13F-HR filed by Rockefeller Capital Management L.P.
Rockefeller Capital Management L.P. filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-10, with 3,553 holding rows worth $17,751,165,000.
- Accession
- 0000315123-21-000018
- Filer
- CIK 1739439
- Filed
- 2021-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 4,970 entries on the cover page, a total value of $17,751,165,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $17,751,165,000 with VALUE read as thousands by filing date, 13F file number 028-18743. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROCKEFELLER & CO. LLC028-00926
- included managerROCKEFELLER TRUST COMPANY, N.A.028-02772
- included managerRockefeller Trust Co (Delaware)028-11086
- included managerROCKEFELLER FINANCIAL LLC028-19121
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 100 | $6,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 2,000 | $6,000 | thousands by filing date | |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 5,000 | $6,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 6,000 | $6,000 | thousands by filing date | |
| TPG PACE BEN FIN CORP | G8990D125 | CL A COM | 500 | $6,000 | thousands by filing date | |
| ESSENTIAL UTILS INC | 29670G201 | UNIT 04/30/2022 | 105 | $6,000 | thousands by filing date | |
| GORES HOLDINGS VI INC | 38286R204 | UNIT 08/24/2027 | 400 | $6,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 173 | $5,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 547 | $5,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 181 | $5,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 246 | $5,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 17 | $5,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 123 | $5,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 134 | $5,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 35 | $5,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 116 | $5,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 95 | $5,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 23 | $5,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 73 | $5,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 114 | $5,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 103 | $5,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 159 | $5,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 84 | $5,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 154 | $5,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 108 | $5,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 59 | $5,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 338 | $5,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 40 | $5,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 100 | $5,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 41 | $5,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 334 | $5,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 885 | $5,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 444 | $5,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 437 | $5,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 167 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 97 | $5,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 73 | $5,000 | thousands by filing date | |
| CVR PARTNERS LP | 126633205 | COM | 90 | $5,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 51 | $5,000 | thousands by filing date | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 239 | $5,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 500 | $5,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 882 | $5,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 214 | $5,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 142 | $5,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 190 | $5,000 | thousands by filing date | |
| GABELLI ETFS TRUST | 36261K202 | GROWT INNOV ETF | 230 | $5,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 282 | $5,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 72 | $5,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 1,100 | $5,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X804 | COMMON STOCK | 63 | $5,000 | thousands by filing date | |
| VIZIO HOLDING CORP | 92858V101 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
| HEXO CORP | 428304307 | COM NEW | 925 | $5,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 712 | $5,000 | thousands by filing date | |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 4,000 | $5,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 5,000 | $5,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 7,000 | $5,000 | thousands by filing date | |
| SQZ BIOTECHNOLOGIES CO | 78472W104 | COM | 390 | $5,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 1,520 | $5,000 | thousands by filing date | |
| ISHARES TR | 46435G706 | MSCI CDA ETF | 168 | $5,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B204 | DEFIANCE NXT GN | 200 | $5,000 | thousands by filing date | |
| TOP SHIPS INC | Y8897Y180 | COM | 3,244 | $5,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 192 | $5,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 544 | $5,000 | thousands by filing date | |
| SCORPIO TANKERS INC | 80918TAB5 | NOTE 3.000% 5/1 | 6,000 | $5,000 | thousands by filing date | |
| ENVIRONMENTAL IMPACT ACQU CO | 29408N114 | *W EXP 09/30/202 | 5,000 | $5,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 90 | $4,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 437 | $4,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 493 | $4,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 63 | $4,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 85 | $4,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 1,425 | $4,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 72 | $4,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 100 | $4,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 74 | $4,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 51 | $4,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 28 | $4,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 60 | $4,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 429 | $4,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 62 | $4,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 200 | $4,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 217 | $4,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 184 | $4,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 54 | $4,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 200 | $4,000 | thousands by filing date | |
| CLEANSPARK INC | 18452B209 | COM NEW | 250 | $4,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 92 | $4,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 488 | $4,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 1,000 | $4,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 46 | $4,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 350 | $4,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 50 | $4,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 21 | $4,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 36 | $4,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 268 | $4,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 164 | $4,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 81 | $4,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 147 | $4,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 53 | $4,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 354 | $4,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 135 | $4,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 72 | $4,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 6 | $4,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 140 | $4,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 74 | $4,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 284 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 159 | $4,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 538 | $4,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 185 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 59 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 207 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 201 | $4,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 193 | $4,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 43 | $4,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 200 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 144 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 250 | $4,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 1,000 | $4,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 666 | $4,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 281 | $4,000 | thousands by filing date | |
| VYNE THERAP. | 92941V209 | COM | 1,300 | $4,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 319 | $4,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 250 | $4,000 | thousands by filing date | |
| PDD HOLDINGS INC | 722304AC6 | NOTE 12/0 | 4,000 | $4,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 300 | $4,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 4,000 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347G648 | FUND | 125 | $4,000 | thousands by filing date | |
| AMERICAN NATIONAL GROUP INC | 02772A109 | COM NEW | 29 | $4,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 144 | $4,000 | thousands by filing date | |
| INHIBIKASE THERAPEUTICS INC | 45719W106 | COM | 1,500 | $4,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 199 | $4,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R105 | COM CL A | 500 | $4,000 | thousands by filing date | |
| ONE | G7000X105 | COM CL A | 500 | $4,000 | thousands by filing date | |
| ORPHAZYME A S F UNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 687305102 | ADS | 600 | $4,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 119 | $3,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 33 | $3,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 23 | $3,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 48 | $3,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 48 | $3,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 23 | $3,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 138 | $3,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 185 | $3,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 25 | $3,000 | thousands by filing date | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 76 | $3,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 23 | $3,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 118 | $3,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 19 | $3,000 | thousands by filing date | |
| DIGITALOCEAN HLDGS INC COM | 25402D102 | Stock | 65 | $3,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 185 | $3,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 68 | $3,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 225 | $3,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 63 | $3,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 102 | $3,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 56 | $3,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 129 | $3,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 101 | $3,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 18 | $3,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 159 | $3,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 37 | $3,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 1,889 | $3,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 108 | $3,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 150 | $3,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 117 | $3,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 100 | $3,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 236 | $3,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 77 | $3,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 70 | $3,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 131 | $3,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 209 | $3,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 169 | $3,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 1 | $3,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 69 | $3,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 68 | $3,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 250 | $3,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 300 | $3,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 34 | $3,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 56 | $3,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 13 | $3,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 57 | $3,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 421 | $3,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 73 | $3,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 37 | $3,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 143 | $3,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 600 | $3,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 225 | $3,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 50 | $3,000 | thousands by filing date | |
| QUALTRICS INTL INC | 747601201 | COM CL A | 100 | $3,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 70 | $3,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 133 | $3,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 332 | $3,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 81 | $3,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 29 | $3,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 90 | $3,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 81 | $3,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 30 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 52 | $3,000 | thousands by filing date | |
| GOLD ROYALTY CORP | 38071H106 | COMMON SHARES | 600 | $3,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 77 | $3,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 114 | $3,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 610 | $3,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 395 | $3,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 530 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 169 | $3,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 13 | $3,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 100 | $3,000 | thousands by filing date | |
| ModivCare Inc | 60783X104 | Common Stock | 20 | $3,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 72 | $3,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 500 | $3,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 100 | $3,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 172 | $3,000 | thousands by filing date | |
| TRAWS PHARMA INC COM NEW | 68232V801 | Stock | 566 | $3,000 | thousands by filing date | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 315 | $3,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 54 | $3,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 382 | $3,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 2,000 | $3,000 | thousands by filing date | |
| GABELLI EQUITY TR INC | 362397218 | RIGHT 07/14/2021 | 28,420 | $3,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 523 | $3,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 126 | $3,000 | thousands by filing date | |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 600 | $3,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 4,000 | $3,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 4,000 | $3,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 85 | $2,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 87 | $2,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 65 | $2,000 | thousands by filing date | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 111 | $2,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 43 | $2,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 41 | $2,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 223 | $2,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 533 | $2,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 56 | $2,000 | thousands by filing date | |
| ICL GROUP LTD SHS | M53213100 | Stock | 331 | $2,000 | thousands by filing date | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 25 | $2,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 66 | $2,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 55 | $2,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 28 | $2,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 15 | $2,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 32 | $2,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 200 | $2,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 23 | $2,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 51 | $2,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 195 | $2,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 717 | $2,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 100 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 40 | $2,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 18 | $2,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 79 | $2,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 126 | $2,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 90 | $2,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 347 | $2,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 33 | $2,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 65 | $2,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 632 | $2,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 120 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 170 | $2,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 70 | $2,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 71 | $2,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 32 | $2,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 200 | $2,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 61 | $2,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 22 | $2,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 177 | $2,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 18 | $2,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 60 | $2,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 61 | $2,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 204 | $2,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 60 | $2,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 250 | $2,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 200 | $2,000 | thousands by filing date | |
| CRICUT INC | 22658D100 | COM CL A | 60 | $2,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 100 | $2,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 33 | $2,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 77 | $2,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 95 | $2,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 38 | $2,000 | thousands by filing date | |
| MARAVAI LIFESCIENCES HLDGS A | 56600D107 | COMMON STOCK | 70 | $2,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 324 | $2,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 433 | $2,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F730 | FT VEST US EQT | 85 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 70 | $2,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 79 | $2,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 41 | $2,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 77 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 50 | $2,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 114 | $2,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 144 | $2,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 225 | $2,000 | thousands by filing date | |
| ACHILLES THERAPEUTICS PL-ADR | 00449L102 | COM | 250 | $2,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 100 | $2,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 58 | $2,000 | thousands by filing date | |
| INARI MED INC | 45332Y109 | COM | 29 | $2,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 67 | $2,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 151 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G880 | FUND | 120 | $2,000 | thousands by filing date | |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 300 | $2,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 120 | $2,000 | thousands by filing date | |
| CORVUS GOLD INC | 221013105 | COM | 917 | $2,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 944 | $2,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 1,000 | $2,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 35 | $2,000 | thousands by filing date | |
| SCORE MEDIA & GAMING INC | 80919D202 | CL A SUB VTG SHS | 129 | $2,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K200 | COM | 106 | $2,000 | thousands by filing date | |
| NEOVASC INC | 64065J304 | COM | 2,267 | $2,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 1,500 | $2,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G112 | RIGHT 07/14/2021 | 3,616 | $2,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514111 | *W EXP 09/26/202 | 1,200 | $2,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLDWT | G8251L113 | WARRANT AND RIGH | 1,300 | $2,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 100 | $1,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 41 | $1,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 169 | $1,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 26 | $1,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 47 | $1,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 11 | $1,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 65 | $1,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 134 | $1,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 39 | $1,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 13 | $1,000 | thousands by filing date | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 34 | $1,000 | thousands by filing date | |
| SITIME CORP COM | 82982T106 | Stock | 12 | $1,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 15 | $1,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 146 | $1,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 30 | $1,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 31 | $1,000 | thousands by filing date | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 125 | $1,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 78 | $1,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 17 | $1,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 23 | $1,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 17 | $1,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 44 | $1,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 20 | $1,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 75 | $1,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 15 | $1,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 12 | $1,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 55 | $1,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 200 | $1,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 19 | $1,000 | thousands by filing date | |
| BENTLEY SYS INC COM CL B | 08265T208 | Stock | 28 | $1,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 93 | $1,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 72 | $1,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 53 | $1,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 19 | $1,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 58 | $1,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 16 | $1,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 20 | $1,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 17 | $1,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 57 | $1,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 36 | $1,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 20 | $1,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 26 | $1,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 10 | $1,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 119 | $1,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 12 | $1,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 90 | $1,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 52 | $1,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 35 | $1,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 29 | $1,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 31 | $1,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 3 | $1,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 22 | $1,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 24 | $1,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 32 | $1,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 32 | $1,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 89 | $1,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 38 | $1,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 21 | $1,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 159 | $1,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 13 | $1,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 206 | $1,000 | thousands by filing date | |
| MOMENTIVE GLOBAL INC | 60878Y108 | COM | 76 | $1,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 22 | $1,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 147 | $1,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 18 | $1,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 63 | $1,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 17 | $1,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 58 | $1,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 30 | $1,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 20 | $1,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 30 | $1,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 18 | $1,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 10 | $1,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 41 | $1,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 15 | $1,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 99 | $1,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 80 | $1,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 50 | $1,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 81 | $1,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 28 | $1,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| J JILL INC | 46620W201 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 350 | $1,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 14 | $1,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806XAB8 | NOTE 2.500% 3/1 | 1,000 | $1,000 | thousands by filing date | |
| LUXEXPERIENCE BV | 55406W103 | SPONSORED ADS | 46 | $1,000 | thousands by filing date | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 358 | $1,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 61 | $1,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 33 | $1,000 | thousands by filing date | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 53 | $1,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 25 | $1,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 300 | $1,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 9 | $1,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 8 | $1,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 38 | $1,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 134 | $1,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 500 | $1,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 1,000 | $1,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 350 | $1,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514103 | SHS CL A | 150 | $1,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 1,000 | $1,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 85 | $1,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 1,500 | $1,000 | thousands by filing date | |
| Benitec Biopharma, Inc. | 08205P100 | common | 300 | $1,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 1,000 | $1,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 1,000 | $1,000 | thousands by filing date | |
| PLANET GREEN HLDGS CORP | 72703U102 | COM | 1,102 | $1,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPT | G0411R114 | *W EXP 10/29/202 | 1,500 | $1,000 | thousands by filing date | |
| JOBY AVIATION IN | G7483N103 | EQUITY WRT | 800 | $1,000 | thousands by filing date | |
| FAST ACQUISITION CORP. CMN | 311875108 | COM | 97 | $1,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 625 | $1,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INMODE LTD SHS | M5425M103 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KE HLDGS INC SPONSORED ADS | 482497104 | ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MR COOPER GROUP INC | 62482R107 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW JERSEY RES CORP | 646025106 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INVESCO SR INCOME TR | 46131H107 | COM | 149 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNOME INC | 45257U108 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRI CONTL CORP | 895436103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WISDOMTREE INC | 97717P104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALKAMI TECHNOLOGY INC | 01644J108 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEABODY ENGR CORP | 704551100 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWS CORP NEW | 65249B208 | CL B | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYAL GOLD INC | 780287108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524672 | INTERNL DIVID | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SELECTQUOTE INC | 816307300 | COM | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONDUENT INC | 206787103 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COSTAMARE INC | Y1771G102 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FATE THERAPEUTICS INC | 31189P102 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POPULAR INC | 733174700 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HAYWARD HLDGS INC | 421298100 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEICO CORP NEW | 422806208 | CL A | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTEON CORP | 92839U206 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KODIAK SCIENCES INC | 50015M109 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AMERISAFE INC | 03071H100 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SQUARESPACE INC | 85225A107 | CLASS A | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AEGON N V | 007924103 | NY REGISTRY SHS | 149 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIBROGEN INC | 31572Q808 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MERCER INTL INC | 588056101 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 146 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENNAR CORP CL B | 526057302 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q205 | COM | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIVEO CORP | 17878Y207 | COMMON STOCK | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROCURE SPACE ETF | 74280R205 | ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| United States Brent Oil Fund L | 91167Q100 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000315123-21-000018 | this filing | 2021-08-10 | acceptance time not in the bulk data set |