13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-14, with 6,631 holding rows worth $304,116,935,000.
- Accession
- 0000769993-14-000296
- Filer
- CIK 886982
- Filed
- 2014-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 10,243 entries on the cover page, a total value of $304,116,935,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $304,116,935,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerJ. ARON & Co028-14259
- included managerGOLDMAN SACHS EXECUTION & CLEARING, L.P.028-10292
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 36,846 | $385,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 6,695 | $385,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 265,000 | $385,000 | thousands by filing date | principal |
| INTERPUBLIC GROUP COS | 460690100 | COM | 21,700 | $384,000 | thousands by filing date | call |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 10,476 | $383,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 37,590 | $383,000 | thousands by filing date | |
| APCO OIL & GAS INTERNATIONAL | g0471f109 | SHS | 24,589 | $383,000 | thousands by filing date | |
| ARABIAN AMERICAN DEVELOPMENT | 038465100 | COM | 30,537 | $383,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 4,891 | $382,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 7,431 | $382,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 10,298 | $382,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 7,000 | $381,000 | thousands by filing date | call |
| ROCKWOOD HLDGS INC | 774415103 | COM | 5,300 | $381,000 | thousands by filing date | put |
| FIREEYE INC | 31816Q101 | COM | 8,717 | $380,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 56,399 | $380,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 96,492 | $379,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076XAE2 | NOTE 3.750%12/1 | 365,000 | $378,000 | thousands by filing date | principal |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 325,680 | $378,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 21,391 | $378,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 22,793 | $377,000 | thousands by filing date | |
| CROSSTEX ENERGY L P | 22765U102 | COM | 13,673 | $377,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 26,589 | $376,000 | thousands by filing date | |
| PROSH ULTRAPRO SHORT S&P 500 | 74348A632 | CMN | 24,925 | $376,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 29,159 | $374,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 25,500 | $374,000 | thousands by filing date | call |
| MIMEDX GROUP INC | 602496101 | COM | 42,727 | $373,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 4,670 | $373,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 11,000 | $373,000 | thousands by filing date | call |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 27,446 | $371,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 19,267 | $371,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 21,000 | $370,000 | thousands by filing date | put |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 60,800 | $370,000 | thousands by filing date | call |
| AQUA AMERICA INC | 03836W103 | COM | 15,625 | $369,000 | thousands by filing date | call |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 5,923 | $369,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 11,400 | $368,000 | thousands by filing date | put |
| PHH CORP | 693320AQ6 | CNV | 178,000 | $368,000 | thousands by filing date | principal |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 8,564 | $367,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 12,400 | $366,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 29,907 | $366,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 11,200 | $366,000 | thousands by filing date | put |
| LEGGETT & PLATT INC | 524660107 | COM | 11,800 | $365,000 | thousands by filing date | call |
| BEBE STORES INC | 075571109 | COM | 68,693 | $365,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 15,000 | $364,000 | thousands by filing date | call |
| COPART INC COM | 217204106 | Stock | 9,900 | $363,000 | thousands by filing date | call |
| ROCKWELL MED INC | 774374102 | COM | 34,795 | $363,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 78,516 | $362,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 92,942 | $361,000 | thousands by filing date | |
| Concur Technologies, Inc. | 206708109 | COM | 3,500 | $361,000 | thousands by filing date | call |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 7,300 | $360,000 | thousands by filing date | put |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 26,922 | $360,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 160,108 | $360,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 5,047 | $359,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 10,400 | $359,000 | thousands by filing date | put |
| CURIS INC | 231269101 | COM | 127,227 | $359,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 68,474 | $359,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 7,919 | $358,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 7,000 | $358,000 | thousands by filing date | call |
| VULCAN MATLS CO COM | 929160109 | Stock | 6,000 | $357,000 | thousands by filing date | put |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 13,525 | $357,000 | thousands by filing date | |
| HORIZON PHARMA INC | 44047T109 | COM | 46,914 | $357,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 14,988 | $356,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 13,386 | $355,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 50,656 | $354,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 27,497 | $354,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 39,100 | $353,000 | thousands by filing date | put |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 10,500 | $353,000 | thousands by filing date | call |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 20,215 | $352,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 49,141 | $352,000 | thousands by filing date | |
| PROSHARES TR | 74348A640 | COM | 32,584 | $350,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 9,400 | $349,000 | thousands by filing date | call |
| ADDUS HOMECARE CORP | 006739106 | COM | 15,540 | $349,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 36,199 | $349,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 44,786 | $349,000 | thousands by filing date | |
| BLACKROCK MUNIYLD MICH QLTY | 09254W103 | COM | 30,414 | $349,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 18,100 | $348,000 | thousands by filing date | call |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 60,954 | $348,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 39,740 | $347,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 14,466 | $347,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 115,900 | $347,000 | thousands by filing date | call |
| RENTRAK CORP | 760174102 | COM | 9,162 | $347,000 | thousands by filing date | |
| PROSHARES TR | 74347X146 | PSHS ULTSHT FINL | 19,900 | $347,000 | thousands by filing date | call |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 10,600 | $346,000 | thousands by filing date | put |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 13,200 | $346,000 | thousands by filing date | call |
| FLOW INTL CORP | 343468104 | COM | 85,769 | $346,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 22,436 | $345,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 23,335 | $345,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 56,008 | $344,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 12,900 | $343,000 | thousands by filing date | put |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 23,608 | $343,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 17,250 | $342,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 16,725 | $342,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 29,000 | $342,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 28,893 | $342,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 19,900 | $342,000 | thousands by filing date | call |
| GLOBAL TELECOM & TECHNOLOGY IN | 378979108 | COM | 46,704 | $341,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 5,100 | $340,000 | thousands by filing date | call |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 102,300 | $340,000 | thousands by filing date | put |
| SEMTECH CORP COM | 816850101 | Stock | 13,400 | $339,000 | thousands by filing date | put |
| MOSYS INC COM | 619718109 | COM | 61,407 | $339,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 8,389 | $339,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 19,158 | $339,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 8,800 | $338,000 | thousands by filing date | call |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 7,575 | $338,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 9,572 | $338,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 2,900 | $338,000 | thousands by filing date | put |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 9,100 | $337,000 | thousands by filing date | put |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 20,336 | $337,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 107,594 | $337,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 10,200 | $336,000 | thousands by filing date | call |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 42,900 | $336,000 | thousands by filing date | put |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 7,214 | $336,000 | thousands by filing date | |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 34,593 | $336,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 33,596 | $336,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X830 | RUSS NOMURA PR | 7,240 | $336,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 11,116 | $335,000 | thousands by filing date | |
| GASTAR EXPL LTD | 367299203 | COM NEW | 48,472 | $335,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 95,600 | $334,000 | thousands by filing date | call |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 34,100 | $334,000 | thousands by filing date | put |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 28,515 | $334,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 46,643 | $333,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 4,905 | $333,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 96,483 | $332,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 12,479 | $331,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 6,600 | $330,000 | thousands by filing date | put |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 25,699 | $330,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 18,560 | $329,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 3,300 | $329,000 | thousands by filing date | call |
| CVENT INC | 23247G109 | COM | 9,044 | $329,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 15,703 | $328,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 3,520 | $326,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 14,400 | $326,000 | thousands by filing date | put |
| PROSHARES ULTRASHORT RE | 74348A871 | COM | 15,100 | $326,000 | thousands by filing date | call |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 11,394 | $325,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 7,000 | $325,000 | thousands by filing date | put |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 5,300 | $325,000 | thousands by filing date | put |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 16,183 | $325,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 11,839 | $325,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 8,126 | $324,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 5,500 | $324,000 | thousands by filing date | call |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 79,591 | $324,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 28,599 | $323,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 26,035 | $323,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 10,000 | $322,000 | thousands by filing date | call |
| TEXTURA CORP | 883211104 | COM | 10,756 | $322,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 27,799 | $322,000 | thousands by filing date | |
| PROSHRE ULT DJ-UBS CRUDE OIL | 74347W650 | CMN | 10,000 | $322,000 | thousands by filing date | put |
| BRIDGE BANCORP INC | 108035106 | COM | 12,363 | $321,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 3,200 | $320,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 690370101 | COM | 10,400 | $320,000 | thousands by filing date | call |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 4,300 | $320,000 | thousands by filing date | call |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 49,199 | $319,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505509 | YRKVL HIINCINF | 15,175 | $319,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 124,100 | $318,000 | thousands by filing date | call |
| CAREER EDUCATION CORP | 141665109 | COM | 55,700 | $317,000 | thousands by filing date | put |
| ADTRAN INC | 00738A106 | COMMON STOCK | 11,700 | $316,000 | thousands by filing date | put |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 8,901 | $316,000 | thousands by filing date | |
| RTI INTL METALS INC 3.000 | 74973WAA5 | NOTE 3.000%12/0 | 279,000 | $316,000 | thousands by filing date | principal |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 26,893 | $315,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 3,800 | $315,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 44,032 | $315,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 5,400 | $315,000 | thousands by filing date | call |
| BIG LOTS INC | 089302103 | COM | 9,700 | $313,000 | thousands by filing date | put |
| QUANTUM CORP | 747906204 | COM DSSG | 260,163 | $313,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 181,044 | $313,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 82,525 | $313,000 | thousands by filing date | |
| PULASKI FINANCIAL CORP | 745548107 | COM | 27,808 | $313,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 4,000 | $312,000 | thousands by filing date | call |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 9,600 | $312,000 | thousands by filing date | put |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 5,700 | $310,000 | thousands by filing date | put |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 11,606 | $310,000 | thousands by filing date | |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 227,667 | $310,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 17,182 | $309,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 194,437 | $309,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 13,300 | $308,000 | thousands by filing date | put |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 5,871 | $308,000 | thousands by filing date | |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 51,622 | $308,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 10,400 | $307,000 | thousands by filing date | put |
| EXELIS INC | 30162A108 | COM | 16,100 | $307,000 | thousands by filing date | put |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 30,439 | $307,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 8,332 | $306,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 54,399 | $306,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 90,000 | $306,000 | thousands by filing date | put |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 4,900 | $305,000 | thousands by filing date | call |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 4,700 | $305,000 | thousands by filing date | call |
| PROSHARES TR | 74347X146 | PSHS ULTSHT FINL | 17,500 | $305,000 | thousands by filing date | put |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 8,200 | $304,000 | thousands by filing date | call |
| ISHARES INC | 464286301 | CMN | 18,542 | $304,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 53,825 | $304,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 12,510 | $303,000 | thousands by filing date | |
| INTERMUNE INC | 45884X103 | COM | 20,600 | $303,000 | thousands by filing date | call |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 3,300 | $301,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 10,406 | $300,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 4,800 | $299,000 | thousands by filing date | put |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 14,743 | $299,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 57,900 | $299,000 | thousands by filing date | call |
| NVE CORP COM NEW | 629445206 | Stock | 5,110 | $298,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 13,730 | $298,000 | thousands by filing date | |
| CHINDEX INTERNATIONAL INC | 169467107 | COM | 17,095 | $298,000 | thousands by filing date | |
| PROSHARES VIX | 74347W684 | VIX MDTRM FUTR | 15,451 | $298,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 5,900 | $297,000 | thousands by filing date | call |
| STAG INDUSTRIAL INC | 85254J102 | COM | 14,562 | $297,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 15,261 | $297,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 20,000 | $297,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 31,568 | $297,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 10,410 | $297,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 29,697 | $296,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 6,800 | $295,000 | thousands by filing date | call |
| PTC THERAPEUTICS INC | 69366J200 | COM | 17,407 | $295,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 44,566 | $295,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 3,322 | $294,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 2,841 | $294,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 27,539 | $294,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 7,764 | $293,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 27,600 | $292,000 | thousands by filing date | call |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 9,616 | $291,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 6,400 | $290,000 | thousands by filing date | put |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 21,700 | $290,000 | thousands by filing date | put |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 9,700 | $289,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 6,950 | $289,000 | thousands by filing date | put |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 2,918 | $289,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 5,990 | $288,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 66,400 | $288,000 | thousands by filing date | put |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 14,491 | $288,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 5,000 | $287,000 | thousands by filing date | put |
| Mallinckrodt Plc | G5785G107 | SHS | 5,496 | $287,000 | thousands by filing date | put |
| FX ENERGY INC | 302695101 | COM | 78,319 | $287,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 7,100 | $286,000 | thousands by filing date | put |
| BOISE CASCADE CO DEL | 09739D100 | COM | 9,687 | $286,000 | thousands by filing date | |
| PROSHARES TR | 74347X815 | ULTRA MDCAP400 | 3,062 | $286,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 16,600 | $286,000 | thousands by filing date | put |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 163,180 | $286,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 13,887 | $285,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 34,717 | $285,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 17,845 | $284,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 39,760 | $283,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396209 | MID CAP FD | 6,341 | $283,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 6,500 | $282,000 | thousands by filing date | put |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 12,265 | $282,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 5,700 | $280,000 | thousands by filing date | call |
| QUALITY SYS INC | 747582104 | COM | 13,300 | $280,000 | thousands by filing date | call |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 16,780 | $280,000 | thousands by filing date | |
| MARKET VECTORS ETF URANIUM+NUCLEAR ENGY ETF | 57061R577 | COM | 5,819 | $280,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 5,000 | $279,000 | thousands by filing date | call |
| INTL SHIPHOLDING CORP | 460321201 | COM | 9,460 | $279,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 33,900 | $278,000 | thousands by filing date | |
| ARTHROCARE CORP | 043136100 | COM | 6,900 | $278,000 | thousands by filing date | put |
| AUTONAVI HLDGS LTD | 05330F106 | SPONSORED ADR | 19,414 | $277,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 15,600 | $276,000 | thousands by filing date | put |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 22,638 | $276,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 9,027 | $276,000 | thousands by filing date | |
| Brigus Gold Corp | 109490102 | COM | 352,122 | $275,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 6,146 | $274,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 20,250 | $274,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 4,600 | $274,000 | thousands by filing date | put |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 4,540 | $273,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 19,671 | $273,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 6,463 | $272,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 9,281 | $272,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 15,679 | $272,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 4,300 | $271,000 | thousands by filing date | put |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 18,133 | $271,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 6,250 | $271,000 | thousands by filing date | put |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 38,641 | $271,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 19,269 | $270,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 4,400 | $270,000 | thousands by filing date | call |
| KCAP FINANCIAL INC | 48668E101 | COM | 33,367 | $269,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 22,228 | $269,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 7,000 | $268,000 | thousands by filing date | call |
| FORD MTR CO DEL | 345370CN8 | NOTE 4.250%11/1 | 145,000 | $268,000 | thousands by filing date | principal |
| SOLARCITY CORP | 83416T100 | COM | 4,721 | $268,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 39,683 | $268,000 | thousands by filing date | |
| COSTA INC | 22149T102 | CL A | 12,345 | $268,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 15,751 | $267,000 | thousands by filing date | |
| HORIZON PHARMA INC | 44047T109 | COM | 35,000 | $267,000 | thousands by filing date | call |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 3,200 | $266,000 | thousands by filing date | put |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 63,444 | $266,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 21,978 | $266,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 15,641 | $265,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 9,333 | $265,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 3,950 | $265,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 13,182 | $264,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 33,015 | $264,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 3,226 | $264,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 3,123 | $263,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 9,022 | $263,000 | thousands by filing date | |
| MAGNETEK INC | 559424403 | COMMON STOCK | 10,958 | $263,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 7,700 | $263,000 | thousands by filing date | call |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 48,430 | $262,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 3,587 | $262,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 3,500 | $262,000 | thousands by filing date | call |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 21,099 | $262,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 100,826 | $262,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 60,121 | $261,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 9,541 | $260,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 25,699 | $260,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 10,812 | $259,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 5,500 | $259,000 | thousands by filing date | put |
| BIODEL INC | 09064M204 | COM | 113,611 | $259,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 18,392 | $258,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 82,451 | $258,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 40,991 | $257,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 38,842 | $257,000 | thousands by filing date | |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 1,150 | $257,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 14,644 | $257,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 4,500 | $256,000 | thousands by filing date | put |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 15,088 | $256,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 25,438 | $256,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 5,900 | $256,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M662 | GUGG ENH CRE BN | 5,249 | $256,000 | thousands by filing date | |
| GLOBAL GEOPHYSICAL SERVICES | 37946S107 | COM | 157,587 | $254,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 2,305 | $252,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 22,170 | $252,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 7,100 | $252,000 | thousands by filing date | call |
| WHITESTONE REIT | 966084204 | COM | 18,785 | $251,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 6,400 | $251,000 | thousands by filing date | |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 5,252 | $251,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 4,973 | $250,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 6,923 | $250,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 13,529 | $250,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 41,400 | $249,000 | thousands by filing date | call |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 17,419 | $249,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 12,100 | $249,000 | thousands by filing date | put |
| ALICO INC | 016230104 | COM | 6,403 | $249,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 90,700 | $249,000 | thousands by filing date | call |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 27,389 | $249,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 17,585 | $248,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 27,088 | $248,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 17,000 | $247,000 | thousands by filing date | call |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 5,400 | $247,000 | thousands by filing date | call |
| MITCHAM INDS INC COM | 606501104 | COM | 13,964 | $247,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 7,977 | $246,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 125,046 | $246,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 17,950 | $246,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 9,000 | $245,000 | thousands by filing date | put |
| GATX CORP COM | 361448103 | Stock | 4,700 | $245,000 | thousands by filing date | put |
| DANA INC | 235825205 | COM | 12,500 | $245,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 8,702 | $244,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 11,800 | $243,000 | thousands by filing date | call |
| GASLOG LTD | G37585109 | SHS | 14,240 | $243,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 40,687 | $242,000 | thousands by filing date | |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 105,316 | $242,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 26,434 | $241,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 13,120 | $241,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 53,354 | $241,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 21,745 | $240,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 240,055 | $240,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 23,866 | $239,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 36,413 | $239,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 21,567 | $239,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 15,600 | $238,000 | thousands by filing date | call |
| NUVEEN CA MUN MKT OPPORTUNT | 67062U107 | COM | 17,513 | $237,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 2,900 | $236,000 | thousands by filing date | call |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 13,061 | $236,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 29,328 | $236,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 14,000 | $236,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 13,542 | $235,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 40,773 | $235,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 3,664 | $234,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 24,495 | $234,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 11,434 | $234,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 4,000 | $234,000 | thousands by filing date | put |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 91,514 | $233,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 8,315 | $233,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 51,144 | $233,000 | thousands by filing date | |
| NGP CAPITAL RESOURCES CO | 62912R107 | COM | 31,197 | $233,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 15,801 | $232,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 16,924 | $232,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 2,617 | $231,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 16,743 | $231,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 19,700 | $230,000 | thousands by filing date | call |
| ARGAN INC | 04010E109 | COM | 8,340 | $230,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 16,302 | $230,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 2,900 | $230,000 | thousands by filing date | call |
| TILLYS INC | 886885102 | CL A | 20,038 | $229,000 | thousands by filing date | |
| FAB UNVL CORP COM | 302771100 | COM | 74,501 | $229,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 8,471 | $229,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 29,273 | $228,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 5,600 | $227,000 | thousands by filing date | call |
| GENERAC HLDGS INC | 368736104 | COM | 4,000 | $227,000 | thousands by filing date | call |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 16,368 | $227,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 6,400 | $227,000 | thousands by filing date | put |
| ALIMERA SCIENCES INC | 016259103 | COM | 48,288 | $227,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 4,100 | $226,000 | thousands by filing date | call |
| MRC GLOBAL INC | 55345K103 | COM | 7,017 | $226,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 24,547 | $226,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 31,600 | $226,000 | thousands by filing date | call |
| REGADO BIOSCIENCE INC | 75874Q107 | COM | 47,289 | $226,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 112,199 | $225,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 12,600 | $225,000 | thousands by filing date | call |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 13,975 | $225,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 7,800 | $224,000 | thousands by filing date | put |
| ANGIES LIST INC | 034754101 | COM | 14,806 | $224,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 15,874 | $223,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 9,650 | $223,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 27,448 | $223,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 10,013 | $222,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 23,016 | $222,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 5,400 | $222,000 | thousands by filing date | put |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 110,470 | $222,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 27,805 | $222,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 10,946 | $221,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 6,500 | $221,000 | thousands by filing date | put |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 12,922 | $220,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 8,559 | $220,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 12,918 | $220,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 28,200 | $219,000 | thousands by filing date | put |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 8,900 | $219,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 8,432 | $219,000 | thousands by filing date | |
| VIROPHARMA INC | 928241108 | COMMON STOCK | 4,400 | $219,000 | thousands by filing date | put |
| BLUE NILE INC | 09578R103 | COM | 4,600 | $217,000 | thousands by filing date | call |
| FBR & CO | 30247C400 | COM NEW | 8,212 | $217,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 18,500 | $216,000 | thousands by filing date | put |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 78,400 | $216,000 | thousands by filing date | put |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 95,788 | $216,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 137,000 | $216,000 | thousands by filing date | principal |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 10,053 | $215,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 21,224 | $215,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 16,022 | $215,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 57,743 | $215,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 35,597 | $214,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 21,100 | $214,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 8,193 | $214,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 2,000 | $213,000 | thousands by filing date | put |
| SENOMYX INC | 81724Q107 | COM | 42,181 | $213,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 28,269 | $213,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 17,499 | $213,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 5,839 | $212,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 10,426 | $212,000 | thousands by filing date | call |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 10,951 | $211,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 4,200 | $210,000 | thousands by filing date | call |
| POOL CORP COM | 73278L105 | Stock | 3,600 | $209,000 | thousands by filing date | put |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 1,900 | $209,000 | thousands by filing date | put |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 13,296 | $209,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 12,547 | $209,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 4,300 | $208,000 | thousands by filing date | call |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 6,600 | $208,000 | thousands by filing date | call |
| Gevo Inc | 374396109 | COMMON | 145,379 | $208,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 225,200 | $208,000 | thousands by filing date | call |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 16,299 | $207,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 98,066 | $207,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 11,496 | $206,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 11,564 | $206,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 14,100 | $205,000 | thousands by filing date | put |
| XPO INC COM | 983793100 | Stock | 7,808 | $205,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 5,642 | $205,000 | thousands by filing date | |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 10,065 | $205,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 32,900 | $204,000 | thousands by filing date | call |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 15,100 | $204,000 | thousands by filing date | call |
| TECHNIPFMC PLC | 30249U101 | COM | 3,900 | $204,000 | thousands by filing date | put |
| MTR GAMING GROUP INC | 553769100 | COM | 39,581 | $204,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 8,616 | $203,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 7,800 | $203,000 | thousands by filing date | put |
| IKANOS COMMUNICATIONS INC | 45173E105 | COM | 168,859 | $203,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 13,996 | $203,000 | thousands by filing date | |
| Meru Networks, Inc. | 59047Q103 | COM | 47,143 | $203,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 13,773 | $203,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 18,547 | $202,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 30,123 | $202,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 5,800 | $201,000 | thousands by filing date | put |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 79,000 | $201,000 | thousands by filing date | put |
| OMNICOM GROUP INC | 681919AV8 | NOTE 7/3 | 152,000 | $201,000 | thousands by filing date | principal |
| CHESAPEAKE ENERGY CORP | 165167CA3 | CNV | 200,000 | $201,000 | thousands by filing date | principal |
| NEOSTEM INC | 640650404 | Common equity shares | 29,415 | $201,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 5,191 | $199,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 22,175 | $198,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 20,084 | $198,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 6,700 | $197,000 | thousands by filing date | call |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 18,074 | $197,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 12,884 | $197,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 26,221 | $197,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 5,600 | $196,000 | thousands by filing date | put |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 25,535 | $196,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 10,684 | $196,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 17,500 | $196,000 | thousands by filing date | put |
| KKR FINL HLDGS LLC | 48248A306 | COM | 16,100 | $196,000 | thousands by filing date | call |
| ENERGIZER HLDGS INC | 29266R108 | COM | 1,800 | $195,000 | thousands by filing date | call |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 26,718 | $194,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 40,445 | $194,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 14,747 | $194,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 19,222 | $194,000 | thousands by filing date | |
| INSPIREMD INC | 45779A309 | COM | 78,941 | $194,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 2,100 | $193,000 | thousands by filing date | call |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 3,700 | $192,000 | thousands by filing date | call |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 21,900 | $192,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 21,387 | $192,000 | thousands by filing date | |
| URS CORP NEW | 903236107 | COM | 3,600 | $191,000 | thousands by filing date | put |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 17,445 | $190,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 4,400 | $190,000 | thousands by filing date | put |
| PATTERSON COS INC | 703395103 | COM | 4,600 | $190,000 | thousands by filing date | call |
| AG MTG INVT TR INC | 001228105 | COM | 12,136 | $190,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 8,400 | $189,000 | thousands by filing date | call |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 13,469 | $189,000 | thousands by filing date | |
| PEOPLES FED BANCSHARES INC | 711037101 | COM | 10,645 | $189,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 16,700 | $188,000 | thousands by filing date | call |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 20,018 | $188,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 244,734 | $188,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 8,100 | $187,000 | thousands by filing date | put |
| MCCLATCHY CO | 579489105 | CL A | 55,000 | $187,000 | thousands by filing date | call |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 23,760 | $187,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 86,939 | $187,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-14-000296 | this filing | 2014-02-14 | acceptance time not in the bulk data set |