13F-HR filed by Rockefeller Capital Management L.P.
Rockefeller Capital Management L.P. filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-07, with 2,095 holding rows worth $8,021,143,000.
- Accession
- 0000315123-20-000011
- Filer
- CIK 1739439
- Filed
- 2020-02-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 2,897 entries on the cover page, a total value of $8,021,143,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,021,143,000 with VALUE read as thousands by filing date, 13F file number 028-18743. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROCKEFELLER & CO. LLC028-00926
- included managerROCKEFELLER TRUST COMPANY, N.A.028-02772
- included managerRockefeller Trust Co (Delaware)028-11086
- included managerROCKEFELLER FINANCIAL LLC028-19121
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Microsoft Corp | 594918104 | COM | 1,913,262 | $301,721,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,411,237 | $289,657,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 178,960 | $239,274,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 121,624 | $224,741,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 4,698,309 | $211,283,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 1,534,277 | $204,842,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 3,444,796 | $185,950,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 571,228 | $183,854,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 1,257,987 | $142,719,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 682,268 | $128,198,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 1,668,250 | $123,935,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 2,800,985 | $118,397,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 1,239,353 | $117,354,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 699,097 | $113,995,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 1,536,998 | $110,279,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 394,631 | $107,328,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 1,963,342 | $105,628,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 563,748 | $97,675,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 1,738,002 | $91,940,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 946,292 | $90,693,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 307,190 | $90,206,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 1,179,445 | $85,380,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 1,176,701 | $81,710,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 60,054 | $80,435,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 850,467 | $73,165,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 968,730 | $71,095,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 4,276,125 | $64,527,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 892,086 | $62,249,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 1,618,923 | $61,098,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 523,149 | $60,252,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 485,295 | $58,484,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 155,191 | $58,272,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 174,313 | $57,826,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 111,553 | $56,077,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 1,400,026 | $54,587,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 366,020 | $51,023,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 168,736 | $49,912,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 221,110 | $48,365,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 11,639,858 | $43,999,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 820,223 | $43,456,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 295,564 | $42,748,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 358,456 | $40,309,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 663,796 | $39,137,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 225,640 | $38,629,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 86,477 | $37,987,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 458,791 | $37,492,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 235,350 | $37,199,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 322,455 | $34,661,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 157,251 | $34,341,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 526,315 | $34,337,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 570,641 | $34,152,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 374,941 | $34,100,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 710,813 | $34,090,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 221,619 | $32,328,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 773,380 | $32,242,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 150,569 | $32,012,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 587,052 | $31,572,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 158,601 | $30,341,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 489,651 | $29,579,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 108,486 | $29,107,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 358,436 | $28,757,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 180,035 | $27,900,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 544,303 | $27,667,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 2,381,150 | $27,621,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 457,141 | $27,392,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 314,713 | $27,115,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 197,561 | $27,000,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 876,464 | $26,943,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 245,834 | $26,879,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 598,820 | $26,630,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 113,610 | $26,504,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 303,350 | $26,349,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 489,462 | $26,309,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 325,342 | $26,168,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 316,721 | $25,537,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 515,683 | $25,480,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 368,379 | $25,359,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 390,143 | $25,332,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 799,021 | $24,945,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 382,716 | $24,888,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 555,697 | $24,668,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 148,048 | $24,528,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 169,242 | $24,526,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 191,785 | $23,954,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 72,244 | $23,352,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 315,890 | $23,158,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 127,961 | $22,649,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 86,745 | $21,240,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 191,927 | $20,740,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 1,596,981 | $20,489,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 830,012 | $20,185,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 513,938 | $20,135,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 68,169 | $20,040,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 99,040 | $19,571,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 281,027 | $19,202,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 58,624 | $19,096,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 1,125,623 | $18,641,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 466,740 | $18,240,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 572,112 | $18,233,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 848,752 | $17,621,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 103,005 | $17,572,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 125,004 | $17,134,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 276,992 | $17,008,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 1,889,376 | $16,834,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 143,209 | $16,694,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 109,960 | $16,468,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 735,385 | $16,436,000 | thousands by filing date | |
| IJH | 464287507 | COM | 78,484 | $16,153,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 41,140 | $16,019,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 246,899 | $15,850,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 97,189 | $15,807,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 65,503 | $15,790,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 293,884 | $15,640,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 53,273 | $15,188,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 45,640 | $15,053,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 66,412 | $15,042,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 231,461 | $14,769,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 195,252 | $14,471,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 99,961 | $14,285,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 42 | $14,263,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 73,475 | $14,228,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 105,951 | $14,201,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 242,668 | $14,100,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 42,820 | $13,911,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 246,374 | $13,782,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 650,379 | $13,768,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 173,120 | $13,518,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 250,015 | $13,441,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 941,686 | $13,438,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 74,338 | $13,078,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 221,907 | $12,926,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 392,168 | $12,863,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 151,142 | $12,673,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 138,534 | $12,652,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 236,882 | $12,596,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 313,582 | $12,280,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 346,559 | $12,206,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 135,313 | $11,982,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 215,202 | $11,910,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 92,603 | $11,880,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 2,797,015 | $11,776,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 94,137 | $11,735,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 451,391 | $11,709,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 53,427 | $11,332,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 402,111 | $11,324,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 1,781,783 | $11,171,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 599,797 | $11,102,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 34,770 | $10,989,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 122,358 | $10,795,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 242,000 | $10,663,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 74,038 | $10,579,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 35,718 | $10,499,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 99,062 | $10,090,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 532,472 | $9,931,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 405,300 | $9,804,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 71,124 | $9,707,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 53,897 | $9,681,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 473,400 | $9,574,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 69,826 | $9,460,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 161,457 | $9,431,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 71,749 | $9,334,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 75,136 | $9,230,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 57,958 | $9,022,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 173,027 | $8,984,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 287,390 | $8,846,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 66,945 | $8,583,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 71,425 | $8,488,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 39,450 | $8,306,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 162,901 | $8,303,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 274,450 | $8,006,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 68,067 | $7,877,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 172,318 | $7,732,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 25,354 | $7,658,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 32,981 | $7,580,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 39,182 | $7,562,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 79,398 | $7,520,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 139,457 | $7,467,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 120,801 | $7,245,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 47,078 | $7,226,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 128,006 | $7,209,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 23,940 | $7,149,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 76,996 | $7,126,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 56,203 | $7,049,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 173,573 | $6,978,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 53,007 | $6,966,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 86,757 | $6,931,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 73,260 | $6,867,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 58,317 | $6,789,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 449,874 | $6,753,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 120,269 | $6,751,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 110,681 | $6,733,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 65,558 | $6,642,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 286,154 | $6,530,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 159,079 | $6,489,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 23,667 | $6,462,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 58,004 | $6,240,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 78,708 | $6,237,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 29,918 | $6,178,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 102,806 | $6,064,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 34,935 | $5,957,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 514,717 | $5,744,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 383,000 | $5,703,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 28,230 | $5,666,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 101,959 | $5,616,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 86,155 | $5,567,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 37,302 | $5,556,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 26,405 | $5,544,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 99,791 | $5,519,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 51,523 | $5,444,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 24,760 | $5,440,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 90,027 | $5,338,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 23,163 | $5,326,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 22,505 | $5,204,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 44,221 | $5,177,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 42,147 | $5,047,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 44,398 | $4,988,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 253,781 | $4,946,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 113,530 | $4,927,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 77,718 | $4,895,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 143,330 | $4,888,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 20,140 | $4,878,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 26,966 | $4,875,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 162,312 | $4,875,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 83,966 | $4,860,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 16,365 | $4,856,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 40,039 | $4,799,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 193,004 | $4,798,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 37,998 | $4,778,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 102,772 | $4,758,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 60,027 | $4,579,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 379,154 | $4,569,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 34,278 | $4,537,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 127,681 | $4,210,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 24,882 | $4,191,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 22,963 | $4,183,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 44,470 | $4,177,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 36,191 | $4,171,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 20,109 | $3,996,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 6,786 | $3,960,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 72,100 | $3,945,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 207,995 | $3,941,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 19,480 | $3,766,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 42,473 | $3,734,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 37,135 | $3,701,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 42,300 | $3,689,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 74,414 | $3,622,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 106,312 | $3,611,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 43,006 | $3,607,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 422,030 | $3,587,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 52,561 | $3,574,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 34,805 | $3,573,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 79,479 | $3,530,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 85,007 | $3,517,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 59,250 | $3,510,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 1,059,754 | $3,508,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 72,197 | $3,433,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 167,783 | $3,396,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 46,540 | $3,368,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 68,571 | $3,346,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 35,535 | $3,330,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 42,726 | $3,259,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 21,437 | $3,245,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 39,782 | $3,241,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 22,746 | $3,233,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 28,888 | $3,218,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 150,764 | $3,210,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 34,728 | $3,203,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 84,477 | $3,175,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 76,772 | $3,164,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 34,969 | $3,163,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 24,685 | $3,158,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 9,172 | $3,155,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 33,342 | $3,150,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 42,075 | $3,116,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 30,177 | $3,106,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 92,261 | $3,078,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 15,877 | $3,035,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 17,143 | $3,024,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 127,255 | $3,018,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 27,816 | $3,009,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 36,981 | $2,997,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 212,329 | $2,977,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 24,057 | $2,881,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 12,239 | $2,879,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 56,803 | $2,859,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 47,565 | $2,856,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 30,978 | $2,840,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 52,455 | $2,813,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 46,738 | $2,786,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 24,897 | $2,774,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 197,103 | $2,769,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 29,520 | $2,748,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 73,278 | $2,727,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 11,430 | $2,722,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 41,751 | $2,680,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 175,936 | $2,653,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 18,904 | $2,630,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 55,697 | $2,618,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 62,436 | $2,617,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 80,500 | $2,613,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 29,172 | $2,610,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 32,197 | $2,595,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 22,349 | $2,560,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 21,222 | $2,557,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 589,500 | $2,535,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 12,900 | $2,529,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 65,293 | $2,525,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 32,005 | $2,522,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 44,366 | $2,503,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 14,577 | $2,489,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 12,158 | $2,464,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 6,504 | $2,384,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 13,357 | $2,380,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 28,019 | $2,377,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 12,491 | $2,367,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 45,871 | $2,338,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 40,275 | $2,328,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 48,011 | $2,320,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 20,301 | $2,312,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 45,717 | $2,297,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 40,148 | $2,295,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 16,986 | $2,258,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 11,036 | $2,256,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 6,000 | $2,253,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 148,963 | $2,237,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 25,845 | $2,233,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 23,974 | $2,225,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 10,777 | $2,220,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 26,057 | $2,217,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 44,307 | $2,215,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 51,696 | $2,209,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 13,811 | $2,193,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 46,630 | $2,174,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 20,276 | $2,165,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 18,134 | $2,161,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 41,940 | $2,144,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 9,264 | $2,112,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 37,034 | $2,095,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 23,860 | $2,092,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 24,817 | $2,075,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 53,873 | $2,052,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 140,411 | $2,035,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 34,523 | $2,023,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 218,739 | $2,002,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 6,514 | $1,997,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 33,073 | $1,965,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 145,511 | $1,956,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 23,218 | $1,949,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 23,995 | $1,942,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 22,104 | $1,930,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 20,279 | $1,922,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 11,795 | $1,901,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 8,145 | $1,895,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 47,529 | $1,891,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 71,373 | $1,889,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 48,751 | $1,888,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 93,085 | $1,886,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 43,822 | $1,880,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 36,624 | $1,863,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 11,215 | $1,858,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 46,729 | $1,844,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 11,870 | $1,795,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 12,457 | $1,787,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 29,531 | $1,783,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 19,023 | $1,777,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 28,969 | $1,769,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 31,680 | $1,758,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 17,353 | $1,748,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 58,800 | $1,722,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 1,185 | $1,718,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 97,092 | $1,718,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 19,164 | $1,639,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 19,272 | $1,639,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 27,137 | $1,635,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 30,467 | $1,632,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 40,474 | $1,632,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 10,509 | $1,617,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 11,082 | $1,614,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 15,838 | $1,609,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 6,838 | $1,607,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 16,844 | $1,600,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 8,405 | $1,595,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 9,868 | $1,587,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 11,350 | $1,582,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 11,427 | $1,572,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 64,962 | $1,565,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 9,237 | $1,539,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 30,357 | $1,536,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 29,777 | $1,485,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 126,300 | $1,481,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 22,490 | $1,461,000 | thousands by filing date | |
| VTI | 922908769 | COM | 8,912 | $1,458,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 5,689 | $1,450,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 15,866 | $1,447,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 4,443 | $1,437,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 36,035 | $1,433,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 5,280 | $1,383,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 32,000 | $1,371,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 35,016 | $1,340,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 54,117 | $1,334,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 39,184 | $1,315,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 40,873 | $1,315,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 12,987 | $1,312,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 14,843 | $1,307,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 35,653 | $1,284,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 35,092 | $1,284,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 87,825 | $1,284,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 22,460 | $1,282,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 6,346 | $1,281,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 43,029 | $1,280,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 25,981 | $1,274,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 11,665 | $1,262,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 64,743 | $1,251,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 19,272 | $1,221,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 76,315 | $1,220,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 22,188 | $1,217,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 8,148 | $1,216,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 8,098 | $1,210,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 9,652 | $1,201,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 9,941 | $1,193,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 6,724 | $1,186,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 25,059 | $1,177,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 12,998 | $1,159,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 5,505 | $1,156,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 10,300 | $1,153,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 10,865 | $1,153,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 62,327 | $1,146,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 5,877 | $1,141,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 177,097 | $1,141,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 1,947 | $1,137,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 18,270 | $1,137,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 18,873 | $1,137,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 24,766 | $1,136,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 37,104 | $1,134,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 31,500 | $1,124,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 50,282 | $1,121,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 47,990 | $1,120,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 540 | $1,109,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 64,400 | $1,092,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 18,674 | $1,089,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 4,659 | $1,080,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 30,080 | $1,079,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 65,932 | $1,062,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 8,765 | $1,050,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 18,075 | $1,038,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 11,564 | $1,037,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 45,943 | $1,033,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 35,467 | $1,032,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 2,903 | $1,028,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 4,824 | $1,005,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 17,695 | $1,001,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 51,196 | $1,000,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 19,956 | $996,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 18,577 | $996,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 13,806 | $995,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 23,503 | $986,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 91,500 | $975,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U852 | HENDERSON MTG | 18,691 | $973,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 8,740 | $969,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 26,878 | $964,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 4,096 | $957,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 19,424 | $953,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 6,833 | $951,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 31,778 | $950,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 66,392 | $941,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 19,318 | $939,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 12,122 | $926,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 9,053 | $924,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 49,800 | $919,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 25,232 | $909,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 12,794 | $903,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 18,443 | $894,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 8,133 | $893,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 34,853 | $888,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 17,036 | $888,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 58,500 | $880,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 32,457 | $880,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 8,259 | $877,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 93,943 | $873,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 1,087 | $863,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 32,356 | $860,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 25,113 | $836,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 6,602 | $830,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 5,578 | $824,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 24,564 | $823,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 7,182 | $818,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 7,573 | $809,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 27,364 | $809,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 22,848 | $805,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 3,778 | $804,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 13,682 | $800,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 30,818 | $800,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 9,727 | $798,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 9,454 | $792,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 163,309 | $776,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 20,639 | $774,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 31,490 | $770,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 18,688 | $763,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 18,742 | $762,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 12,100 | $761,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000315123-20-000011 | this filing | 2020-02-07 | acceptance time not in the bulk data set |