13F-HR filed by Rockefeller Capital Management L.P.
Rockefeller Capital Management L.P. filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-07, with 2,095 holding rows worth $8,021,143,000.
- Accession
- 0000315123-20-000011
- Filer
- CIK 1739439
- Filed
- 2020-02-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 2,897 entries on the cover page, a total value of $8,021,143,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,021,143,000 with VALUE read as thousands by filing date, 13F file number 028-18743. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROCKEFELLER & CO. LLC028-00926
- included managerROCKEFELLER TRUST COMPANY, N.A.028-02772
- included managerRockefeller Trust Co (Delaware)028-11086
- included managerROCKEFELLER FINANCIAL LLC028-19121
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LGI HOMES INC COM | 50187T106 | Stock | 200 | $14,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 170 | $14,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 276 | $14,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 121 | $14,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 125 | $14,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 513 | $14,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 750 | $14,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 572 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 455 | $14,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 101 | $14,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 1,007 | $14,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 840 | $14,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 100 | $14,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 2,000 | $14,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 125 | $14,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 17 | $14,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 346 | $14,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 1,213 | $14,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 158 | $14,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 608 | $14,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 961 | $14,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 838 | $14,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 10,000 | $14,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 283 | $14,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 485 | $14,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 403 | $14,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 1,803 | $13,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 60 | $13,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 152 | $13,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 112 | $13,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 139 | $13,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 53 | $13,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 255 | $13,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 130 | $13,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 400 | $13,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 1,236 | $13,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 121 | $13,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 554 | $13,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 215 | $13,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 857 | $13,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 366 | $13,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 1,548 | $13,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 2,000 | $13,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 7,000 | $13,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 289 | $12,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 560 | $12,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 635 | $12,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 162 | $12,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 306 | $12,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 618 | $12,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 200 | $12,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 356 | $12,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 107 | $12,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 893 | $12,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 108 | $12,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 639 | $12,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 475 | $12,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 216 | $12,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 1,137 | $12,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 1,029 | $12,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 734 | $12,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 830 | $12,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 509 | $12,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 465 | $12,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 9,000 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 95 | $11,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 554 | $11,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 131 | $11,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 71 | $11,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 70 | $11,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 263 | $11,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 1,100 | $11,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 438 | $11,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 235 | $11,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 230 | $11,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 133 | $11,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 150 | $11,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 306 | $11,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 451 | $11,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 121 | $11,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 170 | $11,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 506 | $11,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 213 | $11,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 167 | $11,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 668 | $11,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 291 | $11,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 504 | $11,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 2,016 | $11,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 100 | $11,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 213 | $11,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 834 | $11,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 530 | $11,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K302 | COMMON STOCK | 2,499 | $11,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 536 | $11,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 796 | $11,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 272 | $11,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 250 | $11,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 2,000 | $11,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 10,000 | $11,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 7,000 | $11,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 195 | $10,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 367 | $10,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 914 | $10,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 500 | $10,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 27 | $10,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 413 | $10,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 313 | $10,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 120 | $10,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 82 | $10,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 300 | $10,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 300 | $10,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 403 | $10,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 180 | $10,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 667 | $10,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 2,036 | $10,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 256 | $10,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 716 | $10,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 291 | $10,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 2,890 | $10,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 294 | $10,000 | thousands by filing date | |
| GREENLAND TECHNOLOGIES HLDG | G4095T107 | ORD SHS CL A | 2,000 | $10,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 50 | $10,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 2,284 | $10,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 542 | $10,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 271 | $10,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 9,000 | $10,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 100 | $9,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 78 | $9,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 500 | $9,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 236 | $9,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 200 | $9,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 122 | $9,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 300 | $9,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 111 | $9,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 600 | $9,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 200 | $9,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 148 | $9,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 319 | $9,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 612 | $9,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 228 | $9,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 636 | $9,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 236 | $9,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 259 | $9,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 200 | $9,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 280 | $9,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 590 | $9,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 425 | $9,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 1,000 | $9,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 350 | $9,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 203 | $9,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 550 | $9,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 500 | $9,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 2,900 | $9,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 375 | $8,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 176 | $8,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 197 | $8,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 114 | $8,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 194 | $8,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 57 | $8,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 72 | $8,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 175 | $8,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 63 | $8,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 331 | $8,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 26 | $8,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 440 | $8,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 64 | $8,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 238 | $8,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 170 | $8,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 290 | $8,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 82 | $8,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 178 | $8,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 2,100 | $8,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 506 | $8,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 467 | $8,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 151 | $8,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 128 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 215 | $8,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 400 | $8,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 2,300 | $8,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 224 | $8,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 3,100 | $8,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 1,104 | $8,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 156 | $8,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 487 | $8,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 147 | $8,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 9,000 | $8,000 | thousands by filing date | |
| PRINCIPIA BIOPHARMA INC | 74257L108 | COM | 150 | $8,000 | thousands by filing date | |
| AKAZOO SA | L0164E116 | *W EXP 09/11/202 | 17,000 | $8,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 74 | $7,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 48 | $7,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 100 | $7,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 79 | $7,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 300 | $7,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 305 | $7,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 1,328 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 211 | $7,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 325 | $7,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 600 | $7,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 124 | $7,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 351 | $7,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 129 | $7,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 18 | $7,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 546 | $7,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 163 | $7,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 236 | $7,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 150 | $7,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 517 | $7,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 141 | $7,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 468 | $7,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 138 | $7,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 892 | $7,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 500 | $7,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 171 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 132 | $7,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 100 | $7,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 2,000 | $7,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 500 | $7,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 34 | $7,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 160 | $7,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 292 | $7,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 200 | $7,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 750 | $7,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 100 | $7,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 90 | $7,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 6,000 | $7,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 5,000 | $7,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 279 | $7,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 553 | $7,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 178 | $7,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 54 | $6,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 400 | $6,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 272 | $6,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 225 | $6,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 112 | $6,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 42 | $6,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 66 | $6,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 151 | $6,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 199 | $6,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 58 | $6,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 36 | $6,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 497 | $6,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 113 | $6,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 100 | $6,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 14 | $6,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 380 | $6,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 89 | $6,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 387 | $6,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 160 | $6,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 250 | $6,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 784 | $6,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 400 | $6,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 159 | $6,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 249 | $6,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 213 | $6,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 242 | $6,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 2,000 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 90 | $6,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 2,000 | $6,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 200 | $6,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 230 | $6,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 85 | $6,000 | thousands by filing date | |
| AXA EQUITABLE HLDGS INC | 054561105 | COM | 238 | $6,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 450 | $6,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 41 | $5,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 18 | $5,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 126 | $5,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 72 | $5,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 1,026 | $5,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 74 | $5,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 248 | $5,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 93 | $5,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 79 | $5,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 100 | $5,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 87 | $5,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 250 | $5,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 29 | $5,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 72 | $5,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 117 | $5,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 117 | $5,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 280 | $5,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 50 | $5,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 47 | $5,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 329 | $5,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 100 | $5,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 279 | $5,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 92 | $5,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 220 | $5,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 198 | $5,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 360 | $5,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 380 | $5,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 250 | $5,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 214 | $5,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 500 | $5,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 180 | $5,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 188 | $5,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 170 | $5,000 | thousands by filing date | |
| PROSHARES TR II | 74347W338 | CMN | 250 | $5,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 1,000 | $5,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 135 | $5,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 150 | $5,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 516 | $5,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 57 | $5,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 128 | $5,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 101 | $5,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 3,420 | $5,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 345 | $5,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 145 | $4,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 25 | $4,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 33 | $4,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 30 | $4,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 201 | $4,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 29 | $4,000 | thousands by filing date | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 114 | $4,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 162 | $4,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 50 | $4,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 26 | $4,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 64 | $4,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 79 | $4,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 182 | $4,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 134 | $4,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 83 | $4,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 142 | $4,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 94 | $4,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 101 | $4,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 113 | $4,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 240 | $4,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 55 | $4,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 62 | $4,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 40 | $4,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 19 | $4,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 32 | $4,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 100 | $4,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 21 | $4,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 80 | $4,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 188 | $4,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 121 | $4,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 184 | $4,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 47 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 207 | $4,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 185 | $4,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 145 | $4,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 442 | $4,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 145 | $4,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 155 | $4,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 781 | $4,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 150 | $4,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 175 | $4,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 208 | $4,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 529 | $4,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 111 | $4,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 200 | $4,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 521 | $4,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 4,000 | $4,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 85 | $3,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 32 | $3,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 55 | $3,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 145 | $3,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 100 | $3,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 500 | $3,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 66 | $3,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 35 | $3,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 32 | $3,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 264 | $3,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 47 | $3,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 10 | $3,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 37 | $3,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 9 | $3,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 2,020 | $3,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 45 | $3,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 39 | $3,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 14 | $3,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 1,000 | $3,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 156 | $3,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 1,716 | $3,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 100 | $3,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 130 | $3,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 21 | $3,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 109 | $3,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 22 | $3,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 47 | $3,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 339 | $3,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 517 | $3,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 441 | $3,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 106 | $3,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 89 | $3,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 510 | $3,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 169 | $3,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 1,500 | $3,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 116 | $3,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 651 | $3,000 | thousands by filing date | |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 2,750 | $3,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 704 | $3,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 3,500 | $3,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 111 | $3,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 150 | $3,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 4,000 | $3,000 | thousands by filing date | |
| PLANET GREEN HLDGS CORP | 72703U102 | COM | 1,102 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E828 | DAILY RUSSIA 3X | 450 | $3,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 110 | $2,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 57 | $2,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 100 | $2,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 93 | $2,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 76 | $2,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 101 | $2,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 39 | $2,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 20 | $2,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 70 | $2,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 32 | $2,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 110 | $2,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 12 | $2,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 450 | $2,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 28 | $2,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 41 | $2,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 41 | $2,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 200 | $2,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 66 | $2,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 185 | $2,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 200 | $2,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 23 | $2,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 254 | $2,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 145 | $2,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 79 | $2,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 117 | $2,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 301 | $2,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 50 | $2,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 104 | $2,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 23 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 78 | $2,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 71 | $2,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 167 | $2,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 102 | $2,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 46 | $2,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 20 | $2,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 166 | $2,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 62 | $2,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 116 | $2,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 100 | $2,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 99 | $2,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 326 | $2,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 106 | $2,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 103 | $2,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 75 | $2,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 66 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 36 | $2,000 | thousands by filing date | |
| BELLRING BRANDS INC | 079823100 | COMMON STOCK | 111 | $2,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 102 | $2,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 1,025 | $2,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 64 | $2,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 114 | $2,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 2,000 | $2,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 167 | $2,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 77 | $2,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 400 | $2,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 250 | $2,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 44 | $2,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 26 | $1,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 12 | $1,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 22 | $1,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 31 | $1,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 13 | $1,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 40 | $1,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 85 | $1,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 145 | $1,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 10 | $1,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 350 | $1,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 10 | $1,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 35 | $1,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 42 | $1,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 14 | $1,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 149 | $1,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 245 | $1,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 51 | $1,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 72 | $1,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 46 | $1,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 102 | $1,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 17 | $1,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 47 | $1,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 41 | $1,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 39 | $1,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 38 | $1,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 76 | $1,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 16 | $1,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 10 | $1,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 63 | $1,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 25 | $1,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 65 | $1,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 27 | $1,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 12 | $1,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 90 | $1,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 91 | $1,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 22 | $1,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 104 | $1,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 106 | $1,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 50 | $1,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 200 | $1,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 26 | $1,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 20 | $1,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 55 | $1,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 56 | $1,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 100 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000315123-20-000011 | this filing | 2020-02-07 | acceptance time not in the bulk data set |