13F-HR filed by Rockefeller Capital Management L.P.
Rockefeller Capital Management L.P. filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-10, with 3,553 holding rows worth $17,751,165,000.
- Accession
- 0000315123-21-000018
- Filer
- CIK 1739439
- Filed
- 2021-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 4,970 entries on the cover page, a total value of $17,751,165,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $17,751,165,000 with VALUE read as thousands by filing date, 13F file number 028-18743. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROCKEFELLER & CO. LLC028-00926
- included managerROCKEFELLER TRUST COMPANY, N.A.028-02772
- included managerRockefeller Trust Co (Delaware)028-11086
- included managerROCKEFELLER FINANCIAL LLC028-19121
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STRATEGY INC CL A NEW | 594972408 | Stock | 30 | $19,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 1,100 | $19,000 | thousands by filing date | |
| DOORDASH INC CL A | 25809K105 | Stock | 109 | $19,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 371 | $19,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 511 | $19,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 1,732 | $19,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 225 | $19,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 1,020 | $19,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 160 | $19,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 387 | $19,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 2,400 | $19,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 3,000 | $19,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 922 | $19,000 | thousands by filing date | |
| ISHARES TR | 46435U366 | CMN | 394 | $19,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 1,220 | $19,000 | thousands by filing date | |
| CONMED CORP | 207410AF8 | BOND | 12,000 | $19,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 896 | $19,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 800 | $18,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 890 | $18,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 430 | $18,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 700 | $18,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 470 | $18,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 191 | $18,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 1,210 | $18,000 | thousands by filing date | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 290 | $18,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 88 | $18,000 | thousands by filing date | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 280 | $18,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 471 | $18,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 299 | $18,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 83 | $18,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 1,878 | $18,000 | thousands by filing date | |
| JUST EAT TAKEAWAY COM N V NPV | 48214T305 | SPONSORED ADS | 1,031 | $18,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 1,146 | $18,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Municipal Bond ETF | 46435U325 | ETF | 664 | $18,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K302 | COMMON STOCK | 2,499 | $18,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 500 | $18,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 808 | $18,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 1,101 | $18,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 3,576 | $18,000 | thousands by filing date | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 1,618 | $18,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505715 | NORTH SHOR GBL | 300 | $18,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 388 | $17,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 414 | $17,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 2,000 | $17,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 794 | $17,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 88 | $17,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 116 | $17,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 3,811 | $17,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 81 | $17,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 125 | $17,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 726 | $17,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 1,111 | $17,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 1,530 | $17,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 111 | $17,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 604 | $17,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 854 | $17,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 276 | $17,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 493 | $17,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 1,700 | $17,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 922 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 250 | $17,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 290 | $17,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092725 | INT HG DIV ETF | 836 | $17,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 300 | $17,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y467 | E COMMERCE ETF | 496 | $17,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 788 | $17,000 | thousands by filing date | |
| VIVOS THERAPEUTICS INC | 92859E108 | COM | 3,500 | $17,000 | thousands by filing date | |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 4,000 | $17,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 125 | $16,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 304 | $16,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 20 | $16,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 649 | $16,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 262 | $16,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 86 | $16,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 421 | $16,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 500 | $16,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 320 | $16,000 | thousands by filing date | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 1,500 | $16,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 1,250 | $16,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 403 | $16,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 50 | $16,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q738 | BETBULD MSCI | 172 | $16,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 98 | $16,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 432 | $16,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 425 | $16,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 2,724 | $16,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 247 | $16,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 655 | $16,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 1,699 | $16,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 1,083 | $16,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 489 | $16,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 407 | $16,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 5,000 | $16,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 12,000 | $16,000 | thousands by filing date | |
| EARGO INC | 270087109 | COM | 418 | $16,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 4,000 | $16,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 9,135 | $16,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 10,000 | $16,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 83 | $15,000 | thousands by filing date | |
| XP INC CL A | G98239109 | Stock | 350 | $15,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 397 | $15,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 97 | $15,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 500 | $15,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 200 | $15,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 200 | $15,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 164 | $15,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 1,003 | $15,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 116 | $15,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 168 | $15,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 67 | $15,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 662 | $15,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 81 | $15,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 385 | $15,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 300 | $15,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 435 | $15,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 2,000 | $15,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 4,000 | $15,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 839 | $15,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 517 | $15,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 5,540 | $15,000 | thousands by filing date | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 9,000 | $15,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 15,000 | $15,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 3,604 | $15,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 8,000 | $15,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 14,000 | $15,000 | thousands by filing date | |
| ABCAM PLC | 000380204 | ADR USD | 840 | $15,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 1,398 | $15,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 5,304 | $15,000 | thousands by filing date | |
| SINTX TECHNOLOGIES INC | 829392307 | COM NEW | 8,000 | $15,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 179 | $14,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 146 | $14,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 318 | $14,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 847 | $14,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 162 | $14,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 433 | $14,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 355 | $14,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 498 | $14,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 294 | $14,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 415 | $14,000 | thousands by filing date | |
| PAYMENTUS HOLDINGS INC | 70439P108 | COM CL A | 400 | $14,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 5,000 | $14,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 200 | $14,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 2,349 | $14,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 817 | $14,000 | thousands by filing date | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 6,000 | $14,000 | thousands by filing date | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 1,750 | $14,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 198 | $14,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 2,035 | $14,000 | thousands by filing date | |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 8,000 | $14,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 351 | $14,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 1,600 | $14,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G115 | *W EXP 12/31/202 | 11,923 | $14,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 2,808 | $14,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 97 | $13,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 337 | $13,000 | thousands by filing date | |
| STELLANTIS N.V SHS | N82405106 | Stock | 698 | $13,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 151 | $13,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 441 | $13,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 182 | $13,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 172 | $13,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 375 | $13,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 550 | $13,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 235 | $13,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 174 | $13,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 305 | $13,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 212 | $13,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 500 | $13,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 116 | $13,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 436 | $13,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 165 | $13,000 | thousands by filing date | |
| ELEDON PHARMACEUTICALS INC | 28617k101 | COM | 1,666 | $13,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 215 | $13,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 184 | $13,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 2,457 | $13,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 415 | $13,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 1,018 | $13,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 318 | $13,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 3,000 | $13,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 377 | $13,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 624 | $13,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 540 | $13,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 719 | $13,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 481 | $13,000 | thousands by filing date | |
| TALKSPACE INC | 87427V111 | *W EXP 06/21/202 | 10,000 | $13,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 542 | $13,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 1,550 | $13,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 8,000 | $13,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 4,000 | $13,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647X806 | VS NASDQ NXT 50 | 395 | $13,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 541 | $12,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 210 | $12,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 751 | $12,000 | thousands by filing date | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 223 | $12,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 304 | $12,000 | thousands by filing date | |
| SHOALS TECHNOLOGIES GROUP INC CL A | 82489W107 | Stock | 345 | $12,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 2,145 | $12,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 3,166 | $12,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 215 | $12,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 616 | $12,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 160 | $12,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 364 | $12,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F771 | FT VEST US | 360 | $12,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 400 | $12,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 850 | $12,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 122 | $12,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 286 | $12,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 1,000 | $12,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 275 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 400 | $12,000 | thousands by filing date | |
| FIDELITY HIGH YIELD FACTOR ETF | 316092618 | HIGH YILD ETF | 225 | $12,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 785 | $12,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 141 | $12,000 | thousands by filing date | |
| AMALGAMATED FINANCIAL CORP | 022671101 | COM | 778 | $12,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 1,103 | $12,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 327 | $12,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L602 | CMN | 302 | $12,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 601 | $12,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 283 | $12,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 112 | $12,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 2,920 | $12,000 | thousands by filing date | |
| CARPARTS COM INC | 14427M107 | COM | 614 | $12,000 | thousands by filing date | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 1,250 | $12,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 527 | $12,000 | thousands by filing date | |
| REPLIGEN CORP | 759916AB5 | BOND | 7,000 | $12,000 | thousands by filing date | |
| VITRU LTD | G9440D103 | COM | 700 | $12,000 | thousands by filing date | |
| NAKED BRAND GROUP LIMITED | Q6519T117 | SHS NEW | 20,000 | $12,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 617 | $11,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 96 | $11,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 326 | $11,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 731 | $11,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 219 | $11,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 1,693 | $11,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 297 | $11,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 518 | $11,000 | thousands by filing date | |
| ASANA INC | 04342Y104 | CL A | 178 | $11,000 | thousands by filing date | |
| BYRNA TECHNOLOGIES INC | 12448X201 | COM NEW | 500 | $11,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 200 | $11,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 326 | $11,000 | thousands by filing date | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 436 | $11,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 129 | $11,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 1,130 | $11,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 562 | $11,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 1,214 | $11,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 56 | $11,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 1,234 | $11,000 | thousands by filing date | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 373 | $11,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 5,000 | $11,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 200 | $11,000 | thousands by filing date | |
| GABELLI ETFS TRUST | 36261K103 | LOVE OUR PLANET | 393 | $11,000 | thousands by filing date | |
| Cango Inc/KY | 137586103 | ADS | 2,000 | $11,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 1,400 | $11,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 150 | $11,000 | thousands by filing date | |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 600 | $11,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 9,000 | $11,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 1,654 | $11,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 8,000 | $11,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 9,000 | $11,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 500 | $11,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 935 | $11,000 | thousands by filing date | |
| SOFI TECHNOLOGIES INC | 83406F110 | *W EXP 05/28/202 | 1,300 | $11,000 | thousands by filing date | |
| ASPIRATIONAL CONSUMER LIFEST | G05436103 | COM | 1,200 | $11,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 280 | $10,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 560 | $10,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 77 | $10,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 200 | $10,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 66 | $10,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 448 | $10,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 529 | $10,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 913 | $10,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 502 | $10,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 409 | $10,000 | thousands by filing date | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 1,000 | $10,000 | thousands by filing date | |
| CLARIVATE PLC | G21810109 | ORD SHS | 420 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 87 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 210 | $10,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 383 | $10,000 | thousands by filing date | |
| DUCK CREEK TECHNOLOGIES INC | 264120106 | SHS | 236 | $10,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 98 | $10,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 97 | $10,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 231 | $10,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 792 | $10,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 239 | $10,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 300 | $10,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 1,700 | $10,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 626 | $10,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 700 | $10,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 1,632 | $10,000 | thousands by filing date | |
| VANECK SOCIAL SENTIMENT ETF | 92189H839 | UIT EXCHANGE TRADED | 400 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 328 | $10,000 | thousands by filing date | |
| Shopify Inc | 82509LAA5 | Convertible bond | 8,000 | $10,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 750 | $10,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 1,000 | $10,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 1,477 | $10,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 655 | $10,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 8,000 | $10,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 11,000 | $10,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 400 | $10,000 | thousands by filing date | |
| LIVEPERSON INC | 538146AB7 | BOND | 6,000 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 700 | $10,000 | thousands by filing date | |
| NULL | 301505749 | NULL | 300 | $10,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 291 | $10,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D200 | COMMON | 2,969 | $10,000 | thousands by filing date | |
| HUMANCO ACQUISITION CORP | 44487N208 | UNIT 12/08/2023 | 1,000 | $10,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 367 | $9,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 100 | $9,000 | thousands by filing date | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 105 | $9,000 | thousands by filing date | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 218 | $9,000 | thousands by filing date | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 700 | $9,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 655 | $9,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 81 | $9,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 223 | $9,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 724 | $9,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 228 | $9,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 757 | $9,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 1,500 | $9,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 8 | $9,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 100 | $9,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 504 | $9,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 650 | $9,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 573 | $9,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 829 | $9,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 200 | $9,000 | thousands by filing date | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 600 | $9,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 427 | $9,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 403 | $9,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 128 | $9,000 | thousands by filing date | |
| DELCATH SYSTEMS INC | 24661P807 | COMMON STOCK | 750 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 215 | $9,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 241 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 501 | $9,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 8,000 | $9,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 211 | $9,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 500 | $9,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 505 | $9,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 461 | $9,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 625 | $9,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 855 | $9,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 801 | $9,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 7,000 | $9,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 7,000 | $9,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 6,000 | $9,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142409 | COM | 315 | $9,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180DAB2 | BOND | 10,000 | $9,000 | thousands by filing date | |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 6,000 | $9,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 6,000 | $9,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 10,000 | $9,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 9,000 | $9,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 376 | $9,000 | thousands by filing date | |
| GLOBAL CONSUMER ACQUISITION CORP. | 37892B207 | COM | 1,000 | $9,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 150 | $8,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 175 | $8,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 140 | $8,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 114 | $8,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 57 | $8,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 159 | $8,000 | thousands by filing date | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 91 | $8,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 104 | $8,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 329 | $8,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 80 | $8,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 119 | $8,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 438 | $8,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 91 | $8,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 384 | $8,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 69 | $8,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 676 | $8,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 90 | $8,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 535 | $8,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 150 | $8,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 300 | $8,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 220 | $8,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 351 | $8,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 308 | $8,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 1,162 | $8,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 442 | $8,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 97 | $8,000 | thousands by filing date | |
| COUPANG INC | 22266T109 | CL A | 201 | $8,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 205 | $8,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 189 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 147 | $8,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 633 | $8,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 100 | $8,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 130 | $8,000 | thousands by filing date | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 850 | $8,000 | thousands by filing date | |
| ISHARES ESG ADVANCED UNIVERSAL USD BOND ETF | 46436E619 | COM | 161 | $8,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 397 | $8,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 850 | $8,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 984 | $8,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 410 | $8,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 150 | $8,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 408 | $8,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 524682200 | CMN | 151 | $8,000 | thousands by filing date | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 642 | $8,000 | thousands by filing date | |
| MIND MEDICINE (MINDMED) INC | 60255C109 | COMMON STOCK-FO | 2,384 | $8,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 174 | $8,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 952 | $8,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 456 | $8,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 2,000 | $8,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 150 | $8,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 4,000 | $8,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 6,000 | $8,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 176 | $7,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 186 | $7,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 696 | $7,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 133 | $7,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 37 | $7,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 500 | $7,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 82 | $7,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 449 | $7,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 199 | $7,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 204 | $7,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 854 | $7,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 100 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 211 | $7,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 252 | $7,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 50 | $7,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 200 | $7,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 299 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 216 | $7,000 | thousands by filing date | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 300 | $7,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 2,100 | $7,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 236 | $7,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 437 | $7,000 | thousands by filing date | |
| NOBLE CORP NEW | G6610J209 | SHS | 301 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 271 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 251 | $7,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 1,871 | $7,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 372 | $7,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 2,000 | $7,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 100 | $7,000 | thousands by filing date | |
| PACER EMERGING MARKETS CASH COWS 100 ETF | 69374H865 | ETF | 300 | $7,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 450 | $7,000 | thousands by filing date | |
| BIOCERES CROP SOLUTIONS CORP | G1117K114 | CMN | 500 | $7,000 | thousands by filing date | |
| Leslie's Inc | 527064109 | Common Stock | 285 | $7,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 550 | $7,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 1,500 | $7,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 295 | $7,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 793 | $7,000 | thousands by filing date | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 400 | $7,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 298 | $7,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 100 | $7,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A105 | COM CL A | 813 | $7,000 | thousands by filing date | |
| FTC SOLAR INC | 30320C103 | COM | 600 | $7,000 | thousands by filing date | |
| FORTIVE CORP | 34959JAK4 | NOTE 0.875% 2/1 | 7,000 | $7,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 387 | $7,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 555 | $7,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 786 | $7,000 | thousands by filing date | |
| NULL | 032108854 | NULL | 305 | $7,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 284 | $7,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 541 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 52 | $6,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 139 | $6,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 300 | $6,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 103 | $6,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 168 | $6,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 104 | $6,000 | thousands by filing date | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 714 | $6,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 216 | $6,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 199 | $6,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 81 | $6,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 56 | $6,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 300 | $6,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 46 | $6,000 | thousands by filing date | |
| STEM INC | 85859N102 | COM | 186 | $6,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 188 | $6,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 77 | $6,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 192 | $6,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 106 | $6,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 222 | $6,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 398 | $6,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 85 | $6,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 120 | $6,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 35 | $6,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 72 | $6,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 324 | $6,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 441 | $6,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 226 | $6,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 145 | $6,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 2,000 | $6,000 | thousands by filing date | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 610 | $6,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 2,500 | $6,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 50 | $6,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 100 | $6,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 298 | $6,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 175 | $6,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 175 | $6,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 1,010 | $6,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 315 | $6,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 400 | $6,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 6,000 | $6,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 337 | $6,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 39 | $6,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 200 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 111 | $6,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 126 | $6,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 267 | $6,000 | thousands by filing date | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 100 | $6,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 1,216 | $6,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 112 | $6,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 192 | $6,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 198 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000315123-21-000018 | this filing | 2021-08-10 | acceptance time not in the bulk data set |