13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 6,962 holding rows worth $319,172,917,000.
- Accession
- 0000769993-14-000525
- Filer
- CIK 886982
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 10,308 entries on the cover page, a total value of $319,172,917,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $319,172,917,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerJ. ARON & Co028-14259
- included managerGOLDMAN SACHS EXECUTION & CLEARING, L.P.028-10292
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 25,008 | $731,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 58,109 | $730,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 21,998 | $729,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 7,369 | $729,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 51,624 | $729,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 23,408 | $728,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 15,200 | $727,000 | thousands by filing date | put |
| GFI GROUP INC | 361652209 | COM | 218,748 | $726,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 62,622 | $726,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 73,034 | $726,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 31,100 | $724,000 | thousands by filing date | put |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 27,200 | $723,000 | thousands by filing date | call |
| DIGITAL RIV INC | 25388B104 | COM | 46,881 | $723,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 50,523 | $722,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 25,124 | $721,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 12,816 | $721,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 9,279 | $719,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 25,539 | $719,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 16,000 | $718,000 | thousands by filing date | put |
| ADVISORSHARES TR | 00768Y826 | MEIDELL TCT AD | 23,904 | $718,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 170,400 | $717,000 | thousands by filing date | call |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 31,950 | $716,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 10,900 | $715,000 | thousands by filing date | call |
| FBL FINL GROUP INC | 30239F106 | CL A | 15,548 | $715,000 | thousands by filing date | |
| OPENTABLE INC | 68372A104 | COM | 6,900 | $715,000 | thousands by filing date | put |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 437,459 | $713,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 32,046 | $711,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 17,369 | $709,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 14,500 | $708,000 | thousands by filing date | put |
| RTI BIOLOGICS INC | 74975N105 | COM | 162,762 | $708,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 51,769 | $706,000 | thousands by filing date | |
| ICG GROUP INC | 44928D108 | COM | 33,676 | $703,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 9,400 | $702,000 | thousands by filing date | put |
| TENNANT CO | 880345103 | COM | 9,202 | $702,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 26,900 | $701,000 | thousands by filing date | call |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 85,675 | $701,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 63,400 | $700,000 | thousands by filing date | call |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 57,011 | $699,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 29,087 | $699,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F861 | UNIT 09/01/2016 | 12,200 | $696,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 10,211 | $692,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 55,929 | $689,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 24,977 | $687,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 35,300 | $686,000 | thousands by filing date | put |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 47,307 | $685,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 24,000 | $684,000 | thousands by filing date | call |
| ENZYMOTEC LTD | M4059L101 | SHS | 50,369 | $684,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 19,900 | $683,000 | thousands by filing date | put |
| MVC CAPITAL INC | 553829102 | COM | 52,735 | $683,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 21,407 | $682,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 7,320 | $682,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 43,800 | $681,000 | thousands by filing date | put |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 60,800 | $681,000 | thousands by filing date | put |
| SCHAWK INC | 806373106 | CL A | 33,452 | $681,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 96,536 | $680,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 8,700 | $680,000 | thousands by filing date | call |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 135,767 | $680,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 38,615 | $679,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 9,358 | $678,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 32,800 | $677,000 | thousands by filing date | put |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 6,500 | $675,000 | thousands by filing date | put |
| SEMTECH CORP COM | 816850101 | Stock | 25,800 | $675,000 | thousands by filing date | call |
| CHINA MOBILE GAMES & ENTERTAINMENT LTD | 16952T100 | COM | 42,453 | $674,000 | thousands by filing date | |
| ProShares Tr II Ultra Short Futures (uvxy) | 74347W346 | ETF | 25,278 | $673,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 9,900 | $671,000 | thousands by filing date | call |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 61,800 | $671,000 | thousands by filing date | put |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 23,500 | $671,000 | thousands by filing date | call |
| OMNICOM GROUP INC COM | 681919106 | Stock | 9,400 | $669,000 | thousands by filing date | call |
| FRESH MKT INC | 35804H106 | COM | 20,000 | $669,000 | thousands by filing date | call |
| CABELAS INC | 126804301 | COM | 10,700 | $668,000 | thousands by filing date | call |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 6,700 | $667,000 | thousands by filing date | call |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 25,646 | $665,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 100,884 | $665,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 19,200 | $664,000 | thousands by filing date | put |
| UNION BANKSHARES CORP | 90539J109 | COM | 25,878 | $664,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 92,241 | $663,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 11,700 | $662,000 | thousands by filing date | put |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 18,200 | $661,000 | thousands by filing date | call |
| ALBANY INTL CORP | 012348108 | CL A | 17,409 | $661,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 46,084 | $661,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 12,518 | $661,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 91,596 | $659,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 29,200 | $659,000 | thousands by filing date | call |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 263,305 | $658,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 24,800 | $658,000 | thousands by filing date | call |
| TRIVASCULAR TECHNOLOGIES INC | 89685A102 | COM | 42,275 | $658,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 31,785 | $657,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 23,105 | $656,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 11,800 | $655,000 | thousands by filing date | put |
| IGATE CORP | 45169U105 | COM | 17,971 | $654,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 20,200 | $653,000 | thousands by filing date | put |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 24,000 | $653,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 13,800 | $652,000 | thousands by filing date | put |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 60,200 | $651,000 | thousands by filing date | call |
| FERRO CORP | 315405100 | COM | 51,798 | $651,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 66,700 | $651,000 | thousands by filing date | call |
| AbbVie,Inc. | 00287Y109 | COM | 11,500 | $649,000 | thousands by filing date | put |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 24,400 | $649,000 | thousands by filing date | put |
| TFS FINL CORP | 87240R107 | COM | 45,362 | $647,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 10,000 | $642,000 | thousands by filing date | call |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 15,700 | $640,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 1,000,000 | $640,000 | thousands by filing date | principal |
| BANKRATE INC DEL | 06647F102 | COM | 36,452 | $639,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 96,599 | $638,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 15,500 | $638,000 | thousands by filing date | call |
| CANADIANNATLRYCOF | 136375102 | STOK | 9,800 | $637,000 | thousands by filing date | call |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 13,089 | $637,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 50,000 | $637,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 30,160 | $636,000 | thousands by filing date | |
| QUALITY DISTR INC FLA | 74756M102 | COM | 42,778 | $636,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 12,700 | $636,000 | thousands by filing date | call |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 4,722 | $636,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 170,600 | $635,000 | thousands by filing date | put |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 49,225 | $634,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 45,605 | $634,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 19,700 | $634,000 | thousands by filing date | call |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 15,000 | $633,000 | thousands by filing date | call |
| LANDS END INC | 51509F105 | COMMON STOCK | 18,840 | $633,000 | thousands by filing date | put |
| PROTO LABS INC | 743713109 | COM | 7,700 | $631,000 | thousands by filing date | put |
| IDT CORP | 448947507 | CL B NEW | 36,200 | $631,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 10,100 | $631,000 | thousands by filing date | call |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 19,100 | $631,000 | thousands by filing date | call |
| AGCO CORP | 001084102 | COM | 11,200 | $630,000 | thousands by filing date | call |
| ERA GROUP INC | 26885G109 | COM | 21,922 | $629,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 25,791 | $628,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 6,963 | $628,000 | thousands by filing date | |
| CBS OUTDOOR AMERICAS INC | 14987J106 | COMMON STOCK | 19,200 | $627,000 | thousands by filing date | put |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 20,875 | $626,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 19,891 | $626,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 67,800 | $624,000 | thousands by filing date | put |
| QIWI PLC | 74735M108 | SPON ADR REP B | 15,400 | $621,000 | thousands by filing date | call |
| B/E AEROSPACE INC | 073302101 | COM | 6,700 | $620,000 | thousands by filing date | put |
| ARRIS GROUP INC | 04270V106 | COM | 19,000 | $618,000 | thousands by filing date | call |
| WINNEBAGO INDS INC | 974637100 | COM | 24,478 | $616,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 48,428 | $614,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 39,900 | $614,000 | thousands by filing date | call |
| Cynosure, Inc. | 232577205 | COM | 28,907 | $614,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 6,816 | $613,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 89,282 | $612,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 42,887 | $611,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 13,905 | $611,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 21,041 | $610,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 44,599 | $610,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 22,392 | $609,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 42,598 | $609,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 20,100 | $609,000 | thousands by filing date | call |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 33,736 | $608,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 49,864 | $607,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 25,489 | $607,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 22,818 | $607,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 7,138 | $605,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 8,100 | $605,000 | thousands by filing date | call |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 12,400 | $604,000 | thousands by filing date | call |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 84,400 | $603,000 | thousands by filing date | put |
| AMSURG CORP | 03232P405 | COM | 13,223 | $602,000 | thousands by filing date | |
| FORCEFIELD ENERGY | 34520U103 | COM | 113,435 | $602,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 165,253 | $600,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 35,716 | $600,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 32,846 | $599,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 42,277 | $599,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 4,148 | $597,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 272,800 | $597,000 | thousands by filing date | call |
| CBRE GROUP INC CL A | 12504L109 | Stock | 18,600 | $596,000 | thousands by filing date | call |
| DORMAN PRODS INC | 258278100 | COM | 12,088 | $596,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 15,916 | $596,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 20,196 | $595,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 23,561 | $595,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 29,526 | $594,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 96,711 | $594,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 9,500 | $593,000 | thousands by filing date | put |
| CENTERSTATE BK CORP | 15201P109 | COM | 52,968 | $593,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 64,102 | $591,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 20,700 | $590,000 | thousands by filing date | put |
| FTI CONSULTING INC | 302941109 | COM | 15,500 | $586,000 | thousands by filing date | put |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 7,750 | $586,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 38,823 | $584,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 17,111 | $583,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 5,400 | $581,000 | thousands by filing date | call |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 10,361 | $581,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 350,000 | $580,000 | thousands by filing date | principal |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 41,910 | $579,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 57,345 | $579,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 41,077 | $579,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 35,700 | $578,000 | thousands by filing date | call |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 31,250 | $577,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 11,700 | $576,000 | thousands by filing date | put |
| OCLARO INC | 67555N206 | COM | 262,032 | $576,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 40,843 | $575,000 | thousands by filing date | |
| PROSHARES TR II | 74347W676 | ULSHT DJ UBS CMD | 11,031 | $574,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 10,000 | $573,000 | thousands by filing date | put |
| QUINSTREET INC | 74874Q100 | COM | 104,097 | $573,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 25,479 | $573,000 | thousands by filing date | |
| BENEFICIAL MUTUAL BANCORP IN | 08173R104 | COM | 42,076 | $571,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 33,300 | $570,000 | thousands by filing date | put |
| WRIGHT MED GROUP INC | 98235TAC1 | NOTE 2.000% 8/1 | 416,000 | $570,000 | thousands by filing date | principal |
| II VI INC | 902104108 | COM | 39,270 | $568,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 135,700 | $567,000 | thousands by filing date | call |
| DUCOMMUN INC DEL | 264147109 | COM | 21,650 | $566,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 72,730 | $566,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 122,335 | $565,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 10,404 | $565,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 45,099 | $564,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 7,891 | $563,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 39,904 | $563,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 36,644 | $562,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 191,725 | $562,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 85,300 | $562,000 | thousands by filing date | put |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 5,400 | $561,000 | thousands by filing date | call |
| FULLER H B CO COM | 359694106 | Stock | 11,668 | $561,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 7,400 | $560,000 | thousands by filing date | put |
| US ECOLOGY INC COM | 91732J102 | COM | 11,443 | $560,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 38,028 | $560,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 11,100 | $559,000 | thousands by filing date | call |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 132,600 | $558,000 | thousands by filing date | put |
| PICO HLDGS INC | 693366205 | COM NEW | 23,475 | $558,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 50,318 | $558,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 26,564 | $556,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 13,538 | $555,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 13,400 | $554,000 | thousands by filing date | put |
| POZEN INC | 73941U102 | COMMON STOCK | 66,547 | $554,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 118,100 | $553,000 | thousands by filing date | call |
| ANALOGIC CORP | 032657207 | COM | 7,064 | $553,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 12,500 | $552,000 | thousands by filing date | call |
| MARIN SOFTWARE INC | 56804T106 | COM | 46,866 | $552,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 31,478 | $552,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 17,400 | $552,000 | thousands by filing date | call |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 11,228 | $550,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 52,399 | $550,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 18,315 | $548,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 45,800 | $547,000 | thousands by filing date | put |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 40,187 | $545,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 21,300 | $544,000 | thousands by filing date | call |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 45,500 | $543,000 | thousands by filing date | put |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 10,089 | $543,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 5,758 | $542,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 5,900 | $542,000 | thousands by filing date | put |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 12,800 | $542,000 | thousands by filing date | call |
| FMC CORP COM NEW | 302491303 | Stock | 7,600 | $541,000 | thousands by filing date | put |
| MENS WEARHOUSE INC | 587118100 | COM | 9,700 | $541,000 | thousands by filing date | call |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 19,512 | $541,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 24,439 | $540,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 188,970 | $539,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 21,000 | $539,000 | thousands by filing date | put |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 25,088 | $538,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 15,800 | $538,000 | thousands by filing date | call |
| TECH DATA CORP | 878237106 | COM | 8,600 | $538,000 | thousands by filing date | call |
| APOGEE ENTERPRISES INC | 037598109 | COM | 15,402 | $537,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 18,990 | $536,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 10,400 | $536,000 | thousands by filing date | put |
| CENTURY ALUM CO | 156431108 | COM | 34,200 | $536,000 | thousands by filing date | call |
| WP CAREY INC COM | 92936U109 | REIT | 8,300 | $535,000 | thousands by filing date | put |
| EQT CORP COM | 26884L109 | Stock | 5,000 | $535,000 | thousands by filing date | put |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 45,842 | $534,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 30,000 | $533,000 | thousands by filing date | call |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 16,548 | $533,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 8,000 | $533,000 | thousands by filing date | call |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 24,133 | $533,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 19,359 | $532,000 | thousands by filing date | |
| TARGACEPT INC | 87611R306 | COM | 117,870 | $532,000 | thousands by filing date | |
| RENTRAK CORP | 760174102 | COM | 10,145 | $532,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 88,750 | $531,000 | thousands by filing date | |
| PROSHARES TR | 74348A798 | CMN | 13,908 | $531,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 55,600 | $530,000 | thousands by filing date | put |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 59,497 | $530,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 7,100 | $528,000 | thousands by filing date | call |
| ISHARES TR | 464288752 | US HOME CONS ETF | 21,300 | $528,000 | thousands by filing date | put |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 20,818 | $528,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 22,900 | $527,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 10,929 | $526,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 56,095 | $526,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 100,278 | $526,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 31,522 | $526,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 85,200 | $523,000 | thousands by filing date | put |
| TRADE STR RESIDENTIAL INC | 89255N203 | COM NEW | 69,876 | $523,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 7,800 | $522,000 | thousands by filing date | call |
| TRIMAS CORP | 896215209 | COM NEW | 13,670 | $522,000 | thousands by filing date | |
| PROSHARES ULTRASHORT RE | 74348A871 | COM | 33,400 | $522,000 | thousands by filing date | put |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 170,996 | $522,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 13,732 | $521,000 | thousands by filing date | |
| NORTH VALLEY BANCORP | 66304M204 | COM NEW | 23,901 | $521,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 21,124 | $521,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 33,551 | $520,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 22,409 | $519,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 107,411 | $519,000 | thousands by filing date | |
| PLX TECHNOLOGY INC | 693417107 | COM | 80,205 | $519,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 29,000 | $518,000 | thousands by filing date | put |
| LINDSAY CORPORATION | 535555106 | COM | 6,115 | $517,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 25,000 | $517,000 | thousands by filing date | call |
| WAUSAU PAPER CORP | 943315101 | COM | 47,773 | $517,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 150,861 | $517,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 10,400 | $516,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 6,972 | $515,000 | thousands by filing date | |
| INFINERA CORPORATION | 45667GAB9 | DBCV 1.750% 6/0 | 488,000 | $514,000 | thousands by filing date | principal |
| ENERGIZER HLDGS INC | 29266R108 | COM | 4,200 | $513,000 | thousands by filing date | call |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 12,100 | $511,000 | thousands by filing date | put |
| AEGION CORP | 00770F104 | COMMON STOCK | 21,945 | $511,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 10,300 | $510,000 | thousands by filing date | call |
| CASELLA WASTE SYS INC | 147448104 | CL A | 101,661 | $510,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 59,962 | $510,000 | thousands by filing date | |
| ONEMAIN HOLDINGS | 85172J101 | COM | 19,647 | $510,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 9,800 | $508,000 | thousands by filing date | put |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 58,624 | $508,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 29,607 | $507,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 86,600 | $507,000 | thousands by filing date | put |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 29,000 | $507,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 21,016 | $507,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 4,531 | $506,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 5,823 | $506,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 14,486 | $506,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 19,400 | $506,000 | thousands by filing date | put |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 8,372 | $506,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 118,500 | $505,000 | thousands by filing date | put |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 23,284 | $504,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 19,234 | $504,000 | thousands by filing date | |
| XOOM CORP | 98419Q101 | COM | 19,082 | $503,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 18,532 | $501,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 22,200 | $501,000 | thousands by filing date | put |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 14,360 | $501,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 17,892 | $501,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 15,600 | $500,000 | thousands by filing date | put |
| MCCLATCHY CO | 579489105 | CL A | 90,000 | $500,000 | thousands by filing date | put |
| HEALTHSTREAM INC | 42222N103 | COM | 20,521 | $499,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 283,568 | $499,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 7,900 | $499,000 | thousands by filing date | call |
| LGI HOMES INC COM | 50187T106 | Stock | 27,268 | $498,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 35,191 | $497,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 5,600 | $497,000 | thousands by filing date | put |
| WALTER INVT MGMT CORP | 93317W102 | COM | 16,694 | $497,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 34,100 | $496,000 | thousands by filing date | put |
| DSP GROUP INC | 23332B106 | COM | 58,444 | $496,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 8,200 | $495,000 | thousands by filing date | put |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 12,285 | $495,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 90,288 | $495,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 10,000 | $493,000 | thousands by filing date | call |
| KNOWLES CORP COM | 49926D109 | Stock | 16,050 | $493,000 | thousands by filing date | put |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 2,400 | $493,000 | thousands by filing date | call |
| HERON THERAPEUTICS INC | 427746102 | COM | 39,986 | $493,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 12,858 | $493,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 6,585 | $492,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 84,200 | $492,000 | thousands by filing date | put |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 20,000 | $492,000 | thousands by filing date | put |
| OMEGA PROTEIN CORP | 68210P107 | COM | 35,874 | $491,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 12,700 | $490,000 | thousands by filing date | put |
| KCAP FINANCIAL INC | 48668E101 | COM | 57,718 | $490,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 48,432 | $490,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 27,700 | $489,000 | thousands by filing date | call |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 2,600 | $488,000 | thousands by filing date | call |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 24,400 | $488,000 | thousands by filing date | call |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 10,481 | $488,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 36,459 | $486,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 225,134 | $486,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 9,635 | $486,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 66,972 | $485,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 10,883 | $485,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 9,039 | $485,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 16,305 | $484,000 | thousands by filing date | |
| CBS OUTDOOR AMERICAS INC | 14987J106 | COMMON STOCK | 14,800 | $484,000 | thousands by filing date | call |
| Knight Capital Group, Inc. | 48244B100 | common stock | 40,715 | $484,000 | thousands by filing date | put |
| WEYCO GROUP INC COM | 962149100 | Stock | 17,631 | $483,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 23,652 | $483,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 18,440 | $483,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 15,739 | $482,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 69,332 | $480,000 | thousands by filing date | |
| ENCORE ENERGY CORP F | 97717W174 | COM | 20,514 | $480,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 32,514 | $480,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 34,218 | $480,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 37,300 | $478,000 | thousands by filing date | put |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 11,357 | $478,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 46,375 | $478,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575109 | COM | 89,900 | $477,000 | thousands by filing date | |
| CURRENCYSHARES SWEDISH KRONA | 23129R108 | SWEDISH KRONA | 3,212 | $477,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 9,600 | $475,000 | thousands by filing date | put |
| CSG SYSTEMS | 126349109 | COM | 18,076 | $472,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 21,804 | $472,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 17,900 | $471,000 | thousands by filing date | call |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 217,188 | $471,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 9,300 | $469,000 | thousands by filing date | put |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 4,831 | $468,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 29,699 | $468,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 9,307 | $468,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 9,900 | $467,000 | thousands by filing date | put |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 4,243 | $467,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 28,259 | $467,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 33,016 | $467,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 21,627 | $466,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 3,652 | $466,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 53,828 | $466,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 300,601 | $466,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 46,000 | $465,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 21,599 | $465,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 26,127 | $464,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 6,600 | $463,000 | thousands by filing date | call |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 3,700 | $463,000 | thousands by filing date | put |
| EPLUS INC | 294268107 | COM | 7,953 | $463,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 8,541 | $463,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 17,374 | $463,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 100,829 | $462,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 20,000 | $460,000 | thousands by filing date | call |
| VULCAN MATLS CO COM | 929160109 | Stock | 7,200 | $459,000 | thousands by filing date | call |
| TERADATA CORP DEL | 88076W103 | COM | 11,400 | $458,000 | thousands by filing date | put |
| ETFS Gold Trust | 26922Y105 | ETF | 3,512 | $458,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 23,000 | $457,000 | thousands by filing date | call |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 163,159 | $457,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 15,300 | $456,000 | thousands by filing date | put |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 4,734 | $456,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 21,391 | $456,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 18,541 | $455,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 32,100 | $455,000 | thousands by filing date | put |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 3,969 | $455,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 402,000 | $454,000 | thousands by filing date | principal |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 110,000 | $453,000 | thousands by filing date | call |
| ALLEGION PLC | G0176J109 | ORD SHS | 7,986 | $453,000 | thousands by filing date | put |
| IMAX CORP | 45245E109 | COM | 15,900 | $453,000 | thousands by filing date | call |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 13,370 | $453,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 40,501 | $452,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 21,900 | $451,000 | thousands by filing date | put |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 23,800 | $451,000 | thousands by filing date | put |
| ENNIS INC COM | 293389102 | Stock | 29,499 | $450,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 10,433 | $450,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 16,997 | $450,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 130,704 | $450,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 433,520 | $450,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 18,000 | $450,000 | thousands by filing date | put |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 120,675 | $449,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 11,675 | $448,000 | thousands by filing date | call |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 25,074 | $448,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 9,100 | $448,000 | thousands by filing date | put |
| LANDS END INC | 51509F105 | COMMON STOCK | 13,350 | $448,000 | thousands by filing date | call |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 21,800 | $448,000 | thousands by filing date | put |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 50,376 | $448,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 15,497 | $447,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 24,200 | $447,000 | thousands by filing date | call |
| ITT CORP | 450911201 | COM | 9,300 | $447,000 | thousands by filing date | put |
| CHEESECAKE FACTORY INC | 163072101 | COM | 9,600 | $446,000 | thousands by filing date | put |
| CONNS INC | 208242107 | COM | 9,033 | $446,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 24,612 | $445,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 48,390 | $445,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 52,304 | $445,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 17,673 | $444,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 752,459 | $444,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 739,990 | $444,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 12,247 | $442,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 16,714 | $442,000 | thousands by filing date | |
| COURIER CORP | 222660102 | COMMON STOCK | 29,640 | $442,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 30,137 | $441,000 | thousands by filing date | |
| CHC GROUP LTD | G07021101 | SHS | 52,119 | $440,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 15,500 | $439,000 | thousands by filing date | call |
| COMVERSE INC | 20585P105 | COM | 16,460 | $439,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J166 | CMN | 15,899 | $439,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 14,300 | $439,000 | thousands by filing date | put |
| CROWN HLDGS INC COM | 228368106 | Stock | 8,800 | $438,000 | thousands by filing date | call |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 7,700 | $438,000 | thousands by filing date | put |
| EZCORP INC | 302301106 | CL A NON VTG | 37,800 | $437,000 | thousands by filing date | call |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 31,185 | $435,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 25,729 | $434,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 32,638 | $434,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 3,290 | $433,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 20,828 | $433,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 13,200 | $432,000 | thousands by filing date | put |
| SEMTECH CORP COM | 816850101 | Stock | 16,500 | $431,000 | thousands by filing date | put |
| POOL CORP COM | 73278L105 | Stock | 7,600 | $430,000 | thousands by filing date | call |
| CUTERA INC | 232109108 | COM | 41,344 | $430,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 17,851 | $429,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 18,305 | $429,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 67,877 | $428,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 140,000 | $428,000 | thousands by filing date | call |
| ABAXIS INC | 002567105 | COM | 9,640 | $427,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 5,400 | $426,000 | thousands by filing date | put |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 16,000 | $426,000 | thousands by filing date | call |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 31,300 | $425,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 5,943 | $425,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 29,119 | $423,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 38,905 | $423,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 16,500 | $423,000 | thousands by filing date | call |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 20,296 | $422,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 46,654 | $421,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 33,394 | $421,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 48,700 | $421,000 | thousands by filing date | call |
| Concur Technologies, Inc. | 206708109 | COM | 4,500 | $420,000 | thousands by filing date | put |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 136,856 | $420,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 39,900 | $419,000 | thousands by filing date | call |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 81,070 | $418,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 36,972 | $417,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 127,808 | $417,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 32,938 | $417,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 3,900 | $416,000 | thousands by filing date | put |
| AGILYSYS INC | 00847J105 | COM | 29,578 | $416,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 56,399 | $416,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 18,358 | $416,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 28,600 | $416,000 | thousands by filing date | call |
| WORLD KINECT CORPORATION | 981475106 | COM | 8,400 | $414,000 | thousands by filing date | call |
| NEOSTEM INC | 640650404 | Common equity shares | 63,526 | $414,000 | thousands by filing date | |
| MEDIA GENERAL INC | 584404107 | COMMON STOCK | 20,095 | $413,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 8,000 | $411,000 | thousands by filing date | put |
| REMY INTL INC | 759663107 | COM | 17,601 | $411,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 63,238 | $411,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 15,000 | $410,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 45,079 | $410,000 | thousands by filing date | |
| XOOM CORP | 98419Q101 | COM | 15,500 | $409,000 | thousands by filing date | call |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 85,050 | $409,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-14-000525 | this filing | 2014-08-14 | acceptance time not in the bulk data set |