13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 6,320 holding rows worth $259,229,139,000.
- Accession
- 0000769993-13-000444
- Filer
- CIK 886982
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 10,081 entries on the cover page, a total value of $259,229,139,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $259,229,139,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT LP028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerJ. ARON & Co028-14259
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 41,300 | $463,000 | thousands by filing date | call |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 30,900 | $463,000 | thousands by filing date | put |
| B2GOLD CORP COM | 11777Q209 | Stock | 217,635 | $463,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 14,641 | $463,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 9,700 | $463,000 | thousands by filing date | put |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 6,300 | $461,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 151,762 | $461,000 | thousands by filing date | |
| AVIS BUDGET GROUP | 053774AB1 | NOTE 3.500%10/0 | 252,000 | $461,000 | thousands by filing date | principal |
| GLOBAL X | 37950E762 | EXCHANGE TRADED | 40,564 | $460,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 390,092 | $460,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 18,922 | $459,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 273,327 | $459,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 30,500 | $459,000 | thousands by filing date | put |
| SANMINA CORP COM | 801056102 | Stock | 31,930 | $458,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 9,500 | $458,000 | thousands by filing date | call |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 57,344 | $458,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 8,800 | $458,000 | thousands by filing date | call |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 46,834 | $458,000 | thousands by filing date | |
| MAC-GRAY CORP | 554153106 | COMMON STOCK | 32,187 | $457,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 13,916 | $456,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 19,156 | $456,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 25,230 | $454,000 | thousands by filing date | |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 45,627 | $454,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 10,700 | $453,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 22,384 | $452,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 10,182 | $452,000 | thousands by filing date | |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 53,502 | $452,000 | thousands by filing date | |
| PROSHARES ULTRA RUS 1000 VAL | 74347R529 | COM | 9,553 | $452,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 12,952 | $450,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 37,223 | $450,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 24,383 | $449,000 | thousands by filing date | |
| NETSPEND HOLDINGS INC | 64118V106 | COMMON STOCK | 28,088 | $449,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 76,413 | $449,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 85,284 | $449,000 | thousands by filing date | |
| ISHARES INC | 464286566 | MSCI EMKT EUR | 19,700 | $448,000 | thousands by filing date | |
| MAKO SURGICAL CORP | 560879108 | COM | 37,096 | $447,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 12,100 | $445,000 | thousands by filing date | put |
| ARDEN GROUP INC-A | 039762109 | CL A | 4,035 | $445,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 5,479 | $444,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 30,031 | $443,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 76,726 | $443,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 89,475 | $443,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 36,035 | $442,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 10,300 | $441,000 | thousands by filing date | call |
| POOL CORP COM | 73278L105 | Stock | 8,400 | $440,000 | thousands by filing date | call |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 25,004 | $440,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 4,333 | $439,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 20,482 | $439,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 6,800 | $438,000 | thousands by filing date | call |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 58,287 | $438,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 5,600 | $433,000 | thousands by filing date | call |
| Viacom Inc Cl A | 92553P102 | CL A | 6,324 | $433,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 9,741 | $432,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 31,764 | $431,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 8,218 | $431,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 37,610 | $430,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 137,400 | $430,000 | thousands by filing date | put |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 7,400 | $429,000 | thousands by filing date | call |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 15,672 | $428,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 64,594 | $427,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 82,251 | $427,000 | thousands by filing date | |
| FURIEX PHARMACEUTICALS | 36106P101 | COM | 12,540 | $427,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 26,108 | $427,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 26,600 | $426,000 | thousands by filing date | put |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 8,004 | $426,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 8,800 | $425,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W379 | UL VIXSTFUT ETF | 5,894 | $423,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 13,926 | $422,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 191,013 | $422,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 4,155 | $422,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 81,640 | $421,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVTS COR | 76131N119 | WTS | 209,540 | $421,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 46,910 | $420,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 31,387 | $420,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 190,174 | $420,000 | thousands by filing date | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 356,000 | $419,000 | thousands by filing date | principal |
| XOMA CORP DEL | 98419J107 | COM | 115,526 | $419,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 72,500 | $418,000 | thousands by filing date | put |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 6,323 | $418,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 5,076 | $417,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 34,700 | $416,000 | thousands by filing date | call |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 7,600 | $416,000 | thousands by filing date | call |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 32,424 | $416,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 21,472 | $416,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 131,600 | $416,000 | thousands by filing date | call |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 93,352 | $416,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 11,000 | $415,000 | thousands by filing date | call |
| AMDOCS LTD | G02602103 | SHS | 11,200 | $415,000 | thousands by filing date | put |
| CHEESECAKE FACTORY INC | 163072101 | COM | 9,900 | $415,000 | thousands by filing date | call |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 18,800 | $414,000 | thousands by filing date | put |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 5,754 | $414,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 46,656 | $414,000 | thousands by filing date | |
| ASSISTED LIVING CONCPT NEV N | 04544X300 | CL A NEW | 34,605 | $414,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 8,700 | $413,000 | thousands by filing date | put |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 15,273 | $413,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 5,179 | $413,000 | thousands by filing date | |
| MEDICAL ACTION INDS INC | 58449L100 | COMMON STOCK | 53,689 | $413,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 25,377 | $412,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 23,595 | $412,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 5,400 | $410,000 | thousands by filing date | put |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 23,359 | $410,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 20,508 | $410,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 126,500 | $410,000 | thousands by filing date | call |
| ONCOTHYREON INC | 682324108 | COM | 261,145 | $410,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 17,400 | $409,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 15,046 | $409,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 16,500 | $409,000 | thousands by filing date | call |
| DEAN FOODS CO NEW | 242370104 | COM | 40,800 | $409,000 | thousands by filing date | call |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 10,900 | $408,000 | thousands by filing date | put |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 28,781 | $407,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 155,001 | $407,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 88,500 | $407,000 | thousands by filing date | put |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 75,537 | $407,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 6,235 | $405,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 98,900 | $405,000 | thousands by filing date | call |
| SUNTECH PWR HLDGS CO LTD | 86800C104 | ADR | 393,050 | $405,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 26,731 | $404,000 | thousands by filing date | |
| AKORN INC | 009728AB2 | NOTE 3.500% 6/0 | 241,000 | $403,000 | thousands by filing date | principal |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 6,000 | $402,000 | thousands by filing date | call |
| CASELLA WASTE SYS INC | 147448104 | CL A | 93,282 | $402,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 99,200 | $402,000 | thousands by filing date | put |
| PEOPLES FED BANCSHARES INC | 711037101 | COM | 22,239 | $402,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 63,700 | $401,000 | thousands by filing date | call |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 23,617 | $401,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 4,000 | $400,000 | thousands by filing date | call |
| Concur Technologies, Inc. | 206708109 | COM | 4,900 | $399,000 | thousands by filing date | put |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 30,156 | $398,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 6,707 | $398,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 55,636 | $398,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 26,911 | $397,000 | thousands by filing date | |
| INERGY MIDSTREAM LP | 45671U106 | U LTD PARTNERS | 17,853 | $397,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 16,449 | $394,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 21,489 | $393,000 | thousands by filing date | |
| ALERE INC | 01449JAA3 | CORPORATE OBLIG | 399,000 | $393,000 | thousands by filing date | principal |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 29,900 | $393,000 | thousands by filing date | call |
| HARDINGE INC | 412324303 | COM | 26,559 | $393,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 57,130 | $391,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 11,889 | $390,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 184,861 | $390,000 | thousands by filing date | |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 20,000 | $390,000 | thousands by filing date | put |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 27,035 | $388,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 112,516 | $388,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 40,336 | $388,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 12,968 | $387,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 40,900 | $387,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 35,294 | $387,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 11,214 | $386,000 | thousands by filing date | |
| RAYONIER TRS HLDGS INC | 75508AAC0 | NOTE 4.500% 8/1 | 230,000 | $386,000 | thousands by filing date | principal |
| QUIKSILVER INC | 74838C106 | COM | 60,000 | $386,000 | thousands by filing date | call |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 7,200 | $385,000 | thousands by filing date | call |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 21,763 | $385,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 75,134 | $385,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 41,668 | $384,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L407 | GOLD TRENDP ETN | 13,710 | $384,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 4,000 | $383,000 | thousands by filing date | call |
| PROSHARES | 74347R503 | COMMON STOCK | 12,914 | $383,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 16,600 | $382,000 | thousands by filing date | call |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 13,296 | $382,000 | thousands by filing date | |
| L-3 COMMUNICATIONS CORP | 502413AW7 | DEBT 3.000% 8/0 | 375,000 | $381,000 | thousands by filing date | principal |
| PHOTRONICS INC | 719405102 | COM | 47,199 | $380,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 40,800 | $379,000 | thousands by filing date | put |
| TECHNIPFMC PLC | 30249U101 | COM | 6,800 | $379,000 | thousands by filing date | call |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 35,700 | $378,000 | thousands by filing date | put |
| DENISON MINES CORP | 91688T104 | COM | 343,676 | $378,000 | thousands by filing date | |
| PULASKI FINANCIAL CORP | 745548107 | COM | 39,559 | $378,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 4,412 | $376,000 | thousands by filing date | |
| FORD MTR CO DEL | 345370CN8 | NOTE 4.250%11/1 | 208,000 | $376,000 | thousands by filing date | principal |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 58,060 | $375,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 6,000 | $375,000 | thousands by filing date | put |
| WEYCO GROUP INC COM | 962149100 | Stock | 14,846 | $374,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 59,697 | $374,000 | thousands by filing date | |
| ARTHROCARE CORP | 043136100 | COM | 10,817 | $374,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 5,900 | $374,000 | thousands by filing date | put |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 24,075 | $373,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 15,172 | $372,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 22,000 | $372,000 | thousands by filing date | put |
| CODEXIS INC | 192005106 | COM | 167,889 | $371,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 7,600 | $371,000 | thousands by filing date | call |
| TUTOR PERINI CORP | 901109108 | COM | 20,426 | $370,000 | thousands by filing date | |
| STELLARONE CORP | 85856G100 | COMMON STOCK | 18,802 | $369,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 80,200 | $369,000 | thousands by filing date | call |
| BROADSOFT INC | 11133B409 | COM | 13,386 | $369,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 328,000 | $369,000 | thousands by filing date | principal |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 72,299 | $368,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 17,700 | $367,000 | thousands by filing date | put |
| ADVENT SOFTWARE INC | 007974108 | COM | 10,474 | $367,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA | 153443AH9 | NOTE 5.000%11/1 | 385,000 | $367,000 | thousands by filing date | principal |
| GARRISON CAP INC | 366554103 | COM | 23,686 | $365,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 15,300 | $365,000 | thousands by filing date | put |
| iShares Global Tech ETF | 464287291 | SHS | 5,209 | $364,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 12,100 | $364,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 11,700 | $364,000 | thousands by filing date | call |
| STRATUS PPTYS INC | 863167201 | COM NEW | 30,639 | $363,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 80,000 | $363,000 | thousands by filing date | put |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 80,000 | $363,000 | thousands by filing date | call |
| VALUECLICK INC | 92046N102 | COM | 14,700 | $363,000 | thousands by filing date | put |
| DYNAMIC MATLS CORP | 267888105 | COM | 21,973 | $363,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 77,035 | $362,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 19,700 | $361,000 | thousands by filing date | call |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 24,567 | $361,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 16,400 | $361,000 | thousands by filing date | call |
| PROSHARES TR SHORT QQQ (PSQ) | 74347R602 | ETF | 15,735 | $361,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 11,200 | $360,000 | thousands by filing date | call |
| DYNEX CAP INC | 26817Q506 | COM NEW | 35,347 | $360,000 | thousands by filing date | |
| OPLINK COMMUNICATIONS INC | 68375Q403 | COM | 20,718 | $360,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 17,082 | $359,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 19,045 | $359,000 | thousands by filing date | |
| SUNTECH PWR HLDGS CO LTD | 86800C104 | ADR | 348,300 | $359,000 | thousands by filing date | put |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 12,104 | $358,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 6,916 | $358,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 135,544 | $358,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J166 | CMN | 15,899 | $358,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 38,489 | $356,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 9,288 | $354,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 4,631 | $353,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 20,215 | $353,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 33,851 | $353,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 155,000 | $353,000 | thousands by filing date | put |
| ZOLTEK COS INC | 98975W104 | COM | 27,314 | $353,000 | thousands by filing date | |
| IKANOS COMMUNICATIONS INC | 45173E105 | COM | 237,229 | $353,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 169,211 | $352,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 10,485 | $351,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 32,900 | $351,000 | thousands by filing date | put |
| BLUE NILE INC | 09578R103 | COM | 9,300 | $351,000 | thousands by filing date | put |
| ECHELON CORP | 27874N105 | COM | 166,566 | $351,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 8,720 | $350,000 | thousands by filing date | |
| CH ENERGY GROUP INC | 12541M102 | COM | 5,393 | $350,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 7,929 | $349,000 | thousands by filing date | |
| RIMAGE CORP | 766721104 | COM | 41,856 | $349,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 57,102 | $349,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 186,200 | $348,000 | thousands by filing date | call |
| CROSSTEX ENERGY L P | 22765U102 | COM | 16,866 | $348,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 49,543 | $347,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 52,505 | $347,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 63,774 | $347,000 | thousands by filing date | |
| STERLITE INDS INDIA LTD | 859737207 | ADS | 59,262 | $346,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 34,430 | $346,000 | thousands by filing date | |
| MAXYGEN INC | 577776107 | COM | 138,370 | $343,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 60,800 | $341,000 | thousands by filing date | put |
| KEMET CORP | 488360207 | COM NEW | 83,128 | $341,000 | thousands by filing date | |
| AMBASSADORS GROUP INC | 023177108 | COM | 96,097 | $341,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 162,355 | $341,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 6,600 | $340,000 | thousands by filing date | call |
| KOPIN CORP | 500600101 | COMMON STOCK | 91,070 | $338,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 9,903 | $338,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 5,200 | $338,000 | thousands by filing date | call |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 332,000 | $338,000 | thousands by filing date | principal |
| Accelerate Diagnostics | 00430H102 | COM | 41,646 | $338,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 309,000 | $336,000 | thousands by filing date | principal |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 18,050 | $336,000 | thousands by filing date | |
| PAX WORLD FDS TR II | 70422P206 | MSCI ESG IDX | 13,024 | $336,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 9,100 | $335,000 | thousands by filing date | call |
| MCGRAW HILL FINL INC | 580645109 | COM | 6,300 | $335,000 | thousands by filing date | put |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 16,200 | $335,000 | thousands by filing date | put |
| INNODATA INC | 457642205 | COM NEW | 104,387 | $334,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 24,980 | $334,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 76,919 | $334,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 123,827 | $334,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 46,600 | $333,000 | thousands by filing date | put |
| BEBE STORES INC | 075571109 | COM | 59,492 | $333,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 19,330 | $332,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 37,931 | $332,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 42,498 | $332,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315101 | COM | 29,136 | $332,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 19,612 | $330,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 7,261 | $329,000 | thousands by filing date | |
| EQUINIX INC | 29444UAH9 | CNV | 145,000 | $329,000 | thousands by filing date | principal |
| ISHARES TR | 464289594 | CMN | 6,889 | $328,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 22,485 | $327,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 7,100 | $325,000 | thousands by filing date | call |
| FX ENERGY INC | 302695101 | COM | 101,153 | $325,000 | thousands by filing date | |
| YRC Worldwide Inc | 984249AB8 | Note 10.000% 3/3 | 322,459 | $325,000 | thousands by filing date | principal |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 254,000 | $324,000 | thousands by filing date | principal |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 45,000 | $324,000 | thousands by filing date | put |
| ROSETTA STONE INC | 777780107 | COM | 22,000 | $324,000 | thousands by filing date | call |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 10,600 | $323,000 | thousands by filing date | call |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 27,246 | $322,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 224,665 | $322,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 206,775 | $321,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 14,987 | $321,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 180,929 | $321,000 | thousands by filing date | |
| PROSHARES TR II | 74347W106 | ULT DJ UBS COMM | 16,952 | $321,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 54,016 | $320,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 16,003 | $320,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 12,678 | $320,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 28,762 | $320,000 | thousands by filing date | |
| PHH CORP | 693320AQ6 | CNV | 178,000 | $320,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAD3 | CNV | 116,000 | $319,000 | thousands by filing date | principal |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 18,897 | $318,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 30,000 | $318,000 | thousands by filing date | call |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 80,207 | $318,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 24,852 | $318,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 31,125 | $317,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 5,400 | $316,000 | thousands by filing date | put |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 61,889 | $316,000 | thousands by filing date | |
| URS CORP NEW | 903236107 | COM | 6,700 | $316,000 | thousands by filing date | put |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 21,358 | $316,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 32,386 | $315,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 14,900 | $314,000 | thousands by filing date | call |
| ADTRAN INC | 00738A106 | COMMON STOCK | 12,700 | $313,000 | thousands by filing date | put |
| OFFICE DEPOT INC | 676220106 | COM | 80,900 | $313,000 | thousands by filing date | call |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 8,600 | $313,000 | thousands by filing date | call |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 12,200 | $313,000 | thousands by filing date | call |
| HI-TECH PHARMACAL CO INC | 42840B101 | COMMON STOCK | 9,385 | $312,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 93,327 | $312,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 5,000 | $312,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06739F101 | COM | 8,327 | $312,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 44,800 | $311,000 | thousands by filing date | put |
| SOLARCITY CORP | 83416T100 | COM | 8,200 | $310,000 | thousands by filing date | put |
| US AIRWAYS GROUP INC | 911905AC1 | CNV | 86,000 | $309,000 | thousands by filing date | principal |
| ENERNOC INC | 292764107 | COMMON STOCK | 23,204 | $308,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 36,272 | $308,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 12,900 | $308,000 | thousands by filing date | call |
| SASOL LTD | 803866300 | SPONSORED ADR | 7,077 | $307,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 8,100 | $305,000 | thousands by filing date | put |
| AMERICAN GREETINGS CORP CL A | 026375105 | COM | 16,731 | $305,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 37,861 | $304,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A113 | WTS | 9,975 | $304,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 6,900 | $303,000 | thousands by filing date | put |
| RTI INTL METALS INC | 74973W107 | COM | 10,900 | $302,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 10,426 | $301,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 108,200 | $300,000 | thousands by filing date | put |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 110,665 | $300,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 14,322 | $298,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 102,605 | $298,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 3,618 | $297,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 8,991 | $297,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 36,097 | $297,000 | thousands by filing date | |
| URS CORP NEW | 903236107 | COM | 6,300 | $297,000 | thousands by filing date | call |
| COMVERSE INC | 20585P105 | COM | 10,006 | $297,000 | thousands by filing date | |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 157,562 | $296,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 3,000 | $295,000 | thousands by filing date | call |
| SUPERTEX INC | 868532102 | COM | 12,339 | $295,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 19,816 | $295,000 | thousands by filing date | |
| TARGACEPT INC | 87611R306 | COM | 68,600 | $293,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 6,200 | $292,000 | thousands by filing date | call |
| VIROPHARMA INC | 928241108 | COMMON STOCK | 10,200 | $292,000 | thousands by filing date | call |
| DEPOMED INC | 249908104 | COM | 52,036 | $292,000 | thousands by filing date | |
| FIRST TR ISE GLOBL COPPR IND | 33733J103 | CMN | 14,497 | $292,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 5,900 | $291,000 | thousands by filing date | call |
| KKR FINL HLDGS LLC | 48248A306 | COM | 27,600 | $291,000 | thousands by filing date | put |
| PLANET PAYMENT INC | U72603118 | SHS | 105,340 | $291,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 14,743 | $289,000 | thousands by filing date | |
| RTI INTL METALS INC 3.000 | 74973WAA5 | NOTE 3.000%12/0 | 267,000 | $289,000 | thousands by filing date | principal |
| SPX CORP | 784635104 | COMMON STOCK | 4,000 | $288,000 | thousands by filing date | put |
| MULTIMEDIA GAMES HOLDING CO | 625453105 | COM | 11,061 | $288,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 69,277 | $288,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 18,493 | $288,000 | thousands by filing date | |
| STEC INC | 784774101 | COM | 42,700 | $287,000 | thousands by filing date | put |
| MANDALAY DIGITAL GROUP INC | 562562207 | CMN | 64,225 | $286,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 5,881 | $285,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 6,833 | $285,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS INC | 05334DAA5 | NOTE 1.500% 7/1 | 294,000 | $284,000 | thousands by filing date | principal |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 9,977 | $284,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 54,300 | $283,000 | thousands by filing date | put |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 6,687 | $281,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 23,677 | $281,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 11,700 | $281,000 | thousands by filing date | put |
| POLYCOM | 73172K104 | COMMON STOCK | 26,700 | $281,000 | thousands by filing date | put |
| ERA GROUP INC | 26885G109 | COM | 10,737 | $281,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 10,699 | $280,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 11,394 | $279,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 8,400 | $279,000 | thousands by filing date | call |
| ADVANTEST CORP. | 00762U200 | Common stock | 17,041 | $279,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 253,000 | $279,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 6,596 | $279,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 33,453 | $279,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 27,357 | $278,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 29,000 | $278,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 10,000 | $277,000 | thousands by filing date | call |
| ARQULE INC | 04269E107 | COM | 119,258 | $277,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 17,160 | $277,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 9,317 | $276,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 19,077 | $276,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 15,306 | $276,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 32,457 | $275,000 | thousands by filing date | |
| SIMPLICITY BANCORP INC | 828867101 | COM | 18,952 | $275,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 69,424 | $274,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 33,185 | $273,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 54,464 | $273,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 82,351 | $273,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 8,000 | $272,000 | thousands by filing date | put |
| FLOW INTL CORP | 343468104 | COM | 73,730 | $272,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 16,026 | $271,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 46,500 | $271,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 12,904 | $271,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 9,041 | $270,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 3,473 | $270,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 2,600 | $270,000 | thousands by filing date | call |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 2,859 | $270,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 2,929 | $269,000 | thousands by filing date | |
| VIROPHARMA INC | 928241108 | COMMON STOCK | 9,400 | $269,000 | thousands by filing date | put |
| INVENSENSE INC | 46123D205 | COM | 17,449 | $268,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 158,119 | $267,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 7,500 | $266,000 | thousands by filing date | put |
| PROSHARES TR | 74347X815 | ULTRA MDCAP400 | 4,356 | $266,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 35,466 | $266,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 2,500 | $266,000 | thousands by filing date | put |
| NEW YORK & CO INC | 649295102 | COM | 41,922 | $266,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 14,531 | $265,000 | thousands by filing date | |
| PROSHARES TR | 74348A814 | INFLATN EXPECTNS | 7,340 | $264,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 17,128 | $264,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 35,548 | $264,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 17,300 | $264,000 | thousands by filing date | put |
| HEARTWARE INTL INC | 422368100 | COM | 2,773 | $264,000 | thousands by filing date | |
| MTR GAMING GROUP INC | 553769100 | COM | 78,865 | $264,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 39,967 | $264,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 59,184 | $264,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 3,500 | $263,000 | thousands by filing date | call |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 23,512 | $263,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 7,200 | $262,000 | thousands by filing date | call |
| PROSHARES TR | 74348A640 | COM | 13,169 | $262,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 12,372 | $261,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 3,581 | $260,000 | thousands by filing date | |
| ACTIVE NETWORK INC | 00506D100 | COM | 34,359 | $260,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 4,468 | $259,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 6,400 | $259,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 190,715 | $259,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 27,250 | $259,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 19,051 | $258,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 27,562 | $258,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 14,000 | $257,000 | thousands by filing date | put |
| COCA COLA CONS INC | 191098102 | COM | 4,203 | $257,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 65,305 | $257,000 | thousands by filing date | |
| VTI | 922908769 | COM | 3,100 | $256,000 | thousands by filing date | call |
| IMAX CORP | 45245E109 | COM | 10,300 | $256,000 | thousands by filing date | put |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 13,651 | $256,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 6,200 | $255,000 | thousands by filing date | put |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 2,703 | $255,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 18,448 | $255,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 7,332 | $254,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 167,257 | $254,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 2,400 | $253,000 | thousands by filing date | call |
| Walter Energy Inc | 93317Q105 | COM | 24,300 | $253,000 | thousands by filing date | put |
| SILICON IMAGE INC | 82705T102 | COM | 43,198 | $253,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 38,998 | $253,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 6,772 | $252,000 | thousands by filing date | |
| DIGITAL GENERATION INC | 25400B108 | COM | 34,134 | $252,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 37,200 | $251,000 | thousands by filing date | call |
| SANOFI | 80105N113 | COMMON STOCK-FO | 132,307 | $251,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 9,993 | $251,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 28,818 | $251,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 10,800 | $249,000 | thousands by filing date | put |
| TIM HORTONS INC | 88706M103 | COM | 4,600 | $249,000 | thousands by filing date | call |
| APCO OIL & GAS INTERNATIONAL | g0471f109 | SHS | 21,622 | $249,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 100,422 | $249,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 7,800 | $248,000 | thousands by filing date | put |
| AECOM COM | 00766T100 | Stock | 7,800 | $248,000 | thousands by filing date | call |
| HCI GROUP INC | 40416E103 | COM | 8,059 | $248,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 6,200 | $248,000 | thousands by filing date | call |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 5,070 | $248,000 | thousands by filing date | |
| ROCKVILLE FINANCIAL INC | 774188106 | COM | 18,976 | $248,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 3,319 | $247,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 10,090 | $246,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 32,977 | $246,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 44,841 | $246,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 30,900 | $245,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 3,917 | $244,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 4,297 | $244,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 10,100 | $244,000 | thousands by filing date | call |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 2,000 | $243,000 | thousands by filing date | put |
| YORK WATER CO | 987184108 | COMMON STOCK | 12,747 | $243,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 13,674 | $242,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 20,133 | $242,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 8,859 | $241,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 2,490 | $241,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 14,200 | $241,000 | thousands by filing date | call |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 8,910 | $240,000 | thousands by filing date | |
| AUDIENCE INC | 05070J102 | COM | 18,194 | $240,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 23,136 | $239,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 3,300 | $239,000 | thousands by filing date | call |
| RF MICRODEVICES INC | 749941100 | COM | 44,800 | $239,000 | thousands by filing date | call |
| TIM HORTONS INC | 88706M103 | COM | 4,400 | $238,000 | thousands by filing date | put |
| KNIGHT CAP GROUP INC CL A | 499005106 | COM | 66,295 | $238,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 52,984 | $238,000 | thousands by filing date | |
| PIMCO BUILD | 72201R825 | BLD AMER BD FD | 4,710 | $238,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 21,048 | $237,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 6,785 | $237,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 4,500 | $236,000 | thousands by filing date | call |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 88,272 | $236,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 3,668 | $235,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 14,500 | $235,000 | thousands by filing date | put |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 20,941 | $235,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 6,590 | $234,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 24,350 | $233,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 41,471 | $233,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 356,785 | $232,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 9,187 | $232,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M589 | GUGG CRP BD 2013 | 11,132 | $232,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 17,800 | $231,000 | thousands by filing date | call |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 217,000 | $231,000 | thousands by filing date | principal |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 37,837 | $231,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678AD9 | NOTE | 132,000 | $231,000 | thousands by filing date | principal |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 9,126 | $230,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505509 | YRKVL HIINCINF | 11,000 | $230,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 3,950 | $229,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 13,958 | $229,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 9,893 | $229,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 6,500 | $228,000 | thousands by filing date | put |
| STR HOLDINGS INC | 78478V100 | COMMON STOCK | 100,264 | $228,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-13-000444 | this filing | 2013-08-14 | acceptance time not in the bulk data set |