13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-13, with 7,261 holding rows worth $296,308,607,000.
- Accession
- 0000769993-15-001022
- Filer
- CIK 886982
- Filed
- 2015-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 10,752 entries on the cover page, a total value of $296,308,607,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $296,308,607,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerGOLDMAN SACHS EXECUTION & CLEARING, L.P.028-10292
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TEREX CORP NEW COM | 880779103 | Stock | 32,200 | $578,000 | thousands by filing date | call |
| TEGNA INC COM | 87901J105 | Stock | 25,800 | $578,000 | thousands by filing date | call |
| CHEGG INC | 163092109 | COM | 80,121 | $578,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 40,700 | $577,000 | thousands by filing date | put |
| CIT GROUP INC COM NEW | 125581801 | Stock | 14,400 | $576,000 | thousands by filing date | put |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 96,500 | $576,000 | thousands by filing date | call |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 23,800 | $574,000 | thousands by filing date | call |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 177,300 | $571,000 | thousands by filing date | call |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 30,452 | $571,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 97,700 | $571,000 | thousands by filing date | put |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 37,119 | $571,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 26,618 | $570,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 46,666 | $569,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 10,000 | $568,000 | thousands by filing date | put |
| WILSHIRE BANCORP INC | 97186T108 | COM | 53,853 | $566,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 44,571 | $565,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 10,000 | $564,000 | thousands by filing date | call |
| AVON PRODS INC | 054303102 | COM | 173,500 | $564,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 44,468 | $564,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 13,800 | $563,000 | thousands by filing date | put |
| SEMGROUP CORP | 81663A105 | CL A | 13,000 | $562,000 | thousands by filing date | call |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 35,258 | $562,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 31,699 | $561,000 | thousands by filing date | |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 465,000 | $561,000 | thousands by filing date | principal |
| DOVER CORP COM | 260003108 | Stock | 9,800 | $560,000 | thousands by filing date | call |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 94,614 | $559,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 10,000 | $559,000 | thousands by filing date | put |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 94,174 | $559,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 6,000 | $559,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 47,827 | $558,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 137,681 | $558,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 181 | $557,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 46,787 | $557,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 68,025 | $557,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 106,000 | $557,000 | thousands by filing date | call |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 17,743 | $556,000 | thousands by filing date | |
| VELOCITYSHARES | 22542D530 | COMMON STOCK | 71,054 | $556,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 22,900 | $554,000 | thousands by filing date | put |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 51,400 | $554,000 | thousands by filing date | call |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 10,600 | $553,000 | thousands by filing date | put |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 28,670 | $553,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 962,020 | $553,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 321,000 | $552,000 | thousands by filing date | call |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 6,100 | $552,000 | thousands by filing date | call |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 31,000 | $552,000 | thousands by filing date | call |
| REX ENERGY CORPORATION | 761565100 | COM | 266,563 | $552,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 78,686 | $552,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 39,430 | $552,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 30,500 | $551,000 | thousands by filing date | call |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 43,554 | $551,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 27,467 | $551,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 7,700 | $550,000 | thousands by filing date | call |
| ASTEC INDS INC | 046224101 | COM | 16,398 | $549,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 19,508 | $549,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 21,391 | $548,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 14,800 | $548,000 | thousands by filing date | put |
| Knight Capital Group, Inc. | 48244B100 | common stock | 49,900 | $547,000 | thousands by filing date | put |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 70,391 | $546,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 5,300 | $546,000 | thousands by filing date | call |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 214,300 | $546,000 | thousands by filing date | call |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 41,979 | $545,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 58,600 | $544,000 | thousands by filing date | put |
| LDR HLDG CORP | 50185U105 | COM | 15,761 | $544,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 306,762 | $543,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 17,700 | $542,000 | thousands by filing date | call |
| EXFO INC | 302046107 | SUB VTG SHS | 179,674 | $541,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 11,400 | $541,000 | thousands by filing date | call |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 98,347 | $540,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 14,132 | $539,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 27,311 | $538,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 105,029 | $538,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 21,320 | $538,000 | thousands by filing date | |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 853,000 | $537,000 | thousands by filing date | principal |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 15,300 | $536,000 | thousands by filing date | call |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 61,312 | $536,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 23,200 | $534,000 | thousands by filing date | call |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 80,651 | $534,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 92,400 | $534,000 | thousands by filing date | put |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 23,409 | $533,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 10,464 | $533,000 | thousands by filing date | |
| ENVIVIO INC | 29413T106 | COM | 130,396 | $533,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 89,876 | $533,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 50,500 | $532,000 | thousands by filing date | put |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 32,398 | $532,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 30,000 | $532,000 | thousands by filing date | put |
| YRC WORLDWIDE INC | 984249607 | COM | 40,100 | $532,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U597 | CHINA A SHS ETF | 13,166 | $532,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 32,703 | $531,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 15,799 | $530,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 115,285 | $529,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 9,700 | $526,000 | thousands by filing date | put |
| WINGSTOP INC COM | 974155103 | Stock | 21,954 | $526,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 17,218 | $526,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 12,563 | $525,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 94,421 | $524,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 11,900 | $523,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 28,366 | $523,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K760 | TECH BEAR 3X SHS | 12,334 | $522,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 32,100 | $521,000 | thousands by filing date | put |
| FISERV INC | 337738108 | COM | 6,000 | $520,000 | thousands by filing date | put |
| LEGGETT & PLATT INC | 524660107 | COM | 12,600 | $520,000 | thousands by filing date | call |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 34,489 | $520,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 18,569 | $520,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 17,500 | $519,000 | thousands by filing date | put |
| TEREX CORP NEW COM | 880779103 | Stock | 28,900 | $518,000 | thousands by filing date | put |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 115,400 | $518,000 | thousands by filing date | put |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 33,498 | $518,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 14,691 | $518,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 39,190 | $518,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 16,828 | $517,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 16,405 | $517,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 10,076 | $516,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 18,735 | $516,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 12,500 | $515,000 | thousands by filing date | put |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 22,685 | $515,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 58,400 | $515,000 | thousands by filing date | put |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 58,400 | $515,000 | thousands by filing date | call |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 40,136 | $513,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 15,900 | $513,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 49,834 | $512,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 4,700 | $512,000 | thousands by filing date | call |
| CHART INDS INC | 16115Q308 | COM | 26,625 | $511,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 8,400 | $511,000 | thousands by filing date | call |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 18,249 | $511,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 10,765 | $510,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 78,107 | $510,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 13,269 | $508,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 19,731 | $507,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 23,100 | $506,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 14,972 | $505,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 50,900 | $504,000 | thousands by filing date | call |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 39,488 | $503,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 51,800 | $502,000 | thousands by filing date | put |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 43,000 | $502,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 336,121 | $501,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 58,529 | $501,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 306,600 | $500,000 | thousands by filing date | call |
| HERCULES CAPITAL INC | 427096508 | COM | 49,308 | $499,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 40,000 | $499,000 | thousands by filing date | put |
| Carbylan Therapeutics Inc. | 141384107 | COM | 139,671 | $499,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 85,259 | $498,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 89,475 | $498,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 20,013 | $497,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 25,687 | $497,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 30,329 | $496,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 21,600 | $496,000 | thousands by filing date | call |
| FLOTEK INDS INC DEL | 343389102 | COM | 29,700 | $496,000 | thousands by filing date | call |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 10,900 | $496,000 | thousands by filing date | call |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 403,183 | $496,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 7,270 | $494,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 13,600 | $494,000 | thousands by filing date | put |
| OSHKOSH CORP COM | 688239201 | Stock | 13,600 | $494,000 | thousands by filing date | call |
| FINISAR CORP | 31787A507 | COM NEW | 44,443 | $494,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 253,145 | $494,000 | thousands by filing date | |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 300,000 | $494,000 | thousands by filing date | principal |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 92,060 | $493,000 | thousands by filing date | call |
| CAESARSTONE LTD | M20598104 | ORD SHS | 16,200 | $492,000 | thousands by filing date | call |
| NOODLES & CO | 65540B105 | COM CL A | 34,672 | $491,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 32,813 | $491,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 47,788 | $491,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 10,224 | $490,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 7,600 | $489,000 | thousands by filing date | put |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 13,100 | $488,000 | thousands by filing date | call |
| PROSHARES TR | 74348A376 | SHRT SMALLCAP60 | 8,958 | $488,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 21,932 | $488,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 16,700 | $487,000 | thousands by filing date | put |
| Q | 74876Y101 | Stock | 7,000 | $487,000 | thousands by filing date | call |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 352,896 | $487,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 47,478 | $486,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 4,100 | $485,000 | thousands by filing date | call |
| TEGNA INC COM | 87901J105 | Stock | 21,600 | $484,000 | thousands by filing date | put |
| LEUCADIA NATL CORP | 527288104 | COM | 23,900 | $484,000 | thousands by filing date | put |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 62,080 | $484,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 10,654 | $483,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 13,790 | $482,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 28,545 | $481,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 358,000 | $481,000 | thousands by filing date | principal |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 49,326 | $481,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 178,700 | $481,000 | thousands by filing date | call |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 165,385 | $481,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 23,056 | $480,000 | thousands by filing date | put |
| TELADOC HEALTH INC | 87918A105 | COM | 21,491 | $479,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 27,017 | $479,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 23,600 | $478,000 | thousands by filing date | call |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 27,329 | $478,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 118,433 | $477,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 4,544 | $476,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 36,368 | $476,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 10,641 | $476,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 17,600 | $476,000 | thousands by filing date | call |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 7,549 | $476,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 6,700 | $475,000 | thousands by filing date | call |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 9,100 | $475,000 | thousands by filing date | call |
| ARBOR REALTY TRUST INC | 038923108 | COM | 74,757 | $475,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 131,300 | $474,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 26,464 | $474,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 52,225 | $474,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 17,100 | $474,000 | thousands by filing date | call |
| HFF INC | 40418F108 | CL A | 14,015 | $474,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 24,800 | $474,000 | thousands by filing date | put |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 20,040 | $473,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 8,673 | $473,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 18,360 | $473,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 53,900 | $472,000 | thousands by filing date | put |
| VIRGIN AMER INC | 92765X208 | COM VTG | 13,800 | $472,000 | thousands by filing date | put |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 12,900 | $471,000 | thousands by filing date | put |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 14,800 | $471,000 | thousands by filing date | put |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 221,328 | $471,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 35,500 | $471,000 | thousands by filing date | put |
| KONA GRILL INC | 50047H201 | COM | 29,902 | $471,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 288,466 | $470,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 372,000 | $469,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 18,331 | $469,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 8,500 | $468,000 | thousands by filing date | call |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 43,618 | $468,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 80,836 | $468,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 135,000 | $468,000 | thousands by filing date | put |
| ACTUA CORPORATION | 005094107 | COM | 39,757 | $468,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 16,949 | $467,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 56,330 | $467,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 61,413 | $466,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 22,500 | $466,000 | thousands by filing date | put |
| NEWELL BRANDS INC COM | 651229106 | Stock | 11,700 | $465,000 | thousands by filing date | call |
| FLOTEK INDS INC DEL | 343389102 | COM | 27,867 | $465,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 69,349 | $465,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 23,361 | $465,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 31,613 | $464,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 12,500 | $463,000 | thousands by filing date | put |
| ENCORE CAP GROUP INC | 292554102 | COM | 12,500 | $463,000 | thousands by filing date | call |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 44,070 | $463,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 68,758 | $463,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 13,600 | $462,000 | thousands by filing date | put |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 171,039 | $462,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 42,800 | $461,000 | thousands by filing date | put |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 127,500 | $460,000 | thousands by filing date | call |
| XOOM CORP | 98419Q101 | COM | 18,500 | $460,000 | thousands by filing date | put |
| AVX CORP NEW | 002444107 | COM | 35,181 | $460,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 232,845 | $459,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 15,334 | $458,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 17,164 | $458,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 9,107 | $458,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 35,482 | $458,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 26,000 | $458,000 | thousands by filing date | call |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 84,404 | $457,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 41,100 | $457,000 | thousands by filing date | call |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 9,200 | $456,000 | thousands by filing date | call |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 24,802 | $456,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 7,579 | $456,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 36,200 | $455,000 | thousands by filing date | call |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 42,800 | $454,000 | thousands by filing date | put |
| Lincoln National Corporat | 524901105 | COM | 10,900 | $454,000 | thousands by filing date | put |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 473,000 | $454,000 | thousands by filing date | principal |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 10,464 | $454,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 20,770 | $453,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 26,682 | $453,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 33,143 | $453,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 159,900 | $451,000 | thousands by filing date | call |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 6,936 | $451,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 91,305 | $450,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 131,261 | $450,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396209 | MID CAP FD | 10,057 | $450,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 25,400 | $449,000 | thousands by filing date | call |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 10,400 | $449,000 | thousands by filing date | call |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 135,500 | $449,000 | thousands by filing date | call |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 33,405 | $449,000 | thousands by filing date | |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 179,984 | $448,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 9,800 | $447,000 | thousands by filing date | put |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 3,100 | $446,000 | thousands by filing date | call |
| SAFETY INS GROUP INC | 78648T100 | COM | 8,210 | $445,000 | thousands by filing date | |
| HF FINANCIAL CORP | 404172108 | COMMON STOCK USD.01 | 27,442 | $445,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 27,382 | $445,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 14,800 | $445,000 | thousands by filing date | put |
| CHURCHILL DOWNS INC | 171484108 | COM | 3,320 | $444,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 5,600 | $444,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 27,659 | $444,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 35,616 | $443,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 32,491 | $443,000 | thousands by filing date | |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 8,400 | $443,000 | thousands by filing date | put |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 25,113 | $442,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 17,548 | $442,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 41,600 | $442,000 | thousands by filing date | put |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 12,581 | $441,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 138,977 | $441,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 83,138 | $440,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 14,075 | $440,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 76,407 | $440,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 14,547 | $440,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 2,500 | $439,000 | thousands by filing date | put |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 55,044 | $439,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 32,100 | $439,000 | thousands by filing date | call |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 35,654 | $439,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 125,086 | $439,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 15,100 | $437,000 | thousands by filing date | call |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 16,546 | $437,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 13,600 | $436,000 | thousands by filing date | call |
| HECLA MNG CO | 422704106 | COM | 221,100 | $436,000 | thousands by filing date | call |
| OUTFRONT MEDIA INC | 69007J106 | COM | 20,959 | $436,000 | thousands by filing date | call |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 87,897 | $436,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 13,600 | $435,000 | thousands by filing date | call |
| AH RLTY TR INC | 04208T108 | COM | 44,472 | $434,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 8,500 | $433,000 | thousands by filing date | call |
| ENDOCHOICE HLDGS INC COM | 29272U103 | COM | 38,104 | $433,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 22,052 | $432,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 20,187 | $431,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 10,900 | $430,000 | thousands by filing date | call |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 7,800 | $430,000 | thousands by filing date | put |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 20,600 | $430,000 | thousands by filing date | put |
| B2GOLD CORP COM | 11777Q209 | Stock | 408,857 | $429,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 16,200 | $429,000 | thousands by filing date | call |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 12,044 | $427,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 15,700 | $427,000 | thousands by filing date | put |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 263,212 | $426,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 6,500 | $426,000 | thousands by filing date | call |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 23,500 | $424,000 | thousands by filing date | put |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 94,300 | $424,000 | thousands by filing date | call |
| ENSIGN GROUP INC | 29358P101 | COM | 9,914 | $423,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 44,100 | $423,000 | thousands by filing date | call |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 432,000 | $423,000 | thousands by filing date | principal |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 17,900 | $422,000 | thousands by filing date | call |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 16,600 | $420,000 | thousands by filing date | call |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 8,527 | $418,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 5,100 | $417,000 | thousands by filing date | put |
| Q | 74876Y101 | Stock | 6,000 | $417,000 | thousands by filing date | put |
| VIRNETX HLDG CORP | 92823T108 | COM | 117,051 | $417,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 19,828 | $417,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 38,000 | $417,000 | thousands by filing date | call |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 52,200 | $416,000 | thousands by filing date | put |
| CITRIX SYSTEMS INC | 177376100 | COM | 6,000 | $416,000 | thousands by filing date | call |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 30,000 | $416,000 | thousands by filing date | call |
| Delta Apparel Inc | 247368103 | COM | 23,575 | $416,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 11,630 | $416,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 61,300 | $415,000 | thousands by filing date | put |
| NEURALSTEM INC | 64127R302 | COM | 340,567 | $415,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 8,000 | $413,000 | thousands by filing date | put |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 288,000 | $413,000 | thousands by filing date | principal |
| COVANTA HLDG CORP | 22282E102 | COM | 23,600 | $412,000 | thousands by filing date | call |
| ZULILY INC | 989774104 | CL A | 23,666 | $412,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 36,239 | $411,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 10,000 | $411,000 | thousands by filing date | put |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 73,199 | $409,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 245,000 | $409,000 | thousands by filing date | principal |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 10,100 | $408,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 4,266 | $407,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 100,000 | $407,000 | thousands by filing date | put |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 100,000 | $407,000 | thousands by filing date | call |
| IMAX CORP | 45245E109 | COM | 12,000 | $405,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 5,962 | $405,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 99,503 | $405,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 31,576 | $404,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 20,367 | $404,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 43,387 | $404,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 100,000 | $404,000 | thousands by filing date | call |
| CANADIANNATLRYCOF | 136375102 | STOK | 7,100 | $403,000 | thousands by filing date | call |
| AAON INC | 000360206 | COM PAR $0.004 | 20,815 | $403,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 149,519 | $403,000 | thousands by filing date | |
| HOMEAWAY INC | 43739QAB6 | NOTE 0.125 4/0 | 437,000 | $403,000 | thousands by filing date | principal |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 3,900 | $402,000 | thousands by filing date | put |
| TIME INC NEW | 887228104 | COM | 21,120 | $402,000 | thousands by filing date | call |
| NBT BANCORP INC COM | 628778102 | Stock | 14,882 | $401,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 12,427 | $401,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 145,239 | $401,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 19,543 | $401,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 48,078 | $400,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 400,000 | $400,000 | thousands by filing date | principal |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 16,405 | $399,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 22,995 | $399,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 40,700 | $398,000 | thousands by filing date | call |
| QUIDEL CORP | 74838J101 | COM | 21,055 | $398,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 37,400 | $398,000 | thousands by filing date | call |
| FREIGHTCAR AMER INC | 357023100 | COM | 23,109 | $397,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 96,175 | $397,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 6,800 | $396,000 | thousands by filing date | put |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 271,582 | $396,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 31,500 | $395,000 | thousands by filing date | call |
| Lee Enterprises Inc | 523768109 | COM | 189,487 | $394,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 107,900 | $394,000 | thousands by filing date | call |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 16,370 | $394,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 16,800 | $393,000 | thousands by filing date | put |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 15,482 | $392,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 17,198 | $391,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 44,609 | $391,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 385,000 | $391,000 | thousands by filing date | principal |
| PROSHARES TR II | 74347W288 | ULT BLMBRG COMM | 10,888 | $391,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 5,100 | $390,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 3,300 | $390,000 | thousands by filing date | put |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 33,642 | $390,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 5,500 | $390,000 | thousands by filing date | put |
| AIRMEDIA GROUP INC | 009411109 | ADR | 72,618 | $390,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 5,700 | $389,000 | thousands by filing date | put |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 24,033 | $389,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 120,700 | $389,000 | thousands by filing date | put |
| TEXTURA CORP | 883211104 | COM | 14,970 | $387,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 44,351 | $387,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 27,687 | $387,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 8,200 | $386,000 | thousands by filing date | call |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 5,500 | $386,000 | thousands by filing date | call |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 31,700 | $385,000 | thousands by filing date | put |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 3,474 | $383,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 11,998 | $383,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 24,200 | $383,000 | thousands by filing date | put |
| AXOGEN INC | 05463X106 | COM | 93,081 | $383,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 65,000 | $383,000 | thousands by filing date | call |
| LSB INDS INC | 502160104 | COM | 24,953 | $382,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 53,000 | $381,000 | thousands by filing date | put |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 36,743 | $381,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 388,594 | $381,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 320,000 | $381,000 | thousands by filing date | principal |
| ASTRONICS CORP COM | 046433108 | Stock | 9,389 | $380,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 9,609 | $380,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 23,954 | $379,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 101,300 | $379,000 | thousands by filing date | put |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 24,475 | $379,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 31,490 | $379,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 31,027 | $379,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 43,937 | $379,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 9,500 | $378,000 | thousands by filing date | put |
| PLY GEM HLDGS INC | 72941W100 | COM | 32,332 | $378,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 75,541 | $378,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 18,200 | $377,000 | thousands by filing date | call |
| ARRIS GROUP INC | 04270V106 | COM | 14,500 | $377,000 | thousands by filing date | call |
| GREEN BANCORP INC | 39260X100 | COM | 32,864 | $377,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 409,000 | $377,000 | thousands by filing date | principal |
| SUPERVALU INC | 868536103 | COM | 52,400 | $376,000 | thousands by filing date | call |
| PG&E CORP COM | 69331C108 | Stock | 7,100 | $375,000 | thousands by filing date | put |
| ETFS Gold Trust | 26922Y105 | ETF | 3,443 | $375,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 13,800 | $375,000 | thousands by filing date | call |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 11,183 | $374,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 24,600 | $373,000 | thousands by filing date | call |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 21,400 | $373,000 | thousands by filing date | call |
| IMPRIVATA INC | 45323J103 | Cmn | 20,860 | $371,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 7,400 | $370,000 | thousands by filing date | put |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 93,969 | $369,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 197,327 | $369,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 89,627 | $368,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 6,900 | $368,000 | thousands by filing date | put |
| EXPRESS INC | 30219E103 | COMMON STOCK | 20,600 | $368,000 | thousands by filing date | put |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 42,400 | $368,000 | thousands by filing date | call |
| Biglari Holdings | 08986r101 | COM | 1,007 | $368,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 59,399 | $368,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 31,782 | $367,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 9,661 | $367,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 30,356 | $367,000 | thousands by filing date | |
| 6D Global Tech Inc | 83002F100 | COM | 126,096 | $367,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 12,417 | $366,000 | thousands by filing date | |
| GENCO SHIPPING & TRADING LTD | Y2685T115 | Cmn | 93,480 | $366,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 15,876 | $365,000 | thousands by filing date | |
| YY INC | 98426TAB2 | NOTE 2.250 4/0 | 391,000 | $365,000 | thousands by filing date | principal |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 39,474 | $364,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 27,060 | $363,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 20,800 | $363,000 | thousands by filing date | put |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 15,948 | $362,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 17,100 | $361,000 | thousands by filing date | call |
| PENN WEST PETE LTD NEW | 707887105 | COM | 801,706 | $361,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAD0 | NOTE 0.750 8/1 | 277,000 | $360,000 | thousands by filing date | principal |
| PEOPLES BANCORP INC | 709789101 | COM | 17,274 | $359,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 101,736 | $359,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 91,519 | $359,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 85,803 | $358,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 7,600 | $358,000 | thousands by filing date | put |
| OCEANEERING INTL INC | 675232102 | COM | 9,100 | $357,000 | thousands by filing date | call |
| SERES THERAPEUTICS INC | 81750R102 | COM | 12,029 | $357,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 2,675 | $357,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 9,176 | $356,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 13,400 | $355,000 | thousands by filing date | call |
| Sierra Oncology, Inc. | 74346L101 | common | 17,261 | $354,000 | thousands by filing date | |
| OCATA THERAPEUTICS INC | 67457L100 | COM | 84,354 | $353,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 80,406 | $352,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 15,081 | $352,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 50,949 | $352,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 23,000 | $351,000 | thousands by filing date | put |
| CIM COML TR CORP | 125525105 | COM | 19,107 | $351,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 5,200 | $349,000 | thousands by filing date | put |
| ELECTRO RENT CORP | 285218103 | COM | 33,691 | $349,000 | thousands by filing date | |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 303,727 | $349,000 | thousands by filing date | |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 141,710 | $349,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 39,944 | $348,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 11,100 | $347,000 | thousands by filing date | put |
| GENER8 MARITIME INC | Y26889108 | COM | 31,647 | $347,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 25,419 | $346,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 10,100 | $346,000 | thousands by filing date | call |
| RAVEN INDS INC COM | 754212108 | Stock | 20,366 | $345,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 59,100 | $345,000 | thousands by filing date | call |
| Check Point Software Technologies Ltd | 162825103 | COM | 47,389 | $344,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 869,172 | $342,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 51,624 | $342,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 35,383 | $341,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 15,261 | $341,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 34,700 | $340,000 | thousands by filing date | call |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 24,702 | $340,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 75,300 | $339,000 | thousands by filing date | put |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 13,700 | $339,000 | thousands by filing date | put |
| CHIASMA INC | 16706W102 | COM | 17,067 | $339,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 18,226 | $338,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 76,500 | $338,000 | thousands by filing date | put |
| MINDBODY INC | 60255W105 | COM CL A | 21,602 | $338,000 | thousands by filing date | |
| OI SA-ADR | 670851401 | Com | 499,375 | $338,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 45,600 | $337,000 | thousands by filing date | put |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 49,229 | $337,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 6,179 | $336,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 6,417 | $336,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-15-001022 | this filing | 2015-11-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000769993-16-001548 | added | 2016-03-15 | acceptance time not in the bulk data set |