13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 6,320 holding rows worth $259,229,139,000.
- Accession
- 0000769993-13-000444
- Filer
- CIK 886982
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 10,081 entries on the cover page, a total value of $259,229,139,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $259,229,139,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT LP028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerJ. ARON & Co028-14259
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STEC INC | 784774101 | COM | 34,000 | $228,000 | thousands by filing date | call |
| PALMETTO BANCSHARES INC | 697062206 | COM | 17,570 | $228,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 11,363 | $227,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 233,841 | $227,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 14,211 | $227,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 11,493 | $227,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 2,500 | $226,000 | thousands by filing date | call |
| Hugoton Royalty Trust | 444717102 | COM | 26,221 | $226,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694AB3 | NOTE 3.800% 7/0 | 212,000 | $226,000 | thousands by filing date | principal |
| JIVE SOFTWARE INC | 47760A108 | COM | 12,370 | $225,000 | thousands by filing date | |
| ING U S INC | 45685E106 | COM | 8,300 | $225,000 | thousands by filing date | call |
| AUTOLIV INC | 052800109 | COM | 2,900 | $224,000 | thousands by filing date | put |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 48,676 | $224,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 14,293 | $223,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 23,631 | $223,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 20,250 | $223,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 27,947 | $223,000 | thousands by filing date | |
| WHITEWAVE FOODS CO | 966244204 | COM CL B | 14,688 | $223,000 | thousands by filing date | call |
| VALUECLICK INC | 92046N102 | COM | 9,000 | $222,000 | thousands by filing date | call |
| VICOR CORP | 925815102 | COM | 32,263 | $221,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 23,753 | $221,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 2,200 | $221,000 | thousands by filing date | put |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 9,140 | $221,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 5,500 | $220,000 | thousands by filing date | put |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 4,729 | $220,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 4,200 | $220,000 | thousands by filing date | put |
| MIDDLESEX WTR CO | 596680108 | COM | 11,062 | $220,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 15,874 | $220,000 | thousands by filing date | |
| GASTAR EXPL LTD | 367299203 | COM NEW | 82,376 | $220,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 5,976 | $218,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 5,800 | $218,000 | thousands by filing date | call |
| HOME INNS & HOTELS MGMT INC | 43713WAB3 | NOTE 2.000%12/1 | 250,000 | $218,000 | thousands by filing date | principal |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 16,625 | $217,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 86,935 | $217,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 23,554 | $217,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 101,976 | $216,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 29,352 | $216,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 56,948 | $216,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 34,000 | $216,000 | thousands by filing date | put |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 5,643 | $215,000 | thousands by filing date | |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 2,980 | $215,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 71,100 | $215,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 16,817 | $215,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 42,297 | $214,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 7,585 | $214,000 | thousands by filing date | |
| Gevo Inc | 374396109 | COMMON | 105,409 | $214,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 18,950 | $213,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 7,741 | $213,000 | thousands by filing date | |
| SHFL ENTMT INC | 78423R105 | COM | 12,050 | $213,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 67,639 | $212,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 4,777 | $211,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 166,000 | $211,000 | thousands by filing date | principal |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 66,353 | $211,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 7,800 | $210,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 4,555 | $210,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 9,400 | $210,000 | thousands by filing date | call |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 13,844 | $209,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 50,366 | $209,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 226,000 | $209,000 | thousands by filing date | principal |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 7,036 | $209,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 11,881 | $208,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 4,447 | $208,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 15,100 | $208,000 | thousands by filing date | call |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 41,161 | $208,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 13,667 | $208,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 4,600 | $207,000 | thousands by filing date | put |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 26,738 | $207,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 39,674 | $207,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 46,025 | $207,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 68,900 | $207,000 | thousands by filing date | call |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 18,797 | $207,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 5,312 | $206,000 | thousands by filing date | |
| SMITHFIELD FOODS INC | 832248108 | COM | 6,300 | $206,000 | thousands by filing date | put |
| INTERSECTIONS INC | 460981301 | COM | 23,474 | $206,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 7,031 | $204,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 183,452 | $204,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 9,878 | $204,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 21,483 | $203,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 37,341 | $203,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 8,483 | $203,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 10,393 | $201,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 1,900 | $201,000 | thousands by filing date | put |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 149,000 | $201,000 | thousands by filing date | principal |
| SYNOPSYS INC COM | 871607107 | Stock | 5,600 | $200,000 | thousands by filing date | call |
| ZIFF DAVIS INC | 48123V102 | COM | 4,700 | $200,000 | thousands by filing date | put |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 89,500 | $200,000 | thousands by filing date | call |
| HARBINGER GROUP INC | 41146A106 | COM | 26,315 | $199,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 9,587 | $199,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 4,400 | $198,000 | thousands by filing date | call |
| MAGNETEK INC | 559424403 | COMMON STOCK | 10,958 | $198,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 40,412 | $198,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860103 | COM | 125,000 | $198,000 | thousands by filing date | call |
| CHINA HGS REAL ESTATE INC | 16948W100 | COM | 22,581 | $198,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 5,200 | $197,000 | thousands by filing date | call |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 93,300 | $197,000 | thousands by filing date | put |
| PACTERA TECHNOLOGY INTERNATIONAL | 695255109 | COMMON STOCK-FO | 29,248 | $197,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 144,129 | $197,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 12,015 | $197,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 5,700 | $196,000 | thousands by filing date | put |
| BIOSCRIP INC | 09069N108 | COM | 11,873 | $196,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 6,000 | $195,000 | thousands by filing date | call |
| Concur Technologies, Inc. | 206708109 | COM | 2,400 | $195,000 | thousands by filing date | call |
| HATTERAS FINL CORP | 41902R103 | COM | 7,900 | $195,000 | thousands by filing date | call |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 56,328 | $195,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 4,100 | $194,000 | thousands by filing date | call |
| TAHOE RES INC | 873868103 | COM | 13,730 | $194,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 5,900 | $193,000 | thousands by filing date | call |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 10,812 | $193,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 13,500 | $193,000 | thousands by filing date | put |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 180,000 | $193,000 | thousands by filing date | principal |
| PATTERSON COS INC | 703395103 | COM | 5,100 | $192,000 | thousands by filing date | put |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 12,267 | $192,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 7,400 | $192,000 | thousands by filing date | put |
| INTERMEC INC | 458786100 | COM | 19,520 | $192,000 | thousands by filing date | |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 117,877 | $192,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,700 | $191,000 | thousands by filing date | call |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 4,600 | $191,000 | thousands by filing date | put |
| WPX ENERGY INC | 98212B103 | COM | 10,063 | $191,000 | thousands by filing date | call |
| MERCER INTL INC | 588056101 | COM | 29,363 | $191,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 44,828 | $191,000 | thousands by filing date | |
| KNIGHT CAP GROUP INC CL A | 499005106 | COM | 53,200 | $191,000 | thousands by filing date | put |
| CMS ENERGY CORP COM | 125896100 | Stock | 7,000 | $190,000 | thousands by filing date | call |
| OSHKOSH CORP COM | 688239201 | Stock | 5,000 | $190,000 | thousands by filing date | put |
| VONAGE HLDGS CORP | 92886T201 | COM | 67,191 | $190,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 4,221 | $190,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 19,900 | $190,000 | thousands by filing date | put |
| ENDO HEALTH SOLUTIONS INC | 29264FAB2 | BOND | 142,000 | $190,000 | thousands by filing date | principal |
| OFFICEMAX INC DEL | 67622P101 | COM | 18,400 | $188,000 | thousands by filing date | call |
| SIGMA DESIGNS INC | 826565103 | COM | 37,247 | $188,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 11,932 | $188,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 244,734 | $188,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 3,600 | $187,000 | thousands by filing date | put |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 10,347 | $187,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 11,000 | $186,000 | thousands by filing date | put |
| DOLAN CO/THE | 25659P402 | COM | 114,561 | $186,000 | thousands by filing date | |
| GEEKNET INC | 36846Q203 | COM | 13,404 | $186,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 58,672 | $185,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 63,700 | $185,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 7,900 | $185,000 | thousands by filing date | call |
| PROLOR BIOTECH INC | 74344F106 | COM | 29,402 | $185,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 20,274 | $184,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 3,800 | $184,000 | thousands by filing date | call |
| EZCORP INC | 302301106 | CL A NON VTG | 10,900 | $184,000 | thousands by filing date | call |
| AMBIT BIOSCIENCES CORP | 02318X100 | COM | 26,297 | $184,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 3,500 | $183,000 | thousands by filing date | put |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 18,034 | $183,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 18,300 | $183,000 | thousands by filing date | put |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 84,561 | $183,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 4,400 | $182,000 | thousands by filing date | call |
| LENDINGTREE INC NEW | 894675107 | COM | 10,569 | $181,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 7,300 | $181,000 | thousands by filing date | put |
| XYLEM INC COM | 98419M100 | Stock | 6,700 | $180,000 | thousands by filing date | put |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 11,306 | $180,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 13,729 | $180,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 27,400 | $179,000 | thousands by filing date | put |
| EXELIS INC | 30162A108 | COM | 13,000 | $179,000 | thousands by filing date | call |
| Brigus Gold Corp | 109490102 | COM | 349,821 | $178,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 5,042 | $178,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 7,700 | $177,000 | thousands by filing date | call |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 15,100 | $177,000 | thousands by filing date | put |
| MARINE PRODS CORP | 568427108 | cs | 21,808 | $175,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 180,000 | $175,000 | thousands by filing date | principal |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 17,181 | $174,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 4,700 | $174,000 | thousands by filing date | put |
| BOINGO WIRELESS INC | 09739C102 | COM | 28,070 | $174,000 | thousands by filing date | |
| HERITAGE FINANCIAL GROUP INC | 42726X102 | COM | 11,787 | $174,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 74,348 | $173,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 13,937 | $173,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 59,847 | $173,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 10,684 | $172,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 10,101 | $172,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 58,900 | $171,000 | thousands by filing date | call |
| FIRST MARBLEHEAD CORP/THE | 320771108 | COM | 144,807 | $171,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 14,400 | $170,000 | thousands by filing date | call |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 20,952 | $169,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 14,952 | $169,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 22,018 | $168,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 15,700 | $168,000 | thousands by filing date | call |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 10,745 | $167,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 11,358 | $167,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 41,801 | $167,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 12,100 | $167,000 | thousands by filing date | put |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 10,200 | $166,000 | thousands by filing date | call |
| TELLABS INC | 879664100 | COM | 84,200 | $166,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 3,500 | $165,000 | thousands by filing date | put |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 12,731 | $164,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 12,051 | $164,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 21,594 | $163,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 20,500 | $163,000 | thousands by filing date | put |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 9,100 | $163,000 | thousands by filing date | call |
| SHORETEL INC | 825211105 | COM | 40,446 | $163,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 146,000 | $163,000 | thousands by filing date | principal |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 3,900 | $162,000 | thousands by filing date | call |
| PETMED EXPRESS INC | 716382106 | COM | 12,834 | $162,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 13,925 | $162,000 | thousands by filing date | |
| ING GLOBAL EQUITY DIVID & | 45684E107 | COM | 17,314 | $162,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 2,500 | $161,000 | thousands by filing date | put |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 88,163 | $160,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 24,636 | $160,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 49,800 | $160,000 | thousands by filing date | |
| OPENTABLE INC | 68372A104 | COM | 2,500 | $160,000 | thousands by filing date | put |
| MARKET VECTORS | 57060U704 | URAN NUCLR ENRGY | 11,570 | $160,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A116 | WTS | 457,742 | $160,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 4,700 | $159,000 | thousands by filing date | put |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,400 | $158,000 | thousands by filing date | put |
| FTI CONSULTING INC | 302941109 | COM | 4,800 | $158,000 | thousands by filing date | call |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 75,100 | $158,000 | thousands by filing date | call |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 2,300 | $158,000 | thousands by filing date | call |
| BIOAMBER INC | 09072Q106 | COM | 23,200 | $158,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 20,300 | $157,000 | thousands by filing date | put |
| PIER 1 IMPORTS INC | 720279108 | COM | 6,700 | $157,000 | thousands by filing date | put |
| RADISYS CORP | 750459109 | COM | 32,578 | $157,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 12,900 | $157,000 | thousands by filing date | call |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 13,300 | $156,000 | thousands by filing date | call |
| BSB BANCORP INC MD | 05573H108 | COM | 11,867 | $156,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 5,900 | $155,000 | thousands by filing date | put |
| NUTRI SYS INC NEW | 67069D108 | COM | 13,164 | $155,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 15,737 | $155,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 19,500 | $155,000 | thousands by filing date | put |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 16,689 | $155,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 18,675 | $155,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 4,800 | $154,000 | thousands by filing date | put |
| COSAN LTD | G25343107 | SHS A | 9,500 | $154,000 | thousands by filing date | put |
| POLYCOM | 73172K104 | COMMON STOCK | 14,600 | $154,000 | thousands by filing date | call |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 10,704 | $154,000 | thousands by filing date | |
| PRIMUS TELECOMMUNICATIONS GR | 741929301 | COM | 12,939 | $154,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 33,322 | $153,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 20,450 | $153,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 27,243 | $153,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 17,668 | $153,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 1,500 | $152,000 | thousands by filing date | call |
| CALLON PETE CO DEL | 13123X102 | COM | 45,245 | $152,000 | thousands by filing date | |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 37,921 | $152,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 25,791 | $151,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 20,840 | $151,000 | thousands by filing date | |
| XYRATEX LTD | G98268108 | COM | 14,947 | $150,000 | thousands by filing date | |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 107,894 | $150,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 10,883 | $149,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 51,475 | $149,000 | thousands by filing date | |
| HORIZON PHARMA INC | 44047T109 | COM | 59,976 | $148,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 5,000 | $147,000 | thousands by filing date | put |
| GREAT PANTHER MINING | 39115V101 | COM | 194,405 | $147,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 14,402 | $147,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 11,612 | $147,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 68,600 | $147,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 10,000 | $147,000 | thousands by filing date | call |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 6,600 | $146,000 | thousands by filing date | call |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 4,800 | $146,000 | thousands by filing date | put |
| LTX-CREDENCE CORP | 502403207 | COM NEW | 24,058 | $144,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 65,999 | $144,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 140,000 | $144,000 | thousands by filing date | principal |
| TRIMBLE INC COM | 896239100 | Stock | 5,500 | $143,000 | thousands by filing date | call |
| DESTINATION XL GROUP INC | 25065K104 | COM | 22,531 | $143,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 24,894 | $143,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 21,500 | $142,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 18,126 | $142,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 16,128 | $141,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 10,189 | $141,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 100,000 | $141,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 2,900 | $141,000 | thousands by filing date | call |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 26,900 | $140,000 | thousands by filing date | call |
| KEYW HLDG CORP | 493723100 | COM | 10,599 | $140,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 7,830 | $140,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 66,400 | $140,000 | thousands by filing date | put |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 13,880 | $140,000 | thousands by filing date | |
| INTERMUNE INC | 45884XAF0 | NOTE 2.500%12/1 | 130,000 | $139,000 | thousands by filing date | principal |
| TECH DATA CORP | 878237106 | COM | 2,900 | $137,000 | thousands by filing date | call |
| USEC INC | 90333E108 | COM | 468,302 | $137,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 85,700 | $136,000 | thousands by filing date | call |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 114,033 | $136,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 28,300 | $135,000 | thousands by filing date | call |
| ING U S INC | 45685E106 | COM | 5,000 | $135,000 | thousands by filing date | put |
| HERCULES TECHNOLOGY GROWTH | 427096AB8 | CNV | 115,000 | $135,000 | thousands by filing date | principal |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 22,487 | $134,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 11,210 | $134,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 119,450 | $134,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 14,976 | $134,000 | thousands by filing date | |
| NUPATHE INC | 67059M100 | COM | 43,833 | $134,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 2,900 | $133,000 | thousands by filing date | put |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 5,400 | $133,000 | thousands by filing date | call |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 11,197 | $133,000 | thousands by filing date | |
| MPG OFFICE TR INC | 553274101 | COM | 42,426 | $133,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 8,500 | $132,000 | thousands by filing date | put |
| SILVER STD RES INC | 82823L106 | COM | 20,847 | $132,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 17,214 | $131,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 18,723 | $131,000 | thousands by filing date | |
| TRAVELZOO INC | 89421Q106 | COM | 4,800 | $131,000 | thousands by filing date | call |
| HEARTWARE INTERNATIONAL | 422368AA8 | NOTE | 105,000 | $130,000 | thousands by filing date | principal |
| INSULET CORP | 45784PAC5 | CNV | 100,000 | $130,000 | thousands by filing date | principal |
| VERADIGM INC | 01988P108 | COMMON STOCK | 10,000 | $129,000 | thousands by filing date | put |
| FORTUNA MNG CORP F | 349915108 | COM | 38,800 | $129,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 46,982 | $129,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 2,100 | $128,000 | thousands by filing date | call |
| Vistaprint NV Cimpress | N93540107 | CMPR | 2,600 | $128,000 | thousands by filing date | call |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 15,062 | $127,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 7,400 | $127,000 | thousands by filing date | put |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 23,300 | $127,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 23,864 | $126,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 1,500 | $126,000 | thousands by filing date | put |
| MAGELLAN PETROLEUM CORP | 559091301 | com | 122,055 | $126,000 | thousands by filing date | |
| CELSION CORPORATION | 15117N305 | COM NEW | 123,656 | $126,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 6,200 | $124,000 | thousands by filing date | put |
| PIER 1 IMPORTS INC | 720279108 | COM | 5,300 | $124,000 | thousands by filing date | call |
| Female Health Company | 314462102 | COM | 12,574 | $124,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 29,108 | $123,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 68,439 | $122,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 4,400 | $122,000 | thousands by filing date | call |
| TRIPADVISOR INC | 896945201 | COM | 2,000 | $122,000 | thousands by filing date | call |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 10,330 | $122,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 46,100 | $122,000 | thousands by filing date | put |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 62,776 | $122,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 30,687 | $121,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309AB8 | NOTE 1.500% 3/1 | 105,000 | $121,000 | thousands by filing date | principal |
| EXA CORP | 300614500 | COM | 11,784 | $121,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 21,500 | $121,000 | thousands by filing date | call |
| The Jones Group Inc | 48020T101 | COM | 8,800 | $121,000 | thousands by filing date | call |
| TRIUS THERAPEUTICS INC | 89685K100 | COM | 14,848 | $120,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 63,311 | $120,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 10,542 | $120,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 6,900 | $119,000 | thousands by filing date | call |
| MARIN SOFTWARE INC | 56804T106 | COM | 11,659 | $119,000 | thousands by filing date | |
| SALIX PHARMACEUTICAL 1.500 | 795435AE6 | NOTE 1.500% 3/ | 100,000 | $119,000 | thousands by filing date | principal |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 3,200 | $118,000 | thousands by filing date | call |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 10,626 | $118,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 10,475 | $118,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 10,950 | $118,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 42,058 | $118,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 1,700 | $117,000 | thousands by filing date | put |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 42,400 | $117,000 | thousands by filing date | call |
| ALUMINA LTD ADR | 022205108 | COM | 32,790 | $117,000 | thousands by filing date | |
| STEWART ENTERPRISES INC | 860370AH8 | NOTE 3.125% 7/1 | 95,000 | $117,000 | thousands by filing date | principal |
| UNILIFE CORP NEW | 90478E103 | COM | 36,617 | $116,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 14,900 | $116,000 | thousands by filing date | put |
| CADENCE PHARMACEUTICALS INC | 12738T100 | COM | 16,842 | $115,000 | thousands by filing date | |
| OFFICEMAX INC DEL | 67622P101 | COM | 11,200 | $115,000 | thousands by filing date | put |
| DENBURY RES INC | 247916208 | COM NEW | 6,600 | $114,000 | thousands by filing date | put |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 16,497 | $113,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 14,600 | $113,000 | thousands by filing date | put |
| PALL CORP | 696429307 | COM | 1,700 | $113,000 | thousands by filing date | call |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 10,934 | $113,000 | thousands by filing date | |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 21,818 | $113,000 | thousands by filing date | |
| E*TRADE FINANCIAL | 269246AZ7 | CONV BND | 92,000 | $113,000 | thousands by filing date | principal |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 50,189 | $112,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 17,500 | $111,000 | thousands by filing date | call |
| NET ELEMENT INTL INC | 64111R102 | CMN | 21,459 | $111,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 1,200 | $109,000 | thousands by filing date | call |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 16,224 | $108,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 2,200 | $108,000 | thousands by filing date | call |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 2,500 | $107,000 | thousands by filing date | put |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 14,100 | $107,000 | thousands by filing date | put |
| TUTOR PERINI CORP | 901109108 | COM | 5,900 | $107,000 | thousands by filing date | put |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 57,095 | $107,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 13,700 | $107,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 11,310 | $107,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 49,812 | $106,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 3,400 | $106,000 | thousands by filing date | put |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 92,000 | $106,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 2,173 | $106,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 2,700 | $105,000 | thousands by filing date | call |
| WABASH NATL CORP | 929566AH0 | CNV | 86,000 | $105,000 | thousands by filing date | principal |
| IJH | 464287507 | COM | 900 | $104,000 | thousands by filing date | call |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 10,534 | $103,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 44,100 | $103,000 | thousands by filing date | call |
| CAVIUM INC | 14964U108 | COM | 2,900 | $103,000 | thousands by filing date | put |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 17,700 | $103,000 | thousands by filing date | put |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 9,100 | $102,000 | thousands by filing date | call |
| iShares Gold Trust | 464285105 | ISHARES | 8,500 | $102,000 | thousands by filing date | call |
| ING | 44977W106 | EXCHANGE TRADED | 16,028 | $102,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 2,400 | $102,000 | thousands by filing date | call |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 46,674 | $102,000 | thousands by filing date | |
| KEATING CAPITAL INC | 48722R106 | COM | 15,040 | $102,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 1,300 | $101,000 | thousands by filing date | call |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 10,654 | $101,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 25,700 | $101,000 | thousands by filing date | put |
| IXIA | 45071RAB5 | NOTE 3.000%12/1 | 84,000 | $101,000 | thousands by filing date | principal |
| USEC INC | 90333EAC2 | NOTE 3.000%10/0 | 483,000 | $101,000 | thousands by filing date | principal |
| JOES JEANS INC | 47777N101 | COM | 61,567 | $101,000 | thousands by filing date | |
| PROSH ULTRAPRO SHORT S&P 500 | 74348A632 | CMN | 4,100 | $101,000 | thousands by filing date | call |
| WISDOMTREE INC | 97717P104 | COM | 8,600 | $100,000 | thousands by filing date | call |
| WORLD KINECT CORPORATION | 981475106 | COM | 2,500 | $100,000 | thousands by filing date | put |
| ANADIGICS INC | 032515108 | COM | 45,547 | $100,000 | thousands by filing date | |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 26,748 | $100,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 3,500 | $99,000 | thousands by filing date | call |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 100,222 | $99,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 12,969 | $98,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 34,100 | $98,000 | thousands by filing date | call |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 4,000 | $98,000 | thousands by filing date | call |
| PRIMERO MNG CORP | 74164W106 | COM | 21,797 | $98,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 26,982 | $98,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 10,726 | $97,000 | thousands by filing date | |
| STEEL DYNAMICS INC | 858119AP5 | CORPORATE OBLIG | 91,000 | $97,000 | thousands by filing date | principal |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 32,900 | $97,000 | thousands by filing date | call |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 25,300 | $96,000 | thousands by filing date | put |
| AMDOCS LTD | G02602103 | SHS | 2,600 | $96,000 | thousands by filing date | call |
| MICROFINANCIAL INC | 595072109 | COMMON STOCK | 12,238 | $96,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 36,400 | $96,000 | thousands by filing date | call |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 3,700 | $96,000 | thousands by filing date | call |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 10,938 | $96,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 3,000 | $95,000 | thousands by filing date | put |
| ENGILITY HLDGS INC | 29285W104 | COM | 3,344 | $95,000 | thousands by filing date | put |
| RENREN INC | 759892102 | SPONSORED ADR | 31,808 | $95,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 2,700 | $95,000 | thousands by filing date | call |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 3,800 | $93,000 | thousands by filing date | put |
| WPX ENERGY INC | 98212B103 | COM | 4,900 | $93,000 | thousands by filing date | put |
| ZOLTEK COS INC | 98975W104 | COM | 7,100 | $92,000 | thousands by filing date | put |
| CNH GLOBAL N V | N20935206 | SHS NEW | 2,200 | $92,000 | thousands by filing date | call |
| UAL CORP | 902549AJ3 | NOTE 6.000%10/1 | 25,000 | $91,000 | thousands by filing date | principal |
| AMTRUST FINANCIAL SERVICES I | 032359AC5 | NOTE 5.500%12/1 | 65,000 | $91,000 | thousands by filing date | principal |
| BCE INC COM NEW | 05534B760 | Stock | 2,200 | $90,000 | thousands by filing date | put |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 12,562 | $90,000 | thousands by filing date | |
| SARATOGA RES INC | 803521103 | COM | 58,636 | $90,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 1,100 | $89,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 2,000 | $89,000 | thousands by filing date | put |
| MGT CAP INVTS INC COM NEW | 55302P202 | Equities | 17,345 | $89,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 30,354 | $89,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 7,800 | $88,000 | thousands by filing date | put |
| FARO TECHNOLOGIES INC | 311642102 | COM | 2,600 | $88,000 | thousands by filing date | call |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 11,967 | $88,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 2,000 | $88,000 | thousands by filing date | put |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 94,000 | $88,000 | thousands by filing date | principal |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 11,400 | $86,000 | thousands by filing date | call |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 1,300 | $86,000 | thousands by filing date | put |
| INTERSIL CORP | 46069S109 | CL A | 11,000 | $86,000 | thousands by filing date | call |
| HILLSHIRE BRANDS CO | 432589109 | COM | 2,560 | $85,000 | thousands by filing date | put |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 14,590 | $84,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 70,000 | $84,000 | thousands by filing date | principal |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 1,100 | $83,000 | thousands by filing date | put |
| TUTOR PERINI CORP | 901109108 | COM | 4,600 | $83,000 | thousands by filing date | call |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 13,671 | $83,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 2,500 | $82,000 | thousands by filing date | call |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 800 | $82,000 | thousands by filing date | put |
| METALICO INC | 591176102 | COM | 68,395 | $82,000 | thousands by filing date | |
| OFFICIAL PMTS HLDGS INC | 67623R106 | COM | 12,006 | $82,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 1,300 | $81,000 | thousands by filing date | call |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 4,500 | $81,000 | thousands by filing date | put |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 48,974 | $81,000 | thousands by filing date | |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 63,100 | $81,000 | thousands by filing date | call |
| CNO FINL GROUP INC | 12621E103 | COM | 6,200 | $80,000 | thousands by filing date | put |
| TRANSCEPT PHARMACEUTICALS IN | 89354M106 | COM | 26,381 | $80,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 14,306 | $79,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 15,089 | $78,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 1,900 | $78,000 | thousands by filing date | put |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 15,015 | $78,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 10,707 | $78,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 2,500 | $78,000 | thousands by filing date | call |
| SIGMA DESIGNS INC | 826565103 | COM | 15,500 | $78,000 | thousands by filing date | put |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 3,300 | $77,000 | thousands by filing date | put |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 13,735 | $77,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 12,300 | $76,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 11,489 | $76,000 | thousands by filing date | |
| PDI INC | 69329V100 | COM | 16,119 | $76,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 2,000 | $75,000 | thousands by filing date | put |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 1,800 | $75,000 | thousands by filing date | put |
| TERADATA CORP DEL | 88076W103 | COM | 1,500 | $75,000 | thousands by filing date | call |
| PDL BIOPHARMA INC | 69329Y104 | COM | 9,700 | $75,000 | thousands by filing date | call |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 33,700 | $75,000 | thousands by filing date | put |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 41,740 | $75,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 1,100 | $74,000 | thousands by filing date | call |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 900 | $73,000 | thousands by filing date | put |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 35,120 | $73,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 10,134 | $72,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 13,881 | $72,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 1,600 | $72,000 | thousands by filing date | put |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 25,289 | $72,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 32,500 | $72,000 | thousands by filing date | put |
| SMITHFIELD FOODS INC | 832248108 | COM | 2,200 | $72,000 | thousands by filing date | call |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 16,800 | $71,000 | thousands by filing date | put |
| GEO GROUP INC | 36159R103 | COMMON STOCK | 2,100 | $71,000 | thousands by filing date | put |
| ITT CORP | 450911201 | COM | 2,400 | $71,000 | thousands by filing date | call |
| HATTERAS FINL CORP | 41902R103 | COM | 2,900 | $71,000 | thousands by filing date | put |
| TRAVELZOO INC | 89421Q106 | COM | 2,600 | $71,000 | thousands by filing date | put |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 20,602 | $71,000 | thousands by filing date | |
| OMNICARE INC | 681904AP3 | NOTE 3.750% 4/0 | 56,000 | $70,000 | thousands by filing date | principal |
| CON-WAY INC | 205944101 | COM | 1,800 | $70,000 | thousands by filing date | put |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 18,770 | $70,000 | thousands by filing date | |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 14,861 | $70,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 6,200 | $69,000 | thousands by filing date | put |
| EXELIXIS INC COM | 30161Q104 | Stock | 15,100 | $69,000 | thousands by filing date | put |
| INVESCO SR INCOME TR | 46131H107 | COM | 12,788 | $69,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 29,500 | $69,000 | thousands by filing date | put |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 1,500 | $69,000 | thousands by filing date | call |
| QLOGIC CORP | 747277101 | COM | 7,200 | $69,000 | thousands by filing date | call |
| MAST THERAPEUTICS INC | 576314108 | COM | 161,903 | $69,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 5,700 | $68,000 | thousands by filing date | put |
| FUEL TECH INC | 359523107 | COM | 17,678 | $68,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 17,235 | $68,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 21,857 | $68,000 | thousands by filing date | |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 41,800 | $68,000 | thousands by filing date | put |
| WESTLAKE CORPORATION | 960413102 | COM | 700 | $67,000 | thousands by filing date | put |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 2,900 | $67,000 | thousands by filing date | call |
| CERUS CORP | 157085101 | COM | 14,647 | $65,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 2,200 | $65,000 | thousands by filing date | call |
| CONTINENTAL AIRLS INC | 210795PU8 | NOTE 4.500% 1/1 | 37,000 | $65,000 | thousands by filing date | principal |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 1,000 | $64,000 | thousands by filing date | put |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 34,328 | $64,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 31,460 | $64,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 2,000 | $63,000 | thousands by filing date | call |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 14,634 | $63,000 | thousands by filing date | |
| MASTEC INC | 576323AL3 | NOTE 4.000% 6/1 | 30,000 | $63,000 | thousands by filing date | principal |
| ONEOK INC NEW | 682680103 | COM | 1,500 | $62,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-13-000444 | this filing | 2013-08-14 | acceptance time not in the bulk data set |