13F-HR filed by GOLDMAN SACHS GROUP INC
GOLDMAN SACHS GROUP INC filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 6,320 holding rows worth $259,229,139,000.
- Accession
- 0000769993-13-000444
- Filer
- CIK 886982
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 10,081 entries on the cover page, a total value of $259,229,139,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $259,229,139,000 with VALUE read as thousands by filing date, 13F file number 028-04981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS & CO028-00687
- included managerGOLDMAN SACHS ASSET MANAGEMENT LP028-10981
- included managerGOLDMAN SACHS INTERNATIONAL028-05109
- included managerGOLDMAN SACHS BANK AG028-05111
- included managerAYCO CO L P028-06738
- included managerGoldman Sachs Trust Company, N.A.028-12021
- included managerGoldman Sachs Financial Markets, L.P.028-14253
- included managerJ. ARON & Co028-14259
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 600 | $62,000 | thousands by filing date | put |
| PMC-SIERRA INC | 69344F106 | COM | 9,700 | $62,000 | thousands by filing date | put |
| ARRIS GROUP INC | 04270V106 | COM | 4,300 | $62,000 | thousands by filing date | call |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 53,739 | $62,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 16,980 | $61,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 26,548 | $61,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 1,700 | $60,000 | thousands by filing date | call |
| FAIR ISAAC CORP COM | 303250104 | Stock | 1,300 | $60,000 | thousands by filing date | call |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 600 | $60,000 | thousands by filing date | call |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 4,599 | $60,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 21,000 | $60,000 | thousands by filing date | put |
| EXETER RES CORP | 301835104 | COM | 85,029 | $60,000 | thousands by filing date | |
| CARDIONET INC | 14159L103 | COM | 10,135 | $60,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 1,800 | $59,000 | thousands by filing date | call |
| MERGE HEALTHCARE INC | 589499102 | COM | 16,333 | $59,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 23,022 | $59,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 800 | $58,000 | thousands by filing date | call |
| RPC INC | 749660106 | COMMON STOCK | 4,200 | $58,000 | thousands by filing date | put |
| MOLSON COORS BREWING CO | 60871RAA8 | NOTE 2.500% 7/3 | 57,000 | $58,000 | thousands by filing date | principal |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 13,396 | $58,000 | thousands by filing date | |
| DDR CORP | 251591AX1 | NOTE | 49,000 | $57,000 | thousands by filing date | principal |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 17,475 | $56,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 2,800 | $56,000 | thousands by filing date | call |
| ALLIANT TECHSYSTEMS 3.000/15/24 | 018804AK0 | NOTE | 49,000 | $56,000 | thousands by filing date | principal |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 15,332 | $56,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 21,273 | $56,000 | thousands by filing date | |
| Meru Networks, Inc. | 59047Q103 | COM | 13,977 | $56,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAA2 | CNV | 38,000 | $56,000 | thousands by filing date | principal |
| LIFELOCK INC COM | 53224V100 | COM | 4,700 | $55,000 | thousands by filing date | put |
| GTX INC | 40052B108 | COM | 8,400 | $55,000 | thousands by filing date | call |
| GENCORP INC | 368682AN0 | SDCV | 30,000 | $55,000 | thousands by filing date | principal |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 900 | $54,000 | thousands by filing date | call |
| SYNOPSYS INC COM | 871607107 | Stock | 1,500 | $54,000 | thousands by filing date | put |
| HARRIS CORP INC | 413875105 | COM | 1,100 | $54,000 | thousands by filing date | put |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 24,224 | $54,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 176,286 | $54,000 | thousands by filing date | |
| EXTERRAN HLDGS INC 4.250 | 30225XAA1 | NOTE 4.250% 6/1 | 42,000 | $54,000 | thousands by filing date | principal |
| L+L ENERGY INC | 50162D100 | COM | 15,194 | $54,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 1,100 | $53,000 | thousands by filing date | call |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 44,770 | $53,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 6,394 | $53,000 | thousands by filing date | |
| BALTIC TRADING LTD | Y0553W103 | COM | 14,349 | $53,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 32,221 | $53,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 300 | $52,000 | thousands by filing date | call |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 1,300 | $51,000 | thousands by filing date | call |
| CORECIVIC INC | 22025Y407 | COM | 1,500 | $51,000 | thousands by filing date | put |
| ITT CORP | 450911201 | COM | 1,750 | $51,000 | thousands by filing date | put |
| UNIT CORP | 909218109 | COM | 1,200 | $51,000 | thousands by filing date | put |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 46,000 | $51,000 | thousands by filing date | principal |
| BARRETT BILL CORP | 06846NAA2 | NOTE 5.000% 3/1 | 51,000 | $51,000 | thousands by filing date | principal |
| MINDSPEED TECHNOLOGIES INC | 602682205 | COM NEW | 15,456 | $50,000 | thousands by filing date | |
| PROSHARES TR | 74347X567 | ULTSHT CHINA 25 | 2,100 | $50,000 | thousands by filing date | call |
| ENVIVIO INC | 29413T106 | COM | 24,757 | $50,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 29,772 | $50,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 900 | $49,000 | thousands by filing date | put |
| SEMPRA COM | 816851109 | Stock | 600 | $49,000 | thousands by filing date | put |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 14,300 | $49,000 | thousands by filing date | |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 12,137 | $49,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 3,400 | $49,000 | thousands by filing date | put |
| PVR PARTNERS L P | 693665101 | COM UNIT REPTG L | 1,808 | $49,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 32,166 | $48,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 1,400 | $48,000 | thousands by filing date | call |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 37,629 | $48,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076XAA0 | CNV | 53,000 | $48,000 | thousands by filing date | principal |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 1,300 | $47,000 | thousands by filing date | put |
| COMMVAULT SYS INC COM | 204166102 | Stock | 600 | $46,000 | thousands by filing date | call |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 2,000 | $46,000 | thousands by filing date | put |
| NETSUITE INC | 64118Q107 | COM | 500 | $46,000 | thousands by filing date | call |
| NOVACOPPER INC | 66988K102 | COM | 26,264 | $46,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 12,782 | $46,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 10,930 | $45,000 | thousands by filing date | |
| MILLER ENERGY RES INC | 600527105 | COM | 11,283 | $45,000 | thousands by filing date | |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 27,600 | $45,000 | thousands by filing date | call |
| PVF CAPITAL CORP | 693654105 | COM | 11,210 | $45,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 3,200 | $44,000 | thousands by filing date | put |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 25,667 | $44,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 700 | $44,000 | thousands by filing date | call |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 18,991 | $44,000 | thousands by filing date | |
| MELA SCIENCES INC | 55277R100 | COM | 47,509 | $44,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 23,465 | $44,000 | thousands by filing date | |
| AFFORDABLE RESIDENTIAL CMNTY | 00828UAB9 | BOND | 35,000 | $44,000 | thousands by filing date | principal |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,400 | $43,000 | thousands by filing date | put |
| ECOLAB INC COM | 278865100 | Stock | 500 | $43,000 | thousands by filing date | call |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 1,300 | $43,000 | thousands by filing date | put |
| HARMAN INTL INDS INC | 413086109 | COM | 800 | $43,000 | thousands by filing date | call |
| BANRO CORP | 066800103 | COM | 56,923 | $43,000 | thousands by filing date | |
| BG MEDICINE INC | 08861T107 | COM | 32,318 | $43,000 | thousands by filing date | |
| KNIGHT CAP GROUP INC CL A | 499005106 | COM | 12,000 | $43,000 | thousands by filing date | call |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 11,805 | $43,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 19,950 | $42,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 20,000 | $42,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 600 | $42,000 | thousands by filing date | call |
| CERES INC | 156773103 | COM | 13,388 | $42,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 1,800 | $41,000 | thousands by filing date | put |
| iShares Gold Trust | 464285105 | ISHARES | 3,400 | $41,000 | thousands by filing date | put |
| GEO GROUP INC | 36159R103 | COMMON STOCK | 1,200 | $41,000 | thousands by filing date | call |
| Broadcom Inc | Y0486S104 | Common | 1,100 | $41,000 | thousands by filing date | call |
| ZAZA ENERGY CORP | 98919T100 | COM | 34,224 | $41,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 500 | $40,000 | thousands by filing date | call |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 10,181 | $40,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 1,500 | $39,000 | thousands by filing date | put |
| SIGMA DESIGNS INC | 826565103 | COM | 7,700 | $39,000 | thousands by filing date | call |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 4,700 | $39,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06739F101 | COM | 1,000 | $38,000 | thousands by filing date | put |
| DENISON MINES CORP | 248356107 | COM | 31,122 | $37,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 900 | $37,000 | thousands by filing date | call |
| DIEBOLD NXDF INC | 253651103 | COM | 1,100 | $37,000 | thousands by filing date | put |
| TRIMBLE INC COM | 896239100 | Stock | 1,400 | $36,000 | thousands by filing date | put |
| DIODES INC COM | 254543101 | Stock | 1,400 | $36,000 | thousands by filing date | call |
| IPG PHOTONICS CORP | 44980X109 | COM | 600 | $36,000 | thousands by filing date | put |
| ADVANCED MICRO DEVICES | 007903AL1 | CORPORATE OBLIG | 35,000 | $36,000 | thousands by filing date | principal |
| TRANSATLANTIC PETROLEUM LTD | G89982105 | SHS | 52,570 | $36,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 21,056 | $36,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 5,600 | $36,000 | thousands by filing date | call |
| COINSTAR INC | 19259PAF9 | NOTE 4.000% | 25,000 | $36,000 | thousands by filing date | principal |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 1,800 | $35,000 | thousands by filing date | put |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 19,128 | $35,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 2,400 | $35,000 | thousands by filing date | put |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 11,772 | $35,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 300 | $34,000 | thousands by filing date | call |
| FORMFACTOR INC COM | 346375108 | Stock | 5,000 | $34,000 | thousands by filing date | put |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 600 | $34,000 | thousands by filing date | put |
| DIEBOLD NXDF INC | 253651103 | COM | 1,000 | $34,000 | thousands by filing date | call |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 600 | $34,000 | thousands by filing date | put |
| CALPINE CORP | 131347304 | COM | 1,600 | $34,000 | thousands by filing date | call |
| DURECT CORP | 266605104 | COM | 32,187 | $34,000 | thousands by filing date | |
| ZOLTEK COS INC | 98975W104 | COM | 2,600 | $34,000 | thousands by filing date | call |
| CLEVELAND BIOLABS INC | 185860103 | COM | 21,548 | $34,000 | thousands by filing date | |
| PULSE ELECTRONICS CORP | 74586W205 | COM | 12,800 | $34,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 1,084 | $33,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 600 | $33,000 | thousands by filing date | put |
| LIFELOCK INC COM | 53224V100 | COM | 2,800 | $33,000 | thousands by filing date | call |
| BIOSANTE PHARMACEUTICALS INC | 09065V302 | COM PAR $0.0001 | 32,908 | $33,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 500 | $33,000 | thousands by filing date | call |
| AMBIENT CORP | 02318N201 | COM | 13,852 | $33,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 2,300 | $32,000 | thousands by filing date | put |
| AXT INC | 00246W103 | COM | 11,957 | $32,000 | thousands by filing date | |
| BEAM INC | 073730103 | COMMON STOCK | 500 | $32,000 | thousands by filing date | call |
| VERADIGM INC | 01988P108 | COMMON STOCK | 2,500 | $32,000 | thousands by filing date | call |
| COSAN LTD | G25343107 | SHS A | 1,900 | $31,000 | thousands by filing date | call |
| CELL THERAPEUTICS INC | 150934883 | COM NPV NEW 2012 | 29,580 | $31,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 1,000 | $31,000 | thousands by filing date | call |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 3,300 | $30,000 | thousands by filing date | put |
| ITRON INC COM | 465741106 | Stock | 700 | $30,000 | thousands by filing date | call |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 400 | $30,000 | thousands by filing date | put |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 300 | $30,000 | thousands by filing date | put |
| CHEESECAKE FACTORY INC | 163072101 | COM | 700 | $29,000 | thousands by filing date | put |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 2,100 | $29,000 | thousands by filing date | call |
| ENGILITY HLDGS INC | 29285W104 | COM | 1,008 | $29,000 | thousands by filing date | call |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 4,500 | $29,000 | thousands by filing date | put |
| MEETME INC | 585141104 | COM | 18,079 | $29,000 | thousands by filing date | |
| SWISHER HYGIENE INC | 870808102 | COMMON STOCK | 33,057 | $28,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 5,000 | $28,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 1,200 | $28,000 | thousands by filing date | put |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 1,100 | $27,000 | thousands by filing date | put |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 1,200 | $27,000 | thousands by filing date | call |
| WELLTOWER INC | 42217K106 | COM | 400 | $27,000 | thousands by filing date | put |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 11,314 | $27,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 4,900 | $27,000 | thousands by filing date | put |
| COPA HOLDINGS SA | P31076105 | CL A | 200 | $26,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 900 | $26,000 | thousands by filing date | put |
| LIVE NATION ENTERTAINMENT INC | 538034AB5 | CORPORATE OBLIG | 26,000 | $26,000 | thousands by filing date | principal |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 14,700 | $26,000 | thousands by filing date | put |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 25,000 | $26,000 | thousands by filing date | principal |
| SAVIENT PHARMACEUTICALS INC | 80517QAA8 | CNV | 129,000 | $26,000 | thousands by filing date | principal |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 580 | $25,000 | thousands by filing date | put |
| ISHARES INC | 464286103 | MSCI AUST ETF | 1,100 | $25,000 | thousands by filing date | call |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 13,800 | $25,000 | thousands by filing date | call |
| ATHERSYS INC | 04744L106 | COM | 15,037 | $25,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 11,308 | $25,000 | thousands by filing date | |
| AAR CORP | 000361AK1 | NOTE 1.625% 3/0 | 25,000 | $25,000 | thousands by filing date | principal |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 300 | $24,000 | thousands by filing date | put |
| PEPCO HOLDINGS INC | 713291102 | COM | 1,200 | $24,000 | thousands by filing date | put |
| POLYPORE INTL INC | 73179V103 | COM | 600 | $24,000 | thousands by filing date | call |
| LONE PINE RES INC | 54222A106 | COM | 71,869 | $24,000 | thousands by filing date | |
| SAVIENT PHARMACEUTICALS INC | 80517Q100 | COM | 41,383 | $23,000 | thousands by filing date | |
| CINEDIGM DIGITAL CINEMA - A | 172407108 | COM | 15,992 | $23,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 6,800 | $23,000 | thousands by filing date | call |
| GREEN PLAINS RENEWABLE ENERG | 393222AB0 | BOND | 20,000 | $23,000 | thousands by filing date | principal |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 500 | $22,000 | thousands by filing date | put |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 301 | $22,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 6,000 | $22,000 | thousands by filing date | call |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 400 | $22,000 | thousands by filing date | call |
| INTERDIGITAL INC | 458660AB3 | NOTE 2.500% 3/1 | 20,000 | $21,000 | thousands by filing date | principal |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 2,974 | $21,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 800 | $20,000 | thousands by filing date | call |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 300 | $20,000 | thousands by filing date | call |
| AVID TECHNOLOGY INC | 05367P100 | COM | 3,400 | $20,000 | thousands by filing date | put |
| BPZ RESOURCES INC | 055639AB4 | MTNF 6.500% 3/0 | 25,000 | $20,000 | thousands by filing date | principal |
| FERRO CORP 6.5%13 | 315405AL4 | NOTE 6.500% 8/1 | 20,000 | $20,000 | thousands by filing date | principal |
| TASEKO MINES LTD COM | 876511106 | Stock | 10,288 | $19,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 4,800 | $19,000 | thousands by filing date | call |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 800 | $19,000 | thousands by filing date | call |
| TWO HARBORS INVESTMENT CORP | 90187B119 | CMN | 17,702 | $19,000 | thousands by filing date | |
| OPEXA THERAPEUTICS INC | 68372T202 | CMN | 12,737 | $19,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 300 | $18,000 | thousands by filing date | put |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 500 | $18,000 | thousands by filing date | put |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 300 | $18,000 | thousands by filing date | call |
| IPG PHOTONICS CORP | 44980X109 | COM | 300 | $18,000 | thousands by filing date | call |
| GENCO SHIPPING & TRADING LTD | 36869MAA3 | NOTE 5.000% 8/1 | 71,000 | $18,000 | thousands by filing date | principal |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 40,230 | $18,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 34,794 | $18,000 | thousands by filing date | |
| STEWART ENTERPRISES INC | 860370AK1 | NOTE 3.375% 7/1 | 14,000 | $18,000 | thousands by filing date | principal |
| Jacksonville Bancorp, Inc. | 469249106 | Common Stock | 37,409 | $18,000 | thousands by filing date | |
| POSTROCK ENERGY CORP | 737525105 | COM | 11,639 | $18,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407AG1 | CNV | 19,000 | $18,000 | thousands by filing date | principal |
| REALTY INCOME CORP COM | 756109104 | REIT | 400 | $17,000 | thousands by filing date | put |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 300 | $17,000 | thousands by filing date | call |
| WINDSTREAM CORP | 97381W104 | COM | 2,200 | $17,000 | thousands by filing date | call |
| GOLDMAN SACHS GROUP INC | 38141GMG6 | CNV | 20,000 | $17,000 | thousands by filing date | principal |
| ROVI CORP | 779376102 | COM | 700 | $16,000 | thousands by filing date | call |
| VELTI PLC ST HELIER | G93285107 | SHS | 11,585 | $16,000 | thousands by filing date | |
| KNIGHT CAPITAL GROUP INC | 499005AE6 | CONV BD US | 16,000 | $16,000 | thousands by filing date | principal |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 1,000 | $15,000 | thousands by filing date | call |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 200 | $15,000 | thousands by filing date | call |
| TOTAL SYS SVCS INC | 891906109 | COM | 600 | $15,000 | thousands by filing date | call |
| WABCO HLDGS INC | 92927K102 | COM | 200 | $15,000 | thousands by filing date | call |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 1,060 | $15,000 | thousands by filing date | call |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 700 | $15,000 | thousands by filing date | put |
| CORE LABORATORIES N V | N22717107 | COM | 100 | $15,000 | thousands by filing date | call |
| CALPINE CORP | 131347304 | COM | 700 | $15,000 | thousands by filing date | put |
| WRIGHT MED GROUP INC | 98235TAA5 | NOTE 2.625%12/0 | 15,000 | $15,000 | thousands by filing date | principal |
| ATMEL CORP | 049513104 | COM | 2,100 | $15,000 | thousands by filing date | call |
| GLOBAL PMTS INC | 37940X102 | COM | 300 | $14,000 | thousands by filing date | put |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 500 | $14,000 | thousands by filing date | call |
| VALMONT INDS INC COM | 920253101 | Stock | 100 | $14,000 | thousands by filing date | put |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 330 | $14,000 | thousands by filing date | call |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 1,000 | $14,000 | thousands by filing date | put |
| INNERWORKINGS INC | 45773Y105 | COM | 1,300 | $14,000 | thousands by filing date | put |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 800 | $14,000 | thousands by filing date | put |
| TAKE-TWO INTERACTIVE SOFTWRE | 874054AA7 | CNV | 10,000 | $14,000 | thousands by filing date | principal |
| WINDSTREAM CORP | 97381W104 | COM | 1,700 | $13,000 | thousands by filing date | put |
| BEAM INC | 073730103 | COMMON STOCK | 200 | $13,000 | thousands by filing date | put |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 4,500 | $13,000 | thousands by filing date | call |
| MONSTER WORLDWIDE INC | 611742107 | COM | 2,700 | $13,000 | thousands by filing date | call |
| SUNPOWER CORP | 867652AE9 | DBCV 4.500% 3/1 | 11,000 | $13,000 | thousands by filing date | principal |
| BIODEL INC | 09064M204 | COM | 3,000 | $13,000 | thousands by filing date | call |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 400 | $12,000 | thousands by filing date | put |
| INNERWORKINGS INC | 45773Y105 | COM | 1,100 | $12,000 | thousands by filing date | call |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 700 | $12,000 | thousands by filing date | call |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 4,025 | $12,000 | thousands by filing date | put |
| RENESOLA LTD | 75971T103 | SPONS ADS | 5,800 | $12,000 | thousands by filing date | put |
| CMS ENERGY CORP COM | 125896100 | Stock | 400 | $11,000 | thousands by filing date | put |
| NASDAQ OMX GROUP INC 2.500 | 631103AA6 | NOTE 2.500% 8/1 | 11,000 | $11,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AH6 | NOTE | 10,000 | $11,000 | thousands by filing date | principal |
| ORCHARD SUPPLY HARDWARE STORES CORP | 685691404 | COMMON | 37,108 | $11,000 | thousands by filing date | |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 19,118 | $11,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 300 | $11,000 | thousands by filing date | put |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 100 | $10,000 | thousands by filing date | put |
| CLEAN HARBORS INC COM | 184496107 | Stock | 200 | $10,000 | thousands by filing date | call |
| LINEAR TECH INC | 535678AC0 | CORPORATE OBLIG | 10,000 | $10,000 | thousands by filing date | principal |
| ALLEGHENY TECHNOLOGIES INC | 01741RAD4 | NOTE | 10,000 | $10,000 | thousands by filing date | principal |
| SNAP ON INC COM | 833034101 | Stock | 100 | $9,000 | thousands by filing date | call |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 100 | $9,000 | thousands by filing date | call |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 200 | $9,000 | thousands by filing date | put |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 1,100 | $9,000 | thousands by filing date | call |
| NORTHGATE MINERALS CORP | 666416AB8 | NOTE 3.500%10/0 | 10,000 | $9,000 | thousands by filing date | principal |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 400 | $9,000 | thousands by filing date | call |
| Concho Resources Inc. | 20605P101 | COM | 100 | $8,000 | thousands by filing date | call |
| UNILEVER N V | 904784709 | N Y SHS NEW | 200 | $8,000 | thousands by filing date | put |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 1,100 | $8,000 | thousands by filing date | call |
| MONSTER WORLDWIDE INC | 611742107 | COM | 1,600 | $8,000 | thousands by filing date | put |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 200 | $7,000 | thousands by filing date | call |
| GENTEX CORP COM | 371901109 | Stock | 300 | $7,000 | thousands by filing date | put |
| SAP SE SPON ADR | 803054204 | ADR | 100 | $7,000 | thousands by filing date | put |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 200 | $7,000 | thousands by filing date | call |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 477 | $7,000 | thousands by filing date | put |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 100 | $7,000 | thousands by filing date | call |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 300 | $7,000 | thousands by filing date | put |
| RENESOLA LTD | 75971T103 | SPONS ADS | 3,400 | $7,000 | thousands by filing date | call |
| MOODYS CORP COM | 615369105 | Stock | 100 | $6,000 | thousands by filing date | put |
| CENOVUS ENERGY INC | 15135U109 | COM | 200 | $6,000 | thousands by filing date | call |
| VALARIS ORD | 920355104 | COM | 100 | $6,000 | thousands by filing date | put |
| QEP RESOURCES INC | 74733V100 | COM | 200 | $6,000 | thousands by filing date | call |
| ROCKWOOD HLDGS INC | 774415103 | COM | 100 | $6,000 | thousands by filing date | put |
| DRESSER-RAND GROUP INC | 261608103 | COM | 100 | $6,000 | thousands by filing date | call |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 500 | $6,000 | thousands by filing date | put |
| PROSHRE ULT DJ-UBS CRUDE OIL | 74347W650 | CMN | 200 | $6,000 | thousands by filing date | call |
| SUNTECH PWR HLDGS CO LTD | 86800C104 | ADR | 5,400 | $6,000 | thousands by filing date | call |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 200 | $5,000 | thousands by filing date | put |
| WENDYS CO COM | 95058W100 | Stock | 900 | $5,000 | thousands by filing date | call |
| LANDSTAR SYS INC COM | 515098101 | Stock | 100 | $5,000 | thousands by filing date | put |
| VULCAN MATLS CO COM | 929160109 | Stock | 100 | $5,000 | thousands by filing date | put |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 700 | $5,000 | thousands by filing date | put |
| TECH DATA CORP | 878237106 | COM | 100 | $5,000 | thousands by filing date | put |
| BMC SOFTWARE INC | 055921100 | COM | 100 | $5,000 | thousands by filing date | put |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 200 | $5,000 | thousands by filing date | put |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 21,295 | $5,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 300 | $5,000 | thousands by filing date | call |
| PROSHARES TR | 74347X567 | ULTSHT CHINA 25 | 200 | $5,000 | thousands by filing date | put |
| ISHARES TR | 464288687 | COM | 100 | $4,000 | thousands by filing date | call |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 400 | $4,000 | thousands by filing date | call |
| AVERY DENNISON CORP COM | 053611109 | Stock | 100 | $4,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 100 | $4,000 | thousands by filing date | call |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 200 | $4,000 | thousands by filing date | put |
| POLYPORE INTL INC | 73179V103 | COM | 100 | $4,000 | thousands by filing date | put |
| REX ENERGY CORPORATION | 761565100 | COM | 200 | $4,000 | thousands by filing date | call |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 2,200 | $4,000 | thousands by filing date | call |
| NISOURCE INC COM | 65473P105 | Stock | 100 | $3,000 | thousands by filing date | put |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 800 | $3,000 | thousands by filing date | call |
| AQUA AMERICA INC | 03836W103 | COM | 100 | $3,000 | thousands by filing date | put |
| MARKET VECTORS RARE EARTH/ST | 57060U472 | CMN | 300 | $3,000 | thousands by filing date | put |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 100 | $2,000 | thousands by filing date | call |
| IMAX CORP | 45245E109 | COM | 100 | $2,000 | thousands by filing date | call |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 300 | $2,000 | thousands by filing date | put |
| PEPCO HOLDINGS INC | 713291102 | COM | 100 | $2,000 | thousands by filing date | call |
| NOVACOPPER INC | 66988K102 | COM | 1,200 | $2,000 | thousands by filing date | call |
| BEBE STORES INC | 075571109 | COM | 400 | $2,000 | thousands by filing date | call |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 2,400 | $2,000 | thousands by filing date | call |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 400 | $1,000 | thousands by filing date | call |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 300 | $1,000 | thousands by filing date | call |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 700 | $1,000 | thousands by filing date | put |
| AVID TECHNOLOGY INC | 05367P100 | COM | 100 | $1,000 | thousands by filing date | call |
| NUTRI SYS INC NEW | 67069D108 | COM | 100 | $1,000 | thousands by filing date | put |
| PHARMATHENE INC | 71714G102 | COM | 324 | $1,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 200 | $1,000 | thousands by filing date | call |
| LEAP WIRELESS INTL INC | 521863308 | COM NEW | 100 | $1,000 | thousands by filing date | call |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 400 | $1,000 | thousands by filing date | put |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 1,100 | $1,000 | thousands by filing date | put |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000769993-13-000444 | this filing | 2013-08-14 | acceptance time not in the bulk data set |