13F-HR filed by Rockefeller Capital Management L.P.
Rockefeller Capital Management L.P. filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-07, with 2,095 holding rows worth $8,021,143,000.
- Accession
- 0000315123-20-000011
- Filer
- CIK 1739439
- Filed
- 2020-02-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 2,897 entries on the cover page, a total value of $8,021,143,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,021,143,000 with VALUE read as thousands by filing date, 13F file number 028-18743. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROCKEFELLER & CO. LLC028-00926
- included managerROCKEFELLER TRUST COMPANY, N.A.028-02772
- included managerRockefeller Trust Co (Delaware)028-11086
- included managerROCKEFELLER FINANCIAL LLC028-19121
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 23,270 | $758,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 13,993 | $755,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 2,487 | $736,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 4,870 | $729,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 6,735 | $728,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,642 | $720,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 4,742 | $719,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 18,838 | $717,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 16,422 | $714,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 38,881 | $712,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 24,038 | $711,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 7,509 | $703,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 3,202 | $686,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 7,191 | $685,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 48,764 | $682,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 43,111 | $680,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 33,737 | $680,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 39,916 | $679,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 15,665 | $675,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 30,000 | $671,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 83,594 | $670,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 13,560 | $664,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 13,160 | $661,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 4,845 | $661,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 26,113 | $658,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 6,266 | $656,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 4,097 | $655,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 10,494 | $654,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 4,289 | $650,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 8,907 | $647,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 15,676 | $646,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 8,550 | $644,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 5,971 | $638,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 8,397 | $635,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 8,315 | $629,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 23,095 | $618,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 12,889 | $615,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 4,570 | $612,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,459 | $611,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 3,642 | $607,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 8,538 | $607,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 14,215 | $602,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 10,001 | $601,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 9,815 | $599,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 9,701 | $596,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 17,149 | $587,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 1,206 | $585,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 2,848 | $579,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 9,153 | $577,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 17,964 | $576,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 5,710 | $575,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 29,063 | $574,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 5,000 | $574,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 17,842 | $572,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 43,233 | $571,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 1,920 | $562,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 3,618 | $559,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 13,899 | $559,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 11,895 | $554,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 31,980 | $553,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 14,934 | $552,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 27,152 | $551,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 11,242 | $546,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 9,349 | $545,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 11,318 | $539,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 5,283 | $537,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 40,000 | $534,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 10,598 | $530,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 6,395 | $529,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 4,828 | $526,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 15,991 | $525,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 11,393 | $519,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 8,094 | $518,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 4,149 | $517,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 28,482 | $516,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 3,571 | $515,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 9,248 | $506,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 23,100 | $506,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 18,461 | $505,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 19,400 | $501,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 23,497 | $501,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 11,345 | $498,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 27,651 | $496,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 30,000 | $495,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 8,548 | $494,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 77,452 | $494,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 30,000 | $492,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 7,895 | $489,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 2,231 | $488,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 7,818 | $485,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 3,192 | $485,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 7,262 | $483,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 8,262 | $479,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 9,151 | $474,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 65,000 | $471,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 10,500 | $466,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 4,595 | $460,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 14,000 | $454,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 32,000 | $454,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 4,554 | $448,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 2,255 | $446,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 5,633 | $446,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 4,238 | $446,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 7,392 | $446,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 4,448 | $446,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 13,701 | $444,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 5,128 | $443,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 8,911 | $438,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 3,930 | $433,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 47,525 | $433,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 20,177 | $431,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 5,442 | $430,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 3,673 | $429,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 5,052 | $428,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 10,310 | $420,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 4,722 | $415,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 8,663 | $415,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II VCSHS EMRG VOLTY | 92647N857 | CEF | 15,641 | $415,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 6,016 | $407,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 8,042 | $406,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 16,739 | $402,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 9,202 | $401,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 8,470 | $398,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 9,742 | $396,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 664 | $392,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 21,000 | $391,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 16,576 | $389,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 7,500 | $387,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 3,118 | $380,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 6,101 | $379,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,802 | $371,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 5,759 | $367,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 5,257 | $366,000 | thousands by filing date | |
| LISTED FDS TR | 53656F847 | CORE ALT FD | 13,020 | $364,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 6,094 | $360,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 5,510 | $360,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 18,068 | $357,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 2,330 | $356,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 1,668 | $354,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 10,920 | $353,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 2,526 | $347,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 6,348 | $347,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 17,482 | $344,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 2,555 | $343,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 2,546 | $341,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 9,987 | $339,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 11,506 | $338,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 4,318 | $337,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 3,962 | $335,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 11,293 | $332,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 1,185 | $331,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 31,328 | $331,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,845 | $330,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N808 | VICOTRYSHS EMG | 13,625 | $330,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 5,058 | $327,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 7,200 | $327,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 5,626 | $327,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 5,031 | $325,000 | thousands by filing date | |
| ZEALAND PHARMA A/S | 98920Y304 | CMN | 9,748 | $324,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 8,954 | $323,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 4,448 | $322,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 2,538 | $321,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 6,970 | $320,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 20,000 | $320,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 13,241 | $320,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 6,091 | $320,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 2,046 | $319,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 8,150 | $315,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 12,991 | $315,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 5,620 | $314,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2,887 | $310,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V555 | INSIDER SENMNT | 4,280 | $309,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 8,528 | $306,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 2,549 | $303,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 4,908 | $303,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 6,299 | $302,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3,322 | $301,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 5,030 | $301,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 19,500 | $300,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 2,864 | $299,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 8,607 | $297,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 20,012 | $297,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 3,712 | $294,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 1,966 | $294,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 11,000 | $294,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 17,602 | $291,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 4,752 | $290,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 725 | $288,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 4,308 | $288,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 4,432 | $288,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 1,143 | $287,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 3,660 | $287,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 22,725 | $285,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 10,873 | $285,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 5,243 | $282,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 13,900 | $281,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 10,376 | $277,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 1,928 | $277,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 12,976 | $276,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 4,984 | $271,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 4,275 | $271,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 1,003 | $270,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 14,225 | $268,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 8,000 | $268,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 10,095 | $267,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 2,101 | $266,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 8,395 | $265,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 4,179 | $263,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 10,469 | $260,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 5,109 | $258,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 10,357 | $258,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 8,818 | $256,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 14,205 | $253,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 6,707 | $253,000 | thousands by filing date | |
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| D R HORTON INC COM | 23331A109 | Stock | 4,765 | $252,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 3,655 | $252,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 60,572 | $251,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 4,022 | $251,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 8,443 | $249,000 | thousands by filing date | |
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| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 3,759 | $247,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 4,150 | $247,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 34,360 | $246,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 5,420 | $244,000 | thousands by filing date | |
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| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 1,708 | $237,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 1,823 | $235,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 823 | $233,000 | thousands by filing date | |
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| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 10,286 | $226,000 | thousands by filing date | |
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| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 2,266 | $207,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 4,365 | $206,000 | thousands by filing date | |
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| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 35,419 | $205,000 | thousands by filing date | |
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| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 9,117 | $199,000 | thousands by filing date | |
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| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 1,160 | $197,000 | thousands by filing date | |
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| iShares U.S. Medical Devices ETF | 464288810 | SHS | 735 | $194,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 9,640 | $194,000 | thousands by filing date | |
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| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1,485 | $191,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 12,293 | $190,000 | thousands by filing date | |
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| PPG INDS INC COM | 693506107 | Stock | 1,346 | $179,000 | thousands by filing date | |
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| HCA Healthcare Inc | 40412C101 | COM | 1,149 | $170,000 | thousands by filing date | |
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| IDEXX LABS INC COM | 45168D104 | Stock | 636 | $166,000 | thousands by filing date | |
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| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 1,342 | $163,000 | thousands by filing date | |
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| ISHARES TR | 464287697 | U.S. UTILITS ETF | 998 | $162,000 | thousands by filing date | |
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| ISHARES TR | 464288372 | COM | 3,317 | $159,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 719 | $158,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 2,808 | $157,000 | thousands by filing date | |
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| KOHLS CORP | 500255104 | COM | 3,046 | $155,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 2,120 | $155,000 | thousands by filing date | |
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| HASBRO INC COM | 418056107 | Stock | 1,435 | $152,000 | thousands by filing date | |
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| FISERV INC | 337738108 | COM | 1,307 | $151,000 | thousands by filing date | |
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| VARIAN MED SYS INC | 92220P105 | COM | 1,059 | $150,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 6,000 | $150,000 | thousands by filing date | |
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| ISHARES TR | 464288620 | SHS | 2,550 | $149,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 1,891 | $148,000 | thousands by filing date | |
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| Schwab US TIPS ETF | 808524870 | SHS | 2,420 | $137,000 | thousands by filing date | |
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| LEAR CORP COM NEW | 521865204 | Stock | 973 | $133,000 | thousands by filing date | |
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| AARONS INC | 002535300 | COM PAR $0.50 | 2,279 | $130,000 | thousands by filing date | |
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| EXACT SCIENCES CORP COM | 30063P105 | Stock | 1,391 | $129,000 | thousands by filing date | |
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| DOLLAR TREE INC COM | 256746108 | Stock | 1,349 | $127,000 | thousands by filing date | |
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| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 1,049 | $126,000 | thousands by filing date | |
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| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 18,000 | $126,000 | thousands by filing date | |
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| U HAUL HOLDING COMPANY | 023586100 | COM | 331 | $124,000 | thousands by filing date | |
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| EBAY INC. COM | 278642103 | Stock | 3,414 | $123,000 | thousands by filing date | |
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| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 1,224 | $122,000 | thousands by filing date | |
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| LIBERTY | 531229888 | COMMON STOCK | 4,093 | $121,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 7,500 | $120,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 854 | $120,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 972 | $120,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 3,344 | $120,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 929 | $118,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 5,000 | $118,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 1,000 | $118,000 | thousands by filing date | |
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| KONTOOR BRANDS INC | 50050N103 | COM | 2,734 | $115,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 2,430 | $114,000 | thousands by filing date | |
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| FERRARI N V | N3167Y103 | COM | 667 | $110,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 789 | $110,000 | thousands by filing date | |
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| ISHARES TR | 464288323 | NEW YORK MUN ETF | 1,935 | $110,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 15,000 | $110,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 1,923 | $109,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 1,564 | $109,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 2,094 | $109,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 1,683 | $109,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 2,355 | $109,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 983 | $109,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 422 | $109,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 2,963 | $109,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 7,859 | $108,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 9,182 | $108,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 23,702 | $107,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 1,663 | $106,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 1,536 | $106,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 92 | $105,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 1,070 | $105,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 2,087 | $104,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 1,033 | $104,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 4,112 | $104,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 6,499 | $103,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884203 | UNIT 99/99/9999 | 10,000 | $103,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 969 | $102,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 411 | $102,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 4,742 | $102,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 5,055 | $101,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 10,000 | $101,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 2,000 | $100,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 6,000 | $100,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 8,418 | $100,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 1,623 | $100,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 1,320 | $100,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 2,050 | $100,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 904 | $99,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 309 | $99,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 5,821 | $99,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 705 | $98,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 1,396 | $98,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 381 | $98,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 10,010 | $98,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 3,181 | $98,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 4,020 | $98,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 1,761 | $98,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 109,839 | $98,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 2,253 | $97,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 401 | $97,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 1,574 | $97,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 6,064 | $96,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 4,592 | $95,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 2,424 | $95,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 2,092 | $94,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 802 | $94,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 3,835 | $94,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 4,393 | $94,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 1,425 | $93,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 1,934 | $93,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 7,310 | $92,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 1,382 | $92,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 7,220 | $91,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 534 | $90,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 8,075 | $90,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 1,000 | $90,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 1,950 | $89,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000315123-20-000011 | this filing | 2020-02-07 | acceptance time not in the bulk data set |