13F-HR filed by Rockefeller Capital Management L.P.
Rockefeller Capital Management L.P. filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-10, with 3,553 holding rows worth $17,751,165,000.
- Accession
- 0000315123-21-000018
- Filer
- CIK 1739439
- Filed
- 2021-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 4,970 entries on the cover page, a total value of $17,751,165,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $17,751,165,000 with VALUE read as thousands by filing date, 13F file number 028-18743. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROCKEFELLER & CO. LLC028-00926
- included managerROCKEFELLER TRUST COMPANY, N.A.028-02772
- included managerRockefeller Trust Co (Delaware)028-11086
- included managerROCKEFELLER FINANCIAL LLC028-19121
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 2,171 | $59,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 952 | $59,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 4,000 | $59,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 800 | $59,000 | thousands by filing date | |
| Skillsoft Corp. | 83066P200 | Common | 6,000 | $59,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 12,300 | $59,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP II | 53804W106 | COM CL A | 6,000 | $59,000 | thousands by filing date | |
| BTRS HOLDINGS INC | 11778X112 | W EXP 01/12/202 | 15,000 | $59,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 2,698 | $58,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 550 | $58,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 117 | $58,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 1,345 | $58,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 664 | $58,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 291 | $58,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 850 | $57,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 1,065 | $57,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 3,121 | $57,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 795 | $57,000 | thousands by filing date | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 2,310 | $57,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 13,374 | $57,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 2,122 | $56,000 | thousands by filing date | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 1,857 | $56,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 13,385 | $56,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 8,807 | $56,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 2,250 | $56,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 1,860 | $56,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 1,182 | $55,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q647 | MUNICIPAL ETF | 1,000 | $55,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 820 | $55,000 | thousands by filing date | |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 2,000 | $55,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 1,635 | $55,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 2,056 | $55,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 601 | $55,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 1,350 | $55,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 2,606 | $54,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 6,799 | $54,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 846 | $54,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 1,695 | $54,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 1,350 | $54,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 5,455 | $54,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 3,594 | $54,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 6,881 | $54,000 | thousands by filing date | |
| Agora Inc-Adr | 00851L103 | COM | 1,290 | $54,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 1,858 | $54,000 | thousands by filing date | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 5,000 | $54,000 | thousands by filing date | |
| KATAPULT HOLDINGS INC | 485859102 | COM | 5,000 | $54,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 1,809 | $53,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 1,660 | $53,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 8,069 | $53,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 1,000 | $53,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 2,500 | $53,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 1,000 | $53,000 | thousands by filing date | |
| Natural Order Acquisition Corp | 63889L206 | Equity | 5,000 | $53,000 | thousands by filing date | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 955 | $52,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 1,144 | $52,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 3,715 | $52,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 5,685 | $52,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 1,000 | $52,000 | thousands by filing date | |
| VIRTUS CONVERTIBLE & INC 202 | 92838R105 | COM | 5,000 | $52,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 854 | $52,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 543 | $51,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 203 | $51,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 3,711 | $51,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 4,838 | $51,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 3,126 | $51,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 3,161 | $51,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 1,636 | $51,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 2,095 | $51,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 4,560 | $51,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 802 | $50,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 734 | $50,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 883 | $50,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 239 | $50,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 1,792 | $50,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 803 | $50,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 620 | $50,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 1,000 | $50,000 | thousands by filing date | |
| OPEN LENDING CORP | 68373J104 | COM | 1,170 | $50,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 1,687 | $50,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 5,300 | $50,000 | thousands by filing date | |
| USHG ACQUISITION CORP | 91748P209 | COMMON STOCK | 5,000 | $50,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 50,000 | $50,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 1,992 | $50,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 1,974 | $50,000 | thousands by filing date | |
| TRAVEL PLUS LEISURE CO COM | 894164102 | Stock | 830 | $49,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 2,985 | $49,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 4,129 | $49,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 4,072 | $49,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 785 | $49,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 480 | $49,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 2,011 | $49,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 1,055 | $49,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J101 | SHS CL A | 5,000 | $49,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 192 | $48,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 1,328 | $48,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 1,703 | $48,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 1,500 | $48,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 1,387 | $48,000 | thousands by filing date | |
| EXECUTIVE NETWORK PARTNERING | 30158L100 | CMN | 5,000 | $48,000 | thousands by filing date | |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 1,539 | $48,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 842 | $47,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 820 | $47,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 1,133 | $47,000 | thousands by filing date | |
| APA CORPORATION COM | 03743Q108 | Stock | 2,218 | $47,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 471 | $47,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 668 | $47,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 897 | $47,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 860 | $47,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 1,947 | $47,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 10,234 | $47,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 593 | $46,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 1,066 | $46,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 640 | $46,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 7,731 | $46,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 254 | $46,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 530 | $46,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 1,737 | $46,000 | thousands by filing date | |
| NOV INC | 62955J103 | COM | 3,004 | $46,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 500 | $46,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 1,400 | $46,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 250 | $45,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 2,709 | $45,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 1,848 | $45,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 1,318 | $45,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 997 | $45,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 1,390 | $45,000 | thousands by filing date | |
| JAMF HLDG CORP COM | 47074L105 | Stock | 1,350 | $45,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 2,000 | $45,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 912 | $45,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 3,433 | $45,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 797 | $45,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 3,805 | $45,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 5,990 | $45,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 2,820 | $45,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 557 | $45,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 900 | $45,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 659 | $44,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 2,274 | $44,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 4,444 | $44,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 1,615 | $44,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 1,522 | $44,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 1,500 | $44,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 1,000 | $44,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 2,000 | $44,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 4,800 | $44,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 1,403 | $43,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 1,739 | $43,000 | thousands by filing date | |
| FISKER INC | 33813J106 | CL A COM STK | 2,276 | $43,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 2,100 | $43,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 2,000 | $43,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 850 | $42,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 914 | $42,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 2,010 | $42,000 | thousands by filing date | |
| CORSAIR GAMING INC | 22041X102 | COM | 1,284 | $42,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 599 | $42,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 1,622 | $42,000 | thousands by filing date | |
| ARRIVAL GROUP | L0423Q108 | SHS | 2,730 | $42,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 377 | $42,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 420 | $42,000 | thousands by filing date | |
| VROOM INC | 92918V109 | COM | 1,025 | $42,000 | thousands by filing date | |
| TERMINIX GLOBAL HOLDINGS INC COM | 88087E100 | Stock | 904 | $42,000 | thousands by filing date | |
| FALCON CAPITAL ACQUISITN COR | 30606L108 | COM CL A | 4,600 | $42,000 | thousands by filing date | |
| CLIMATE CHANGE CRISIS REAL I | 18716C209 | UNIT 99/99 | 2,500 | $42,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 460 | $41,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 6,000 | $41,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 6,040 | $41,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 2,257 | $41,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 2,000 | $41,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 2,500 | $41,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 4,052 | $41,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 35,000 | $41,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 836 | $41,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 1,441 | $40,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 702 | $40,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 249 | $40,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 1,189 | $40,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 246 | $40,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 2,175 | $40,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 816 | $40,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 2,911 | $40,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 3,010 | $40,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 571 | $40,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 439 | $40,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 1,000 | $40,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 2,500 | $40,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 312 | $39,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 2,762 | $39,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 11,403 | $39,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 525 | $39,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 1,014 | $39,000 | thousands by filing date | |
| PIEDMONT LITHIUM INC | 72016P105 | COM | 500 | $39,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 9,700 | $39,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 25,896 | $39,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 629 | $38,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 372 | $38,000 | thousands by filing date | |
| BLUE OWL CAPITAL INC COM CL A | 09581B103 | Stock | 3,000 | $38,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 1,487 | $38,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 706 | $38,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 604 | $38,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 638 | $38,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 199 | $38,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 1,500 | $38,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 316 | $38,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 463 | $38,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 36,000 | $38,000 | thousands by filing date | |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 40,000 | $38,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 220 | $37,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 1,282 | $37,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 404 | $37,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 792 | $37,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 583 | $37,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 778 | $37,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 2,340 | $37,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 1,700 | $37,000 | thousands by filing date | |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 1,250 | $37,000 | thousands by filing date | |
| PACER FDS TR | 69374H691 | mc | 983 | $37,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y798 | HEALTH WELLNESS | 1,230 | $37,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 975 | $36,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 284 | $36,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 1,138 | $36,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 1,134 | $36,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,067 | $36,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 1,350 | $36,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 6,105 | $36,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 1,553 | $36,000 | thousands by filing date | |
| RECURSION PHARMACEUTICALS IN | 75629V104 | CL A | 1,000 | $36,000 | thousands by filing date | |
| UNIFIED SER TR | 90470L550 | BALLAST SMLMD CP | 1,006 | $36,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 14,038 | $36,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 700 | $36,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 6,847 | $36,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 992 | $36,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 456 | $36,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 893 | $36,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 690 | $36,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 108 | $35,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 400 | $35,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 2,596 | $35,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 271 | $35,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 473 | $35,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 194 | $35,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 279 | $35,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 1,891 | $35,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 1,200 | $35,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 3,400 | $35,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 4,595 | $35,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 7 | $34,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 3,119 | $34,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 1,000 | $34,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 497 | $34,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 750 | $34,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 150 | $34,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 300 | $34,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 29,200 | $34,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 1,857 | $33,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 368 | $33,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 122 | $33,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 1,553 | $33,000 | thousands by filing date | |
| CMC MATERIALS INC | 12571T100 | COM | 225 | $33,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 2,933 | $33,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 2,427 | $33,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 10,386 | $33,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 370 | $33,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 351 | $33,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 533 | $33,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 1,211 | $33,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y733 | INDIA EX STATE | 1,020 | $33,000 | thousands by filing date | |
| PRIMAVERA CAPITAL ACQUIST CO | G7255E117 | WTS | 33,200 | $33,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 200 | $32,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 242 | $32,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 2,000 | $32,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 1,033 | $32,000 | thousands by filing date | |
| SEAGEN INC | 81181C104 | COM | 210 | $32,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 2,752 | $32,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 569 | $32,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 6,000 | $32,000 | thousands by filing date | |
| Instil Bio, Inc. | 45783C101 | Common Stock | 1,700 | $32,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 18,730 | $32,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 572 | $32,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 398 | $31,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 838 | $31,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 733 | $31,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 2,085 | $31,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U208 | FT VEST US EQT | 920 | $31,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 101 | $31,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 2,003 | $31,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 900 | $31,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 527 | $31,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 882 | $31,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767835 | MSCI ALL CHINA | 700 | $31,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 1,680 | $30,000 | thousands by filing date | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 1,500 | $30,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 494 | $30,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U885 | FT VEST US EQT | 1,000 | $30,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 500 | $30,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 685 | $30,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 597 | $30,000 | thousands by filing date | |
| STONEX GROUP INC | 861896108 | COM | 500 | $30,000 | thousands by filing date | |
| PROG HOLDINGS INC | 74319R101 | COM NPV | 635 | $30,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 651 | $30,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 539 | $30,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 579 | $30,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U802 | FT VEST U.S. | 1,000 | $30,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 2,169 | $30,000 | thousands by filing date | |
| BROOKFIELD ASSET MGMT FCLASS A | G16169107 | CL A EXCH LT VTG | 607 | $30,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 3,618 | $30,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 3,300 | $29,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 1,059 | $29,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 502 | $29,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 86 | $29,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 555 | $29,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 220 | $29,000 | thousands by filing date | |
| DRIVEN BRANDS HLDGS INC | 26210V102 | COM | 950 | $29,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 477 | $29,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 703 | $29,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 631 | $29,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 3,270 | $29,000 | thousands by filing date | |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 1,500 | $29,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 929 | $29,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 699 | $29,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 3,021 | $29,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 3,016 | $29,000 | thousands by filing date | |
| VALARIS LTD | G9460G101 | CL A | 997 | $28,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 339 | $28,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 602 | $28,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 673 | $28,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 2,017 | $28,000 | thousands by filing date | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 318 | $28,000 | thousands by filing date | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 19,000 | $28,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 797 | $28,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 196 | $28,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 735 | $28,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 1,920 | $28,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 1,900 | $28,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 510 | $28,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 741 | $28,000 | thousands by filing date | |
| 4D MOLECULAR THERAPEUTICS INC COM | 35104E100 | Stock | 1,200 | $28,000 | thousands by filing date | |
| TUSIMPLE HLDGS INC | 90089L108 | CL A | 409 | $28,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767876 | EMRNG MKT CONS | 850 | $28,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 698 | $28,000 | thousands by filing date | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 500 | $28,000 | thousands by filing date | |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 21,000 | $28,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 4,275 | $27,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 1,633 | $27,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 107 | $27,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 317 | $27,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 640 | $27,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 3,110 | $27,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 661 | $27,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 8,500 | $27,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 847 | $27,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 246 | $27,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 550 | $27,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 308 | $27,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 956 | $27,000 | thousands by filing date | |
| AMERICAN WELL CORP | 03044L105 | CL A | 2,150 | $27,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 1,750 | $27,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 695 | $27,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 1,015 | $27,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 27,000 | $27,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 454 | $27,000 | thousands by filing date | |
| PIVOTAL HOLDINGS CORP | G7315C119 | *W EXP 01/19/202 | 26,994 | $27,000 | thousands by filing date | |
| IMGP DBI MANAGED FUTURES STRATEGY ETF | 56170L828 | ETF | 977 | $27,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 255 | $26,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 546 | $26,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 6,836 | $26,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 383 | $26,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 573 | $26,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 308 | $26,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 510 | $26,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 576 | $26,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 302 | $26,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 320 | $26,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 490 | $26,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 1,225 | $26,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 400 | $26,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G708 | DAIL MS BRAZ ETF | 200 | $26,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 2,841 | $26,000 | thousands by filing date | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 1,700 | $26,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 900 | $26,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 763 | $26,000 | thousands by filing date | |
| iShares 0-3 Month Treasury Bond ETF | 46436E718 | SHS | 250 | $25,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 925 | $25,000 | thousands by filing date | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 300 | $25,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 1,031 | $25,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 2,500 | $25,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 227 | $25,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 1,001 | $25,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 146 | $25,000 | thousands by filing date | |
| CONCENTRIX CORP | 20602D101 | COM | 162 | $25,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 289 | $25,000 | thousands by filing date | |
| AARONS CO INC | 00258W108 | COM | 782 | $25,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 189 | $25,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 382 | $25,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 570 | $25,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 678 | $25,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 300 | $25,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 3,000 | $25,000 | thousands by filing date | |
| GOLDEN NUGGET ONLINE GAMIN | 38113L107 | COM CL A | 2,000 | $25,000 | thousands by filing date | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 8,000 | $25,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 1,281 | $24,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 1,510 | $24,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 647 | $24,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 183 | $24,000 | thousands by filing date | |
| CANAAN INC | 134748102 | SPONSORED ADS | 3,054 | $24,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 536 | $24,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 610 | $24,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 1,100 | $24,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 317 | $24,000 | thousands by filing date | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 502 | $24,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 518 | $24,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 149 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 1,500 | $24,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 3,700 | $24,000 | thousands by filing date | |
| RH | 74967XAA1 | BOND | 7,000 | $24,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 4,338 | $24,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y723 | EDUCATION ETF | 1,741 | $24,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 168 | $23,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 991 | $23,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 665 | $23,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 350 | $23,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 502 | $23,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 505 | $23,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 6,375 | $23,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 239 | $23,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME OPRNTS | 69355M107 | COM BEN SHS | 1,000 | $23,000 | thousands by filing date | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 2,764 | $23,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 225 | $23,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 1,300 | $23,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 647 | $23,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 194 | $23,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 94 | $23,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 500 | $23,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 1,592 | $23,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 350 | $23,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 1,000 | $23,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 444 | $23,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 1,253 | $23,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 1,375 | $23,000 | thousands by filing date | |
| IMMUNOPRECISE ANTIBODIES LTDCOM NEW | 45257F200 | cs | 3,965 | $23,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 1,000 | $23,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 2,500 | $23,000 | thousands by filing date | |
| TRIDENT ACQUISITIONS CORP | 89615T114 | W EXP 05/09/202 | 10,000 | $23,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 250 | $22,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 2,500 | $22,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 245 | $22,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 117 | $22,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 866 | $22,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 113 | $22,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 868 | $22,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 858 | $22,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 251 | $22,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 2,127 | $22,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 774 | $22,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 435 | $22,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 755 | $22,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 310 | $22,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 4,000 | $22,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 559 | $22,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 589 | $21,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 1,419 | $21,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 175 | $21,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 203 | $21,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 927 | $21,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 201 | $21,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 535 | $21,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 1,605 | $21,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 1,780 | $21,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 427 | $21,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 372 | $21,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 352 | $21,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 1,500 | $21,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 371 | $21,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 1,028 | $21,000 | thousands by filing date | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 7,000 | $21,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 2,125 | $21,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 1,530 | $21,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 14,000 | $21,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 4,500 | $21,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 14,000 | $21,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP II | 53804W205 | UNIT 99/99/9999 | 2,000 | $21,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 1,000 | $21,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 831 | $20,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 103 | $20,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 250 | $20,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 722 | $20,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 211 | $20,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 851 | $20,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 154 | $20,000 | thousands by filing date | |
| UIPATH INC | 90364P105 | CL A | 296 | $20,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 500 | $20,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 659 | $20,000 | thousands by filing date | |
| VEREIT INC | 92339V308 | COM | 458 | $20,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 615 | $20,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 1,000 | $20,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 800 | $20,000 | thousands by filing date | |
| AYRO INC | 054748108 | COM | 4,245 | $20,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 1,246 | $20,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 19,000 | $20,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 2,019 | $20,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 170 | $19,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000315123-21-000018 | this filing | 2021-08-10 | acceptance time not in the bulk data set |