13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-13, with 7,261 holding rows worth $296,308,607,000.
- Accession
- 0000769993-15-001022
- Filer
- CIK 886982
- Filed
- 2015-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 10,752 entries on the cover page, a total value of $296,308,607,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $296,308,607,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerGOLDMAN SACHS EXECUTION & CLEARING, L.P.028-10292
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LINCOLN EDL SVCS CORP | 533535100 | COM | 45,737 | $23,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 12,500 | $23,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 2,100 | $23,000 | thousands by filing date | call |
| POPEYES LA KITCHEN INC | 732872106 | COM | 400 | $23,000 | thousands by filing date | put |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 5,700 | $23,000 | thousands by filing date | put |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 33,185 | $23,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 12,507 | $23,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 33,145 | $23,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 5,300 | $23,000 | thousands by filing date | call |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 21,064 | $23,000 | thousands by filing date | |
| YUMA ENERGY INC | 98872E108 | COM | 48,304 | $23,000 | thousands by filing date | |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 11,821 | $22,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 14,167 | $22,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 100,320 | $22,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 36,665 | $22,000 | thousands by filing date | |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 53,455 | $22,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 3,935 | $22,000 | thousands by filing date | put |
| Amedica Corporation | 023435100 | COM | 70,510 | $22,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 9,500 | $22,000 | thousands by filing date | put |
| SPHERE 3D CORP NEW | 84841L100 | COM | 10,496 | $22,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 2,900 | $21,000 | thousands by filing date | call |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 2,100 | $21,000 | thousands by filing date | put |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 26,000 | $21,000 | thousands by filing date | principal |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 2,200 | $21,000 | thousands by filing date | put |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 1,500 | $21,000 | thousands by filing date | call |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 40,546 | $21,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 24,472 | $21,000 | thousands by filing date | |
| INFOSONICS CORP | 456784107 | COM | 16,499 | $21,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 10,964 | $21,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 21,732 | $21,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 1,958 | $21,000 | thousands by filing date | put |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 1,958 | $21,000 | thousands by filing date | call |
| WESTROCK CO | 96145D105 | COM | 390 | $20,000 | thousands by filing date | put |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 3,000 | $20,000 | thousands by filing date | put |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 1,500 | $20,000 | thousands by filing date | put |
| ACTUANT CORP | 00508X203 | CL A NEW | 1,100 | $20,000 | thousands by filing date | call |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 700 | $20,000 | thousands by filing date | call |
| SPHERIX INC | 84842R304 | COM PAR $0.01 | 59,267 | $20,000 | thousands by filing date | |
| MELA SCIENCES INC | 55277R308 | COM NEW | 17,962 | $20,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 600 | $19,000 | thousands by filing date | call |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 500 | $19,000 | thousands by filing date | call |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 1,300 | $19,000 | thousands by filing date | put |
| ZION OIL & GAS INC | 989696109 | COM | 13,235 | $19,000 | thousands by filing date | |
| AUTHENTIDATE HLDG CORP | 052666203 | COM | 66,559 | $19,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 26,663 | $19,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 19,500 | $19,000 | thousands by filing date | put |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 3,400 | $19,000 | thousands by filing date | put |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 16,493 | $19,000 | thousands by filing date | |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 116,528 | $19,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 17,845 | $19,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 9,500 | $19,000 | thousands by filing date | put |
| GLORI ENERGY INC | 379606106 | Cmn | 25,577 | $19,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 500 | $18,000 | thousands by filing date | call |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 3,500 | $18,000 | thousands by filing date | put |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 2,900 | $18,000 | thousands by filing date | put |
| Lowes Companies Inc | 42222G108 | LOW | 300 | $18,000 | thousands by filing date | call |
| MECHEL OAO | 583840103 | SPONSORED ADR | 20,000 | $18,000 | thousands by filing date | call |
| UQM TECHNOLOGIES INC | 903213106 | COM | 28,209 | $18,000 | thousands by filing date | |
| GLOWPOINT INC | 379887201 | CMN | 30,643 | $18,000 | thousands by filing date | |
| NET ELEMENT INTL INC | 64111R102 | CMN | 111,091 | $18,000 | thousands by filing date | |
| SFX ENTMT INC | 784178303 | COM | 36,150 | $18,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 3,100 | $18,000 | thousands by filing date | call |
| GENTEX CORP COM | 371901109 | Stock | 1,100 | $17,000 | thousands by filing date | call |
| FAIR ISAAC CORP COM | 303250104 | Stock | 200 | $17,000 | thousands by filing date | call |
| ALLEGION PLC | G0176J109 | ORD SHS | 297 | $17,000 | thousands by filing date | put |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 500 | $17,000 | thousands by filing date | call |
| EASTMAN KODAK CO | 277461406 | COM NEW | 1,100 | $17,000 | thousands by filing date | put |
| EZCORP INC | 302301106 | CL A NON VTG | 2,700 | $17,000 | thousands by filing date | call |
| TRI POINTE HOMES INC | 87265H109 | COM | 1,300 | $17,000 | thousands by filing date | put |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 8,700 | $17,000 | thousands by filing date | put |
| LUNA INNOVATIONS INC | 550351100 | COM | 17,849 | $17,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 1,500 | $17,000 | thousands by filing date | put |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 57,430 | $17,000 | thousands by filing date | |
| CHINA INFORMATION TECHNOLOGY | G21174100 | CMN | 17,667 | $17,000 | thousands by filing date | |
| AGRIA CORP | 00850H103 | SPONSORED ADR | 12,500 | $17,000 | thousands by filing date | |
| MAGNEGAS CORP | 55939L202 | COM NEW | 17,020 | $17,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 67,344 | $17,000 | thousands by filing date | |
| NXT ID INC COM | 67091J107 | Stock | 18,245 | $17,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 2,500 | $17,000 | thousands by filing date | put |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 2,500 | $17,000 | thousands by filing date | call |
| ISHARES | 46434V548 | EXCHANGE TRADED | 1,000 | $16,000 | thousands by filing date | put |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 92,107 | $16,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 1,100 | $16,000 | thousands by filing date | call |
| Castle Brands Inc | 148435100 | COM | 11,979 | $16,000 | thousands by filing date | |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 16,627 | $16,000 | thousands by filing date | |
| CESCA THERAPEUTICS INC | 157131103 | COM | 29,892 | $16,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 1,000 | $15,000 | thousands by filing date | put |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 1,200 | $15,000 | thousands by filing date | call |
| FIBROGEN INC | 31572Q808 | COM | 700 | $15,000 | thousands by filing date | put |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 1,100 | $15,000 | thousands by filing date | put |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 13,178 | $15,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 2,900 | $15,000 | thousands by filing date | call |
| PHARMATHENE INC | 71714G102 | COM | 11,157 | $15,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 90,026 | $15,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 12,650 | $15,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 1,200 | $15,000 | thousands by filing date | put |
| FNFV GROUP | 31620R402 | COM | 1,287 | $15,000 | thousands by filing date | put |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 16,000 | $15,000 | thousands by filing date | principal |
| DELCATH SYS INC | 24661P401 | Cmn | 33,110 | $15,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 11,300 | $14,000 | thousands by filing date | put |
| REVVITY INC | 714046109 | COM | 300 | $14,000 | thousands by filing date | put |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 500 | $14,000 | thousands by filing date | put |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 14,000 | $14,000 | thousands by filing date | principal |
| CHARLES + COLVARD LTD | 159765106 | COM | 10,265 | $14,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 19,045 | $14,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 30,987 | $14,000 | thousands by filing date | |
| DATARAM CORP | 238108302 | COM | 11,368 | $14,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 11,365 | $14,000 | thousands by filing date | |
| ZAZA ENERGY CORP - NEW | 98919T407 | COM | 39,280 | $14,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 1,188 | $14,000 | thousands by filing date | call |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 10,300 | $14,000 | thousands by filing date | put |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 200 | $13,000 | thousands by filing date | call |
| ALLEGION PLC | G0176J109 | ORD SHS | 231 | $13,000 | thousands by filing date | call |
| VIVUS INC | 928551100 | COM | 7,700 | $13,000 | thousands by filing date | put |
| FIELDPOINT PETROLEUM CORP | 316570100 | COMM STK | 11,286 | $13,000 | thousands by filing date | |
| Swisher Hygiene Inc | 870808300 | Common Stock | 10,169 | $13,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 9,100 | $13,000 | thousands by filing date | put |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 15,000 | $13,000 | thousands by filing date | principal |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 15,000 | $13,000 | thousands by filing date | principal |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 14,000 | $13,000 | thousands by filing date | principal |
| QUEST RESOURCE HOLDING CORP | 74836W104 | COMM | 23,099 | $13,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403102 | Cmn | 21,768 | $13,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 400 | $12,000 | thousands by filing date | call |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 900 | $12,000 | thousands by filing date | call |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 2,500 | $12,000 | thousands by filing date | call |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 13,000 | $12,000 | thousands by filing date | principal |
| SEQUENOM INC COM NEW | 817337405 | COM | 6,700 | $12,000 | thousands by filing date | put |
| GIGA TRONICS INC | 375175106 | COM | 12,954 | $12,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 400 | $12,000 | thousands by filing date | call |
| APPLOVIN CORP CLASS A | 023850100 | COM | 95,421 | $11,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 39,800 | $11,000 | thousands by filing date | put |
| JUST ENERGY GROUP INC | 48213W101 | COM | 1,800 | $11,000 | thousands by filing date | call |
| URANIUM RESOURCES INC | 916901606 | COM | 13,232 | $11,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 46,548 | $11,000 | thousands by filing date | |
| TRUETT-HURST INC THST | 897871109 | COMMON | 11,238 | $11,000 | thousands by filing date | |
| METHES ENERGIES INTL LTD | 591517107 | COM | 26,907 | $11,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 500 | $11,000 | thousands by filing date | call |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 56,520 | $11,000 | thousands by filing date | |
| INVN 1.75 11/18 | 46123DAB2 | Bond 30/360P2 U | 12,000 | $11,000 | thousands by filing date | principal |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 8,700 | $10,000 | thousands by filing date | call |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 630 | $10,000 | thousands by filing date | put |
| NETLIST INC | 64118P109 | COM | 24,588 | $10,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 1,900 | $10,000 | thousands by filing date | call |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 34,847 | $10,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 900 | $10,000 | thousands by filing date | put |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 23,900 | $10,000 | thousands by filing date | call |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 1,500 | $10,000 | thousands by filing date | put |
| OXIGENE INC | 691828404 | COM PAR$.001 | 10,730 | $10,000 | thousands by filing date | |
| GREENHUNTER ENERGY INC-REDH | 39530A104 | COM | 34,113 | $10,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 1,000 | $10,000 | thousands by filing date | call |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 184 | $10,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 1,000 | $10,000 | thousands by filing date | call |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 12,363 | $10,000 | thousands by filing date | |
| TIVO INC | 888706AF5 | NOTE 2.000%10/0 | 12,000 | $10,000 | thousands by filing date | principal |
| HEXCEL CORP NEW | 428291108 | COM | 200 | $9,000 | thousands by filing date | call |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 9,200 | $9,000 | thousands by filing date | put |
| CHEGG INC | 163092109 | COM | 1,200 | $9,000 | thousands by filing date | put |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 200 | $9,000 | thousands by filing date | call |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 1,000 | $9,000 | thousands by filing date | put |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 2,700 | $9,000 | thousands by filing date | call |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 23,200 | $9,000 | thousands by filing date | put |
| OCEAN POWER TECHNOLOGIES INC | 674870308 | COM | 22,787 | $9,000 | thousands by filing date | |
| INSPIREMD INC | 45779A309 | COM | 57,094 | $9,000 | thousands by filing date | |
| RECON TECHNOLOGY LTD | G7415M108 | SHS | 10,707 | $9,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 300 | $9,000 | thousands by filing date | put |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 1,600 | $9,000 | thousands by filing date | call |
| EnerJex Resources Inc | 292758406 | COM | 18,749 | $9,000 | thousands by filing date | |
| INVENTERGY GLOBAL INC | 46123X102 | Cmn | 22,050 | $9,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 2,900 | $8,000 | thousands by filing date | call |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 100 | $8,000 | thousands by filing date | call |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 44,700 | $8,000 | thousands by filing date | call |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 19,012 | $8,000 | thousands by filing date | |
| DGSE COMPANIES INC | 23323G106 | COM | 23,387 | $8,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 15,207 | $8,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 5,586 | $8,000 | thousands by filing date | put |
| ZIFF DAVIS INC | 48123V102 | COM | 100 | $7,000 | thousands by filing date | put |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 900 | $7,000 | thousands by filing date | put |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 1,400 | $7,000 | thousands by filing date | call |
| DOT HILL SYS CORP | 25848T109 | COM | 700 | $7,000 | thousands by filing date | put |
| China Recycling Energy Corp | 168913101 | Com | 14,971 | $7,000 | thousands by filing date | |
| ESSEX RENT CORP COM | 297187106 | Common | 19,727 | $7,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 14,940 | $7,000 | thousands by filing date | |
| ARMCO METALS HLDGS XXXREGISTRATION REVOKED BY THE SEC EFF: 02/14/20 | 042182204 | COM | 29,200 | $7,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 500 | $7,000 | thousands by filing date | put |
| WP GLIMCHER IN | 92939N102 | COM | 600 | $7,000 | thousands by filing date | put |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 5,100 | $7,000 | thousands by filing date | call |
| CELLADON CORP | 15117E107 | Cmn | 6,300 | $7,000 | thousands by filing date | put |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 200 | $6,000 | thousands by filing date | put |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 9,900 | $6,000 | thousands by filing date | put |
| EHEALTH INC | 28238P109 | COM | 500 | $6,000 | thousands by filing date | call |
| EZCORP INC | 302301106 | CL A NON VTG | 1,000 | $6,000 | thousands by filing date | put |
| Lowes Companies Inc | 42222G108 | LOW | 100 | $6,000 | thousands by filing date | put |
| MECHEL OAO | 583840103 | SPONSORED ADR | 6,300 | $6,000 | thousands by filing date | put |
| FXCM INC | 302693106 | COM | 6,800 | $6,000 | thousands by filing date | put |
| JUST ENERGY GROUP INC | 48213W101 | COM | 900 | $6,000 | thousands by filing date | put |
| JAMBA INC | 47023A309 | COM NEW | 400 | $6,000 | thousands by filing date | call |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 400 | $6,000 | thousands by filing date | call |
| TIGERLOGIC CORPORATION | 8867EQ101 | COM | 32,470 | $6,000 | thousands by filing date | |
| LPATH INC-CLASS A | 548910306 | CMN | 30,541 | $6,000 | thousands by filing date | |
| REMY INTL INC NEW | 75971M108 | COM | 195 | $6,000 | thousands by filing date | put |
| RXI PHARMACEUTICALS CORP NEW | 74979C303 | COM NEW | 17,248 | $6,000 | thousands by filing date | |
| XG TECHNOLOGY INC | 98372A507 | Cmn | 10,491 | $6,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 100 | $5,000 | thousands by filing date | call |
| ISHARES | 46434V548 | EXCHANGE TRADED | 300 | $5,000 | thousands by filing date | call |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 31,300 | $5,000 | thousands by filing date | put |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 600 | $5,000 | thousands by filing date | put |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 11,400 | $5,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 100 | $5,000 | thousands by filing date | put |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 29,148 | $5,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 2,300 | $5,000 | thousands by filing date | call |
| REMY INTL INC NEW | 75971M108 | COM | 180 | $5,000 | thousands by filing date | call |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 800 | $5,000 | thousands by filing date | put |
| CIVEO CORP CDA | 17878Y108 | COM | 3,100 | $5,000 | thousands by filing date | call |
| EP ENERGY CORP | 268785102 | CL A | 900 | $5,000 | thousands by filing date | put |
| SPHERE 3D CORP NEW | 84841L100 | COM | 2,300 | $5,000 | thousands by filing date | call |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 200 | $4,000 | thousands by filing date | call |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 1,800 | $4,000 | thousands by filing date | call |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 800 | $4,000 | thousands by filing date | put |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 700 | $4,000 | thousands by filing date | call |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 1,300 | $4,000 | thousands by filing date | put |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 1,000 | $4,000 | thousands by filing date | put |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 1,000 | $4,000 | thousands by filing date | call |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 800 | $4,000 | thousands by filing date | put |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 12,255 | $4,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 6,500 | $4,000 | thousands by filing date | call |
| SONUS NETWORKS INC | 835916503 | COM NEW | 700 | $4,000 | thousands by filing date | call |
| ASCENT SOLAR TECHNOLOGIES IN | 043635309 | COM NEW | 19,778 | $4,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 600 | $3,000 | thousands by filing date | call |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 100 | $3,000 | thousands by filing date | put |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 3,000 | $3,000 | thousands by filing date | call |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 200 | $3,000 | thousands by filing date | put |
| ROVI CORP | 779376102 | COM | 300 | $3,000 | thousands by filing date | put |
| PRIMERO MNG CORP | 74164W106 | COM | 1,100 | $3,000 | thousands by filing date | call |
| Coupons Com Inc | 22265J102 | Common Stock | 300 | $3,000 | thousands by filing date | put |
| Escalera Resources Co | 296064108 | Ordinary Shares | 20,549 | $3,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V134 | WAR | 67,655 | $3,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 500 | $2,000 | thousands by filing date | call |
| RAYONIER INC COM | 754907103 | REIT | 100 | $2,000 | thousands by filing date | put |
| COSAN LTD | G25343107 | SHS A | 600 | $2,000 | thousands by filing date | call |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 6,336 | $2,000 | thousands by filing date | call |
| CHICOS FAS INC | 168615102 | COM | 100 | $2,000 | thousands by filing date | call |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 300 | $2,000 | thousands by filing date | call |
| ROSETTA STONE INC | 777780107 | COM | 300 | $2,000 | thousands by filing date | call |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 200 | $2,000 | thousands by filing date | call |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 200 | $2,000 | thousands by filing date | call |
| SKULLCANDY INC | 83083J104 | COM | 400 | $2,000 | thousands by filing date | call |
| Intercloud Systems, Inc | 458488202 | com | 1,100 | $2,000 | thousands by filing date | call |
| VUZIX CORP | 92921W300 | COM NEW | 200 | $1,000 | thousands by filing date | call |
| SEQUENOM INC COM NEW | 817337405 | COM | 700 | $1,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 101,900 | $1,000 | thousands by filing date | |
| CELLADON CORP | 15117E107 | Cmn | 1,000 | $1,000 | thousands by filing date | call |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MEI PHARMA INC | 55279B202 | COM NEW | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RENESOLA LTD | 75971T103 | SPONS ADS | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BEBE STORES INC | 075571109 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PSIVIDA CORP | 74440J101 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SPHERE 3D CORP NEW | 84841L100 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| STEREOTAXIS INC | 85916J128 | *W EXP 09/30/201 | 13,815 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-15-001022 | this filing | 2015-11-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000769993-16-001548 | added | 2016-03-15 | acceptance time not in the bulk data set |