13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-14, with 6,631 holding rows worth $304,116,935,000.
- Accession
- 0000769993-14-000296
- Filer
- CIK 886982
- Filed
- 2014-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 10,243 entries on the cover page, a total value of $304,116,935,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $304,116,935,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerJ. ARON & Co028-14259
- included managerGOLDMAN SACHS EXECUTION & CLEARING, L.P.028-10292
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TARGACEPT INC | 87611R306 | COM | 177,600 | $737,000 | thousands by filing date | call |
| Progressive Corporation | 743315103 | COM | 27,000 | $736,000 | thousands by filing date | call |
| EQT CORP COM | 26884L109 | Stock | 8,200 | $736,000 | thousands by filing date | put |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 2,800 | $736,000 | thousands by filing date | call |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 28,700 | $736,000 | thousands by filing date | call |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 219,000 | $736,000 | thousands by filing date | call |
| INCONTACT INC | 45336E109 | COM | 93,950 | $734,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 54,274 | $732,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 173,379 | $732,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 139,771 | $732,000 | thousands by filing date | |
| OPENTABLE INC | 68372A104 | COM | 9,200 | $730,000 | thousands by filing date | put |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 27,933 | $729,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 50,762 | $728,000 | thousands by filing date | |
| FURIEX PHARMACEUTICALS | 36106P101 | COM | 17,315 | $727,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 65,800 | $726,000 | thousands by filing date | put |
| PICO HLDGS INC | 693366205 | COM NEW | 31,417 | $726,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 124,000 | $725,000 | thousands by filing date | call |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 26,188 | $722,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 131,560 | $722,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 9,700 | $721,000 | thousands by filing date | call |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 550,400 | $721,000 | thousands by filing date | put |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 131,173 | $720,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 61,841 | $717,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 34,000 | $716,000 | thousands by filing date | put |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 26,780 | $711,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 6,500 | $711,000 | thousands by filing date | put |
| AVID TECHNOLOGY INC | 05367P100 | COM | 87,233 | $711,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 28,100 | $710,000 | thousands by filing date | call |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 116,366 | $710,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 10,000 | $710,000 | thousands by filing date | call |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 105,464 | $709,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 10,916 | $707,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 97,529 | $707,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 35,078 | $704,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 38,713 | $704,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 9,000 | $702,000 | thousands by filing date | call |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 6,400 | $700,000 | thousands by filing date | call |
| COVANTA HLDG CORP | 22282E102 | COM | 39,400 | $699,000 | thousands by filing date | put |
| BMC Stock Holdings Inc | 86101X104 | COM | 38,377 | $699,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 14,586 | $698,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 43,796 | $698,000 | thousands by filing date | |
| MASSEY ENERGY CO | 576203AJ2 | NOTE 3.250% 8/0 | 700,000 | $697,000 | thousands by filing date | principal |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 35,649 | $696,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 41,775 | $695,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 226,578 | $695,000 | thousands by filing date | |
| DIREXION DAILY SEMICON 3X | 25459Y314 | Cmn | 18,529 | $695,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 33,500 | $694,000 | thousands by filing date | call |
| Galena Biopharma Inc | 363256108 | COM | 140,000 | $694,000 | thousands by filing date | call |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 111,800 | $693,000 | thousands by filing date | put |
| TIDEWATER INC | 886423102 | COM | 11,700 | $693,000 | thousands by filing date | put |
| CHELSEA THERAPEUTICS INTL LT | 163428105 | COM | 156,136 | $692,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 37,800 | $692,000 | thousands by filing date | put |
| UNITED FINANCIAL BANCORP INC | 91030T109 | COM | 36,567 | $691,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 20,361 | $690,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 60,555 | $690,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 58,964 | $689,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 111,200 | $689,000 | thousands by filing date | call |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 13,859 | $688,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 27,813 | $687,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 6,200 | $685,000 | thousands by filing date | put |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 84,163 | $685,000 | thousands by filing date | |
| SESA STERLITE LTD | 78413F103 | SPONSORED ADR | 51,998 | $685,000 | thousands by filing date | |
| MAC-GRAY CORP | 554153106 | COMMON STOCK | 32,236 | $684,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 32,078 | $684,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 18,800 | $683,000 | thousands by filing date | call |
| CTC MEDIA INC | 12642X106 | COM | 49,124 | $683,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 7,123 | $682,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 5,600 | $681,000 | thousands by filing date | call |
| NUVEEN CA SELECT QUALITY MUN | 670975101 | COM | 49,250 | $678,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 8,160 | $677,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 55,379 | $676,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 37,851 | $675,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 56,086 | $675,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 145,200 | $675,000 | thousands by filing date | call |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 35,343 | $675,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 4,400 | $674,000 | thousands by filing date | call |
| PARKERVISION INC | 701354102 | COM | 148,193 | $674,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 9,100 | $673,000 | thousands by filing date | put |
| XOMA CORP DEL | 98419J107 | COM | 100,000 | $673,000 | thousands by filing date | put |
| XOMA CORP DEL | 98419J107 | COM | 100,000 | $673,000 | thousands by filing date | call |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 40,244 | $671,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 122,755 | $668,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 20,600 | $668,000 | thousands by filing date | call |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 20,400 | $666,000 | thousands by filing date | call |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 508,055 | $666,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 24,003 | $665,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 18,900 | $663,000 | thousands by filing date | call |
| VERA BRADLEY INC | 92335C106 | COM | 27,582 | $663,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 17,100 | $659,000 | thousands by filing date | put |
| PC TEL INC | 69325Q105 | COM | 68,861 | $659,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 43,600 | $657,000 | thousands by filing date | call |
| PVR PARTNERS L P | 693665101 | COM UNIT REPTG L | 24,454 | $656,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 21,300 | $654,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 75,000 | $654,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 16,708 | $653,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 50,800 | $653,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 24,466 | $652,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 36,700 | $651,000 | thousands by filing date | call |
| CHIMERIX INC COM | 16934W106 | Stock | 43,015 | $650,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 24,000 | $649,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 26,700 | $648,000 | thousands by filing date | put |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 37,423 | $645,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 18,087 | $645,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 51,967 | $643,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 8,315 | $642,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 28,282 | $642,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 11,000 | $641,000 | thousands by filing date | put |
| DIGITAL GENERATION INC | 25400B108 | COM | 50,310 | $641,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 9,821 | $640,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 74,900 | $640,000 | thousands by filing date | call |
| TECH DATA CORP | 878237106 | COM | 12,400 | $640,000 | thousands by filing date | put |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 5,739 | $639,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 465,000 | $639,000 | thousands by filing date | principal |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 38,343 | $637,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 60,938 | $637,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 12,000 | $636,000 | thousands by filing date | call |
| PHOTRONICS INC | 719405102 | COM | 70,447 | $636,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 24,441 | $633,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 8,100 | $632,000 | thousands by filing date | put |
| Peregrine Semiconductor | 71366R703 | COM | 85,220 | $631,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 26,580 | $630,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 31,173 | $629,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 17,700 | $628,000 | thousands by filing date | put |
| ETFS Gold Trust | 26922Y105 | ETF | 5,300 | $627,000 | thousands by filing date | call |
| EXPRESS INC | 30219E103 | COMMON STOCK | 33,400 | $624,000 | thousands by filing date | put |
| ROVI CORP | 779376AB8 | CORPORATE OBLIG | 618,000 | $623,000 | thousands by filing date | principal |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 16,240 | $623,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 70,294 | $623,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 32,552 | $620,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 40,633 | $620,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 36,700 | $618,000 | thousands by filing date | put |
| XL GROUP PLC | G98290102 | SHS | 19,400 | $618,000 | thousands by filing date | call |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 18,214 | $618,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 27,544 | $617,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 79,648 | $616,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 19,200 | $615,000 | thousands by filing date | call |
| ETFS Gold Trust | 26922Y105 | ETF | 5,200 | $615,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 26,169 | $614,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 151,520 | $614,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 15,451 | $613,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVTS COR | 76131N119 | WTS | 209,540 | $612,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 12,400 | $611,000 | thousands by filing date | call |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 25,156 | $611,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 5,300 | $610,000 | thousands by filing date | put |
| CASELLA WASTE SYS INC | 147448104 | CL A | 105,168 | $610,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 130,900 | $609,000 | thousands by filing date | put |
| WEBMD HEALTH CORP | 94770V102 | COM | 15,400 | $608,000 | thousands by filing date | call |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 46,230 | $607,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 32,500 | $607,000 | thousands by filing date | call |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 96,898 | $606,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 113,720 | $606,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 54,845 | $606,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 36,422 | $605,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 21,226 | $605,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 5,900 | $604,000 | thousands by filing date | call |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 31,781 | $604,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 44,800 | $604,000 | thousands by filing date | put |
| BEL FUSE INC | 077347300 | CL B | 28,305 | $603,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 86,561 | $602,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 150,769 | $602,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 64,021 | $600,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 5,545 | $599,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 35,926 | $598,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 57,843 | $598,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 33,800 | $596,000 | thousands by filing date | call |
| FORMFACTOR INC COM | 346375108 | Stock | 99,031 | $595,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 5,800 | $594,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 22,000 | $594,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 54,597 | $594,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 20,616 | $594,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 29,372 | $592,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 532,000 | $592,000 | thousands by filing date | principal |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 47,284 | $592,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 60,946 | $591,000 | thousands by filing date | |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 7,800 | $591,000 | thousands by filing date | put |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 3,724 | $591,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 102,715 | $590,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 146,880 | $590,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 39,000 | $588,000 | thousands by filing date | put |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 4,855 | $587,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 130,978 | $586,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 5,499 | $584,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 72,190 | $580,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 163,960 | $580,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 499,249 | $579,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 17,303 | $578,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 15,699 | $577,000 | thousands by filing date | |
| PLX TECHNOLOGY INC | 693417107 | COM | 87,683 | $577,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 577,000 | $577,000 | thousands by filing date | principal |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 165,417 | $576,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 102,270 | $576,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 12,593 | $576,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W417 | RETAIL BULL 3X | 7,332 | $576,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 21,106 | $575,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 49,100 | $575,000 | thousands by filing date | put |
| MAGNA INTL INC COM | 559222401 | Stock | 7,000 | $574,000 | thousands by filing date | put |
| AMERIS BANCORP | 03076K108 | COM | 27,185 | $574,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 19,436 | $573,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 43,381 | $573,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 4,412 | $573,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 27,000 | $573,000 | thousands by filing date | |
| PROSHARES TR II | 74347W122 | COM | 14,588 | $573,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 163,300 | $570,000 | thousands by filing date | put |
| AUTOLIV INC | 052800109 | COM | 6,200 | $569,000 | thousands by filing date | put |
| iShares Global 100 ETF | 464287572 | SHS | 7,350 | $568,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 50,000 | $568,000 | thousands by filing date | put |
| NEKTAR THERAPEUTICS | 640268108 | COM | 50,000 | $568,000 | thousands by filing date | call |
| VARIAN MED SYS INC | 92220P105 | COM | 7,300 | $567,000 | thousands by filing date | call |
| BODY CENTRAL CORP | 09689U102 | COM | 143,833 | $567,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 263,805 | $567,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A113 | WTS | 13,273 | $567,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 11,800 | $566,000 | thousands by filing date | put |
| CHURCHILL DOWNS INC | 171484108 | COM | 6,311 | $566,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 6,091 | $564,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 32,364 | $564,000 | thousands by filing date | |
| EARTHLINK INC | 270321102 | COM | 111,100 | $563,000 | thousands by filing date | call |
| CAREFUSION CORP | 14170T101 | COM | 14,100 | $561,000 | thousands by filing date | call |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 167,100 | $561,000 | thousands by filing date | put |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 24,100 | $559,000 | thousands by filing date | call |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 16,286 | $558,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 23,000 | $558,000 | thousands by filing date | put |
| ZYGO CORP | 989855101 | COM | 37,755 | $558,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 24,278 | $557,000 | thousands by filing date | call |
| FIRST TR ISE GLOBL COPPR IND | 33733J103 | CMN | 24,956 | $556,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 140,198 | $555,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 10,700 | $552,000 | thousands by filing date | call |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 49,390 | $552,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 44,605 | $551,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 33,336 | $549,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 11,400 | $549,000 | thousands by filing date | call |
| ARQ INC | 00770C101 | COM | 10,098 | $548,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 29,135 | $547,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 43,881 | $543,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 9,300 | $542,000 | thousands by filing date | call |
| WEST MARINE INC | 954235107 | COM | 38,063 | $542,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 18,264 | $541,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 28,100 | $541,000 | thousands by filing date | put |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 17,361 | $540,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 9,100 | $537,000 | thousands by filing date | put |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 21,865 | $537,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 20,612 | $537,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 18,214 | $536,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 21,600 | $536,000 | thousands by filing date | put |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 53,831 | $536,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 31,942 | $536,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 7,600 | $535,000 | thousands by filing date | put |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 21,920 | $533,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 500,000 | $533,000 | thousands by filing date | principal |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 61,240 | $533,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 5,170 | $532,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 105,100 | $531,000 | thousands by filing date | call |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 88,578 | $530,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 41,043 | $529,000 | thousands by filing date | |
| VIROPHARMA INC | 928241108 | COMMON STOCK | 10,600 | $528,000 | thousands by filing date | call |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 22,000 | $528,000 | thousands by filing date | put |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 458,000 | $528,000 | thousands by filing date | principal |
| ONCOTHYREON INC | 682324108 | COM | 300,000 | $528,000 | thousands by filing date | call |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 184,931 | $527,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 10,100 | $527,000 | thousands by filing date | call |
| ENERGY RECOVERY INC | 29270J100 | COM | 94,715 | $526,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 12,204 | $525,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 10,900 | $523,000 | thousands by filing date | call |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 25,303 | $523,000 | thousands by filing date | |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 54,865 | $522,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 57,617 | $521,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 27,232 | $521,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 38,767 | $520,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 35,789 | $520,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 38,631 | $519,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 56,839 | $518,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 35,186 | $518,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 145,646 | $517,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 20,000 | $516,000 | thousands by filing date | put |
| SUFFOLK BANCORP | 864739107 | COM | 24,802 | $516,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 31,285 | $516,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 10,600 | $514,000 | thousands by filing date | call |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 261,414 | $513,000 | thousands by filing date | |
| AMERICAN PACIFIC CORP | 028740108 | COM | 13,779 | $513,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 45,099 | $511,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 10,700 | $510,000 | thousands by filing date | call |
| BEACON FINANCIAL CORP. | 084680107 | COM | 18,714 | $510,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 22,262 | $510,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 16,916 | $505,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 35,187 | $504,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 18,432 | $504,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 76,545 | $504,000 | thousands by filing date | |
| LTX-CREDENCE CORP | 502403207 | COM NEW | 63,057 | $504,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 184,624 | $504,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 7,304 | $502,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 3,900 | $502,000 | thousands by filing date | put |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 28,104 | $502,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 9,876 | $502,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 18,853 | $501,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 9,900 | $499,000 | thousands by filing date | put |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 6,179 | $497,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 33,025 | $497,000 | thousands by filing date | |
| MEDICAL ACTION INDS INC | 58449L100 | COMMON STOCK | 57,994 | $496,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 3,508 | $495,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 28,500 | $495,000 | thousands by filing date | put |
| QUALYS INC COM | 74758T303 | Stock | 21,373 | $494,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 50,101 | $493,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 13,600 | $492,000 | thousands by filing date | put |
| MGC | 921910873 | COM | 7,778 | $491,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 9,100 | $491,000 | thousands by filing date | put |
| PG&E CORP COM | 69331C108 | Stock | 12,200 | $491,000 | thousands by filing date | call |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 19,143 | $490,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 17,359 | $490,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 10,100 | $490,000 | thousands by filing date | put |
| DFC GLOBAL CORP | 23324T107 | COM | 42,669 | $489,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 6,000 | $488,000 | thousands by filing date | put |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 27,100 | $488,000 | thousands by filing date | put |
| NORTH VALLEY BANCORP | 66304M204 | COM NEW | 25,785 | $488,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 13,903 | $486,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 23,610 | $486,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 23,167 | $485,000 | thousands by filing date | |
| PROSHARES TR | 74348A798 | CMN | 12,969 | $485,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 6,600 | $483,000 | thousands by filing date | put |
| ATRICURE INC | 04963C209 | COM | 25,869 | $483,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 12,997 | $482,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 83,069 | $482,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 86,137 | $482,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 72,236 | $481,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 29,413 | $481,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713W107 | SPON ADR | 11,030 | $481,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 12,078 | $481,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 5,808 | $480,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 33,300 | $480,000 | thousands by filing date | call |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 62,279 | $480,000 | thousands by filing date | |
| COMVERSE INC | 20585P105 | COM | 12,370 | $480,000 | thousands by filing date | |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 23,074 | $480,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 56,691 | $478,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 24,400 | $477,000 | thousands by filing date | put |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 23,176 | $477,000 | thousands by filing date | |
| US AIRWAYS GROUP INC | 911905AC1 | CNV | 86,000 | $475,000 | thousands by filing date | principal |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 7,741 | $474,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 19,138 | $473,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 10,150 | $472,000 | thousands by filing date | call |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 47,752 | $471,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 15,618 | $471,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 8,563 | $470,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 13,500 | $468,000 | thousands by filing date | call |
| SEQUENOM INC COM NEW | 817337405 | COM | 200,000 | $468,000 | thousands by filing date | call |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 31,800 | $467,000 | thousands by filing date | put |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 75,100 | $466,000 | thousands by filing date | put |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 4,000 | $466,000 | thousands by filing date | call |
| FEDERAL MOGUL CORP | 313549404 | COM | 23,683 | $466,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 5,451 | $466,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 35,695 | $465,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 66,800 | $465,000 | thousands by filing date | call |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 5,400 | $464,000 | thousands by filing date | put |
| AXOGEN INC | 05463X106 | COM | 103,295 | $464,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 9,174 | $464,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 8,300 | $464,000 | thousands by filing date | call |
| CENTURY ALUM CO | 156431108 | COM | 44,300 | $463,000 | thousands by filing date | put |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 109,749 | $462,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 16,100 | $462,000 | thousands by filing date | put |
| OMNICOM GROUP INC COM | 681919106 | Stock | 6,200 | $461,000 | thousands by filing date | put |
| PROSHARES | 74347X237 | EXCHANGE TRADED | 30,700 | $460,000 | thousands by filing date | put |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 9,057 | $460,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 53,700 | $459,000 | thousands by filing date | put |
| BALTIC TRADING LTD | Y0553W103 | COM | 70,860 | $456,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 300,459 | $455,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 20,912 | $455,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 100,000 | $455,000 | thousands by filing date | put |
| EASTMAN KODAK CO | 277461406 | COM NEW | 13,087 | $454,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 23,778 | $454,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 15,739 | $454,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 26,000 | $454,000 | thousands by filing date | put |
| PREFORMED LINE PRODS CO | 740444104 | COM | 6,189 | $453,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 44,500 | $453,000 | thousands by filing date | call |
| ICG GROUP INC | 44928D108 | COM | 24,331 | $453,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 96,954 | $453,000 | thousands by filing date | |
| GFI GROUP INC | 361652209 | COM | 115,826 | $453,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 48,740 | $452,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 25,030 | $451,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 102,288 | $450,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 30,000 | $449,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHA FD I | 33737J166 | CMN | 15,899 | $448,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 6,665 | $447,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 244,448 | $447,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 1,015,597 | $447,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 57,400 | $446,000 | thousands by filing date | call |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 26,847 | $446,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 68,368 | $446,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 6,000 | $446,000 | thousands by filing date | put |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 45,400 | $445,000 | thousands by filing date | call |
| VCA ANTECH INC | 918194101 | COM | 14,200 | $445,000 | thousands by filing date | put |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 225,296 | $444,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 4,109 | $443,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 4,243 | $443,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 30,050 | $443,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 12,295 | $442,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 12,100 | $440,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 25,676 | $440,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 31,347 | $439,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 8,860 | $438,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 65,418 | $438,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 111,987 | $438,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 29,358 | $437,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 9,100 | $437,000 | thousands by filing date | put |
| STRATUS PPTYS INC | 863167201 | COM NEW | 25,481 | $436,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 22,100 | $436,000 | thousands by filing date | call |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 265,548 | $435,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 338,785 | $434,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 12,000 | $434,000 | thousands by filing date | call |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 100,566 | $434,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 148,329 | $433,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 11,928 | $433,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 20,808 | $433,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 6,000 | $432,000 | thousands by filing date | call |
| MARIN SOFTWARE INC | 56804T106 | COM | 42,052 | $431,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 54,900 | $430,000 | thousands by filing date | call |
| CHEESECAKE FACTORY INC | 163072101 | COM | 8,900 | $430,000 | thousands by filing date | put |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 8,100 | $429,000 | thousands by filing date | put |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 64,748 | $429,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 20,131 | $429,000 | thousands by filing date | |
| LEAP WIRELESS INTL INC | 521863308 | COM NEW | 24,500 | $426,000 | thousands by filing date | call |
| SIGMA DESIGNS INC | 826565103 | COM | 90,313 | $426,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 40,900 | $425,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 84,266 | $425,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 65,661 | $424,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 6,853 | $424,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 11,357 | $424,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 121,362 | $422,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 21,702 | $422,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 35,308 | $422,000 | thousands by filing date | put |
| U S SILICA HLDGS INC | 90346E103 | COM | 12,333 | $421,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 29,085 | $421,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 15,732 | $421,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 7,938 | $420,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 34,574 | $420,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 14,000 | $418,000 | thousands by filing date | put |
| SHILOH INDUSTRIES INC | 824543102 | COM | 21,417 | $418,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 5,700 | $417,000 | thousands by filing date | call |
| CNO FINL GROUP INC | 12621E103 | COM | 23,600 | $417,000 | thousands by filing date | call |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 5,500 | $417,000 | thousands by filing date | call |
| COEUR MNG INC COM NEW | 192108504 | Stock | 38,275 | $416,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 95,820 | $416,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 15,785 | $415,000 | thousands by filing date | |
| BENEFICIAL MUTUAL BANCORP IN | 08173R104 | COM | 37,999 | $415,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO | 039483AW2 | NOTE 0.875% 2/1 | 392,000 | $415,000 | thousands by filing date | principal |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 16,670 | $414,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 42,600 | $413,000 | thousands by filing date | call |
| HOSPIRA INC | 441060100 | COM | 10,000 | $413,000 | thousands by filing date | put |
| QLOGIC CORP | 747277101 | COM | 34,900 | $413,000 | thousands by filing date | call |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 13,600 | $413,000 | thousands by filing date | put |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 55,865 | $413,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 13,277 | $412,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 65,021 | $412,000 | thousands by filing date | |
| DESARROLLADORA HOMEX S A DE | 25030W100 | SPONSORED ADR | 351,304 | $411,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 107,154 | $411,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 93,380 | $411,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 64,735 | $410,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 25,295 | $410,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 33,480 | $410,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 1,075,779 | $409,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 36,703 | $409,000 | thousands by filing date | |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 155,359 | $409,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 79,620 | $407,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AN3 | NOTE | 122,000 | $405,000 | thousands by filing date | principal |
| Crown Castle | 228227104 | COM | 5,500 | $404,000 | thousands by filing date | put |
| QUICKLOGIC CORP | 74837P108 | COM | 102,215 | $404,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 23,994 | $403,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 20,200 | $403,000 | thousands by filing date | put |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 20,200 | $403,000 | thousands by filing date | call |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 40,177 | $402,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 24,025 | $401,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 5,400 | $399,000 | thousands by filing date | call |
| CALLON PETE CO DEL | 13123X102 | COM | 61,106 | $399,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 3,800 | $398,000 | thousands by filing date | put |
| SKECHERS U S A INC | 830566105 | CL A | 12,000 | $398,000 | thousands by filing date | put |
| VOCUS INC | 92858J108 | COM | 34,882 | $397,000 | thousands by filing date | |
| KEARNY FINANCIAL CORP | 487169104 | Domestic Common | 34,103 | $397,000 | thousands by filing date | |
| PROSHARES ULTRASHORT RE | 74348A871 | COM | 18,400 | $397,000 | thousands by filing date | put |
| GATX CORP COM | 361448103 | Stock | 7,600 | $396,000 | thousands by filing date | call |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 38,104 | $396,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 37,800 | $395,000 | thousands by filing date | call |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 219,422 | $395,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 12,300 | $394,000 | thousands by filing date | put |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 48,839 | $394,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 20,908 | $394,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 67,956 | $394,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 13,400 | $393,000 | thousands by filing date | call |
| ISHARES TR | 464289594 | CMN | 7,365 | $393,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 30,456 | $392,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 59,146 | $392,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 3,918 | $391,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 15,498 | $391,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 38,379 | $391,000 | thousands by filing date | |
| PROSHARES TR | 74348A491 | ULSH 20YRTRE NEW | 4,123 | $391,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 86,278 | $390,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 77,361 | $390,000 | thousands by filing date | |
| ENCORE ENERGY CORP F | 97717W174 | COM | 17,217 | $390,000 | thousands by filing date | |
| SWS GROUP INC | 78503N107 | COM | 64,167 | $390,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 15,004 | $389,000 | thousands by filing date | |
| PAX WORLD FDS TR II | 70422P206 | MSCI ESG IDX | 13,000 | $389,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 11,700 | $388,000 | thousands by filing date | call |
| INVENTURE FOODS INC | 461212102 | COM | 29,289 | $388,000 | thousands by filing date | |
| AUDIENCE INC | 05070J102 | COM | 33,170 | $386,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 19,879 | $386,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-14-000296 | this filing | 2014-02-14 | acceptance time not in the bulk data set |