13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 6,962 holding rows worth $319,172,917,000.
- Accession
- 0000769993-14-000525
- Filer
- CIK 886982
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 10,308 entries on the cover page, a total value of $319,172,917,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $319,172,917,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerJ. ARON & Co028-14259
- included managerGOLDMAN SACHS EXECUTION & CLEARING, L.P.028-10292
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 18,696 | $408,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 17,804 | $408,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 6,200 | $407,000 | thousands by filing date | put |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 19,630 | $406,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 24,727 | $405,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 16,421 | $404,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 18,882 | $404,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 31,703 | $403,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 27,669 | $403,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 5,100 | $403,000 | thousands by filing date | call |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 5,400 | $402,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 28,559 | $402,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 16,216 | $401,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 29,843 | $401,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 24,987 | $401,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 81,216 | $400,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 22,250 | $399,000 | thousands by filing date | put |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 27,023 | $399,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 20,994 | $399,000 | thousands by filing date | |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 232,202 | $399,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 47,800 | $398,000 | thousands by filing date | call |
| U S PHYSICAL THERAPY | 90337L108 | COM | 11,622 | $397,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 7,700 | $397,000 | thousands by filing date | call |
| GTT COMMUNICATIONS INC | 362393100 | COM | 38,865 | $397,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 36,435 | $396,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 28,077 | $396,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 4,300 | $395,000 | thousands by filing date | call |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 15,898 | $395,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 23,275 | $395,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M571 | GUGG CRP BD 2014 | 18,716 | $395,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 26,329 | $394,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 67,804 | $394,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 70,440 | $394,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 3,682 | $393,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 9,412 | $393,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 18,530 | $393,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 25,000 | $393,000 | thousands by filing date | call |
| PROFIRE ENERGY INC | 74316X101 | COM | 87,200 | $393,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 23,000 | $393,000 | thousands by filing date | put |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 92,995 | $393,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 13,800 | $392,000 | thousands by filing date | put |
| BLACKROCK MUNIYLD MICH QLTY | 09254W103 | COM | 30,257 | $392,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 55,500 | $391,000 | thousands by filing date | put |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 46,528 | $391,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 11,300 | $391,000 | thousands by filing date | put |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 175,438 | $391,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 8,800 | $390,000 | thousands by filing date | call |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 25,871 | $389,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 27,497 | $389,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 6,100 | $389,000 | thousands by filing date | call |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 42,725 | $388,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 14,600 | $388,000 | thousands by filing date | put |
| CHILDRENS PL INC NEW | 168905107 | COM | 7,800 | $387,000 | thousands by filing date | call |
| CLUBCORP HLDGS INC | 18948M108 | COM | 20,861 | $387,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 35,477 | $387,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 27,012 | $387,000 | thousands by filing date | |
| DIGITAL RIVER INC | 25388BAD6 | NOTE | 389,000 | $387,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 12,500 | $386,000 | thousands by filing date | put |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 62,311 | $385,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 23,000 | $385,000 | thousands by filing date | put |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 73,311 | $385,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 41,386 | $384,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 18,027 | $384,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 66,204 | $384,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 309,000 | $384,000 | thousands by filing date | principal |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 16,650 | $383,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 3,500 | $383,000 | thousands by filing date | put |
| ISHARES | 464286830 | EXCHANGE TRADED | 24,100 | $383,000 | thousands by filing date | call |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 25,000 | $380,000 | thousands by filing date | put |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 25,000 | $380,000 | thousands by filing date | call |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 61,186 | $379,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 57,970 | $378,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 33,096 | $377,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 47,802 | $377,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 14,287 | $377,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 8,474 | $377,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 752,550 | $376,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 105,050 | $376,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 20,000 | $375,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 20,289 | $374,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 43,866 | $373,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 21,813 | $373,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 36,199 | $372,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 57,020 | $372,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 14,312 | $372,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 9,100 | $371,000 | thousands by filing date | put |
| LSB INDS INC | 502160104 | COM | 8,913 | $371,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 64,122 | $371,000 | thousands by filing date | |
| URS CORP NEW | 903236107 | COM | 8,100 | $371,000 | thousands by filing date | put |
| CTC MEDIA INC | 12642X106 | COM | 33,704 | $371,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 18,549 | $370,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 2,400 | $370,000 | thousands by filing date | put |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 101,076 | $370,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 282,064 | $370,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 12,635 | $369,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 25,699 | $369,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 5,500 | $368,000 | thousands by filing date | put |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 383,796 | $368,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 13,386 | $367,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 16,053 | $367,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 13,026 | $367,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 43,608 | $366,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 17,100 | $366,000 | thousands by filing date | call |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 24,816 | $366,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 67,318 | $366,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 12,008 | $365,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 80,000 | $365,000 | thousands by filing date | put |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 80,000 | $365,000 | thousands by filing date | call |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 14,600 | $365,000 | thousands by filing date | call |
| OPEN TEXT CORP COM | 683715106 | Stock | 7,600 | $364,000 | thousands by filing date | put |
| CENTURY ALUM CO | 156431108 | COM | 23,200 | $364,000 | thousands by filing date | put |
| CAREFUSION CORP | 14170T101 | COM | 8,200 | $364,000 | thousands by filing date | call |
| PROSHARES TR | 74347X146 | PSHS ULTSHT FINL | 23,492 | $364,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE EUROPE | 74348A434 | ETF | 6,960 | $364,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 9,475 | $363,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 21,263 | $363,000 | thousands by filing date | |
| CONCUR TECHNOLOGIES INC | 206708AC3 | NOTE | 325,000 | $363,000 | thousands by filing date | principal |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 4,300 | $362,000 | thousands by filing date | put |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 53,873 | $362,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 8,600 | $361,000 | thousands by filing date | call |
| DIANA SHIPPING INC | Y2066G104 | COM | 33,100 | $360,000 | thousands by filing date | call |
| LEGGETT & PLATT INC | 524660107 | COM | 10,500 | $360,000 | thousands by filing date | call |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 6,300 | $360,000 | thousands by filing date | call |
| Broadcom Inc | Y0486S104 | Common | 5,000 | $360,000 | thousands by filing date | call |
| DEVRY INC DEL | 251893103 | COM | 8,500 | $360,000 | thousands by filing date | call |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 25,467 | $360,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 43,439 | $360,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 30,026 | $359,000 | thousands by filing date | |
| APCO OIL & GAS INTERNATIONAL | g0471f109 | SHS | 24,890 | $359,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 29,220 | $358,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 13,076 | $358,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 23,300 | $358,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 27,929 | $358,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 17,692 | $357,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 195,051 | $357,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 23,298 | $356,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 14,879 | $355,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 11,423 | $355,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 10,975 | $355,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 28,200 | $354,000 | thousands by filing date | put |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 6,200 | $353,000 | thousands by filing date | call |
| AARONS INC | 002535300 | COM PAR $0.50 | 9,900 | $353,000 | thousands by filing date | call |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 20,215 | $353,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 5,300 | $353,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 13,722 | $353,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 6,616 | $352,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 9,178 | $351,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 10,100 | $351,000 | thousands by filing date | call |
| TRIMBLE INC COM | 896239100 | Stock | 9,500 | $351,000 | thousands by filing date | call |
| GENERAC HLDGS INC | 368736104 | COM | 7,200 | $351,000 | thousands by filing date | put |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 7,500 | $351,000 | thousands by filing date | put |
| ITT CORP | 450911201 | COM | 7,300 | $351,000 | thousands by filing date | call |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 17,100 | $351,000 | thousands by filing date | call |
| DOT HILL SYS CORP | 25848T109 | COM | 74,475 | $350,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 27,699 | $350,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 19,900 | $350,000 | thousands by filing date | call |
| GERON CORP | 374163103 | COM | 108,836 | $349,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 1,700 | $349,000 | thousands by filing date | put |
| KEY TRONIC CORP | 493144109 | COM | 33,280 | $349,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 10,000 | $349,000 | thousands by filing date | put |
| RAND LOGISTICS INC | 752182105 | COM | 58,217 | $349,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 4,600 | $348,000 | thousands by filing date | call |
| Lifetime Brands Inc | 53222Q103 | COM | 22,124 | $348,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 223,200 | $348,000 | thousands by filing date | call |
| CHINDEX INTERNATIONAL INC | 169467107 | COM | 14,709 | $348,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 19,325 | $347,000 | thousands by filing date | call |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 7,718 | $347,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 28,000 | $346,000 | thousands by filing date | call |
| OMEROS CORP | 682143102 | COM | 19,846 | $345,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 22,743 | $345,000 | thousands by filing date | |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 1,383 | $345,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 6,900 | $344,000 | thousands by filing date | call |
| FARO TECHNOLOGIES INC | 311642102 | COM | 7,000 | $344,000 | thousands by filing date | put |
| JARDEN CORP | 471109108 | COM | 5,800 | $344,000 | thousands by filing date | put |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 19,500 | $344,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q742 | CMN | 9,724 | $344,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 10,055 | $343,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 6,800 | $343,000 | thousands by filing date | call |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 16,154 | $343,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 45,658 | $343,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 32,663 | $343,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 4,600 | $342,000 | thousands by filing date | call |
| ARRIS GROUP INC | 04270V106 | COM | 10,500 | $342,000 | thousands by filing date | put |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 21,073 | $342,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 27,209 | $340,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 5,700 | $340,000 | thousands by filing date | put |
| QUALYS INC COM | 74758T303 | Stock | 13,227 | $340,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 4,045 | $340,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 17,900 | $340,000 | thousands by filing date | put |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 110,498 | $340,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 3,800 | $340,000 | thousands by filing date | call |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 27,400 | $340,000 | thousands by filing date | put |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 372,293 | $339,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 17,384 | $339,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 4,128 | $338,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 22,062 | $338,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 15,789 | $338,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 11,082 | $338,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 19,700 | $338,000 | thousands by filing date | put |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 11,558 | $337,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 10,997 | $337,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 6,969 | $336,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 146,300 | $336,000 | thousands by filing date | put |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 42,728 | $334,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 165,748 | $334,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 11,545 | $333,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 28,060 | $333,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X830 | RUSS NOMURA PR | 7,173 | $333,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A113 | WTS | 6,130 | $333,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 17,561 | $332,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 26,761 | $332,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 9,710 | $332,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 15,528 | $332,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 10,339 | $332,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 14,542 | $331,000 | thousands by filing date | |
| ISHARES TR | 46429B705 | MSCI RUSS INDX | 16,375 | $331,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 7,700 | $330,000 | thousands by filing date | put |
| TECHNIPFMC PLC | 30249U101 | COM | 5,400 | $330,000 | thousands by filing date | call |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 4,200 | $329,000 | thousands by filing date | put |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 4,200 | $329,000 | thousands by filing date | call |
| KFORCE INC COM | 493732101 | Stock | 15,206 | $329,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 33,895 | $329,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 3,300 | $329,000 | thousands by filing date | put |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 48,900 | $329,000 | thousands by filing date | call |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 14,900 | $329,000 | thousands by filing date | call |
| OSHKOSH CORP COM | 688239201 | Stock | 5,900 | $328,000 | thousands by filing date | call |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 8,334 | $328,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 3,000 | $328,000 | thousands by filing date | call |
| QUANTUM CORP | 747906204 | COM DSSG | 268,937 | $328,000 | thousands by filing date | |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 182,137 | $328,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 17,290 | $327,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 6,700 | $327,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 7,555 | $327,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 4,019 | $326,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 11,500 | $326,000 | thousands by filing date | put |
| CITY NATL CORP | 178566105 | COM | 4,300 | $326,000 | thousands by filing date | call |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 87,200 | $326,000 | thousands by filing date | call |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 102,665 | $326,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 8,800 | $325,000 | thousands by filing date | put |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 34,941 | $325,000 | thousands by filing date | |
| Gevo Inc | 374396109 | COMMON | 378,306 | $325,000 | thousands by filing date | |
| LIBERATOR MEDICAL HLDGS INC | 53012L108 | COM | 86,756 | $325,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 22,089 | $324,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 11,483 | $324,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 17,729 | $324,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 18,563 | $324,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 64,997 | $324,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 17,281 | $324,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 12,610 | $323,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 39,246 | $323,000 | thousands by filing date | |
| MONTAGE TECHNOLOGY GROUP LTD | G6209T105 | SHS | 15,553 | $322,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 28,270 | $321,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 29,500 | $321,000 | thousands by filing date | put |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 2,853 | $321,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 43,623 | $321,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 7,266 | $321,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 5,139 | $320,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 3,800 | $320,000 | thousands by filing date | call |
| REGIS CORP | 758932107 | COM | 22,746 | $320,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 118,060 | $320,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 11,163 | $320,000 | thousands by filing date | |
| KIOR INC - CL A | 497217109 | CL A | 889,772 | $320,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 2,700 | $319,000 | thousands by filing date | put |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 34,300 | $319,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 9,200 | $319,000 | thousands by filing date | call |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 15,000 | $319,000 | thousands by filing date | put |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 17,286 | $318,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 15,400 | $318,000 | thousands by filing date | put |
| BIOAMBER INC | 09072Q106 | COM | 31,933 | $318,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 10,946 | $318,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 8,200 | $317,000 | thousands by filing date | call |
| PULASKI FINANCIAL CORP | 745548107 | COM | 27,775 | $317,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 2,500 | $316,000 | thousands by filing date | put |
| EASTMAN KODAK CO | 277461406 | COM NEW | 12,900 | $316,000 | thousands by filing date | put |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 63,349 | $316,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 109,065 | $316,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 14,377 | $315,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 19,337 | $315,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 6,900 | $315,000 | thousands by filing date | call |
| EMULEX CORP | 292475209 | COM NEW | 55,300 | $315,000 | thousands by filing date | put |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 238,448 | $315,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 64,530 | $314,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 29,045 | $314,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAA8 | NOTE | 219,000 | $314,000 | thousands by filing date | principal |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 6,172 | $314,000 | thousands by filing date | |
| QUEST RESOURCE HOLDING CORP | 74836W104 | COMM | 60,200 | $314,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 2,400 | $313,000 | thousands by filing date | call |
| AMERICAS CAR-MART INC | 03062T105 | COM | 7,885 | $312,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 12,355 | $312,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 12,600 | $312,000 | thousands by filing date | put |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 29,664 | $311,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 10,680 | $311,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 9,100 | $311,000 | thousands by filing date | call |
| EPIZYME INC | 29428V104 | COM | 10,000 | $311,000 | thousands by filing date | put |
| LAKE SHORE GOLD CORP | 510728108 | COM | 340,315 | $311,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 62,390 | $311,000 | thousands by filing date | |
| BARRY (R.G.) | 068798107 | COM | 16,411 | $311,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 7,100 | $310,000 | thousands by filing date | put |
| BANKFINANCIAL CORP | 06643P104 | COM | 27,745 | $310,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 7,161 | $310,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 22,069 | $309,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 343,551 | $309,000 | thousands by filing date | |
| VIMICRO INTL CORP | 92718N109 | ADR | 114,999 | $309,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 5,300 | $308,000 | thousands by filing date | call |
| IMAX CORP | 45245E109 | COM | 10,800 | $308,000 | thousands by filing date | put |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 35,600 | $308,000 | thousands by filing date | put |
| ABM INDS INC | 000957100 | COM | 11,385 | $307,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 4,724 | $306,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 4,900 | $306,000 | thousands by filing date | call |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 31,014 | $306,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 6,319 | $306,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 23,455 | $306,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 3,352 | $305,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 214,599 | $305,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 20,458 | $305,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 14,800 | $305,000 | thousands by filing date | call |
| ESSA BANCORP INC COM | 29667D104 | Stock | 27,389 | $305,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 12,300 | $305,000 | thousands by filing date | call |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 9,276 | $305,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 26,300 | $304,000 | thousands by filing date | put |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 3,888 | $304,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 55,942 | $304,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 45,474 | $304,000 | thousands by filing date | |
| RDA MICROELECTRONICS INC | 749394102 | SPONSORED ADR | 17,769 | $304,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 2,344 | $303,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 35,754 | $303,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 5,900 | $303,000 | thousands by filing date | put |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 86,700 | $303,000 | thousands by filing date | call |
| SPX CORP | 784635104 | COMMON STOCK | 2,800 | $303,000 | thousands by filing date | call |
| BRIGHTCOVE INC | 10921T101 | COM | 28,743 | $303,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 20,300 | $303,000 | thousands by filing date | call |
| RICHMONT MINES INC | 76547T106 | COM | 219,382 | $301,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 23,624 | $301,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 13,400 | $300,000 | thousands by filing date | put |
| CENTURY CASINOS INC | 156492100 | COM | 51,759 | $300,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 17,221 | $300,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 4,730 | $299,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 15,191 | $299,000 | thousands by filing date | |
| Vistaprint NV Cimpress | N93540107 | CMPR | 7,400 | $299,000 | thousands by filing date | call |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 14,500 | $299,000 | thousands by filing date | call |
| NEWLINK GENETICS CORP | 651511107 | COM | 11,265 | $299,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 101,422 | $299,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 13,216 | $298,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 14,526 | $298,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 34,554 | $298,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 11,287 | $298,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 70,436 | $297,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 10,458 | $297,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 31,472 | $297,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 41,300 | $297,000 | thousands by filing date | put |
| Biglari Holdings | 08986r101 | COM | 702 | $297,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 53,978 | $297,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 4,900 | $296,000 | thousands by filing date | call |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 9,254 | $296,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 20,900 | $296,000 | thousands by filing date | call |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 19,637 | $296,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 21,200 | $296,000 | thousands by filing date | call |
| COTY INC | 222070203 | COM CL A | 17,200 | $295,000 | thousands by filing date | call |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 51,100 | $295,000 | thousands by filing date | put |
| CITY NATL CORP | 178566105 | COM | 3,900 | $295,000 | thousands by filing date | put |
| SOLAZYME INC | 83415T101 | COM | 25,072 | $295,000 | thousands by filing date | |
| CORP RES SVCS INC COM | 22004Y105 | Stock | 98,857 | $295,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 7,295 | $294,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 8,820 | $294,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 22,800 | $294,000 | thousands by filing date | put |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 35,566 | $294,000 | thousands by filing date | |
| Peregrine Semiconductor | 71366R703 | COM | 42,830 | $294,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 12,714 | $294,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 104,046 | $293,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 6,200 | $293,000 | thousands by filing date | call |
| EXONE CO | 302104104 | COM | 7,400 | $293,000 | thousands by filing date | call |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 4,449 | $293,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 25,703 | $293,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 8,500 | $292,000 | thousands by filing date | call |
| NBT BANCORP INC COM | 628778102 | Stock | 12,157 | $292,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 15,417 | $292,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 10,313 | $292,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 19,200 | $292,000 | thousands by filing date | put |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 12,449 | $292,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 8,900 | $291,000 | thousands by filing date | call |
| EDISON INTL COM | 281020107 | Stock | 5,000 | $291,000 | thousands by filing date | put |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 21,099 | $291,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 14,005 | $291,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 8,900 | $291,000 | thousands by filing date | call |
| CYAN INC | 23247W104 | COM | 72,233 | $291,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 212,621 | $291,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 5,700 | $290,000 | thousands by filing date | call |
| LIQUIDITY SVCS INC | 53635B107 | COM | 18,400 | $290,000 | thousands by filing date | put |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 114,522 | $290,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 5,500 | $289,000 | thousands by filing date | call |
| PIKE ELEC CORP | 721283109 | COM | 32,287 | $289,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 11,394 | $288,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 103,732 | $288,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 14,307 | $288,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 26,221 | $288,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 32,361 | $288,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 23,642 | $287,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 4,264 | $287,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 19,481 | $286,000 | thousands by filing date | |
| PEOPLES FED BANCSHARES INC | 711037101 | COM | 15,509 | $286,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 23,620 | $286,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 40,500 | $285,000 | thousands by filing date | call |
| NOODLES & CO | 65540B105 | COM CL A | 8,298 | $285,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 14,300 | $284,000 | thousands by filing date | put |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 13,813 | $284,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 25,699 | $283,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 6,416 | $282,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 14,627 | $282,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 32,238 | $282,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 30,888 | $282,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 22,008 | $281,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 16,255 | $281,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 67,900 | $280,000 | thousands by filing date | put |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 12,754 | $280,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 5,894 | $280,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 15,352 | $280,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 12,462 | $279,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 32,423 | $279,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 14,623 | $279,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 7,665 | $279,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 16,950 | $279,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748WAB4 | NOTE 2.375%10/1 | 282,000 | $279,000 | thousands by filing date | principal |
| ETFS ASIAN GOLD TR PHYS ASAIN | 26923C102 | GLD | 2,160 | $279,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 5,661 | $278,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 50,484 | $278,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 4,100 | $278,000 | thousands by filing date | put |
| CURIS INC | 231269101 | COM | 149,343 | $278,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 10,700 | $278,000 | thousands by filing date | call |
| MOSYS INC COM | 619718109 | COM | 88,593 | $278,000 | thousands by filing date | |
| MARKET VECTORS PRE-REFUND MUNI ETF(PRB) | 57060U738 | ETF | 11,283 | $278,000 | thousands by filing date | |
| CERULEAN PHARMA INC | 15708Q105 | COM | 47,980 | $278,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 14,308 | $277,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 16,062 | $277,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 15,000 | $277,000 | thousands by filing date | call |
| SUPERIOR INDS INTL INC | 868168105 | COM | 13,455 | $277,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 341,746 | $277,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396209 | MID CAP FD | 5,797 | $277,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 19,844 | $277,000 | thousands by filing date | |
| MEDIVATION INC | 58501NAA9 | NOTE | 173,000 | $276,000 | thousands by filing date | principal |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 17,800 | $275,000 | thousands by filing date | put |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 4,700 | $274,000 | thousands by filing date | call |
| ALAMO GROUP INC | 011311107 | COM | 5,074 | $274,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 6,700 | $274,000 | thousands by filing date | put |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 78,563 | $274,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 48,226 | $274,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 8,000 | $274,000 | thousands by filing date | put |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 9,959 | $274,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641679 | DJ COMMD ETN39 | 10,933 | $274,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 7,500 | $273,000 | thousands by filing date | put |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 25,300 | $273,000 | thousands by filing date | put |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 12,089 | $273,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 10,117 | $273,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 24,225 | $273,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 15,103 | $273,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 7,681 | $273,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 10,039 | $272,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 2,649 | $272,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 40,134 | $272,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 16,218 | $272,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 11,015 | $272,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141GMG6 | CNV | 254,000 | $272,000 | thousands by filing date | principal |
| GASLOG LTD | G37585109 | SHS | 8,500 | $271,000 | thousands by filing date | put |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 165,000 | $271,000 | thousands by filing date | principal |
| MARKET VECTORS ETF URANIUM+NUCLEAR ENGY ETF | 57061R577 | COM | 5,164 | $271,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 3,547 | $270,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 26,562 | $270,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 15,800 | $270,000 | thousands by filing date | call |
| SILVER STD RES INC | 82823L106 | COM | 31,200 | $270,000 | thousands by filing date | call |
| NEW YORK & CO INC | 649295102 | COM | 73,176 | $270,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 8,787 | $269,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 12,569 | $269,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 24,710 | $267,000 | thousands by filing date | |
| CONVERSANT INC | 21249J105 | COM | 10,500 | $267,000 | thousands by filing date | put |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 7,926 | $266,000 | thousands by filing date | |
| MULTIMEDIA GAMES HOLDING CO | 625453105 | COM | 8,974 | $266,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 22,306 | $266,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 77,920 | $266,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 4,000 | $265,000 | thousands by filing date | call |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 4,811 | $265,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 40,700 | $265,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 34,300 | $265,000 | thousands by filing date | put |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 9,383 | $265,000 | thousands by filing date | |
| IMPERIAL HOLDINGS INC | 452834104 | COM | 38,820 | $265,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 9,198 | $264,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 26,744 | $264,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 11,187 | $264,000 | thousands by filing date | |
| TECUMSEH PRODS CO | 878895309 | COM | 51,928 | $264,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 28,625 | $263,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 24,249 | $263,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 78,905 | $263,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 13,025 | $263,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 17,600 | $263,000 | thousands by filing date | put |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 4,500 | $262,000 | thousands by filing date | put |
| AMEREN CORP COM | 023608102 | Stock | 6,400 | $262,000 | thousands by filing date | call |
| ACXIOM CORP | 005125109 | COMMON STOCK | 12,100 | $262,000 | thousands by filing date | call |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 304,389 | $262,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 14,063 | $262,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 17,635 | $261,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 12,400 | $261,000 | thousands by filing date | put |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 12,003 | $261,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-14-000525 | this filing | 2014-08-14 | acceptance time not in the bulk data set |