13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 6,962 holding rows worth $319,172,917,000.
- Accession
- 0000769993-14-000525
- Filer
- CIK 886982
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 10,308 entries on the cover page, a total value of $319,172,917,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $319,172,917,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerJ. ARON & Co028-14259
- included managerGOLDMAN SACHS EXECUTION & CLEARING, L.P.028-10292
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MAGNETEK INC | 559424403 | COMMON STOCK | 10,958 | $260,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 32,430 | $260,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 17,589 | $259,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 17,559 | $259,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 7,559 | $258,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 32,994 | $257,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 6,000 | $257,000 | thousands by filing date | call |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 73,700 | $257,000 | thousands by filing date | put |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 2,559 | $255,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 59,258 | $255,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 60,787 | $255,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 19,730 | $254,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 42,572 | $254,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 2,586 | $254,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 61,904 | $254,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 11,461 | $254,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 6,400 | $254,000 | thousands by filing date | call |
| ARQ INC | 00770C101 | COM | 11,028 | $253,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 3,631 | $253,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 69,336 | $253,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 42,610 | $253,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 15,040 | $252,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 31,756 | $252,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 16,603 | $252,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 3,972 | $251,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 27,300 | $251,000 | thousands by filing date | call |
| Meru Networks, Inc. | 59047Q103 | COM | 68,092 | $251,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 60,490 | $250,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 8,600 | $249,000 | thousands by filing date | put |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 20,600 | $249,000 | thousands by filing date | put |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 62,068 | $248,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 1,752 | $247,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 21,560 | $247,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 10,980 | $247,000 | thousands by filing date | |
| ZEP INC | 98944B108 | COMMON STOCK | 13,976 | $247,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 21,100 | $247,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 7,468 | $246,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 4,200 | $246,000 | thousands by filing date | put |
| ANTARES PHARMA INC | 036642106 | COM | 92,306 | $246,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 138,201 | $246,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 23,242 | $246,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 44,168 | $245,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 17,700 | $244,000 | thousands by filing date | call |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 43,300 | $244,000 | thousands by filing date | put |
| LDR HLDG CORP | 50185U105 | COM | 9,744 | $244,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 3,400 | $243,000 | thousands by filing date | call |
| POLYCOM | 73172K104 | COMMON STOCK | 19,400 | $243,000 | thousands by filing date | call |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 13,059 | $242,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 5,276 | $242,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 35,682 | $242,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 8,191 | $242,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 9,500 | $241,000 | thousands by filing date | call |
| STIFEL FINL CORP | 860630102 | COM | 5,100 | $241,000 | thousands by filing date | put |
| CHASE CORP | 16150R104 | COM | 7,056 | $241,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 10,292 | $240,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 43,578 | $240,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 42,100 | $240,000 | thousands by filing date | call |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 80,676 | $240,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 29,612 | $240,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 12,835 | $240,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 9,900 | $239,000 | thousands by filing date | put |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 5,252 | $239,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 50,071 | $239,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 7,725 | $239,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 10,236 | $238,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 2,900 | $238,000 | thousands by filing date | call |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 10,176 | $238,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 13,995 | $238,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 13,952 | $237,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 15,497 | $237,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 17,365 | $237,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 13,223 | $236,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 17,281 | $236,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 4,900 | $235,000 | thousands by filing date | call |
| ARISTA NETWORKS INC | 040413106 | COM | 3,772 | $235,000 | thousands by filing date | |
| DELIAS INC XXX REGISTRATION REVOKED BY THE SEC EFF: 04/17/19 | 246911101 | Stock | 305,656 | $235,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 7,346 | $234,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 12,200 | $234,000 | thousands by filing date | put |
| VICAL INC | 925602104 | COM | 191,590 | $234,000 | thousands by filing date | |
| OPLINK COMMUNICATIONS INC | 68375Q403 | COM | 13,785 | $234,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 29,334 | $234,000 | thousands by filing date | |
| SUNGY MOBILE LTD | 86737M100 | ADR | 17,002 | $234,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 15,874 | $233,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 21,474 | $233,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 29,775 | $232,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 3,800 | $232,000 | thousands by filing date | put |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 201,666 | $232,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 6,712 | $231,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 16,109 | $231,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 3,700 | $231,000 | thousands by filing date | put |
| ATWOOD OCEANICS INC | 050095108 | COM | 4,400 | $231,000 | thousands by filing date | put |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 17,499 | $231,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 11,001 | $230,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 15,431 | $230,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 23,800 | $230,000 | thousands by filing date | call |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 22,820 | $230,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 12,000 | $230,000 | thousands by filing date | call |
| XOMA CORP DEL | 98419J107 | COM | 50,000 | $230,000 | thousands by filing date | put |
| XOMA CORP DEL | 98419J107 | COM | 50,000 | $230,000 | thousands by filing date | call |
| AMERICAN RESIDENTIAL PROPERTIES INC | 02927E303 | COM | 12,254 | $230,000 | thousands by filing date | |
| FAB UNVL CORP COM | 302771100 | COM | 74,501 | $229,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 10,828 | $229,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 10,326 | $229,000 | thousands by filing date | |
| REMARK MEDIA INC | 75954W107 | COM | 25,722 | $229,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 26,980 | $228,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 30,536 | $228,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 271,456 | $227,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 53,400 | $227,000 | thousands by filing date | call |
| NOODLES & CO | 65540B105 | COM CL A | 6,600 | $227,000 | thousands by filing date | put |
| THE ADT CORPORATION | 00101J106 | COM | 6,500 | $227,000 | thousands by filing date | call |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 8,900 | $226,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 15,683 | $226,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 32,379 | $225,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 10,000 | $225,000 | thousands by filing date | call |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 10,234 | $225,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 15,990 | $225,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 16,299 | $224,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 14,789 | $224,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 8,000 | $224,000 | thousands by filing date | call |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 17,433 | $224,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 164,000 | $224,000 | thousands by filing date | principal |
| PROSHARES ULTRASHORT RE | 74348A871 | COM | 14,300 | $224,000 | thousands by filing date | call |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 37,853 | $223,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 4,926 | $223,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 7,160 | $223,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 11,174 | $223,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 110,918 | $222,000 | thousands by filing date | |
| DORAL FINL CORP COM | 25811P852 | COM | 51,330 | $222,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 2,485 | $221,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 6,861 | $221,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 175,686 | $221,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 27,583 | $221,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 5,031 | $220,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 26,319 | $220,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 38,174 | $220,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 18,869 | $219,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 3,355 | $219,000 | thousands by filing date | |
| CELLADON CORP | 15117E107 | Cmn | 13,679 | $219,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 5,097 | $218,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 53,477 | $218,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 144,321 | $218,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 46,266 | $218,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 43,228 | $218,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 147,220 | $218,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 12,200 | $217,000 | thousands by filing date | put |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 25,566 | $217,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 5,271 | $217,000 | thousands by filing date | |
| RECEPTOS, INC. | 756207106 | COMMON STOCK | 5,088 | $217,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 9,141 | $217,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 23,024 | $216,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 13,955 | $216,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 21,900 | $216,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 112,625 | $216,000 | thousands by filing date | |
| MTR GAMING GROUP INC | 553769100 | COM | 40,321 | $216,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 88,775 | $216,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 19,348 | $215,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 4,999 | $215,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 11,142 | $215,000 | thousands by filing date | |
| BOLT TECHNOLOGY CORP | 097698104 | COM | 11,706 | $215,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 13,572 | $214,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 47,489 | $213,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 5,200 | $213,000 | thousands by filing date | call |
| CMS ENERGY CORP COM | 125896100 | Stock | 6,800 | $212,000 | thousands by filing date | call |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 8,089 | $212,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 10,012 | $212,000 | thousands by filing date | |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 20,325 | $212,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 12,117 | $211,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 3,300 | $210,000 | thousands by filing date | call |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 62,740 | $210,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 233,158 | $210,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 21,589 | $210,000 | thousands by filing date | |
| AMERICAN EAGLE ENERGY | 02554F300 | COM | 35,034 | $210,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 2,733 | $209,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 15,141 | $208,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 8,117 | $208,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 32,599 | $208,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 8,001 | $208,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 6,500 | $207,000 | thousands by filing date | put |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 287,205 | $207,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 9,633 | $207,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 8,016 | $207,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 9,000 | $207,000 | thousands by filing date | call |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 3,500 | $206,000 | thousands by filing date | put |
| STARZ | 85571Q102 | COM SER A | 6,900 | $206,000 | thousands by filing date | put |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 14,365 | $206,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 1,900 | $206,000 | thousands by filing date | put |
| COTT CORP QUE | 22163N106 | COM | 29,160 | $206,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 2,828 | $206,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 12,770 | $204,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 9,956 | $204,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 47,610 | $204,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 11,347 | $204,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 20,177 | $203,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 10,351 | $203,000 | thousands by filing date | |
| EINSTEIN NOAH REST GROUP INC | 28257U104 | COM | 12,622 | $203,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 15,708 | $203,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 18,008 | $203,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 8,800 | $203,000 | thousands by filing date | put |
| COMPUGEN LTD | M25722105 | ORD | 22,518 | $202,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 8,200 | $202,000 | thousands by filing date | put |
| INTERVEST BANCSHARES CORP-A | 460927106 | COM | 26,113 | $202,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 5,457 | $201,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 6,852 | $201,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 13,270 | $201,000 | thousands by filing date | |
| AMREIT INC | 03216B208 | CL B | 11,008 | $201,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 7,400 | $201,000 | thousands by filing date | |
| BAYLAKE CORP | 072788102 | COM | 16,076 | $201,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 15,639 | $200,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 18,100 | $200,000 | thousands by filing date | put |
| LIFE TIME FITNESS INC | 53217R207 | COM | 4,100 | $200,000 | thousands by filing date | put |
| SEQUENOM INC COM NEW | 817337405 | COM | 51,641 | $200,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 6,200 | $199,000 | thousands by filing date | call |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 18,651 | $198,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 3,900 | $198,000 | thousands by filing date | put |
| 51JOB INC | 316827104 | SPONSORED ADS | 3,000 | $198,000 | thousands by filing date | call |
| MIMEDX GROUP INC | 602496101 | COM | 27,798 | $197,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 10,047 | $197,000 | thousands by filing date | |
| NUVEEN NY DIV ADVANTG MUN FD | 67070A101 | COM | 14,659 | $197,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 57,600 | $197,000 | thousands by filing date | call |
| SPARK NETWORKS INC | 84651P100 | COM | 34,697 | $197,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 60,919 | $196,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 63,850 | $196,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 109,287 | $196,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 13,596 | $195,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 12,300 | $195,000 | thousands by filing date | put |
| EXAR CORP | 300645108 | COMMON STOCK | 17,177 | $194,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 55,695 | $194,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 22,232 | $194,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 3,000 | $193,000 | thousands by filing date | call |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 8,600 | $193,000 | thousands by filing date | call |
| TANGOE INC/CT | 87582Y108 | COM | 12,832 | $193,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 36,811 | $193,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 13,150 | $192,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 8,522 | $192,000 | thousands by filing date | put |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 10,100 | $192,000 | thousands by filing date | call |
| UNI-PIXEL INC | 904572203 | COM | 23,864 | $192,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 11,780 | $191,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 7,900 | $191,000 | thousands by filing date | call |
| M B T FINANCIAL CORP | 578877102 | Stock | 34,945 | $191,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 4,200 | $190,000 | thousands by filing date | put |
| COMPUTER SCIENCES CORP | 205363104 | COM | 3,000 | $190,000 | thousands by filing date | put |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 180,000 | $190,000 | thousands by filing date | principal |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 10,206 | $189,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 4,769 | $189,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 18,749 | $189,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 66,869 | $189,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 7,400 | $188,000 | thousands by filing date | put |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 11,595 | $188,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 11,518 | $188,000 | thousands by filing date | |
| NORDION INC | 65563c105 | COM | 15,000 | $188,000 | thousands by filing date | |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 68,342 | $187,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 16,987 | $186,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 10,196 | $186,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 26,060 | $186,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 24,500 | $186,000 | thousands by filing date | call |
| SCIQUEST INC NEW | 80908T101 | COM | 10,510 | $186,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 10,214 | $185,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 144,318 | $185,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 8,800 | $184,000 | thousands by filing date | call |
| REALPAGE INC | 75606N109 | COM | 8,200 | $184,000 | thousands by filing date | call |
| MITCHAM INDS INC COM | 606501104 | COM | 13,183 | $184,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 60,000 | $184,000 | thousands by filing date | put |
| RED LION HOTELS CORP | 756764106 | COM | 33,508 | $184,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 38,200 | $183,000 | thousands by filing date | call |
| LEVEL 3 COMMUNICATIONS INC | 52729NBP4 | NOTE 7.000% 3/1 | 110,000 | $183,000 | thousands by filing date | principal |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 10,800 | $182,000 | thousands by filing date | call |
| REALD INC | 75604L105 | COMMON STOCK | 14,290 | $182,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 11,800 | $182,000 | thousands by filing date | put |
| ROCK CREEK PHARMACEUTICALS INC COM NEW | 772081105 | ROCK CREEK PHARMACEUTICALS INC COM NEW | 308,425 | $182,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 5,700 | $181,000 | thousands by filing date | put |
| RADNET INC | 750491102 | COM | 27,246 | $181,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 11,600 | $181,000 | thousands by filing date | call |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 19,128 | $181,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 20,291 | $181,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 50,853 | $180,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 3,200 | $180,000 | thousands by filing date | put |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 23,992 | $180,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 41,981 | $179,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 15,100 | $179,000 | thousands by filing date | put |
| KEMET CORP | 488360207 | COM NEW | 31,131 | $179,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 39,400 | $179,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 1,900 | $179,000 | thousands by filing date | call |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 15,683 | $179,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 30,648 | $178,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 4,500 | $178,000 | thousands by filing date | call |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 10,929 | $178,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 15,104 | $178,000 | thousands by filing date | |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 16,397 | $178,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 58,136 | $178,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 12,801 | $177,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 33,585 | $177,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 20,500 | $177,000 | thousands by filing date | put |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 98,049 | $177,000 | thousands by filing date | |
| ALLIANCE NEW YORK MUN INC FD | 018714105 | COM | 13,822 | $177,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 10,308 | $176,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 6,700 | $176,000 | thousands by filing date | put |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 15,617 | $176,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 47,800 | $176,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 12,600 | $176,000 | thousands by filing date | |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 13,500 | $176,000 | thousands by filing date | call |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 19,284 | $176,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 12,500 | $175,000 | thousands by filing date | put |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 18,160 | $175,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 11,200 | $175,000 | thousands by filing date | put |
| BON-TON STORES INC | 09776J101 | COM | 17,000 | $175,000 | thousands by filing date | put |
| REALNETWORKS INC | 75605L708 | COM | 23,001 | $175,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 13,641 | $175,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 141,000 | $175,000 | thousands by filing date | principal |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 23,292 | $174,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 21,275 | $174,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 47,884 | $174,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 5,700 | $173,000 | thousands by filing date | put |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 4,000 | $173,000 | thousands by filing date | call |
| UMH PPTYS INC | 903002103 | COM | 17,153 | $172,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 2,000 | $172,000 | thousands by filing date | call |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 15,611 | $172,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 6,100 | $171,000 | thousands by filing date | put |
| KKR & CO LP | 48248M102 | COMMON STOCK | 6,987 | $170,000 | thousands by filing date | put |
| UNILIFE CORP NEW | 90478E103 | COM | 57,306 | $170,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 12,240 | $170,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 14,054 | $170,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 8,500 | $170,000 | thousands by filing date | put |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 26,187 | $170,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 224,726 | $169,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 22,234 | $168,000 | thousands by filing date | |
| INSPIREMD INC | 45779A309 | COM | 56,937 | $168,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 14,600 | $167,000 | thousands by filing date | put |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 14,100 | $167,000 | thousands by filing date | call |
| INSULET CORP | 45784PAC5 | CNV | 110,000 | $167,000 | thousands by filing date | principal |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 2,600 | $166,000 | thousands by filing date | put |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 15,267 | $166,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 10,067 | $166,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 87,000 | $166,000 | thousands by filing date | principal |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 105,497 | $165,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 13,322 | $165,000 | thousands by filing date | |
| ALERE INC | 01449JAA3 | CORPORATE OBLIG | 149,000 | $165,000 | thousands by filing date | principal |
| FLEETMATICS GROUP PLC | G35569105 | COM | 5,100 | $165,000 | thousands by filing date | call |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 15,400 | $165,000 | thousands by filing date | call |
| SYSTEMAX INC | 871851101 | COM | 11,467 | $165,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 12,988 | $165,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 2,300 | $164,000 | thousands by filing date | call |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 4,300 | $164,000 | thousands by filing date | put |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 4,300 | $164,000 | thousands by filing date | call |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 12,512 | $164,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 15,140 | $164,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 12,489 | $163,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 113,422 | $163,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 52,792 | $163,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 3,500 | $162,000 | thousands by filing date | put |
| NOODLES & CO | 65540B105 | COM CL A | 4,700 | $162,000 | thousands by filing date | call |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 18,289 | $162,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 10,100 | $162,000 | thousands by filing date | put |
| REGADO BIOSCIENCE INC | 75874Q107 | COM | 23,793 | $162,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 19,300 | $161,000 | thousands by filing date | put |
| RITE AID CORP | 767754BU7 | CNV | 57,000 | $161,000 | thousands by filing date | principal |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 32,641 | $160,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 98,425 | $160,000 | thousands by filing date | |
| LIVEDEAL INC | 538144304 | COM NEW | 36,531 | $160,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 2,000 | $159,000 | thousands by filing date | put |
| CAVIUM INC | 14964U108 | COM | 3,200 | $159,000 | thousands by filing date | put |
| DENDREON CORP | 24823Q107 | COM | 69,300 | $159,000 | thousands by filing date | call |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 15,782 | $158,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 10,000 | $158,000 | thousands by filing date | call |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 17,758 | $158,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 10,942 | $157,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 16,381 | $156,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 11,500 | $156,000 | thousands by filing date | put |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 23,459 | $156,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 7,200 | $156,000 | thousands by filing date | put |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 4,100 | $156,000 | thousands by filing date | put |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 11,523 | $156,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 12,381 | $156,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 4,800 | $155,000 | thousands by filing date | put |
| ZIX CORP | 98974P100 | COM | 45,056 | $155,000 | thousands by filing date | |
| GOODRICH | 382410AG3 | NOTE5 | 125,000 | $155,000 | thousands by filing date | principal |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 17,100 | $154,000 | thousands by filing date | call |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 280,600 | $154,000 | thousands by filing date | put |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 2,100 | $154,000 | thousands by filing date | put |
| WILSHIRE BANCORP INC | 97186T108 | COM | 14,957 | $154,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 24,811 | $154,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 34,694 | $154,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 4,400 | $153,000 | thousands by filing date | put |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 26,007 | $153,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 4,800 | $153,000 | thousands by filing date | put |
| XO GROUP INC | 983772104 | COM | 12,511 | $153,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 110,833 | $153,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 33,205 | $151,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 32,340 | $151,000 | thousands by filing date | |
| PMFG INC | 69345P103 | COM | 28,641 | $151,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 11,546 | $150,000 | thousands by filing date | |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 13,399 | $150,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 25,300 | $149,000 | thousands by filing date | call |
| NEONODE INC | 64051M402 | COM NEW | 47,673 | $149,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 18,236 | $147,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 11,816 | $147,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 16,158 | $146,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 12,188 | $146,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 92,613 | $146,000 | thousands by filing date | |
| PROSHARES TR | 74347X146 | PSHS ULTSHT FINL | 9,400 | $146,000 | thousands by filing date | put |
| AMPHENOL CORP NEW | 032095101 | COM | 1,500 | $145,000 | thousands by filing date | call |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 3,100 | $145,000 | thousands by filing date | call |
| NIELSEN HOLDINGS N V | N63218106 | COM | 3,000 | $145,000 | thousands by filing date | call |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 15,409 | $145,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 12,511 | $145,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 125,426 | $143,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 5,800 | $143,000 | thousands by filing date | call |
| TRANSCANADA CORP | 89353D107 | COM | 3,000 | $143,000 | thousands by filing date | put |
| CANCER GENETICS INC. | 13739u104 | COM | 12,674 | $143,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 11,700 | $142,000 | thousands by filing date | call |
| CERUS CORP | 157085101 | COM | 34,253 | $142,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 12,984 | $142,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 19,819 | $142,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 3,200 | $142,000 | thousands by filing date | put |
| TIM HORTONS INC | 88706M103 | COM | 2,600 | $142,000 | thousands by filing date | call |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,100 | $141,000 | thousands by filing date | put |
| SYNOPSYS INC COM | 871607107 | Stock | 3,600 | $140,000 | thousands by filing date | put |
| VULCAN MATLS CO COM | 929160109 | Stock | 2,200 | $140,000 | thousands by filing date | put |
| STARZ | 85571Q102 | COM SER A | 4,700 | $140,000 | thousands by filing date | call |
| MEI PHARMA INC | 55279B202 | COM NEW | 22,119 | $140,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 11,700 | $139,000 | thousands by filing date | call |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 4,400 | $139,000 | thousands by filing date | call |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 82,989 | $139,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 44,124 | $139,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 16,600 | $139,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 2,800 | $138,000 | thousands by filing date | call |
| FARO TECHNOLOGIES INC | 311642102 | COM | 2,800 | $138,000 | thousands by filing date | call |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 16,000 | $138,000 | thousands by filing date | call |
| BODY CENTRAL CORP | 09689U102 | COM | 155,034 | $137,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 12,287 | $137,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 15,142 | $136,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 84,709 | $136,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 15,488 | $136,000 | thousands by filing date | |
| RALLY SOFTWARE DEV CORP COM | 751198102 | COM | 12,487 | $136,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 16,899 | $136,000 | thousands by filing date | |
| Saexploration Holdings Inc. | 78636X105 | COM | 16,022 | $136,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 9,800 | $135,000 | thousands by filing date | put |
| TECO ENERGY INC | 872375100 | COM | 7,300 | $135,000 | thousands by filing date | put |
| REALPAGE INC | 75606N109 | COM | 6,000 | $135,000 | thousands by filing date | put |
| DEVRY INC DEL | 251893103 | COM | 3,200 | $135,000 | thousands by filing date | put |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 800 | $135,000 | thousands by filing date | put |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 45,100 | $134,000 | thousands by filing date | put |
| ENERGIZER HLDGS INC | 29266R108 | COM | 1,100 | $134,000 | thousands by filing date | put |
| SYMMETRY MEDICAL INC | 871546206 | COM | 15,077 | $134,000 | thousands by filing date | |
| ZAZA ENERGY CORP | 98919T100 | COM | 152,067 | $134,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V134 | WAR | 53,252 | $134,000 | thousands by filing date | |
| AUDIENCE INC | 05070J102 | COM | 11,152 | $133,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 5,200 | $132,000 | thousands by filing date | put |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 19,852 | $132,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 81,100 | $132,000 | thousands by filing date | call |
| YUME INC | 98872B104 | COM | 22,391 | $132,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 4,000 | $131,000 | thousands by filing date | put |
| QLOGIC CORP | 747277101 | COM | 13,000 | $131,000 | thousands by filing date | put |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 11,369 | $131,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 12,144 | $130,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 3,300 | $130,000 | thousands by filing date | put |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 4,100 | $130,000 | thousands by filing date | call |
| EMPIRE RESORTS INC | 292052206 | COM | 18,158 | $130,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 23,684 | $129,000 | thousands by filing date | |
| URS CORP NEW | 903236107 | COM | 2,800 | $128,000 | thousands by filing date | call |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 19,677 | $128,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 4,000 | $127,000 | thousands by filing date | call |
| AMEREN CORP COM | 023608102 | Stock | 3,100 | $127,000 | thousands by filing date | put |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 1,600 | $127,000 | thousands by filing date | call |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 111,000 | $127,000 | thousands by filing date | principal |
| SKULLCANDY INC | 83083J104 | COM | 17,491 | $127,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 34,100 | $127,000 | thousands by filing date | call |
| CUMULUS MEDIA INC | 231082108 | CL A | 19,102 | $126,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 2,500 | $126,000 | thousands by filing date | put |
| AMPHENOL CORP NEW | 032095101 | COM | 1,300 | $125,000 | thousands by filing date | put |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 2,000 | $125,000 | thousands by filing date | put |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 1,700 | $125,000 | thousands by filing date | call |
| NUMEREX CORP -CL A | 67053A102 | CL A | 10,837 | $125,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 3,800 | $124,000 | thousands by filing date | call |
| TRANSCANADA CORP | 89353D107 | COM | 2,600 | $124,000 | thousands by filing date | call |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 13,682 | $124,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 11,845 | $124,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 3,205 | $123,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 41,879 | $123,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 3,600 | $123,000 | thousands by filing date | put |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 3,100 | $123,000 | thousands by filing date | put |
| MITEK SYS INC | 606710200 | COM NEW | 36,682 | $122,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 16,000 | $122,000 | thousands by filing date | put |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 13,459 | $121,000 | thousands by filing date | |
| XOOM CORP | 98419Q101 | COM | 4,600 | $121,000 | thousands by filing date | put |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 12,628 | $120,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 11,200 | $120,000 | thousands by filing date | put |
| FX ENERGY INC | 302695101 | COM | 33,178 | $120,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 27,459 | $119,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 28,634 | $119,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 2,000 | $118,000 | thousands by filing date | call |
| TILLYS INC | 886885102 | CL A | 14,729 | $118,000 | thousands by filing date | |
| UAL CORP | 902549AJ3 | NOTE 6.000%10/1 | 25,000 | $118,000 | thousands by filing date | principal |
| LOMBARD MED INC | G55598109 | COM | 16,400 | $118,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 6,600 | $117,000 | thousands by filing date | put |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 2,000 | $117,000 | thousands by filing date | call |
| VAPOR CORP NEV COM NEW | 922099205 | US SMALL AND MID-CAP EQUITIES | 23,606 | $117,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 3,000 | $116,000 | thousands by filing date | call |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 19,755 | $116,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 10,000 | $116,000 | thousands by filing date | put |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 12,848 | $116,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-14-000525 | this filing | 2014-08-14 | acceptance time not in the bulk data set |