13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 6,320 holding rows worth $259,229,139,000.
- Accession
- 0000769993-13-000444
- Filer
- CIK 886982
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 10,081 entries on the cover page, a total value of $259,229,139,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $259,229,139,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT LP028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerJ. ARON & Co028-14259
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GARDNER DENVER INC | 365558105 | COM | 11,600 | $872,000 | thousands by filing date | put |
| DREW INDS INC | 26168L205 | COM NEW | 22,158 | $871,000 | thousands by filing date | |
| SOURCEFIRE INC | 83616T108 | COMMON STOCK | 15,627 | $868,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 34,100 | $867,000 | thousands by filing date | put |
| PIKE ELEC CORP | 721283109 | COM | 70,524 | $867,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 16,200 | $866,000 | thousands by filing date | put |
| OMNICARE INC | 681904108 | COM | 18,100 | $864,000 | thousands by filing date | call |
| LINDSAY CORPORATION | 535555106 | COM | 11,516 | $863,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 10,329 | $862,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 120,600 | $861,000 | thousands by filing date | call |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 109,765 | $859,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 41,911 | $858,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 38,364 | $856,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 9,700 | $855,000 | thousands by filing date | put |
| SEQUENOM INC COM NEW | 817337405 | COM | 202,755 | $854,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 48,500 | $852,000 | thousands by filing date | put |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 5,500 | $852,000 | thousands by filing date | call |
| ALAMO GROUP INC | 011311107 | COM | 20,871 | $852,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 63,844 | $852,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 13,400 | $851,000 | thousands by filing date | call |
| CEVA INC | 157210105 | COMMON STOCK | 43,902 | $850,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 22,200 | $850,000 | thousands by filing date | put |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 147,600 | $850,000 | thousands by filing date | call |
| THOR INDS INC | 885160101 | COM | 17,269 | $849,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 254,102 | $849,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 34,958 | $849,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 84,400 | $847,000 | thousands by filing date | call |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 64,200 | $847,000 | thousands by filing date | put |
| Crosstex Energy, Inc. | 22765Y104 | LTD | 42,812 | $846,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 71,218 | $845,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 22,600 | $845,000 | thousands by filing date | call |
| CLEARWIRE CORP NEW | 18538Q105 | CL A | 169,228 | $845,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 28,440 | $843,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 51,134 | $842,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 200,000 | $842,000 | thousands by filing date | put |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 135,832 | $841,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 20,849 | $841,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 28,600 | $840,000 | thousands by filing date | call |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 22,300 | $840,000 | thousands by filing date | call |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 34,152 | $840,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 45,743 | $839,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 61,182 | $838,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 21,056 | $836,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 73,130 | $835,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 52,956 | $835,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 10,700 | $834,000 | thousands by filing date | put |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 27,000 | $830,000 | thousands by filing date | put |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 643,100 | $830,000 | thousands by filing date | put |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 104,879 | $826,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 167,300 | $825,000 | thousands by filing date | put |
| Galena Biopharma Inc | 363256108 | COM | 370,828 | $823,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 5,000 | $820,000 | thousands by filing date | put |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 58,613 | $819,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 11,300 | $818,000 | thousands by filing date | put |
| GOODRICH PETE CORP | 382410405 | COM NEW | 63,900 | $818,000 | thousands by filing date | put |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 126,200 | $817,000 | thousands by filing date | call |
| ATMI INC | 00207R101 | COM | 34,521 | $816,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 15,767 | $812,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 52,707 | $811,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 30,084 | $811,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 17,983 | $811,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 30,499 | $809,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 38,600 | $809,000 | thousands by filing date | call |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 111,083 | $809,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 6,374 | $807,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 14,893 | $806,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 16,837 | $805,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 203,865 | $803,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 42,900 | $803,000 | thousands by filing date | put |
| RR DONNELLEY + SONS CO | 257867101 | COM | 57,200 | $801,000 | thousands by filing date | call |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 12,050 | $800,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 38,525 | $799,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 20,521 | $798,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 16,582 | $798,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 12,185 | $796,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 70,636 | $794,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 118,564 | $793,000 | thousands by filing date | |
| KEARNY FINANCIAL CORP | 487169104 | Domestic Common | 75,607 | $793,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 12,500 | $792,000 | thousands by filing date | call |
| BLUE NILE INC | 09578R103 | COM | 20,900 | $790,000 | thousands by filing date | call |
| ETFS Gold Trust | 26922Y105 | ETF | 6,500 | $789,000 | thousands by filing date | call |
| MANULIFE FINL CORP | 56501R106 | COM | 49,200 | $788,000 | thousands by filing date | call |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 1,876,119 | $788,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 787,000 | $788,000 | thousands by filing date | principal |
| FIRST FINL HLDGS INC COM | 320239106 | COM | 37,097 | $787,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 12,397 | $785,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 11,000 | $783,000 | thousands by filing date | put |
| KAMADA LTD | M6240T109 | SHS | 70,097 | $782,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 79,485 | $782,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 95,638 | $781,000 | thousands by filing date | |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 39,974 | $780,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 10,400 | $778,000 | thousands by filing date | put |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 3,557 | $778,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 202,123 | $776,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 49,543 | $774,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 18,227 | $773,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 238,600 | $773,000 | thousands by filing date | put |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 35,719 | $773,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 19,300 | $770,000 | thousands by filing date | call |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 643 | $768,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 7,000 | $767,000 | thousands by filing date | put |
| UNION FIRST MKT BANKSH CP | 90662P104 | COM | 37,181 | $766,000 | thousands by filing date | |
| PROSHARES SHORT SMALLCAP600 | 74347R784 | COM | 43,312 | $766,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 10,600 | $765,000 | thousands by filing date | call |
| EXFO INC | 302046107 | SUB VTG SHS | 171,443 | $765,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 42,510 | $764,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 12,000 | $761,000 | thousands by filing date | call |
| DAUCH CORP | 024061103 | COM | 40,600 | $756,000 | thousands by filing date | put |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 43,208 | $755,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 31,255 | $755,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 40,303 | $754,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 6,800 | $753,000 | thousands by filing date | put |
| UNISYS CORP | 909214306 | COMMON STOCK | 34,100 | $753,000 | thousands by filing date | call |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 56,597 | $748,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 32,392 | $748,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 14,900 | $748,000 | thousands by filing date | put |
| S.Y. BANCORP INC | 785060104 | COM | 30,478 | $748,000 | thousands by filing date | |
| KKR FINL HLDGS LLC | 48248A306 | COM | 70,705 | $746,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 26,900 | $741,000 | thousands by filing date | put |
| INTREPID POTASH INC | 46121Y102 | COM | 38,923 | $741,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 54,906 | $739,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 6,664 | $738,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 65,400 | $738,000 | thousands by filing date | call |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 7,800 | $738,000 | thousands by filing date | put |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 27,604 | $738,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 27,077 | $737,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 175,000 | $737,000 | thousands by filing date | call |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 9,400 | $737,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST | 49803T102 | COMMON STOCK | 122,050 | $736,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 36,700 | $735,000 | thousands by filing date | call |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 3,434 | $735,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 160,771 | $735,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 49,383 | $734,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 39,590 | $734,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H104 | COM | 71,790 | $734,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 123,484 | $734,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 666,986 | $734,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 26,000 | $733,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 10,148 | $729,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 48,201 | $729,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 16,825 | $728,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 16,011 | $727,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 27,816 | $726,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 29,400 | $726,000 | thousands by filing date | put |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 25,218 | $726,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 46,632 | $725,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 113,299 | $724,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 37,400 | $724,000 | thousands by filing date | call |
| ENERGIZER HLDGS INC | 29266R108 | COM | 7,200 | $724,000 | thousands by filing date | call |
| RF MICRODEVICES INC | 749941100 | COM | 135,100 | $722,000 | thousands by filing date | put |
| SWIFT ENERGY CO | 870738101 | COM | 60,120 | $721,000 | thousands by filing date | |
| BUCKEYE TECHNOLOGIES INC | 118255108 | COM | 19,474 | $721,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 20,940 | $719,000 | thousands by filing date | |
| BODY CENTRAL CORP | 09689U102 | COM | 53,934 | $719,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 18,089 | $718,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 22,000 | $718,000 | thousands by filing date | put |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 563,000 | $718,000 | thousands by filing date | principal |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 33,100 | $717,000 | thousands by filing date | put |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 8,400 | $717,000 | thousands by filing date | call |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 509,000 | $716,000 | thousands by filing date | principal |
| TAUBMAN CTRS INC | 876664707 | PFD SER K | 29,034 | $712,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 53,577 | $712,000 | thousands by filing date | |
| INTERMUNE INC | 45884X103 | COM | 74,000 | $712,000 | thousands by filing date | put |
| INTERMUNE INC | 45884X103 | COM | 74,000 | $712,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 11,777 | $707,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 12,400 | $706,000 | thousands by filing date | call |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 337,098 | $705,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 21,500 | $705,000 | thousands by filing date | put |
| QUALITY SYS INC | 747582104 | COM | 37,700 | $705,000 | thousands by filing date | call |
| SPARTAN MTRS INC | 846819100 | COM | 115,347 | $705,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 10,700 | $704,000 | thousands by filing date | put |
| ABIOMED INC | 003654100 | COM | 32,668 | $704,000 | thousands by filing date | |
| SYMMETRICOM INC | 871543104 | COM | 156,359 | $703,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 18,800 | $703,000 | thousands by filing date | put |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 27,400 | $703,000 | thousands by filing date | put |
| HOSPIRA INC | 441060100 | COM | 18,300 | $701,000 | thousands by filing date | call |
| GIVEN IMAGING LTD | M52020100 | ORD | 50,000 | $701,000 | thousands by filing date | put |
| STELLUS CAP INVT CORP | 858568108 | COM | 46,434 | $699,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 67,169 | $698,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 14,862 | $697,000 | thousands by filing date | |
| PROSHARES TR | 74347X658 | SHT FTSE CHIN 50 | 16,960 | $696,000 | thousands by filing date | |
| SCHAWK INC | 806373106 | CL A | 53,014 | $696,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 62,264 | $694,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 15,400 | $694,000 | thousands by filing date | call |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 27,746 | $694,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 41,171 | $693,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 27,861 | $693,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 40,690 | $691,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 18,659 | $688,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 41,215 | $688,000 | thousands by filing date | |
| STERLING BANCORP N Y | 859158107 | COM | 59,012 | $686,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 42,722 | $686,000 | thousands by filing date | |
| CRESTWOOD MIDSTREAM PARTNERS | 226372100 | COMMON STOCK | 27,479 | $685,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 62,668 | $685,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 5,800 | $682,000 | thousands by filing date | put |
| VOCUS INC | 92858J108 | COM | 64,700 | $681,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 47,400 | $678,000 | thousands by filing date | call |
| ONYX PHARMACEUTICALS INC | 683399109 | COM | 7,800 | $677,000 | thousands by filing date | put |
| ENERSYS 3.375 | 29275YAA0 | NOTE | 517,000 | $677,000 | thousands by filing date | principal |
| U S SILICA HLDGS INC | 90346E103 | COM | 32,537 | $676,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 50,000 | $676,000 | thousands by filing date | put |
| AKORN INC | 009728106 | COM | 50,000 | $676,000 | thousands by filing date | call |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 5,927 | $674,000 | thousands by filing date | |
| PROSHARES ULTRASHORT RE | 74348A871 | COM | 31,700 | $673,000 | thousands by filing date | put |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 48,000 | $672,000 | thousands by filing date | call |
| BANKRATE INC DEL | 06647F102 | COM | 46,665 | $670,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 103,387 | $670,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 33,004 | $669,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 21,500 | $667,000 | thousands by filing date | call |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 51,303 | $667,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 25,352 | $664,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 30,600 | $664,000 | thousands by filing date | put |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 108,522 | $664,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 55,053 | $663,000 | thousands by filing date | |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 513,296 | $662,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 100,435 | $661,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 15,819 | $660,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 58,383 | $659,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 9,883 | $659,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 700,000 | $659,000 | thousands by filing date | principal |
| ASSOCIATED BANC CORP | 045487113 | WTS | 454,306 | $659,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 37,706 | $658,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 17,600 | $657,000 | thousands by filing date | call |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 45,953 | $656,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 12,300 | $654,000 | thousands by filing date | call |
| COVANTA HLDG CORP | 22282E102 | COM | 32,600 | $653,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 18,752 | $653,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 23,734 | $653,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 100,200 | $653,000 | thousands by filing date | call |
| BLUE NILE INC | 09578R103 | COM | 17,275 | $653,000 | thousands by filing date | |
| AGCO CORP 1.250/15/36 | 001084AM4 | NOTE | 525,000 | $652,000 | thousands by filing date | principal |
| LYDALL INC | 550819106 | COMMON STOCK | 44,574 | $651,000 | thousands by filing date | |
| PLX TECHNOLOGY INC | 693417107 | COM | 136,853 | $651,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 17,396 | $650,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 16,300 | $648,000 | thousands by filing date | call |
| BIODEL INC | 09064M204 | COM | 155,000 | $648,000 | thousands by filing date | put |
| XL GROUP PLC | G98290102 | SHS | 21,300 | $646,000 | thousands by filing date | put |
| EDISON INTL COM | 281020107 | Stock | 13,400 | $645,000 | thousands by filing date | put |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 27,388 | $644,000 | thousands by filing date | |
| VOLCANO CORP | 928645AB6 | CORPORATE OBLIG | 706,000 | $644,000 | thousands by filing date | principal |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 115,071 | $644,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 69,156 | $641,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 27,400 | $641,000 | thousands by filing date | call |
| STILLWATER MINING CO | 86074Q102 | COM | 59,500 | $639,000 | thousands by filing date | put |
| CBRE GROUP INC CL A | 12504L109 | Stock | 27,300 | $638,000 | thousands by filing date | put |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 36,646 | $638,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 26,800 | $638,000 | thousands by filing date | put |
| XUEDA ED GROUP | 98418W109 | SPONSORED ADR | 196,008 | $637,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 13,146 | $632,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 163,300 | $632,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 20,247 | $632,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 56,347 | $631,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 5,993 | $630,000 | thousands by filing date | |
| ZYGO CORP | 989855101 | COM | 39,747 | $630,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 35,884 | $629,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 75,635 | $629,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 127,178 | $629,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 9,300 | $628,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 99,900 | $628,000 | thousands by filing date | put |
| ROCKWELL COLLINS INC | 774341101 | COM | 9,900 | $628,000 | thousands by filing date | put |
| LEAP WIRELESS INTL INC | 521863AL4 | CORPORATE OBLIG | 623,000 | $625,000 | thousands by filing date | principal |
| NEWLINK GENETICS CORP | 651511107 | COM | 31,660 | $624,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 119,089 | $622,000 | thousands by filing date | |
| MARKET VECTORS INDIA S/C | 57060U563 | INDI | 87,904 | $621,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 6,200 | $620,000 | thousands by filing date | put |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 310,236 | $620,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 33,000 | $619,000 | thousands by filing date | call |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 154,806 | $619,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 2,103 | $618,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 7,759 | $618,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 6,500 | $618,000 | thousands by filing date | call |
| EARTHLINK INC | 270321102 | COM | 99,595 | $618,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 26,400 | $617,000 | thousands by filing date | call |
| UNITED THERAPEUTICS CORP DEL | 91307CAF9 | NOTE 1.000% 9/1 | 425,000 | $615,000 | thousands by filing date | principal |
| AZZ INC COM | 002474104 | Stock | 15,897 | $613,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 10,246 | $613,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 10,763 | $613,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 33,400 | $612,000 | thousands by filing date | put |
| NISOURCE INC COM | 65473P105 | Stock | 21,300 | $610,000 | thousands by filing date | call |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 20,562 | $606,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 116,386 | $606,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 41,945 | $606,000 | thousands by filing date | |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 326,975 | $605,000 | thousands by filing date | |
| PROSHARES ULTRASHORT RE | 74348A871 | COM | 28,500 | $605,000 | thousands by filing date | call |
| CAVIUM INC | 14964U108 | COM | 17,000 | $601,000 | thousands by filing date | call |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 37,347 | $600,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 14,066 | $599,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 21,428 | $599,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 5,500 | $598,000 | thousands by filing date | call |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 42,700 | $597,000 | thousands by filing date | put |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 39,100 | $597,000 | thousands by filing date | call |
| SYMMETRY MEDICAL INC | 871546206 | COM | 70,862 | $597,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 20,773 | $597,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 31,240 | $596,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 10,711 | $595,000 | thousands by filing date | |
| OPENTABLE INC | 68372A104 | COM | 9,300 | $595,000 | thousands by filing date | call |
| CHESAPEAKE ENERGY CORP | 165167CA3 | CNV | 635,000 | $594,000 | thousands by filing date | principal |
| BEL FUSE INC | 077347300 | CL B | 44,125 | $593,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 20,769 | $592,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 22,000 | $591,000 | thousands by filing date | call |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 6,000 | $589,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459W227 | COM | 30,013 | $586,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 139,070 | $585,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 22,715 | $585,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 26,409 | $585,000 | thousands by filing date | |
| OMNICARE | 68214L201 | PFD | 10,000 | $585,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 19,122 | $584,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 6,400 | $583,000 | thousands by filing date | put |
| PBF ENERGY INC | 69318G106 | CL A | 22,500 | $583,000 | thousands by filing date | put |
| EBIX INC | 278715206 | COM NEW | 62,956 | $583,000 | thousands by filing date | |
| COURIER CORP | 222660102 | COMMON STOCK | 40,835 | $583,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 174,100 | $583,000 | thousands by filing date | call |
| STAG INDUSTRIAL INC | 85254J102 | COM | 29,125 | $581,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 19,417 | $581,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 191,381 | $580,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 16,800 | $579,000 | thousands by filing date | put |
| CHOICE HOTELS INTL INC | 169905106 | COM | 14,573 | $578,000 | thousands by filing date | |
| PROSHARES TR | 74347X146 | PSHS ULTSHT FINL | 25,100 | $578,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 24,780 | $577,000 | thousands by filing date | |
| VOLTERRA SEMICONDUCTOR CORP | 928708106 | COM | 40,892 | $577,000 | thousands by filing date | |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 7,800 | $577,000 | thousands by filing date | put |
| XO GROUP INC | 983772104 | COM | 51,428 | $576,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 13,676 | $575,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 14,000 | $573,000 | thousands by filing date | call |
| WEST MARINE INC | 954235107 | COM | 52,052 | $573,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 38,116 | $571,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 12,000 | $571,000 | thousands by filing date | put |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 13,055 | $571,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 133,360 | $569,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 146,283 | $568,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 69,300 | $567,000 | thousands by filing date | call |
| RTI BIOLOGICS INC | 74975N105 | COM | 150,579 | $567,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 42,483 | $566,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 42,695 | $565,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 78,400 | $564,000 | thousands by filing date | call |
| STERICYCLE INC | 858912108 | COM | 5,100 | $563,000 | thousands by filing date | call |
| EMULEX CORP | 292475209 | COM NEW | 86,420 | $563,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 17,686 | $562,000 | thousands by filing date | |
| STEC INC | 784774101 | COM | 83,504 | $561,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 10,046 | $560,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032AT3 | NOTE 4.250% 8/1 | 582,000 | $560,000 | thousands by filing date | principal |
| MAIDENFORM BRANDS INC | 560305104 | COM | 32,332 | $560,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 6,400 | $559,000 | thousands by filing date | put |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 25,000 | $559,000 | thousands by filing date | put |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 15,769 | $559,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 29,800 | $559,000 | thousands by filing date | put |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 95,540 | $559,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 21,605 | $558,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 12,105 | $558,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 21,300 | $558,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459W128 | DLY SCOND 3XBR | 35,562 | $558,000 | thousands by filing date | |
| POWER-ONE INC | 73930R102 | COMMON STOCK | 87,941 | $556,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 5,942 | $555,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 20,767 | $555,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 15,300 | $554,000 | thousands by filing date | call |
| ACCRETIVE HEALTH INC | 00438V103 | COMMON STOCK | 51,244 | $554,000 | thousands by filing date | |
| TRUE RELIGION APPAREL INC | 89784N104 | COM | 17,504 | $554,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 71,400 | $553,000 | thousands by filing date | call |
| PROSHARES TR | 74348A798 | CMN | 13,908 | $553,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 24,700 | $552,000 | thousands by filing date | call |
| BENEFICIAL MUTUAL BANCORP IN | 08173R104 | COM | 65,704 | $552,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 64,521 | $552,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 28,900 | $551,000 | thousands by filing date | put |
| LIFEVANTAGE CORP | 53222K106 | COM | 237,450 | $551,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 13,104 | $550,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 33,100 | $549,000 | thousands by filing date | call |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 177,071 | $549,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 78,814 | $548,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 30,001 | $547,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 95,600 | $546,000 | thousands by filing date | put |
| PALL CORP | 696429307 | COM | 8,200 | $545,000 | thousands by filing date | put |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 77,414 | $545,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 47,171 | $544,000 | thousands by filing date | |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 250,752 | $544,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 22,207 | $543,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 17,900 | $543,000 | thousands by filing date | call |
| TARGACEPT INC | 87611R306 | COM | 127,040 | $542,000 | thousands by filing date | |
| SAIC INC | 78390X101 | COM | 38,900 | $542,000 | thousands by filing date | put |
| STRAYER ED INC | 863236105 | COM | 11,100 | $542,000 | thousands by filing date | put |
| RPX CORP | 74972G103 | COM | 32,232 | $541,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 24,156 | $540,000 | thousands by filing date | |
| RESPONSYS INC | 761248103 | COM | 37,580 | $538,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 420,614 | $538,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 165,870 | $537,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 22,003 | $536,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 15,300 | $536,000 | thousands by filing date | call |
| MORNINGSTAR INC COM | 617700109 | Stock | 6,883 | $534,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 15,822 | $534,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 90,100 | $534,000 | thousands by filing date | call |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 62,085 | $534,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 6,100 | $533,000 | thousands by filing date | call |
| VARIAN MED SYS INC | 92220P105 | COM | 7,900 | $533,000 | thousands by filing date | put |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 131,400 | $532,000 | thousands by filing date | call |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 412,744 | $532,000 | thousands by filing date | |
| PROSHARES TR | 74347R347 | PSHS ULTSHRT JAP | 26,782 | $532,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 37,635 | $531,000 | thousands by filing date | |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 146,942 | $530,000 | thousands by filing date | |
| NGP CAPITAL RESOURCES CO | 62912R107 | COM | 86,396 | $529,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 87,351 | $528,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 21,904 | $528,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 84,066 | $528,000 | thousands by filing date | |
| DOLE PLC ORD SHS | 256603101 | COM | 41,406 | $528,000 | thousands by filing date | |
| ADMINISTRADORA FONDOS PENSIO | 00709P108 | SPONSORED ADR | 6,192 | $528,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 13,097 | $526,000 | thousands by filing date | |
| PROSHARES | 74347X237 | EXCHANGE TRADED | 22,200 | $526,000 | thousands by filing date | put |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 12,100 | $525,000 | thousands by filing date | call |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 27,320 | $523,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 6,700 | $522,000 | thousands by filing date | call |
| EXACTECH INC | 30064E109 | COM | 26,396 | $521,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 39,217 | $520,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 45,266 | $520,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 12,600 | $518,000 | thousands by filing date | call |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 32,400 | $517,000 | thousands by filing date | call |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 40,803 | $517,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 253,341 | $517,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 36,792 | $517,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 34,332 | $516,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 384,426 | $515,000 | thousands by filing date | |
| KKR FINL HLDGS LLC | 48248A306 | COM | 48,800 | $515,000 | thousands by filing date | call |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 34,480 | $513,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 30,590 | $513,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 80,474 | $512,000 | thousands by filing date | |
| NEWS CORP | 65248E203 | CL B | 15,600 | $512,000 | thousands by filing date | put |
| WATERS CORP COM | 941848103 | Stock | 5,100 | $510,000 | thousands by filing date | call |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 5,600 | $510,000 | thousands by filing date | call |
| MERIT MED SYS INC COM | 589889104 | Stock | 45,500 | $507,000 | thousands by filing date | call |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 12,200 | $504,000 | thousands by filing date | call |
| PATRIOT TRANSPORTATION HLDG | 70337B102 | COM | 16,781 | $504,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 8,559 | $503,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 13,456 | $503,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 39,197 | $502,000 | thousands by filing date | |
| PROSHARES TR | 74347X146 | PSHS ULTSHT FINL | 21,800 | $502,000 | thousands by filing date | call |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 25,100 | $501,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W395 | FUND | 4,700 | $501,000 | thousands by filing date | call |
| QUANTUM CORP | 747906204 | COM DSSG | 365,523 | $501,000 | thousands by filing date | |
| BRE PROPERTIES INC | 05564E106 | CL A | 10,000 | $500,000 | thousands by filing date | call |
| WAGEWORKS INC | 930427109 | COM | 14,484 | $499,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 14,400 | $498,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 34,000 | $498,000 | thousands by filing date | put |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 34,253 | $495,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 26,436 | $495,000 | thousands by filing date | |
| DST SYSTEMS INC | 233326AE7 | CNV | 358,000 | $495,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 16,023 | $494,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 33,569 | $494,000 | thousands by filing date | |
| NORTH VALLEY BANCORP | 66304M204 | COM NEW | 29,854 | $494,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 19,744 | $494,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 35,200 | $493,000 | thousands by filing date | put |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 46,367 | $493,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 65,269 | $493,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 43,503 | $492,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 69,600 | $491,000 | thousands by filing date | call |
| SILVER STD RES INC | 82823L106 | COM | 77,400 | $491,000 | thousands by filing date | call |
| RUCKUS WIRELESS INC | 781220108 | COM | 38,316 | $491,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 12,913 | $489,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 14,425 | $488,000 | thousands by filing date | |
| ANNIES INC | 03600T104 | COM | 11,406 | $487,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 42,625 | $486,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 23,400 | $486,000 | thousands by filing date | call |
| HHGREGG INC | 42833L108 | COM | 30,433 | $486,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 5,300 | $485,000 | thousands by filing date | put |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 23,004 | $484,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 12,297 | $484,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 34,181 | $484,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 46,758 | $484,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 12,614 | $484,000 | thousands by filing date | |
| Vistaprint NV Cimpress | N93540107 | CMPR | 9,800 | $484,000 | thousands by filing date | put |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 14,800 | $483,000 | thousands by filing date | put |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 20,229 | $483,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 35,832 | $483,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713W107 | SPON ADR | 18,067 | $483,000 | thousands by filing date | |
| SPREADTRUM COMMUNICATIONS IN | 849415203 | ADR | 18,414 | $483,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 6,200 | $482,000 | thousands by filing date | put |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 27,383 | $481,000 | thousands by filing date | |
| OPTIMER PHARMACEUTICALS INC | 68401H104 | COM | 33,247 | $481,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 30,718 | $479,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 7,200 | $478,000 | thousands by filing date | call |
| WILSHIRE BANCORP INC | 97186T108 | COM | 72,225 | $478,000 | thousands by filing date | |
| ONYX PHARMACEUTICALS INC | 683399AB5 | NOTE 4.000% 8/1 | 210,000 | $478,000 | thousands by filing date | principal |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 81,527 | $477,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 96,500 | $476,000 | thousands by filing date | call |
| AMEREN CORP COM | 023608102 | Stock | 13,800 | $475,000 | thousands by filing date | call |
| MERITOR INC | 59001K100 | COMMON STOCK | 67,400 | $475,000 | thousands by filing date | put |
| The Jones Group Inc | 48020T101 | COM | 34,400 | $473,000 | thousands by filing date | put |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 108,066 | $472,000 | thousands by filing date | |
| SWS GROUP INC | 78503N107 | COM | 86,646 | $472,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 113,641 | $472,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 28,859 | $472,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 300,000 | $471,000 | thousands by filing date | call |
| RCS CAP CORP | 74937W102 | COM CL A | 27,825 | $471,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 37,853 | $470,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 81,495 | $470,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 7,000 | $469,000 | thousands by filing date | put |
| SOLAZYME INC | 83415T101 | COM | 40,000 | $469,000 | thousands by filing date | put |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 75,856 | $467,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 75,890 | $466,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 42,932 | $466,000 | thousands by filing date | |
| CHELSEA THERAPEUTICS INTL LT | 163428105 | COM | 202,555 | $466,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D670 | 3X INVERS GOLD | 5,234 | $465,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 145,740 | $464,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R783 | SOLAR ENRG NEW | 9,738 | $464,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-13-000444 | this filing | 2013-08-14 | acceptance time not in the bulk data set |