13F-HR filed by Rockefeller Capital Management L.P.
Rockefeller Capital Management L.P. filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-07, with 2,095 holding rows worth $8,021,143,000.
- Accession
- 0000315123-20-000011
- Filer
- CIK 1739439
- Filed
- 2020-02-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 2,897 entries on the cover page, a total value of $8,021,143,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,021,143,000 with VALUE read as thousands by filing date, 13F file number 028-18743. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROCKEFELLER & CO. LLC028-00926
- included managerROCKEFELLER TRUST COMPANY, N.A.028-02772
- included managerRockefeller Trust Co (Delaware)028-11086
- included managerROCKEFELLER FINANCIAL LLC028-19121
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MFA FINL INC | 55272X102 | COM | 106 | $1,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 200 | $1,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 72 | $1,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 108 | $1,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 38 | $1,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 350 | $1,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 396 | $1,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 1,100 | $1,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 35 | $1,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 15 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 39 | $1,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 304 | $1,000 | thousands by filing date | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 358 | $1,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 300 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 36 | $1,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 120 | $1,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 131 | $1,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 74 | $1,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 500 | $1,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 234 | $1,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 140 | $1,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 25 | $1,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 133 | $1,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 971 | $1,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 96 | $1,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 120 | $1,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 2,000 | $1,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 267 | $1,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 576 | $1,000 | thousands by filing date | |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 1,000 | $1,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 578 | $1,000 | thousands by filing date | |
| AMERI HLDGS INC | 02362F302 | COM NEW | 236 | $1,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMVAULT SYS INC COM | 204166102 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 240 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO SR INCOME TR | 46131H107 | COM | 101 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| THOR INDS INC | 885160101 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE INC | 97717P104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRUNSWICK CORP | 117043109 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDITAS MEDICINE INC | 28106W103 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EHEALTH INC | 28238P109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERBALIFE LTD | G4412G101 | COM SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE REALREAL INC | 88339P101 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTEON CORP | 92839U206 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITI GROUP INC | 91325V108 | COM | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mallinckrodt Plc | G5785G107 | SHS | 124 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INPHI CORP | 45772F107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANTEL MEDICAL CORP | 138098108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| G III APPAREL GROUP LTD | 36237H101 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RPC INC | 749660106 | COMMON STOCK | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOPRO INC | 38268T103 | CL A | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 364 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENESEE & WYOMING INC | 371559105 | CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDICINES CO | 584688105 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEADHUNTER GROUP PLC ADR | 42207L106 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENLIGHTIFY INC COM NEW | 16943W204 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CZR | 127686103 | Stock | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRIVE SHACK INC | 262077100 | COM | 97 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENCANA CORP | 292505104 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EPIZYME INC | 29428V104 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REALNETWORKS INC | 75605L708 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZOGENIX INC. | 98978L204 | Common Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUORUM HEALTH CORP | 74909E106 | COM | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEADRILL LTD | G7998G106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIO-PATH HLDGS INC | 09057N300 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TITAN PHARMACEUTICALS INC DE | 888314507 | COM | 256 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000315123-20-000011 | this filing | 2020-02-07 | acceptance time not in the bulk data set |