13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-14, with 6,631 holding rows worth $304,116,935,000.
- Accession
- 0000769993-14-000296
- Filer
- CIK 886982
- Filed
- 2014-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 10,243 entries on the cover page, a total value of $304,116,935,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $304,116,935,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerJ. ARON & Co028-14259
- included managerGOLDMAN SACHS EXECUTION & CLEARING, L.P.028-10292
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DOLAN CO/THE | 25659P402 | COM | 41,794 | $29,000 | thousands by filing date | |
| AGCO CORP 1.250/15/36 | 001084AM4 | NOTE | 20,000 | $29,000 | thousands by filing date | principal |
| SARATOGA RES INC | 803521103 | COM | 25,140 | $29,000 | thousands by filing date | |
| GREEN PLAINS RENEWABLE ENERG | 393222AB0 | BOND | 20,000 | $29,000 | thousands by filing date | principal |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 6,400 | $28,000 | thousands by filing date | call |
| GSE HOLDING INC | 36191X100 | COM | 13,399 | $28,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 2,900 | $28,000 | thousands by filing date | call |
| WPCS INTERNATIONAL INC | 92931L302 | COM | 12,082 | $28,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 2,300 | $27,000 | thousands by filing date | put |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 10,419 | $27,000 | thousands by filing date | |
| L+L ENERGY INC | 50162D100 | COM | 16,056 | $27,000 | thousands by filing date | |
| CACI INTL INC | 127190AD8 | NOTE 2.125% 5/0 | 20,000 | $27,000 | thousands by filing date | principal |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 300 | $27,000 | thousands by filing date | call |
| EATON VANCE CORP | 278265103 | COM NON VTG | 600 | $26,000 | thousands by filing date | call |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 21,000 | $26,000 | thousands by filing date | principal |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 13,129 | $26,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 1,000 | $25,000 | thousands by filing date | call |
| TOWER GROUP INTL LTD | 891777AC8 | NOTE | 29,000 | $25,000 | thousands by filing date | principal |
| AAR CORP | 000361AK1 | NOTE 1.625% 3/0 | 25,000 | $25,000 | thousands by filing date | principal |
| PMC-SIERRA INC | 69344F106 | COM | 3,800 | $24,000 | thousands by filing date | put |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 10,085 | $24,000 | thousands by filing date | |
| RESPONSE GENETICS INC | 76123U105 | COM | 20,911 | $24,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 14,550 | $23,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 300 | $23,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 300 | $23,000 | thousands by filing date | call |
| BPZ RESOURCES INC | 055639AB4 | MTNF 6.500% 3/0 | 25,000 | $23,000 | thousands by filing date | principal |
| RUBICON MINERALS CORP | 780911103 | COM | 27,017 | $23,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 11,717 | $23,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 3,700 | $22,000 | thousands by filing date | put |
| FIVE BELOW INC COM | 33829M101 | Stock | 500 | $22,000 | thousands by filing date | put |
| INFINERA CORP | 45667G103 | COMMON STOCK | 2,200 | $22,000 | thousands by filing date | put |
| The Jones Group Inc | 48020T101 | COM | 1,500 | $22,000 | thousands by filing date | put |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 700 | $22,000 | thousands by filing date | call |
| COSAN LTD | G25343107 | SHS A | 1,500 | $21,000 | thousands by filing date | put |
| HARRIS CORP INC | 413875105 | COM | 300 | $21,000 | thousands by filing date | put |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 1,000 | $21,000 | thousands by filing date | put |
| UNIT CORP | 909218109 | COM | 400 | $21,000 | thousands by filing date | put |
| SIGMA DESIGNS INC | 826565103 | COM | 4,400 | $21,000 | thousands by filing date | put |
| CHEMED CORP NEW 1.875 | 16359RAC7 | NOTE | 20,000 | $21,000 | thousands by filing date | principal |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 40,230 | $21,000 | thousands by filing date | |
| DENDREON CORP | 24823QAC1 | CORPORATE OBLIG | 32,000 | $20,000 | thousands by filing date | principal |
| Pentair Inc | H6169Q108 | PNR | 253 | $20,000 | thousands by filing date | put |
| CON-WAY INC | 205944101 | COM | 500 | $20,000 | thousands by filing date | put |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 24,176 | $20,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 100 | $19,000 | thousands by filing date | call |
| MORGANS HOTEL GROUP CO | 61748WAB4 | NOTE 2.375%10/1 | 20,000 | $19,000 | thousands by filing date | principal |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 2,000 | $19,000 | thousands by filing date | put |
| APPLOVIN CORP CLASS A | 023850100 | COM | 14,975 | $18,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 200 | $18,000 | thousands by filing date | call |
| STEWART ENTERPRISES INC | 860370AK1 | NOTE 3.375% 7/1 | 14,000 | $18,000 | thousands by filing date | principal |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 18,176 | $17,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407AG1 | CNV | 19,000 | $17,000 | thousands by filing date | principal |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 1,800 | $16,000 | thousands by filing date | put |
| TECO ENERGY INC | 872375100 | COM | 900 | $16,000 | thousands by filing date | call |
| LAKE SHORE GOLD CORP | 510728108 | COM | 33,815 | $16,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 13,921 | $16,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 4,178 | $16,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES | 007903AL1 | CORPORATE OBLIG | 14,000 | $15,000 | thousands by filing date | principal |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 400 | $15,000 | thousands by filing date | put |
| WRIGHT MED GROUP INC | 98235TAA5 | NOTE 2.625%12/0 | 15,000 | $15,000 | thousands by filing date | principal |
| NUTRI SYS INC NEW | 67069D108 | COM | 900 | $15,000 | thousands by filing date | put |
| SUNPOWER CORP | 867652AE9 | DBCV 4.500% 3/1 | 11,000 | $15,000 | thousands by filing date | principal |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 11,124 | $15,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 800 | $14,000 | thousands by filing date | put |
| SIEMENS A G - ADR | 826197501 | COM | 100 | $14,000 | thousands by filing date | call |
| ZCO Liquidating Corp | 67086E303 | COM | 374,540 | $14,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 700 | $14,000 | thousands by filing date | call |
| BANRO CORP | 066800103 | COM | 25,893 | $14,000 | thousands by filing date | |
| GEO GROUP INC | 36159R103 | COMMON STOCK | 400 | $13,000 | thousands by filing date | call |
| DENBURY RES INC | 247916208 | COM NEW | 800 | $13,000 | thousands by filing date | call |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 10,207 | $13,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 200 | $12,000 | thousands by filing date | put |
| AMDOCS LTD | G02602103 | SHS | 300 | $12,000 | thousands by filing date | call |
| ISHARES INC | 464286103 | MSCI AUST ETF | 500 | $12,000 | thousands by filing date | call |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 477 | $11,000 | thousands by filing date | put |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 1,400 | $11,000 | thousands by filing date | put |
| ENERGIZER HLDGS INC | 29266R108 | COM | 100 | $11,000 | thousands by filing date | put |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 300 | $10,000 | thousands by filing date | put |
| TOTAL SYS SVCS INC | 891906109 | COM | 300 | $10,000 | thousands by filing date | call |
| Concur Technologies, Inc. | 206708109 | COM | 100 | $10,000 | thousands by filing date | put |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 2,200 | $10,000 | thousands by filing date | call |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 4,034 | $10,000 | thousands by filing date | |
| NORTHGATE MINERALS CORP | 666416AB8 | NOTE 3.500%10/0 | 10,000 | $10,000 | thousands by filing date | principal |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 600 | $9,000 | thousands by filing date | put |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 334 | $9,000 | thousands by filing date | call |
| WABCO HLDGS INC | 92927K102 | COM | 100 | $9,000 | thousands by filing date | call |
| INNERWORKINGS INC | 45773Y105 | COM | 1,200 | $9,000 | thousands by filing date | put |
| INNERWORKINGS INC | 45773Y105 | COM | 1,200 | $9,000 | thousands by filing date | call |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 100 | $9,000 | thousands by filing date | put |
| MOODYS CORP COM | 615369105 | Stock | 100 | $8,000 | thousands by filing date | put |
| UNILEVER N V | 904784709 | N Y SHS NEW | 200 | $8,000 | thousands by filing date | call |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 1,391 | $8,000 | thousands by filing date | |
| CHELSEA THERAPEUTICS INTL LT | 163428105 | COM | 1,800 | $8,000 | thousands by filing date | put |
| CARTERS INC | 146229109 | COM | 100 | $7,000 | thousands by filing date | put |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 1,550 | $7,000 | thousands by filing date | put |
| Galena Biopharma Inc | 363256108 | COM | 1,355 | $7,000 | thousands by filing date | |
| NTN BUZZTIME INC | 629410309 | COM | 11,100 | $7,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 100 | $6,000 | thousands by filing date | call |
| Gulfport Energy | 402635304 | COM | 100 | $6,000 | thousands by filing date | call |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 200 | $6,000 | thousands by filing date | put |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 21,295 | $6,000 | thousands by filing date | |
| DARA BIOSCIENCES INC | 23703P205 | COM NEW | 11,482 | $6,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 200 | $5,000 | thousands by filing date | put |
| WELLTOWER INC | 42217K106 | COM | 100 | $5,000 | thousands by filing date | call |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 1,300 | $5,000 | thousands by filing date | call |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 300 | $4,000 | thousands by filing date | put |
| ITRON INC COM | 465741106 | Stock | 100 | $4,000 | thousands by filing date | put |
| AMDOCS LTD | G02602103 | SHS | 100 | $4,000 | thousands by filing date | put |
| VIRNETX HLDG CORP | 92823T108 | COM | 200 | $4,000 | thousands by filing date | put |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 300 | $3,000 | thousands by filing date | call |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 200 | $3,000 | thousands by filing date | put |
| TOTAL SYS SVCS INC | 891906109 | COM | 100 | $3,000 | thousands by filing date | put |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 1,800 | $3,000 | thousands by filing date | call |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 66 | $2,000 | thousands by filing date | put |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 100 | $2,000 | thousands by filing date | call |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 400 | $2,000 | thousands by filing date | put |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 600 | $2,000 | thousands by filing date | put |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 400 | $2,000 | thousands by filing date | put |
| NOVACOPPER INC | 66988K102 | COM | 1,200 | $2,000 | thousands by filing date | call |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 100 | $2,000 | thousands by filing date | call |
| JAMES RIVER COAL CO | 470355207 | COM | 1,300 | $2,000 | thousands by filing date | put |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 135 | $2,000 | thousands by filing date | |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 2,400 | $2,000 | thousands by filing date | call |
| PROSH ULTRAPRO SHORT S&P 500 | 74348A632 | CMN | 100 | $2,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 100 | $2,000 | thousands by filing date | call |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 400 | $1,000 | thousands by filing date | call |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 300 | $1,000 | thousands by filing date | call |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 416 | $1,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355207 | COM | 700 | $1,000 | thousands by filing date | call |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 1,100 | $1,000 | thousands by filing date | put |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-14-000296 | this filing | 2014-02-14 | acceptance time not in the bulk data set |