13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-14, with 6,631 holding rows worth $304,116,935,000.
- Accession
- 0000769993-14-000296
- Filer
- CIK 886982
- Filed
- 2014-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 10,243 entries on the cover page, a total value of $304,116,935,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $304,116,935,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerJ. ARON & Co028-14259
- included managerGOLDMAN SACHS EXECUTION & CLEARING, L.P.028-10292
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 184,128 | $2,110,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 35,513 | $2,109,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 178,066 | $2,107,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 101,333 | $2,103,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 76,535 | $2,101,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 2,000,000 | $2,091,000 | thousands by filing date | principal |
| UTI WORLDWIDE INC | G87210103 | ORD | 119,021 | $2,090,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 366,900 | $2,088,000 | thousands by filing date | put |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 92,618 | $2,087,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 66,158 | $2,085,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 50,653 | $2,084,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 59,495 | $2,081,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 60,593 | $2,076,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 35,608 | $2,076,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 24,300 | $2,074,000 | thousands by filing date | call |
| REGIS CORP | 758932107 | COM | 142,706 | $2,071,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 274,847 | $2,071,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 22,323 | $2,070,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 65,083 | $2,068,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 70,586 | $2,066,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 58,273 | $2,066,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 281,884 | $2,066,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 46,244 | $2,062,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 21,200 | $2,061,000 | thousands by filing date | put |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 53,900 | $2,058,000 | thousands by filing date | put |
| USA MOBILITY INC | 90341G103 | COM | 143,991 | $2,056,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 63,100 | $2,055,000 | thousands by filing date | call |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 92,323 | $2,054,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 209,831 | $2,054,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 26,100 | $2,048,000 | thousands by filing date | put |
| CALLAWAY GOLF CO | 131193104 | COM | 242,869 | $2,047,000 | thousands by filing date | |
| US STEEL CORP | 912909AE8 | NOTE | 1,918,000 | $2,047,000 | thousands by filing date | principal |
| RLJ ENTMT INC | 74965F104 | COM | 427,369 | $2,047,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 48,200 | $2,045,000 | thousands by filing date | call |
| FLOTEK INDS INC DEL | 343389102 | COM | 101,900 | $2,045,000 | thousands by filing date | |
| GENESEE & WYO INC | 371559204 | UNIT 10/01/2015 | 15,960 | $2,043,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 120,375 | $2,043,000 | thousands by filing date | call |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 147,800 | $2,041,000 | thousands by filing date | put |
| ARTHROCARE CORP | 043136100 | COM | 50,633 | $2,037,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 18,000 | $2,035,000 | thousands by filing date | call |
| AIXTRON SE | 009606104 | SPONSORED ADR | 140,004 | $2,033,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 136,527 | $2,032,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 82,175 | $2,031,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 1,885,000 | $2,030,000 | thousands by filing date | principal |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 109,500 | $2,027,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 99,972 | $2,027,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 173,900 | $2,026,000 | thousands by filing date | call |
| FISERV INC | 337738108 | COM | 34,300 | $2,025,000 | thousands by filing date | call |
| HERSHEY CO COM | 427866108 | Stock | 20,800 | $2,022,000 | thousands by filing date | call |
| ST JUDE MED INC | 790849103 | COM | 32,600 | $2,020,000 | thousands by filing date | call |
| BRIGGS & STRATTON CORP | 109043109 | COM | 92,808 | $2,020,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 62,985 | $2,019,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 49,412 | $2,017,000 | thousands by filing date | |
| MARKET VECTORS EGYPT INDEX ETF | 57061R569 | Exchange Traded Product | 37,500 | $2,014,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 1,881,000 | $2,012,000 | thousands by filing date | principal |
| WESTERN REFNG INC | 959319104 | COM | 47,400 | $2,010,000 | thousands by filing date | put |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 81,611 | $2,009,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 92,459 | $2,008,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 118,000 | $2,008,000 | thousands by filing date | put |
| CST BRANDS INC | 12646R105 | COM | 54,593 | $2,005,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 117,400 | $2,003,000 | thousands by filing date | call |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 206,800 | $1,996,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 42,041 | $1,995,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 33,098 | $1,993,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 50,000 | $1,992,000 | thousands by filing date | call |
| ALCOA INC | 013817AT8 | NOTE 5.250% 3/1 | 1,203,000 | $1,992,000 | thousands by filing date | principal |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 63,075 | $1,987,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 45,700 | $1,987,000 | thousands by filing date | call |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 71,200 | $1,986,000 | thousands by filing date | call |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 32,404 | $1,986,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 96,160 | $1,984,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 181,383 | $1,983,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 149,010 | $1,983,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 66,800 | $1,982,000 | thousands by filing date | put |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 110,064 | $1,981,000 | thousands by filing date | |
| Southcoast Financial Corporation | 84129R100 | Common Stock | 341,307 | $1,980,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 188,241 | $1,975,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 44,649 | $1,973,000 | thousands by filing date | call |
| DAUCH CORP | 024061103 | COM | 96,500 | $1,973,000 | thousands by filing date | call |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 546,100 | $1,971,000 | thousands by filing date | put |
| AKORN INC | 009728106 | COM | 80,000 | $1,970,000 | thousands by filing date | call |
| CSS INDS INC | 125906107 | COMMON STOCK | 68,703 | $1,970,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 217,980 | $1,968,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 595,400 | $1,965,000 | thousands by filing date | call |
| Waste Management, Inc. | 94106L109 | COM | 43,700 | $1,961,000 | thousands by filing date | call |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 66,500 | $1,956,000 | thousands by filing date | put |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 54,700 | $1,954,000 | thousands by filing date | put |
| BANCFIRST CORP | 05945F103 | COM | 34,853 | $1,953,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 44,752 | $1,951,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 151,500 | $1,951,000 | thousands by filing date | call |
| PETSMART INC | 716768106 | COM | 26,800 | $1,950,000 | thousands by filing date | put |
| M & T BK CORP COM | 55261F104 | Stock | 16,700 | $1,944,000 | thousands by filing date | call |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 140,479 | $1,942,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 132,434 | $1,940,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 21,600 | $1,939,000 | thousands by filing date | call |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 15,886 | $1,935,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 110,700 | $1,931,000 | thousands by filing date | call |
| 1ST SOURCE CORP COM | 336901103 | Stock | 60,448 | $1,930,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 68,767 | $1,930,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 164,569 | $1,929,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 31,445 | $1,928,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 34,500 | $1,928,000 | thousands by filing date | put |
| RESMED INC COM | 761152107 | Stock | 40,900 | $1,926,000 | thousands by filing date | put |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 62,197 | $1,926,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 27,976 | $1,924,000 | thousands by filing date | |
| INTERMUNE INC | 45884XAE3 | NOTE 2.500% 9/1 | 2,159,000 | $1,923,000 | thousands by filing date | principal |
| PROSHARES TR | 74348A830 | CMN | 47,565 | $1,923,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q759 | CMN | 89,415 | $1,922,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 163,900 | $1,921,000 | thousands by filing date | call |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 87,510 | $1,918,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 93,069 | $1,917,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 41,700 | $1,915,000 | thousands by filing date | call |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 24,341 | $1,909,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 97,223 | $1,908,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 56,536 | $1,906,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 94,734 | $1,902,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 104,000 | $1,902,000 | thousands by filing date | put |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 751,017 | $1,900,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 21,000 | $1,899,000 | thousands by filing date | put |
| GOGO INC | 38046C109 | COM | 76,400 | $1,897,000 | thousands by filing date | call |
| LSB INDS INC | 502160104 | COM | 46,217 | $1,896,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 147,715 | $1,895,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 21,200 | $1,891,000 | thousands by filing date | put |
| HEALTHWAYS INC | 422245100 | COM | 123,202 | $1,891,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 166,177 | $1,885,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 53,300 | $1,885,000 | thousands by filing date | call |
| LIQUIDITY SVCS INC | 53635B107 | COM | 83,138 | $1,884,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 40,000 | $1,883,000 | thousands by filing date | call |
| Biglari Holdings | 08986r101 | COM | 3,716 | $1,883,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 85,500 | $1,882,000 | thousands by filing date | put |
| NORTHERN TR CORP COM | 665859104 | Stock | 30,400 | $1,881,000 | thousands by filing date | put |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 155,000 | $1,879,000 | thousands by filing date | put |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 329,800 | $1,877,000 | thousands by filing date | call |
| MCDERMOTT INTL INC | 580037109 | COM | 204,522 | $1,873,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 158,470 | $1,869,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 99,100 | $1,867,000 | thousands by filing date | put |
| AMERISAFE INC | 03071H100 | COM | 44,101 | $1,863,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 38,745 | $1,861,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 40,000 | $1,860,000 | thousands by filing date | put |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 116,144 | $1,860,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 42,500 | $1,857,000 | thousands by filing date | call |
| ERA GROUP INC | 26885G109 | COM | 60,046 | $1,853,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 79,400 | $1,851,000 | thousands by filing date | put |
| BIO REFERENCE LABS INC | 09057G602 | COM | 72,470 | $1,851,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 32,300 | $1,850,000 | thousands by filing date | put |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 474,716 | $1,847,000 | thousands by filing date | call |
| REPLIGEN CORP COM | 759916109 | Stock | 135,111 | $1,843,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 8,500 | $1,843,000 | thousands by filing date | put |
| SYNTEL INC | 87162H103 | COM | 20,265 | $1,843,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 60,000 | $1,843,000 | thousands by filing date | put |
| WRIGHT MED GROUP INC | 98235T107 | COM | 60,000 | $1,843,000 | thousands by filing date | call |
| VONAGE HLDGS CORP | 92886T201 | COM | 553,019 | $1,842,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 453,685 | $1,842,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 256,009 | $1,841,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 202,338 | $1,839,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 88,700 | $1,839,000 | thousands by filing date | put |
| ISHARES | 464286830 | EXCHANGE TRADED | 116,192 | $1,838,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 90,790 | $1,837,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 111,937 | $1,836,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 52,845 | $1,834,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 40,300 | $1,833,000 | thousands by filing date | put |
| CONNS INC | 208242107 | COM | 23,275 | $1,832,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 50,000 | $1,830,000 | thousands by filing date | call |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 136,070 | $1,829,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q775 | CMN | 88,913 | $1,829,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 140,900 | $1,825,000 | thousands by filing date | put |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 85,720 | $1,823,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 180,758 | $1,822,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 45,282 | $1,821,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 15,400 | $1,820,000 | thousands by filing date | call |
| BROWN FORMAN CORP | 115637100 | CL A | 24,653 | $1,819,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 26,763 | $1,818,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 237,681 | $1,818,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 51,300 | $1,817,000 | thousands by filing date | put |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 170,002 | $1,817,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 29,186 | $1,815,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 97,592 | $1,814,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 24,600 | $1,813,000 | thousands by filing date | call |
| CADENCE PHARMACEUTICALS INC | 12738T100 | COM | 200,000 | $1,810,000 | thousands by filing date | put |
| CADENCE PHARMACEUTICALS INC | 12738T100 | COM | 200,000 | $1,810,000 | thousands by filing date | call |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 47,250 | $1,809,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 90,476 | $1,808,000 | thousands by filing date | |
| MEASUREMENT SPECIALTIES INC | 583421102 | COM | 29,778 | $1,807,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 90,467 | $1,802,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 92,422 | $1,802,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 293,708 | $1,800,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 101,800 | $1,800,000 | thousands by filing date | put |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 36,243 | $1,799,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 390,800 | $1,798,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 3,000,000 | $1,797,000 | thousands by filing date | principal |
| CDI CORP | 125071100 | COM | 96,888 | $1,795,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 52,179 | $1,793,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 292,200 | $1,791,000 | thousands by filing date | call |
| CANADIANNATLRYCOF | 136375102 | STOK | 31,400 | $1,790,000 | thousands by filing date | call |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 82,063 | $1,790,000 | thousands by filing date | |
| PROSHARES TR II | 74347W676 | ULSHT DJ UBS CMD | 28,275 | $1,790,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 110,394 | $1,789,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 14,900 | $1,787,000 | thousands by filing date | call |
| AMCOL INTERNATIONAL CORP | 02341W103 | COMMON STOCK | 52,562 | $1,786,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 28,200 | $1,784,000 | thousands by filing date | put |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 111,067 | $1,783,000 | thousands by filing date | |
| MOVE INC | 62458M207 | COM NEW | 111,403 | $1,781,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 388,218 | $1,778,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 39,585 | $1,773,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 2,000,000 | $1,769,000 | thousands by filing date | principal |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 222,452 | $1,768,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 76,604 | $1,766,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 386,400 | $1,766,000 | thousands by filing date | call |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 190,771 | $1,765,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 14,283 | $1,763,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 315,998 | $1,760,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 149,107 | $1,758,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 143,115 | $1,757,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 82,565 | $1,755,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 224,175 | $1,753,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 568,600 | $1,751,000 | thousands by filing date | call |
| PGT INNOVATIONS INC | 69336V101 | COM | 173,019 | $1,751,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 477,609 | $1,749,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 101,100 | $1,748,000 | thousands by filing date | call |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 39,231 | $1,743,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 56,118 | $1,743,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 38,980 | $1,743,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 22,100 | $1,742,000 | thousands by filing date | call |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 191,800 | $1,740,000 | thousands by filing date | put |
| HATTERAS FINL CORP | 41902R103 | COM | 106,400 | $1,739,000 | thousands by filing date | call |
| MEDIA GENERAL INC | 584404107 | COMMON STOCK | 76,833 | $1,736,000 | thousands by filing date | |
| ENZYMOTEC LTD | M4059L101 | SHS | 64,251 | $1,735,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 48,407 | $1,733,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 60,341 | $1,733,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 14,607 | $1,729,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 96,600 | $1,729,000 | thousands by filing date | put |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 62,554 | $1,728,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 53,479 | $1,726,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 37,097 | $1,725,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 54,600 | $1,723,000 | thousands by filing date | call |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 31,900 | $1,721,000 | thousands by filing date | call |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 239,624 | $1,720,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 75,652 | $1,719,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 19,000 | $1,718,000 | thousands by filing date | call |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 979,625 | $1,714,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 513,721 | $1,711,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 60,293 | $1,709,000 | thousands by filing date | call |
| IROBOT CORP | 462726100 | COM | 49,100 | $1,707,000 | thousands by filing date | put |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 44,508 | $1,700,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 149,929 | $1,699,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 59,000 | $1,697,000 | thousands by filing date | call |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 861,600 | $1,697,000 | thousands by filing date | call |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 246,141 | $1,696,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 91,797 | $1,693,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 15,898 | $1,691,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 50,300 | $1,689,000 | thousands by filing date | put |
| ANN INC | 035623107 | COM | 46,200 | $1,689,000 | thousands by filing date | put |
| CHELSEA THERAPEUTICS INTL LT | 163428105 | COM | 380,800 | $1,689,000 | thousands by filing date | call |
| HATTERAS FINL CORP | 41902R103 | COM | 102,800 | $1,680,000 | thousands by filing date | put |
| LYDALL INC | 550819106 | COMMON STOCK | 95,195 | $1,677,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 41,870 | $1,675,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032AT3 | NOTE 4.250% 8/1 | 1,704,000 | $1,674,000 | thousands by filing date | principal |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 28,629 | $1,673,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 56,103 | $1,672,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 105,490 | $1,671,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 170,755 | $1,670,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 85,784 | $1,668,000 | thousands by filing date | |
| MONTAGE TECHNOLOGY GROUP LTD | G6209T105 | SHS | 102,286 | $1,668,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 158,700 | $1,666,000 | thousands by filing date | call |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 37,200 | $1,665,000 | thousands by filing date | put |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 117,050 | $1,663,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 85,933 | $1,658,000 | thousands by filing date | |
| TARGACEPT INC | 87611R306 | COM | 399,014 | $1,656,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 13,800 | $1,655,000 | thousands by filing date | put |
| MAIN STR CAP CORP | 56035L104 | COM | 50,583 | $1,654,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 174,600 | $1,653,000 | thousands by filing date | put |
| HASBRO INC COM | 418056107 | Stock | 30,000 | $1,650,000 | thousands by filing date | put |
| STERICYCLE INC | 858912108 | COM | 14,200 | $1,650,000 | thousands by filing date | put |
| FINISAR CORP | 31787A507 | COM NEW | 69,000 | $1,650,000 | thousands by filing date | put |
| PANTRY INC | 698657103 | COM | 98,283 | $1,649,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 91,517 | $1,648,000 | thousands by filing date | |
| CELL THERAPEUTICS INC | 150934883 | COM NPV NEW 2012 | 862,433 | $1,647,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 34,700 | $1,646,000 | thousands by filing date | put |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 28,571 | $1,645,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 17,800 | $1,644,000 | thousands by filing date | put |
| VERIFONE SYS INC | 92342Y109 | COM | 61,300 | $1,644,000 | thousands by filing date | put |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 31,200 | $1,641,000 | thousands by filing date | call |
| ANNIES INC | 03600T104 | COM | 38,124 | $1,641,000 | thousands by filing date | |
| CITIGROUP INC | 172967234 | *W EXP 10/28/201 | 26,456,764 | $1,638,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 52,674 | $1,636,000 | thousands by filing date | |
| ISHARES TR | 464289552 | HLTH CR IDX FD | 19,555 | $1,631,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 35,269 | $1,630,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 268,596 | $1,630,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 36,900 | $1,628,000 | thousands by filing date | put |
| CAE INC COM | 124765108 | Stock | 127,705 | $1,627,000 | thousands by filing date | |
| ACCELRYS INC | 00430U103 | COM | 170,384 | $1,625,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 52,804 | $1,622,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 58,677 | $1,620,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 32,400 | $1,620,000 | thousands by filing date | put |
| SMUCKER J M CO | 832696405 | COM NEW | 15,600 | $1,616,000 | thousands by filing date | call |
| MARTEN TRANSPORT LTD | 573075108 | COM | 79,954 | $1,614,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 65,133 | $1,614,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 484,500 | $1,613,000 | thousands by filing date | put |
| WESBANCO INC | 950810101 | COM | 50,301 | $1,610,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 26,200 | $1,607,000 | thousands by filing date | put |
| ZALECORPNEW | 988858106 | COM | 101,764 | $1,605,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 121,034 | $1,600,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 133,597 | $1,598,000 | thousands by filing date | call |
| ISHARES TR | 464287192 | US TRSPRTION | 12,100 | $1,596,000 | thousands by filing date | put |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 137,418 | $1,596,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 69,524 | $1,596,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 41,845 | $1,595,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 48,100 | $1,594,000 | thousands by filing date | call |
| POWERSHARES ACTIVE MNG ETF T | 73935B888 | PWRSH CHI A PT | 69,073 | $1,594,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 26,700 | $1,591,000 | thousands by filing date | put |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 20,500 | $1,590,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 64,454 | $1,590,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 171,660 | $1,590,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 54,307 | $1,588,000 | thousands by filing date | |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 84,400 | $1,586,000 | thousands by filing date | put |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 130,270 | $1,585,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 104,500 | $1,583,000 | thousands by filing date | put |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 50,055 | $1,581,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 62,668 | $1,580,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 31,000 | $1,579,000 | thousands by filing date | put |
| SEABOARD CORP DEL | 811543107 | COM | 565 | $1,579,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 23,525 | $1,579,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W349 | PUTWRITE STRAT | 58,450 | $1,576,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 46,791 | $1,570,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 6,900 | $1,567,000 | thousands by filing date | put |
| MAGNA INTL INC COM | 559222401 | Stock | 19,100 | $1,567,000 | thousands by filing date | call |
| SPECTRA ENERGY CORP | 847560109 | COM | 44,000 | $1,567,000 | thousands by filing date | put |
| KNOLL INC | 498904200 | COM NEW | 85,382 | $1,563,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 191,181 | $1,560,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 18,885 | $1,559,000 | thousands by filing date | |
| PROLOGIS | 743410AY8 | NOTE 3.250% 3/1 | 1,396,000 | $1,558,000 | thousands by filing date | principal |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 28,766 | $1,551,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 307,105 | $1,551,000 | thousands by filing date | |
| FURIEX PHARMACEUTICALS | 36106P101 | COM | 36,900 | $1,550,000 | thousands by filing date | call |
| VECTOR GROUP LTD | 92240M108 | COM | 94,670 | $1,549,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 23,692 | $1,547,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 502,300 | $1,547,000 | thousands by filing date | put |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 17,400 | $1,545,000 | thousands by filing date | call |
| CBRE GROUP INC CL A | 12504L109 | Stock | 58,700 | $1,544,000 | thousands by filing date | call |
| TREDEGAR CORP | 894650100 | COM | 53,421 | $1,539,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 82,956 | $1,537,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 59,453 | $1,536,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 68,200 | $1,533,000 | thousands by filing date | put |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 34,600 | $1,531,000 | thousands by filing date | call |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 60,253 | $1,529,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 184,633 | $1,529,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 13,824 | $1,528,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 50,200 | $1,524,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 26,930 | $1,519,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 17,000 | $1,516,000 | thousands by filing date | call |
| WERNER ENTERPRISES INC | 950755108 | COM | 61,200 | $1,513,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 23,700 | $1,510,000 | thousands by filing date | put |
| CINTAS CORP COM | 172908105 | Stock | 25,300 | $1,508,000 | thousands by filing date | call |
| MATADOR RES CO COM | 576485205 | Stock | 80,856 | $1,507,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 34,173 | $1,503,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 24,900 | $1,503,000 | thousands by filing date | put |
| CIBER INC | 17163B102 | COM | 362,864 | $1,502,000 | thousands by filing date | |
| VIRGINIA COMM BANCORP INC | 92778Q109 | COM | 88,402 | $1,502,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 23,555 | $1,500,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 65,200 | $1,498,000 | thousands by filing date | call |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 86,200 | $1,497,000 | thousands by filing date | call |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 122,903 | $1,495,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 149,969 | $1,494,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 42,200 | $1,492,000 | thousands by filing date | put |
| CROCS INC COM | 227046109 | Stock | 93,600 | $1,490,000 | thousands by filing date | put |
| EZCORP INC | 302301106 | CL A NON VTG | 127,256 | $1,488,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 59,200 | $1,488,000 | thousands by filing date | put |
| IMPAX LABORATORIES INC | 45256B101 | COM | 59,200 | $1,488,000 | thousands by filing date | call |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 85,600 | $1,487,000 | thousands by filing date | put |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 23,600 | $1,487,000 | thousands by filing date | call |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 94,109 | $1,487,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 10,100 | $1,487,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q767 | CMN | 57,269 | $1,486,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H104 | COM | 168,344 | $1,485,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 30,167 | $1,485,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 34,833 | $1,484,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 49,300 | $1,483,000 | thousands by filing date | put |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 166,418 | $1,483,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 51,800 | $1,483,000 | thousands by filing date | call |
| HENRY JACK & ASSOC INC | 426281101 | COM | 25,000 | $1,480,000 | thousands by filing date | put |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 114,700 | $1,477,000 | thousands by filing date | put |
| MECHEL OAO | 583840103 | SPONSORED ADR | 576,695 | $1,476,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 2,443 | $1,473,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 75,058 | $1,473,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 75,840 | $1,472,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 234,899 | $1,470,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 204,406 | $1,468,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 17,550 | $1,467,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 24,681 | $1,466,000 | thousands by filing date | |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 433,479 | $1,465,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 43,611 | $1,464,000 | thousands by filing date | |
| SYMMETRY MEDICAL INC | 871546206 | COM | 144,912 | $1,461,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 39,311 | $1,460,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 36,000 | $1,458,000 | thousands by filing date | call |
| BLUE NILE INC | 09578R103 | COM | 30,973 | $1,458,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 20,700 | $1,456,000 | thousands by filing date | put |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 101,591 | $1,456,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 83,781 | $1,455,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 44,044 | $1,451,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 9,300 | $1,450,000 | thousands by filing date | call |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 14,500 | $1,449,000 | thousands by filing date | call |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 12,300 | $1,448,000 | thousands by filing date | put |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 12,300 | $1,448,000 | thousands by filing date | call |
| PAN AMERN SILVER CORP | 697900108 | COM | 123,700 | $1,447,000 | thousands by filing date | put |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 41,464 | $1,446,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 232,675 | $1,440,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 30,600 | $1,439,000 | thousands by filing date | call |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 162,200 | $1,438,000 | thousands by filing date | call |
| STANTEC INC COM | 85472N109 | Stock | 23,182 | $1,437,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 42,700 | $1,437,000 | thousands by filing date | put |
| NUTRI SYS INC NEW | 67069D108 | COM | 87,400 | $1,437,000 | thousands by filing date | call |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 128,873 | $1,437,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 14,400 | $1,429,000 | thousands by filing date | call |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 60,794 | $1,429,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 20,238 | $1,428,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 27,135 | $1,428,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 116,500 | $1,426,000 | thousands by filing date | call |
| HAYNES INTL INC | 420877201 | COM NEW | 25,821 | $1,426,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 14,200 | $1,419,000 | thousands by filing date | put |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 30,335 | $1,418,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 35,006 | $1,418,000 | thousands by filing date | |
| PROSHARES TR | 74348A848 | CMN | 41,522 | $1,417,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 11,992 | $1,416,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 96,771 | $1,415,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 101,710 | $1,414,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 22,500 | $1,413,000 | thousands by filing date | put |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 16,617 | $1,409,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 150,395 | $1,409,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 12,100 | $1,409,000 | thousands by filing date | put |
| WESTERN REFNG INC | 959319104 | COM | 33,200 | $1,408,000 | thousands by filing date | call |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 29,500 | $1,407,000 | thousands by filing date | put |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 29,500 | $1,407,000 | thousands by filing date | call |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 231,500 | $1,405,000 | thousands by filing date | call |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 115,827 | $1,405,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 26,234 | $1,404,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315101 | COM | 110,617 | $1,403,000 | thousands by filing date | |
| PACER INTL INC TENN | 69373H106 | COM | 169,538 | $1,401,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 13,997 | $1,400,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 236,191 | $1,400,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 77,625 | $1,399,000 | thousands by filing date | call |
| LHC GROUP | 50187A107 | COM | 58,156 | $1,399,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 23,600 | $1,397,000 | thousands by filing date | put |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 19,000 | $1,394,000 | thousands by filing date | call |
| BARCLAYS PLC ADR | 06738E204 | ADR | 76,900 | $1,394,000 | thousands by filing date | put |
| QLT INC | 746927102 | COMMON STOCK | 250,074 | $1,393,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 61,205 | $1,391,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 94,626 | $1,391,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 71,100 | $1,389,000 | thousands by filing date | call |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 92,247 | $1,389,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 41,574 | $1,389,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 104,461 | $1,388,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 87,368 | $1,386,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 94,700 | $1,385,000 | thousands by filing date | call |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 54,082 | $1,380,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 16,213 | $1,379,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 35,152 | $1,379,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 111,570 | $1,378,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 30,400 | $1,373,000 | thousands by filing date | put |
| Taser Intl Inc | 87651B104 | COM | 86,469 | $1,373,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 28,900 | $1,372,000 | thousands by filing date | put |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 115,792 | $1,371,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 103,312 | $1,369,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 117,961 | $1,367,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 36,677 | $1,365,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 36,757 | $1,364,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 57,937 | $1,364,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 26,764 | $1,363,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 76,830 | $1,360,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 39,300 | $1,359,000 | thousands by filing date | call |
| CURIS INC | 231269101 | COM | 481,800 | $1,359,000 | thousands by filing date | put |
| COEUR MNG INC COM NEW | 192108504 | Stock | 125,200 | $1,358,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 50,978 | $1,356,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 76,300 | $1,351,000 | thousands by filing date | put |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 30,561 | $1,350,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 1,317,000 | $1,345,000 | thousands by filing date | principal |
| PENN WEST PETE LTD NEW | 707887105 | COM | 160,700 | $1,343,000 | thousands by filing date | put |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 15,636 | $1,338,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 14,200 | $1,338,000 | thousands by filing date | call |
| INVACARE CORP | 461203101 | COMMON STOCK | 57,643 | $1,338,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 55,052 | $1,337,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 8,300 | $1,336,000 | thousands by filing date | call |
| MEDIFAST INC | 58470H101 | COM | 51,122 | $1,336,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 73,099 | $1,330,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 153,651 | $1,329,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 50,000 | $1,328,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 47,500 | $1,325,000 | thousands by filing date | put |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 106,818 | $1,325,000 | thousands by filing date | |
| SPANSION INC | 84649R200 | COM CL A NEW | 95,315 | $1,324,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 397,300 | $1,323,000 | thousands by filing date | call |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 138,300 | $1,321,000 | thousands by filing date | call |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 49,600 | $1,317,000 | thousands by filing date | call |
| ENERPLUS CORP | 292766102 | COM | 72,400 | $1,316,000 | thousands by filing date | call |
| FINISAR CORP | 31787A507 | COM NEW | 55,000 | $1,316,000 | thousands by filing date | call |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 58,479 | $1,313,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 72,100 | $1,311,000 | thousands by filing date | put |
| CAREFUSION CORP | 14170T101 | COM | 32,800 | $1,306,000 | thousands by filing date | put |
| MANITOWOC COMPANY INC | 563571108 | COM | 56,000 | $1,306,000 | thousands by filing date | put |
| PAREXEL INTL CORP | 699462107 | COM | 28,900 | $1,306,000 | thousands by filing date | call |
| PENN WEST PETE LTD NEW | 707887105 | COM | 156,000 | $1,304,000 | thousands by filing date | call |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 99,034 | $1,302,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-14-000296 | this filing | 2014-02-14 | acceptance time not in the bulk data set |