13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 6,962 holding rows worth $319,172,917,000.
- Accession
- 0000769993-14-000525
- Filer
- CIK 886982
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 10,308 entries on the cover page, a total value of $319,172,917,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $319,172,917,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerJ. ARON & Co028-14259
- included managerGOLDMAN SACHS EXECUTION & CLEARING, L.P.028-10292
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OMNICELL COM COM | 68213N109 | Stock | 43,044 | $1,236,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 47,200 | $1,236,000 | thousands by filing date | put |
| NEW YORK REIT INC | 64976L109 | COM | 111,664 | $1,235,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 113,700 | $1,234,000 | thousands by filing date | put |
| CORVEL CORP COM | 221006109 | Stock | 27,279 | $1,233,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 69,900 | $1,231,000 | thousands by filing date | put |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 50,647 | $1,231,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 149,882 | $1,230,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 53,116 | $1,229,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 151,867 | $1,229,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 30,000 | $1,229,000 | thousands by filing date | put |
| ST JOE CO | 790148100 | COM | 48,038 | $1,222,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 47,764 | $1,221,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 60,675 | $1,219,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 17,426 | $1,219,000 | thousands by filing date | |
| BALTIC TRADING LTD | Y0553W103 | COM | 203,819 | $1,219,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 25,499 | $1,217,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 19,700 | $1,217,000 | thousands by filing date | put |
| INTELIQUENT INC | 45825N107 | COM | 87,722 | $1,217,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 86,935 | $1,216,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 22,500 | $1,216,000 | thousands by filing date | put |
| NAVIGATORS GROUP INC | 638904102 | COM | 18,141 | $1,216,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 10,684 | $1,215,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 82,792 | $1,213,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 14,300 | $1,213,000 | thousands by filing date | put |
| FLOTEK INDS INC DEL | 343389102 | COM | 37,696 | $1,212,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 33,872 | $1,211,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 4,300 | $1,209,000 | thousands by filing date | put |
| WESTERN REFNG INC | 959319104 | COM | 32,200 | $1,209,000 | thousands by filing date | call |
| TJX Companies Inc | 872540109 | COM | 22,700 | $1,207,000 | thousands by filing date | put |
| MERITOR INC | 59001K100 | COMMON STOCK | 92,500 | $1,206,000 | thousands by filing date | put |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 76,327 | $1,204,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 20,400 | $1,204,000 | thousands by filing date | call |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 21,573 | $1,204,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 50,000 | $1,204,000 | thousands by filing date | |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 18,497 | $1,199,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 143,699 | $1,197,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 31,900 | $1,194,000 | thousands by filing date | put |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 23,899 | $1,194,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 129,800 | $1,192,000 | thousands by filing date | put |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 4,866 | $1,192,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 26,694 | $1,192,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 32,600 | $1,185,000 | thousands by filing date | put |
| SOTHEBYS | 835898107 | COM | 28,200 | $1,184,000 | thousands by filing date | put |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 95,042 | $1,184,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 32,600 | $1,183,000 | thousands by filing date | call |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 83,300 | $1,178,000 | thousands by filing date | call |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 10,185 | $1,176,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 31,852 | $1,174,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 50,800 | $1,169,000 | thousands by filing date | call |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 23,400 | $1,168,000 | thousands by filing date | put |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 105,242 | $1,167,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 35,056 | $1,167,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 47,387 | $1,166,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 45,518 | $1,166,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 33,700 | $1,165,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 417,709 | $1,162,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 26,300 | $1,161,000 | thousands by filing date | call |
| TVIA 5 10/1/19 | 83415TAC5 | Bond 30/360P2 U | 1,032,000 | $1,161,000 | thousands by filing date | principal |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 59,236 | $1,160,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 38,876 | $1,158,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 58,763 | $1,158,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 25,486 | $1,156,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 783,740 | $1,152,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 39,601 | $1,151,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 19,983 | $1,150,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 33,000 | $1,150,000 | thousands by filing date | call |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 41,392 | $1,150,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 232,429 | $1,148,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 38,356 | $1,146,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 30,300 | $1,146,000 | thousands by filing date | call |
| SIMPSON MFG INC | 829073105 | COM | 31,510 | $1,146,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 19,742 | $1,145,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 40,600 | $1,145,000 | thousands by filing date | put |
| DISCOVERY INC | 25470F104 | COM SER A | 15,400 | $1,144,000 | thousands by filing date | call |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 38,126 | $1,143,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 54,500 | $1,143,000 | thousands by filing date | put |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 30,500 | $1,143,000 | thousands by filing date | call |
| DENDREON CORP | 24823Q107 | COM | 496,431 | $1,142,000 | thousands by filing date | |
| NOVACOPPER INC | 66988K102 | COM | 1,043,168 | $1,137,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 14,720 | $1,136,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 15,648 | $1,136,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 1,053,000 | $1,133,000 | thousands by filing date | principal |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 402,051 | $1,130,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 22,600 | $1,129,000 | thousands by filing date | put |
| FABRINET SHS | G3323L100 | Stock | 54,711 | $1,127,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 260,252 | $1,127,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 9,000 | $1,126,000 | thousands by filing date | call |
| MERIT MED SYS INC COM | 589889104 | Stock | 74,600 | $1,126,000 | thousands by filing date | call |
| HECLA MNG CO | 422704106 | COM | 326,400 | $1,126,000 | thousands by filing date | put |
| XPO INC COM | 983793100 | Stock | 39,292 | $1,125,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 1,845 | $1,123,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 44,674 | $1,123,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 46,800 | $1,119,000 | thousands by filing date | call |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 69,246 | $1,117,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 63,100 | $1,111,000 | thousands by filing date | call |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 43,665 | $1,111,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 7,800 | $1,109,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 9,803 | $1,109,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 29,500 | $1,108,000 | thousands by filing date | put |
| GENCORP INC | 368682100 | COM | 58,024 | $1,108,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 11,100 | $1,107,000 | thousands by filing date | call |
| FOSTER WHEELER AG | H27178104 | COM | 32,500 | $1,107,000 | thousands by filing date | put |
| MWI VETERINARY SUPPLY INC | 55402X105 | COM | 7,796 | $1,107,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 75,600 | $1,105,000 | thousands by filing date | call |
| MGE ENERGY INC | 55277P104 | COM | 27,907 | $1,103,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 53,200 | $1,102,000 | thousands by filing date | put |
| MECHEL OAO | 583840103 | SPONSORED ADR | 502,240 | $1,100,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 184,000 | $1,100,000 | thousands by filing date | put |
| CHICOS FAS INC | 168615102 | COM | 64,800 | $1,099,000 | thousands by filing date | put |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 52,600 | $1,098,000 | thousands by filing date | call |
| TRI CONTL CORP | 895436103 | COM | 52,273 | $1,097,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 78,904 | $1,097,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 150,000 | $1,094,000 | thousands by filing date | put |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 11,400 | $1,092,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 17,952 | $1,092,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 45,806 | $1,092,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 71,900 | $1,092,000 | thousands by filing date | call |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 44,200 | $1,091,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 28,464 | $1,089,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 24,700 | $1,085,000 | thousands by filing date | call |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 1,067,000 | $1,082,000 | thousands by filing date | principal |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 9,000 | $1,080,000 | thousands by filing date | call |
| WARREN RESOURCES INC | 93564A100 | COM | 173,951 | $1,078,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 8,500 | $1,077,000 | thousands by filing date | put |
| PHOTRONICS INC | 719405AH5 | NOTE 3.250% 4/0 | 1,000,000 | $1,077,000 | thousands by filing date | principal |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 62,761 | $1,077,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 10,500 | $1,074,000 | thousands by filing date | put |
| HILLENBRAND INC | 431571108 | COM | 32,838 | $1,072,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 273,386 | $1,072,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 17,900 | $1,069,000 | thousands by filing date | put |
| TRW AUTOMOTIVE INC | 87264MAH2 | NOTE 3.500%12/0 | 352,000 | $1,069,000 | thousands by filing date | principal |
| STONE ENERGY CORP | 861642AN6 | NOTE | 844,000 | $1,068,000 | thousands by filing date | principal |
| FIVE BELOW INC COM | 33829M101 | Stock | 26,700 | $1,066,000 | thousands by filing date | put |
| DENNYS CORP | 24869P104 | COM | 163,395 | $1,065,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 11,802 | $1,063,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 17,000 | $1,063,000 | thousands by filing date | put |
| CDI CORP | 125071100 | COM | 73,742 | $1,062,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 23,012 | $1,060,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 11,500 | $1,060,000 | thousands by filing date | call |
| ARUBA NETWORKS INC | 043176106 | COM | 60,500 | $1,060,000 | thousands by filing date | put |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 33,986 | $1,059,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 154,100 | $1,057,000 | thousands by filing date | put |
| SEMGROUP CORP | 81663A105 | CL A | 13,400 | $1,057,000 | thousands by filing date | call |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 15,100 | $1,054,000 | thousands by filing date | call |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 306,000 | $1,053,000 | thousands by filing date | principal |
| FORRESTER RESH INC | 346563109 | COM | 27,757 | $1,052,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 44,113 | $1,052,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 58,800 | $1,050,000 | thousands by filing date | call |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 45,294 | $1,048,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 12,400 | $1,047,000 | thousands by filing date | put |
| TAHOE RES INC | 873868103 | COM | 39,953 | $1,047,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 34,264 | $1,044,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 119,714 | $1,043,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 31,000 | $1,042,000 | thousands by filing date | put |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 30,201 | $1,040,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 233,750 | $1,040,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 15,560 | $1,037,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 50,025 | $1,035,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 4,100 | $1,035,000 | thousands by filing date | put |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 75,446 | $1,034,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 29,808 | $1,033,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 27,900 | $1,030,000 | thousands by filing date | put |
| MIDDLESEX WTR CO | 596680108 | COM | 48,579 | $1,029,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 39,011 | $1,028,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 21,100 | $1,028,000 | thousands by filing date | call |
| SILVER STD RES INC | 82823L106 | COM | 118,709 | $1,028,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 14,133 | $1,027,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 111,600 | $1,027,000 | thousands by filing date | call |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 16,891 | $1,023,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 76,999 | $1,023,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 81,869 | $1,020,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 12,940 | $1,019,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 20,117 | $1,019,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 33,889 | $1,017,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 18,876 | $1,016,000 | thousands by filing date | |
| CBEYOND INC | 149847105 | COM | 101,864 | $1,014,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 15,262 | $1,012,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 25,100 | $1,012,000 | thousands by filing date | put |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 161,211 | $1,009,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 28,406 | $1,005,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 13,500 | $1,005,000 | thousands by filing date | put |
| PHH CORP | 693320AN3 | CORPORATE OBLIG | 1,000,000 | $1,005,000 | thousands by filing date | principal |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 37,792 | $1,005,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 9,800 | $1,004,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 75,911 | $1,001,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 30,300 | $1,001,000 | thousands by filing date | put |
| FLOTEK INDS INC DEL | 343389102 | COM | 31,100 | $1,000,000 | thousands by filing date | put |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 81,394 | $999,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 108,021 | $998,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 80,772 | $998,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 14,200 | $997,000 | thousands by filing date | put |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 49,849 | $997,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 62,400 | $997,000 | thousands by filing date | put |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 100,000 | $996,000 | thousands by filing date | call |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 35,408 | $994,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 114,643 | $992,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 46,377 | $990,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 118,853 | $989,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 67,522 | $988,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 18,600 | $987,000 | thousands by filing date | put |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 6,400 | $986,000 | thousands by filing date | call |
| ASSOCIATED BANC CORP | 045487113 | WTS | 454,306 | $986,000 | thousands by filing date | |
| UNITED STATIONERS INC | 913004107 | COM | 23,754 | $985,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 12,600 | $984,000 | thousands by filing date | call |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 21,564 | $984,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 46,300 | $984,000 | thousands by filing date | call |
| ISHARES MSCI FAR E F S IN FD | 464289214 | CMN | 33,604 | $984,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 8,300 | $983,000 | thousands by filing date | call |
| OFFICE DEPOT INC | 676220106 | COM | 172,800 | $983,000 | thousands by filing date | put |
| QLOGIC CORP | 747277101 | COM | 96,937 | $978,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 149,900 | $977,000 | thousands by filing date | call |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 81,700 | $975,000 | thousands by filing date | call |
| AMER RLTY CAP HEALTHCAR TR INC COM | 02917R108 | COM | 89,412 | $974,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 75,379 | $973,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 31,094 | $971,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 35,274 | $970,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 52,747 | $969,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 46,945 | $966,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 20,499 | $963,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 16,700 | $963,000 | thousands by filing date | call |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 30,000 | $963,000 | thousands by filing date | put |
| ACETO CORP | 004446100 | COM | 52,965 | $961,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 37,700 | $959,000 | thousands by filing date | put |
| FLEX LTD ORD | Y2573F102 | Stock | 86,600 | $959,000 | thousands by filing date | put |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 44,820 | $959,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 27,156 | $958,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 639,000 | $958,000 | thousands by filing date | principal |
| ANGIES LIST INC | 034754101 | COM | 80,200 | $958,000 | thousands by filing date | call |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 27,400 | $957,000 | thousands by filing date | put |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 29,948 | $957,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 79,100 | $956,000 | thousands by filing date | call |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 67,521 | $956,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 61,400 | $955,000 | thousands by filing date | call |
| NANOVIRICIDES INC | 630087203 | COM NEW | 225,863 | $955,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 34,700 | $953,000 | thousands by filing date | call |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 184,736 | $953,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 27,769 | $952,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 30,639 | $951,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 17,600 | $951,000 | thousands by filing date | call |
| BMC Stock Holdings Inc | 86101X104 | COM | 48,143 | $950,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 5,900 | $947,000 | thousands by filing date | call |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 57,066 | $947,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 50,000 | $947,000 | thousands by filing date | put |
| ALEXANDERS INC COM | 014752109 | REIT | 2,561 | $946,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 89,200 | $946,000 | thousands by filing date | put |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 70,912 | $945,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 20,000 | $945,000 | thousands by filing date | call |
| ORIENT EXPRESS HOTELS LTD -A | G67743107 | CL A | 64,922 | $944,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 47,419 | $941,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 166,803 | $941,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 49,700 | $939,000 | thousands by filing date | put |
| OCEANEERING INTL INC | 675232102 | COM | 12,000 | $938,000 | thousands by filing date | put |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 15,500 | $936,000 | thousands by filing date | call |
| CYS INVTS INC | 12673A108 | COM | 103,588 | $935,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 30,000 | $935,000 | thousands by filing date | call |
| PERFECT WORLD CO LTD | 71372U104 | SPON ADR REP B | 47,623 | $935,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 9,366 | $932,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 22,131 | $931,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 20,332 | $930,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 157,600 | $928,000 | thousands by filing date | put |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 226,328 | $928,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 102,138 | $927,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 8,700 | $927,000 | thousands by filing date | call |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 78,117 | $926,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 12,800 | $924,000 | thousands by filing date | put |
| BlackRock Muniy Michigan | 09254V105 | Fund | 66,076 | $924,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 885,000 | $923,000 | thousands by filing date | principal |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 24,686 | $922,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 22,400 | $922,000 | thousands by filing date | put |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 25,332 | $921,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 43,436 | $920,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 41,800 | $919,000 | thousands by filing date | call |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 8,800 | $918,000 | thousands by filing date | call |
| INTERMUNE INC | 45884X103 | COM | 20,800 | $918,000 | thousands by filing date | call |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 23,396 | $915,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 40,000 | $915,000 | thousands by filing date | call |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 51,390 | $911,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 14,796 | $910,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 36,260 | $910,000 | thousands by filing date | |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 203,099 | $910,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74348A350 | ETF | 15,325 | $910,000 | thousands by filing date | put |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 37,309 | $908,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 20,400 | $905,000 | thousands by filing date | put |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 113,450 | $905,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 100,700 | $904,000 | thousands by filing date | call |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 41,100 | $903,000 | thousands by filing date | put |
| LEAR CORP COM NEW | 521865204 | Stock | 10,100 | $902,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 44,671 | $901,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 116,291 | $900,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 100,000 | $898,000 | thousands by filing date | put |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 68,244 | $895,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 51,759 | $895,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 58,872 | $890,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 29,124 | $888,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 236,678 | $888,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 127,440 | $887,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 13,500 | $887,000 | thousands by filing date | call |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 14,000 | $886,000 | thousands by filing date | put |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 36,629 | $886,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 28,281 | $885,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 50,743 | $885,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 151,600 | $885,000 | thousands by filing date | call |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 28,660 | $881,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 52,625 | $881,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 29,055 | $880,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 13,900 | $879,000 | thousands by filing date | call |
| Concur Technologies, Inc. | 206708109 | COM | 9,400 | $877,000 | thousands by filing date | call |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 13,900 | $876,000 | thousands by filing date | put |
| MOVE INC | 62458M207 | COM NEW | 59,240 | $876,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 28,900 | $875,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 61,100 | $874,000 | thousands by filing date | call |
| NEURALSTEM INC | 64127R302 | COM | 206,881 | $873,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 33,517 | $871,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 21,007 | $870,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 7,616 | $870,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 37,300 | $869,000 | thousands by filing date | call |
| CAESARSTONE LTD | M20598104 | ORD SHS | 17,700 | $869,000 | thousands by filing date | call |
| NIMBLE STORAGE INC | 65440R101 | COM | 28,300 | $869,000 | thousands by filing date | call |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 117,340 | $868,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 32,600 | $867,000 | thousands by filing date | put |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 7,200 | $864,000 | thousands by filing date | put |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 797,000 | $864,000 | thousands by filing date | principal |
| EXPRESS INC | 30219E103 | COMMON STOCK | 50,600 | $862,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 27,900 | $862,000 | thousands by filing date | call |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 13,989 | $862,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 25,600 | $861,000 | thousands by filing date | put |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 48,223 | $861,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 16,400 | $861,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 22,082 | $861,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 19,648 | $860,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 18,200 | $858,000 | thousands by filing date | call |
| DURATA THERAPEUTICS INC | 26658A107 | COM | 50,400 | $858,000 | thousands by filing date | call |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 23,000 | $857,000 | thousands by filing date | call |
| CARETRUST REIT INC COM | 14174T107 | REIT | 43,208 | $856,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 14,922 | $856,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 32,700 | $856,000 | thousands by filing date | call |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 25,400 | $853,000 | thousands by filing date | call |
| STEALTHGAS INC | Y81669106 | COM | 76,648 | $851,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 17,000 | $851,000 | thousands by filing date | put |
| UNITIL CORP COM | 913259107 | Stock | 25,101 | $849,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 24,009 | $849,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 100,667 | $849,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 49,800 | $848,000 | thousands by filing date | call |
| AGENUS INC | 00847G705 | COM NEW | 263,368 | $848,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 132,020 | $847,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 16,343 | $845,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 17,206 | $844,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 36,448 | $844,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 5,900 | $844,000 | thousands by filing date | call |
| NOVA LTD COM | M7516K103 | Stock | 70,156 | $843,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 9,500 | $843,000 | thousands by filing date | call |
| INTERPARFUMS INC COM | 458334109 | Stock | 28,507 | $842,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 35,213 | $842,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 77,083 | $840,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 18,100 | $840,000 | thousands by filing date | call |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 16,200 | $839,000 | thousands by filing date | call |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 21,714 | $838,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 50,538 | $837,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 14,000 | $836,000 | thousands by filing date | call |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 45,429 | $836,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 196,663 | $836,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 22,427 | $835,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 25,269 | $835,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 207,772 | $835,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 25,200 | $835,000 | thousands by filing date | call |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 12,645 | $835,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 87,500 | $834,000 | thousands by filing date | call |
| MCGRATH RENTCORP | 580589109 | COM | 22,688 | $834,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 62,423 | $834,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 81,695 | $833,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 29,100 | $831,000 | thousands by filing date | put |
| INTERPUBLIC GROUP COS | 460690100 | COM | 42,500 | $829,000 | thousands by filing date | put |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 7,200 | $829,000 | thousands by filing date | call |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 34,694 | $828,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 146,800 | $828,000 | thousands by filing date | call |
| SONUS NETWORKS INC | 835916107 | COM | 230,274 | $827,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 3,500 | $824,000 | thousands by filing date | put |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 56,672 | $824,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 15,397 | $823,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 171,443 | $823,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 9,200 | $822,000 | thousands by filing date | put |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 104,421 | $822,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 59,598 | $821,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 24,685 | $821,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 7,600 | $819,000 | thousands by filing date | put |
| DATAWATCH CORP | 237917208 | COM NEW | 54,670 | $818,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 11,700 | $817,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 53,969 | $816,000 | thousands by filing date | |
| OMNICARE | 68214L201 | PFD | 10,000 | $815,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 59,976 | $814,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 7,800 | $813,000 | thousands by filing date | call |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 50,878 | $813,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 47,900 | $812,000 | thousands by filing date | call |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 215,900 | $812,000 | thousands by filing date | put |
| PRAXAIR INC | 74005P104 | COM | 6,100 | $810,000 | thousands by filing date | put |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 12,600 | $808,000 | thousands by filing date | put |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 42,606 | $808,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 19,896 | $808,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 26,000 | $806,000 | thousands by filing date | call |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 13,500 | $806,000 | thousands by filing date | call |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 15,100 | $805,000 | thousands by filing date | call |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 19,279 | $803,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 97,253 | $803,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 121,798 | $803,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 25,002 | $802,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 8,700 | $802,000 | thousands by filing date | put |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 59,908 | $802,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 26,731 | $799,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 21,600 | $799,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 55,428 | $798,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 14,058 | $797,000 | thousands by filing date | call |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 89,790 | $796,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 17,400 | $795,000 | thousands by filing date | put |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 71,000 | $794,000 | thousands by filing date | put |
| CITIGROUP INC | 172967234 | *W EXP 10/28/201 | 26,456,764 | $794,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 76,214 | $793,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 15,720 | $792,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 51,400 | $789,000 | thousands by filing date | put |
| FORMFACTOR INC COM | 346375108 | Stock | 94,568 | $787,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 11,174 | $786,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 24,278 | $786,000 | thousands by filing date | call |
| SKILLED HEALTHCARE GROU-CL A | 83066R107 | CL A | 125,002 | $786,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVTS COR | 76131N119 | WTS | 209,540 | $786,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 68,661 | $785,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 213,330 | $785,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 13,700 | $784,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 24,092 | $783,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 121,925 | $783,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 28,652 | $782,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 23,374 | $782,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 30,857 | $782,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 13,460 | $781,000 | thousands by filing date | |
| PANTRY INC | 698657103 | COM | 48,160 | $780,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 196,600 | $779,000 | thousands by filing date | call |
| VIRTUSA CORP | 92827P102 | COM | 21,737 | $778,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 28,400 | $776,000 | thousands by filing date | call |
| CONVERSANT INC | 21249J105 | COM | 30,500 | $775,000 | thousands by filing date | call |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 12,340 | $774,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 8,500 | $773,000 | thousands by filing date | put |
| YRC WORLDWIDE INC | 984249607 | COM | 27,500 | $773,000 | thousands by filing date | call |
| AMEDISYS INC | 023436108 | COM | 46,126 | $772,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 20,652 | $770,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 6,600 | $770,000 | thousands by filing date | call |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 5,100 | $768,000 | thousands by filing date | put |
| LIVEPERSON, INC. | 538146101 | COM | 75,669 | $768,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 18,470 | $768,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 59,500 | $768,000 | thousands by filing date | call |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 34,455 | $767,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 264,300 | $766,000 | thousands by filing date | call |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 15,458 | $765,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 14,900 | $765,000 | thousands by filing date | call |
| YORK WATER CO | 987184108 | COMMON STOCK | 36,716 | $764,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 43,646 | $762,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 204,200 | $760,000 | thousands by filing date | call |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 14,044 | $760,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 43,242 | $760,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 61,250 | $760,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 63,977 | $760,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 94,929 | $759,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 99,000 | $757,000 | thousands by filing date | put |
| DAWSON GEOPHYSICAL CO | 239359102 | COM | 26,443 | $757,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 659,000 | $757,000 | thousands by filing date | principal |
| YRC WORLDWIDE INC | 984249607 | COM | 26,888 | $756,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 20,631 | $755,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 32,843 | $755,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 103,600 | $755,000 | thousands by filing date | call |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 7,026 | $754,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 703,000 | $754,000 | thousands by filing date | principal |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 35,200 | $753,000 | thousands by filing date | call |
| Vistaprint NV Cimpress | N93540107 | CMPR | 18,600 | $753,000 | thousands by filing date | put |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 21,500 | $751,000 | thousands by filing date | call |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 68,800 | $751,000 | thousands by filing date | call |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 889,000 | $751,000 | thousands by filing date | principal |
| GLORI ENERGY INC | 379606106 | Cmn | 69,155 | $751,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 29,582 | $748,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 18,777 | $748,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 32,500 | $748,000 | thousands by filing date | put |
| NGP CAPITAL RESOURCES CO | 62912R107 | COM | 119,905 | $747,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 41,572 | $746,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 7,700 | $745,000 | thousands by filing date | put |
| TALISMAN ENERGY INC | 87425E103 | COM | 70,300 | $745,000 | thousands by filing date | call |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 41,400 | $743,000 | thousands by filing date | put |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 35,800 | $742,000 | thousands by filing date | call |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 126,000 | $742,000 | thousands by filing date | call |
| KEYW HLDG CORP | 493723100 | COM | 59,023 | $742,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 24,099 | $741,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 242,296 | $741,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 11,600 | $739,000 | thousands by filing date | put |
| VINCE HLDG CORP | 92719W108 | COM | 20,173 | $739,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 9,811 | $738,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 4,900 | $738,000 | thousands by filing date | call |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 57,690 | $738,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 20,700 | $738,000 | thousands by filing date | put |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 30,765 | $738,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 23,950 | $736,000 | thousands by filing date | call |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 21,970 | $736,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 5,965 | $734,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 5,900 | $732,000 | thousands by filing date | call |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 67,000 | $731,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-14-000525 | this filing | 2014-08-14 | acceptance time not in the bulk data set |