13F-HR filed by Rockefeller Capital Management L.P.
Rockefeller Capital Management L.P. filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-10, with 3,553 holding rows worth $17,751,165,000.
- Accession
- 0000315123-21-000018
- Filer
- CIK 1739439
- Filed
- 2021-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 4,970 entries on the cover page, a total value of $17,751,165,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $17,751,165,000 with VALUE read as thousands by filing date, 13F file number 028-18743. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROCKEFELLER & CO. LLC028-00926
- included managerROCKEFELLER TRUST COMPANY, N.A.028-02772
- included managerRockefeller Trust Co (Delaware)028-11086
- included managerROCKEFELLER FINANCIAL LLC028-19121
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KAMADA LTD | M6240T109 | SHS | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORECARD CORPORATION | 45816D100 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MESA RTY TR | 590660106 | UNIT BEN INT | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPROTT FOCUS TR INC | 85208J109 | COM | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOODLES & CO | 65540B105 | COM CL A | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVANTAX INC | 095229100 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APARTMENT INCOME REIT CORP | 03750L109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MODEL N INC | 607525102 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUMO LOGIC INC | 86646P103 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENLIGHTIFY INC COM NEW | 16943W204 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TIVITY HEALTH INC | 88870R102 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| URBAN-GRO INC | 91704K202 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IQIYI INC | 46267XAD0 | NOTE 2.000% 4/0 | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TATTOOED CHEF INC | 87663X102 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOANN INC | 47768J101 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASENSUS SURGICAL INC | 04367G103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AG MTG INVT TR INC | 001228105 | COM | 138 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REALNETWORKS INC | 75605L708 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATI PHYSICAL THERAPY INC WT EXP 081027 | 00216W117 | Stock | 440 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 510 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MUSTANG BIO INC | 62818Q104 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIO GENE THERAPIES INC | 829399104 | COM | 312 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNAPTOGENIX INC | 87167T201 | COM NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONOMA PHARMACEUTICALS INC | 83558L204 | COM NEW | 77 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATOTECH LTD | G0625A105 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORTHO CLINICAL DIAGNOSTICS H | G6829J107 | ORD SHS | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TITAN PHARMACEUTICALS INC DE | 888314606 | COMMON | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREAT ELM CAP CORP | 390320109 | COM | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CM LIFE SCIENCES II INC | 125842203 | UNIT 02/25/2028 | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTABANCORP | 021347109 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Pershing Square T 25 WTS Warrants Exp 07/24/25 | 71531R117 | WT | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROTOR ACQUISITION CORP | 77879W105 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO ACTIVELY MANAGED ETF | 46090A408 | mc | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POLARITYTE INC | 731094108 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VECTOR ACQUISITION CORP | G9442R126 | COM CL A | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURIS MEDICAL HOLDING LTD | G07025201 | SHS | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000315123-21-000018 | this filing | 2021-08-10 | acceptance time not in the bulk data set |