 | $27,000 | thousands by filing date | call |
| EXETER RES CORP | 301835104 | COM | 85,865 | $27,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 11,435 | $27,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 13,064 | $27,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODUCTS | 019222108 | COM | 23,664 | $27,000 | thousands by filing date | |
| CENVEO CORP | 15671BAJ0 | NOTE 7.000% 5/1 | 30,000 | $27,000 | thousands by filing date | principal |
| BLUE EARTH INC COM | 095428108 | COMMON STOCK | 40,048 | $27,000 | thousands by filing date | |
| ELBIT IMAGING LTD | M37605116 | Cmn | 21,191 | $27,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 700 | $26,000 | thousands by filing date | call |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 3,400 | $26,000 | thousands by filing date | call |
| GLOBALSTAR INC | 378973408 | COM | 16,400 | $26,000 | thousands by filing date | put |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 15,574 | $26,000 | thousands by filing date | |
| RMG Networks Hldgs | 74966K102 | COM | 30,837 | $26,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 900 | $25,000 | thousands by filing date | call |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 19,743 | $25,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 4,800 | $25,000 | thousands by filing date | put |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 1,200 | $25,000 | thousands by filing date | put |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 10,000 | $25,000 | thousands by filing date | put |
| PHOTOMEDEX INC | 719358301 | COM | 48,748 | $25,000 | thousands by filing date | |
| Janus Capital | 47102XAH8 | CONV | 19,000 | $25,000 | thousands by filing date | principal |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 3,000 | $25,000 | thousands by filing date | call |
| TASEKO MINES LTD COM | 876511106 | Stock | 58,969 | $24,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 3,200 | $24,000 | thousands by filing date | put |
| OCEANEERING INTL INC | 675232102 | COM | 600 | $24,000 | thousands by filing date | put |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 2,900 | $24,000 | thousands by filing date | call |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 2,400 | $24,000 | thousands by filing date | call |
| TRAVELZOO | 89421Q205 | CMN | 2,900 | $24,000 | thousands by filing date | call |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 1,400 | $24,000 | thousands by filing date | put |
| ANGIES LIST INC | 034754101 | COM | 4,825 | $24,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 25,006 | $24,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 3,200 | $24,000 | thousands by filing date | put |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 15,257 | $24,000 | thousands by filing date | |
| ATOSSA GENETICS INC | 04962H100 | COM | 31,818 | $24,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 600 | $23,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-15-001022 | this filing | 2015-11-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000769993-16-001548 | added | 2016-03-15 | acceptance time not in the bulk data set |