13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-10, with 6,541 holding rows worth $180,217,871,000.
- Accession
- 0000312069-20-000002
- Filer
- CIK 312069
- Filed
- 2020-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 11,812 entries on the cover page, a total value of $180,217,871,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $180,217,871,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBarclays Capital INC028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank (Suisse) SA028-13878
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Capital Luxembourg SaRL028-14040
- included managerBarclays Bank Ireland Public Limited Company
- included managerBarclays Investment Solutions Ltd028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AIRGAIN INC | 00938A104 | COM | 8,940 | $96,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 557,687 | $96,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 67,800 | $96,000 | thousands by filing date | call |
| RIGNET INC | 766582100 | COM | 14,529 | $96,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 3,310 | $95,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 3,800 | $95,000 | thousands by filing date | call |
| REDFIN CORP | 75737F108 | COM | 4,500 | $95,000 | thousands by filing date | put |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 500 | $94,000 | thousands by filing date | put |
| CARS COM INC | 14575E105 | COM | 7,700 | $94,000 | thousands by filing date | put |
| ASTRONOVA INC | 04638F108 | COM | 6,835 | $94,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 15,863 | $94,000 | thousands by filing date | |
| SAEXPLORATION HLDGS INC | 78636X873 | COM | 30,825 | $94,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 2,295 | $93,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 8,400 | $92,000 | thousands by filing date | put |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 1,600 | $92,000 | thousands by filing date | call |
| RED LION HOTELS CORP | 756764106 | COM | 24,577 | $92,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 1,600 | $91,000 | thousands by filing date | put |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 10,200 | $91,000 | thousands by filing date | put |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 1,500 | $91,000 | thousands by filing date | put |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 5,200 | $91,000 | thousands by filing date | call |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 9,237 | $91,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 9,087 | $91,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 1,800 | $90,000 | thousands by filing date | put |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 1,800 | $90,000 | thousands by filing date | call |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 2,200 | $90,000 | thousands by filing date | call |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 16,391 | $90,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 23,439 | $90,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 21,212 | $90,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 30,276 | $89,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 500 | $88,000 | thousands by filing date | put |
| MKS INC. COM | 55306N104 | Stock | 800 | $88,000 | thousands by filing date | call |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 7,300 | $88,000 | thousands by filing date | put |
| MAGNA INTL INC COM | 559222401 | Stock | 1,600 | $88,000 | thousands by filing date | call |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 13,300 | $88,000 | thousands by filing date | call |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 17,900 | $88,000 | thousands by filing date | put |
| ALBEMARLE CORP | 012653101 | COM | 1,200 | $88,000 | thousands by filing date | put |
| FIRSTENERGY CORP | 337932107 | COM | 1,800 | $87,000 | thousands by filing date | put |
| CHEMOURS CO COM | 163851108 | Stock | 4,800 | $87,000 | thousands by filing date | call |
| ATI INC COM | 01741R102 | Stock | 4,200 | $87,000 | thousands by filing date | call |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 1,000 | $87,000 | thousands by filing date | put |
| VIAVI SOLUTIONS INC | 925550105 | COM | 5,800 | $87,000 | thousands by filing date | call |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 9,400 | $87,000 | thousands by filing date | call |
| YRC WORLDWIDE INC | 984249607 | COM | 33,993 | $87,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 14,152 | $87,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 42,530 | $87,000 | thousands by filing date | |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 3,700 | $87,000 | thousands by filing date | call |
| GAIA INC NEW | 36269P104 | CL A | 10,709 | $86,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 48,600 | $86,000 | thousands by filing date | call |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 18,874 | $86,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 96,200 | $85,000 | thousands by filing date | call |
| MERCURY GENL CORP NEW | 589400100 | COM | 1,741 | $85,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 3,700 | $85,000 | thousands by filing date | put |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 21,820 | $85,000 | thousands by filing date | |
| MORPHIC HLDG INC | 61775R105 | COM | 4,945 | $85,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 903 | $84,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 12,087 | $84,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 3,500 | $84,000 | thousands by filing date | call |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 66,250 | $84,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 3,000 | $83,000 | thousands by filing date | put |
| ST JOE CO | 790148100 | COM | 4,200 | $83,000 | thousands by filing date | call |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 18,673 | $83,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 10,500 | $83,000 | thousands by filing date | put |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 3,000 | $83,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 22,436 | $83,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 59,040 | $83,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 20,400 | $82,000 | thousands by filing date | call |
| RADWARE LTD | M81873107 | COMMON STOCK | 3,200 | $82,000 | thousands by filing date | put |
| Proshares Short S&P | 74347B425 | COM | 3,400 | $82,000 | thousands by filing date | put |
| ITT INC COM | 45073V108 | Stock | 1,100 | $81,000 | thousands by filing date | call |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 10,000 | $81,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 400 | $81,000 | thousands by filing date | call |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 75,000 | $81,000 | thousands by filing date | principal |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 3,261 | $80,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 1,197 | $80,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 1,902 | $80,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 4,909 | $80,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 8,915 | $80,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 71,400 | $80,000 | thousands by filing date | call |
| JABIL INC COM | 466313103 | Stock | 1,900 | $79,000 | thousands by filing date | put |
| RIMINI STR INC DEL | 76674Q107 | COM | 20,317 | $79,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 2,600 | $79,000 | thousands by filing date | put |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 3,800 | $79,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 11,000 | $79,000 | thousands by filing date | call |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 16,324 | $79,000 | thousands by filing date | |
| URBAN TEA INC | G9396G100 | ORD SHS | 122,844 | $79,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 819 | $78,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 3,800 | $78,000 | thousands by filing date | call |
| PATTERSON COS INC | 703395103 | COM | 3,800 | $78,000 | thousands by filing date | put |
| FLIR SYS INC | 302445101 | COM | 1,500 | $78,000 | thousands by filing date | call |
| CO-DIAGNOSTICS INC | 189763105 | COM | 86,770 | $78,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 27,103 | $78,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 66,001 | $78,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 600 | $77,000 | thousands by filing date | put |
| NEXTDECADE CORP | 65342K105 | COM | 12,549 | $77,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 512 | $77,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 4,200 | $77,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 54,817 | $77,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 109,533 | $77,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 39,077 | $77,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 19,697 | $77,000 | thousands by filing date | |
| NF ENERGY SAVING CORP | 629099300 | COM PAR $0.001 | 24,080 | $77,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 18,144 | $77,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 37,077 | $77,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 7,489 | $77,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 200 | $76,000 | thousands by filing date | put |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 3,700 | $76,000 | thousands by filing date | call |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 3,700 | $76,000 | thousands by filing date | call |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 6,752 | $76,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 80,000 | $76,000 | thousands by filing date | principal |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 1,962 | $76,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 11,000 | $76,000 | thousands by filing date | put |
| PYXUS INTL INC | 74737V106 | COM | 8,599 | $76,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 1,500 | $75,000 | thousands by filing date | put |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 4,300 | $75,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 529 | $75,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 800 | $74,000 | thousands by filing date | call |
| HERC HLDGS INC COM | 42704L104 | Stock | 1,500 | $73,000 | thousands by filing date | put |
| OLD NATL BANCORP IND | 680033107 | COM | 4,000 | $73,000 | thousands by filing date | call |
| COVISTA INC | 00737L103 | COM | 2,100 | $73,000 | thousands by filing date | call |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 4,800 | $73,000 | thousands by filing date | call |
| MENLO THERAPEUTICS INC | 586858102 | COM | 15,787 | $73,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 762 | $72,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 500 | $72,000 | thousands by filing date | put |
| GOGO INC | 38046C109 | COM | 11,300 | $72,000 | thousands by filing date | put |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 74,000 | $72,000 | thousands by filing date | principal |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 14,200 | $72,000 | thousands by filing date | put |
| BANK7 CORP | 06652N107 | COMMON STOCK | 3,768 | $71,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 2,500 | $71,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 48,893 | $71,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 7,209 | $71,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 153,448 | $71,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 3,370 | $70,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 900 | $70,000 | thousands by filing date | call |
| MONRO INC | 610236101 | COMMON STOCK | 900 | $70,000 | thousands by filing date | put |
| LEAF GROUP LTD | 52177G102 | COM | 17,511 | $70,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 7,872 | $70,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 1,000 | $69,000 | thousands by filing date | put |
| Renovaro Inc | 29350E104 | Common Stock | 13,776 | $69,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 52,000 | $69,000 | thousands by filing date | principal |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 61,000 | $69,000 | thousands by filing date | principal |
| SNAP ON INC COM | 833034101 | Stock | 400 | $68,000 | thousands by filing date | put |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 52,400 | $68,000 | thousands by filing date | call |
| ALERUS FINL CORP | 01446U103 | COM | 2,989 | $68,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 4,918 | $68,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 1,200 | $68,000 | thousands by filing date | call |
| TITAN MACHY INC | 88830R101 | COM | 4,600 | $68,000 | thousands by filing date | put |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 6,100 | $68,000 | thousands by filing date | call |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 6,500 | $68,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 7,800 | $68,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 6,182 | $68,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 16,209 | $68,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 6,668 | $68,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 37,200 | $68,000 | thousands by filing date | put |
| MAGNACHIP SEMICONDUCTOR SA | 55932XAB0 | NOTE 5.000% 3/0 | 45,000 | $68,000 | thousands by filing date | principal |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 2,000 | $67,000 | thousands by filing date | call |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 700 | $67,000 | thousands by filing date | call |
| BGC PARTNERS INC | 05541T101 | CL A | 11,238 | $67,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 442 | $66,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 3,400 | $66,000 | thousands by filing date | put |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 19,936 | $66,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 7,588 | $66,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 9,421 | $66,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 500 | $65,000 | thousands by filing date | call |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 5,000 | $65,000 | thousands by filing date | call |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 23,617 | $64,000 | thousands by filing date | |
| PERFORMANCE SHIPPING INC | Y67305105 | COM | 76,200 | $64,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 43,817 | $63,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 5,500 | $63,000 | thousands by filing date | call |
| CELCUITY INC | 15102K100 | COM | 5,885 | $63,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 3,600 | $63,000 | thousands by filing date | call |
| ISHARES INC | 464286103 | MSCI AUST ETF | 2,800 | $63,000 | thousands by filing date | put |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 2,700 | $63,000 | thousands by filing date | put |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 34,500 | $63,000 | thousands by filing date | call |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 9,390 | $63,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 1,600 | $63,000 | thousands by filing date | put |
| MAJESCO | 56068V102 | COM | 7,587 | $63,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 300 | $62,000 | thousands by filing date | call |
| NIU TECHNOLOGIES | 65481N100 | CMN | 7,300 | $62,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 1,500 | $62,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 3,937 | $62,000 | thousands by filing date | |
| DELMAR PHARMACEUTICALS INC | 247078306 | COM | 89,488 | $62,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 3,600 | $61,000 | thousands by filing date | put |
| SOLITON INC | 834251100 | COM | 5,560 | $61,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 1,000 | $60,000 | thousands by filing date | put |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 5,000 | $60,000 | thousands by filing date | put |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 8,849 | $60,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 13,438 | $60,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 23,400 | $60,000 | thousands by filing date | call |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 36,342 | $60,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 8,302 | $60,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 22,200 | $59,000 | thousands by filing date | call |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 1,675 | $59,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 600 | $59,000 | thousands by filing date | call |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 6,305 | $59,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 45,800 | $59,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 500 | $58,000 | thousands by filing date | call |
| GENTEX CORP COM | 371901109 | Stock | 2,000 | $58,000 | thousands by filing date | call |
| OPKO HEALTH INC | 68375N103 | COM | 39,400 | $58,000 | thousands by filing date | call |
| ATHENEX INC | 04685N103 | COM | 3,800 | $58,000 | thousands by filing date | call |
| SLM CORP COM | 78442P106 | Stock | 6,400 | $57,000 | thousands by filing date | call |
| SMITH A O CORP COM | 831865209 | Stock | 1,200 | $57,000 | thousands by filing date | put |
| SMITH A O CORP COM | 831865209 | Stock | 1,200 | $57,000 | thousands by filing date | call |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 13,426 | $57,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 1,000 | $57,000 | thousands by filing date | put |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 163,254 | $57,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 11,363 | $57,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 5,747 | $57,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 8,226 | $57,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 1,000 | $56,000 | thousands by filing date | put |
| TITAN MACHY INC | 88830R101 | COM | 3,800 | $56,000 | thousands by filing date | call |
| TRAVELZOO | 89421Q205 | CMN | 5,257 | $56,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 13,855 | $56,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 29,771 | $56,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 2,100 | $56,000 | thousands by filing date | call |
| Pareteum Corporation | 69946T207 | COM | 128,735 | $56,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 900 | $55,000 | thousands by filing date | put |
| SMART SAND INC | 83191H107 | COM | 22,060 | $55,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 3,204 | $55,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 14,500 | $55,000 | thousands by filing date | call |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 2,400 | $54,000 | thousands by filing date | call |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 1,311 | $54,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 1,100 | $54,000 | thousands by filing date | put |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 900 | $54,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 751 | $53,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 1,000 | $53,000 | thousands by filing date | put |
| HOLOGIC INC | 436440101 | COM | 1,000 | $52,000 | thousands by filing date | call |
| CRANE CO | 224399105 | COM | 600 | $52,000 | thousands by filing date | put |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 378 | $52,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X309 | COM | 121,823 | $52,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 51,872 | $52,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 250,000 | $52,000 | thousands by filing date | principal |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 300 | $51,000 | thousands by filing date | put |
| ABIOMED INC | 003654100 | COM | 300 | $51,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 500 | $51,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 1,175 | $51,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 3,000 | $51,000 | thousands by filing date | call |
| ENERGOUS CORP | 29272C103 | COM | 28,884 | $51,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 727 | $50,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 1,300 | $50,000 | thousands by filing date | call |
| STAMPS COM INC | 852857200 | COM NEW | 600 | $50,000 | thousands by filing date | call |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 41,055 | $50,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 1,400 | $50,000 | thousands by filing date | call |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 32,649 | $50,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 1,000 | $49,000 | thousands by filing date | put |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 700 | $49,000 | thousands by filing date | call |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 255 | $49,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 1,040 | $49,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 37,008 | $49,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 400 | $48,000 | thousands by filing date | put |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 1,000 | $48,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 4,000 | $48,000 | thousands by filing date | call |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 7,000 | $48,000 | thousands by filing date | call |
| EXONE CO | 302104104 | COM | 6,500 | $48,000 | thousands by filing date | call |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 48,447 | $48,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 500 | $47,000 | thousands by filing date | call |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 13,600 | $47,000 | thousands by filing date | call |
| UBS GROUP AG SHS | H42097107 | Stock | 3,700 | $47,000 | thousands by filing date | put |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 25,000 | $47,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 524 | $46,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 3,000 | $46,000 | thousands by filing date | put |
| GUARDION HEALTH SCIENCES INC COM | 40145Q203 | Stock | 209,832 | $46,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 1,000 | $45,000 | thousands by filing date | call |
| WISDOMTREE INC | 97717P104 | COM | 9,400 | $45,000 | thousands by filing date | put |
| VEREIT INC | 92339V100 | COM | 4,900 | $45,000 | thousands by filing date | put |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 2,800 | $45,000 | thousands by filing date | put |
| SEMILEDS CORP | 816645204 | COM NEW | 22,553 | $45,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 1,600 | $45,000 | thousands by filing date | put |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 10,000 | $45,000 | thousands by filing date | call |
| AMERICANRLTYINVSINC | 029174109 | STOK | 2,540 | $44,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 800 | $44,000 | thousands by filing date | put |
| ENVIRI CORP | 415864107 | COM | 1,900 | $44,000 | thousands by filing date | call |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 12,200 | $44,000 | thousands by filing date | put |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 12,100 | $44,000 | thousands by filing date | call |
| BUCKLE INC COM | 118440106 | Stock | 1,600 | $43,000 | thousands by filing date | call |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 1,085 | $43,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 12,500 | $43,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 1,731 | $43,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 50,000 | $43,000 | thousands by filing date | principal |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 765 | $42,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 400 | $42,000 | thousands by filing date | call |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 400 | $42,000 | thousands by filing date | call |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 1,985 | $42,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 1,000 | $42,000 | thousands by filing date | put |
| ZYNGA INC. | 98986T108 | CL A | 6,900 | $42,000 | thousands by filing date | put |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 67,500 | $42,000 | thousands by filing date | call |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 11,000 | $42,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 21,678 | $42,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 24,473 | $42,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 1,000 | $41,000 | thousands by filing date | put |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 1,000 | $41,000 | thousands by filing date | call |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 2,100 | $41,000 | thousands by filing date | call |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 1,500 | $41,000 | thousands by filing date | put |
| TENNECO INC | 880349105 | COM | 3,100 | $41,000 | thousands by filing date | put |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 5,033 | $41,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 29,000 | $41,000 | thousands by filing date | put |
| SIERRA WIRELESS INC | 826516106 | COM | 4,300 | $41,000 | thousands by filing date | call |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 2,315 | $41,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 16,182 | $41,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 15,668 | $41,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 666 | $40,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 700 | $40,000 | thousands by filing date | call |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 12,050 | $40,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 1,300 | $40,000 | thousands by filing date | put |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 1,300 | $40,000 | thousands by filing date | call |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 1,819 | $40,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 5,600 | $40,000 | thousands by filing date | call |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 38,200 | $40,000 | thousands by filing date | call |
| STRATASYS LTD | M85548101 | SHS | 2,000 | $40,000 | thousands by filing date | put |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 1,000 | $40,000 | thousands by filing date | call |
| ARAMARK COM | 03852U106 | Stock | 900 | $39,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 1,786 | $39,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 3,200 | $39,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 4,634 | $39,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 5,400 | $39,000 | thousands by filing date | put |
| QIWI PLC | 74735M108 | SPON ADR REP B | 2,000 | $39,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 5,176 | $39,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 21,273 | $39,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 200 | $38,000 | thousands by filing date | call |
| ELASTIC N V ORD SHS | N14506104 | Stock | 589 | $38,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 1,600 | $38,000 | thousands by filing date | call |
| OSHKOSH CORP COM | 688239201 | Stock | 400 | $38,000 | thousands by filing date | call |
| COTERRA ENERGY INC COM | 127097103 | Stock | 2,200 | $38,000 | thousands by filing date | put |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 100 | $38,000 | thousands by filing date | call |
| DONNELLEY R R & SONS CO | 257867200 | COM | 9,600 | $38,000 | thousands by filing date | call |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 4,339 | $38,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 5,300 | $38,000 | thousands by filing date | call |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 20,317 | $38,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 4,700 | $38,000 | thousands by filing date | put |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 977 | $38,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 20,075 | $38,000 | thousands by filing date | |
| INPIXON | 45790J503 | COM PAR | 346,644 | $38,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 500 | $37,000 | thousands by filing date | call |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 41,300 | $37,000 | thousands by filing date | call |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 1,600 | $37,000 | thousands by filing date | call |
| FERRO CORP | 315405100 | COM | 2,500 | $37,000 | thousands by filing date | call |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 10,100 | $37,000 | thousands by filing date | put |
| PHUNWARE INC | 71948P100 | COMMON | 30,949 | $37,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 200 | $36,000 | thousands by filing date | put |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 500 | $36,000 | thousands by filing date | call |
| TRUECAR INC | 89785L107 | COM | 7,600 | $36,000 | thousands by filing date | call |
| CENTRIC BRANDS INC | 15644G104 | COM | 16,701 | $36,000 | thousands by filing date | |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 9,950 | $36,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 300 | $35,000 | thousands by filing date | put |
| DOUGLAS EMMETT INC | 25960P109 | COM | 800 | $35,000 | thousands by filing date | call |
| TERNIUM SA | 880890108 | SPONSORED ADS | 1,600 | $35,000 | thousands by filing date | call |
| BLUEBIRD BIO INC | 09609G100 | COM | 400 | $35,000 | thousands by filing date | call |
| RPC INC | 749660106 | COMMON STOCK | 6,600 | $35,000 | thousands by filing date | put |
| SNAP ON INC COM | 833034101 | Stock | 200 | $34,000 | thousands by filing date | call |
| PACKAGING CORP AMER COM | 695156109 | Stock | 300 | $34,000 | thousands by filing date | put |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 26,400 | $34,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 1,600 | $34,000 | thousands by filing date | put |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 8,527 | $34,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 2,200 | $34,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25460E547 | DAILY MSCI EMERG | 1,000 | $34,000 | thousands by filing date | call |
| Roadrunner Transportation Systems Inc | 76973Q204 | USD | 3,638 | $34,000 | thousands by filing date | |
| Axonics | 88875G101 | COM | 12,500 | $34,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 1,300 | $33,000 | thousands by filing date | put |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 2,300 | $33,000 | thousands by filing date | call |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 600 | $33,000 | thousands by filing date | call |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 1,600 | $33,000 | thousands by filing date | put |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 700 | $33,000 | thousands by filing date | call |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 700 | $33,000 | thousands by filing date | call |
| SILICOM LTD | M84116108 | ORD | 1,000 | $33,000 | thousands by filing date | |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 1,473 | $33,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 8,800 | $33,000 | thousands by filing date | put |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 73,209 | $33,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 10,073 | $33,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 6,600 | $32,000 | thousands by filing date | call |
| AAR CORP | 000361105 | COM | 700 | $32,000 | thousands by filing date | call |
| ISHARES INC | 464286103 | MSCI AUST ETF | 1,400 | $32,000 | thousands by filing date | call |
| THE REALREAL INC | 88339P101 | COM | 1,705 | $32,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 500 | $32,000 | thousands by filing date | put |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 1,853 | $32,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 1,739 | $32,000 | thousands by filing date | call |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 2,261 | $32,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 5,800 | $32,000 | thousands by filing date | put |
| APTINYX INC | 03836N103 | COM | 9,215 | $32,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 500 | $31,000 | thousands by filing date | call |
| HERON THERAPEUTICS INC | 427746102 | COM | 1,300 | $31,000 | thousands by filing date | call |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 3,300 | $31,000 | thousands by filing date | put |
| VALUE LINE INC | 920437100 | COMMON STOCK | 1,059 | $31,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 3,200 | $31,000 | thousands by filing date | call |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 30,800 | $31,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 7,802 | $31,000 | thousands by filing date | |
| INSPIREMD INC | 45779A853 | COM | 28,475 | $31,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 753 | $30,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 13,357 | $30,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 7,700 | $30,000 | thousands by filing date | call |
| iShares Gold Trust | 464285105 | ISHARES | 2,100 | $30,000 | thousands by filing date | put |
| Ramaco Resources Inc | 75134P303 | COM CL B | 8,382 | $30,000 | thousands by filing date | |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 18,000 | $30,000 | thousands by filing date | principal |
| NETGEAR INC | 64111Q104 | COM | 1,200 | $29,000 | thousands by filing date | put |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 300 | $29,000 | thousands by filing date | put |
| UGI CORP NEW COM | 902681105 | Stock | 641 | $29,000 | thousands by filing date | call |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 3,700 | $29,000 | thousands by filing date | call |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 1,600 | $29,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 7,600 | $29,000 | thousands by filing date | put |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 3,100 | $29,000 | thousands by filing date | put |
| DBX ETF TR | 233051408 | FUND | 1,000 | $29,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 200 | $28,000 | thousands by filing date | put |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 454 | $28,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 450 | $28,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 1,000 | $28,000 | thousands by filing date | put |
| VARIAN MED SYS INC | 92220P105 | COM | 200 | $28,000 | thousands by filing date | call |
| UNISYS CORP | 909214306 | COMMON STOCK | 2,400 | $28,000 | thousands by filing date | put |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 1,366 | $28,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 2,300 | $28,000 | thousands by filing date | call |
| DRIL-QUIP INC | 262037104 | COM | 600 | $28,000 | thousands by filing date | call |
| VISTRA CORP | 92840M128 | COM | 12,758 | $28,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 8,614 | $28,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 1,000 | $27,000 | thousands by filing date | put |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 600 | $27,000 | thousands by filing date | put |
| MECHEL PREF SPON ADR | 583840509 | COM | 40,000 | $27,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 1,800 | $27,000 | thousands by filing date | put |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 3,112 | $27,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 2,166 | $27,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 9,697 | $26,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 300 | $26,000 | thousands by filing date | put |
| CLEAN HARBORS INC COM | 184496107 | Stock | 300 | $26,000 | thousands by filing date | call |
| APOGEE ENTERPRISES INC | 037598109 | COM | 800 | $26,000 | thousands by filing date | call |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 300 | $26,000 | thousands by filing date | call |
| CENTURY ALUM CO | 156431108 | COM | 3,400 | $26,000 | thousands by filing date | put |
| IDENTIV INC | 45170X205 | COM NEW | 4,662 | $26,000 | thousands by filing date | |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 7,200 | $26,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 1,800 | $25,000 | thousands by filing date | call |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 390 | $25,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 500 | $25,000 | thousands by filing date | call |
| VEREIT INC | 92339V100 | COM | 2,700 | $25,000 | thousands by filing date | call |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 400 | $25,000 | thousands by filing date | put |
| CUTERA INC | 232109108 | COM | 700 | $25,000 | thousands by filing date | call |
| OI SA-ADR | 670851500 | ADR | 26,540 | $25,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 5,250 | $25,000 | thousands by filing date | put |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 3,843 | $25,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 2,013 | $25,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 1,100 | $24,000 | thousands by filing date | call |
| XYLEM INC COM | 98419M100 | Stock | 300 | $24,000 | thousands by filing date | put |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 311 | $24,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 600 | $24,000 | thousands by filing date | call |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 1,500 | $24,000 | thousands by filing date | put |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 1,682 | $24,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 1,100 | $24,000 | thousands by filing date | put |
| DYADIC INTL INC DEL | 26745T101 | COM | 4,549 | $24,000 | thousands by filing date | |
| RTW RETAILWINDS INC | 74980D100 | COM | 30,918 | $24,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 11,726 | $24,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 1,024 | $23,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 1,000 | $23,000 | thousands by filing date | put |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 300 | $23,000 | thousands by filing date | put |
| JACK IN THE BOX INC | 466367109 | COM | 300 | $23,000 | thousands by filing date | call |
| HILL ROM HLDGS INC | 431475102 | COM | 200 | $23,000 | thousands by filing date | call |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 4,800 | $23,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 10,490 | $23,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 3,536 | $23,000 | thousands by filing date | put |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 5,000 | $23,000 | thousands by filing date | put |
| BARCLAYS BK PLC | 06742W430 | LKD PERF BCLY | 307 | $23,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 9,532 | $23,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 15,618 | $23,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 200 | $22,000 | thousands by filing date | call |
| AVANTOR INC COM | 05352A100 | Stock | 1,200 | $22,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 300 | $22,000 | thousands by filing date | put |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 1,500 | $22,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 1,100 | $22,000 | thousands by filing date | put |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 976 | $22,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 3,551 | $22,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 700 | $22,000 | thousands by filing date | put |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 1,576 | $22,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 15,900 | $22,000 | thousands by filing date | put |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 151,493 | $22,000 | thousands by filing date | |
| Trovagene Inc | 897238606 | COM | 18,057 | $22,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 1,800 | $21,000 | thousands by filing date | call |
| NORTHERN TR CORP COM | 665859104 | Stock | 200 | $21,000 | thousands by filing date | put |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 300 | $21,000 | thousands by filing date | call |
| POOL CORP COM | 73278L105 | Stock | 100 | $21,000 | thousands by filing date | call |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 400 | $21,000 | thousands by filing date | put |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 500 | $21,000 | thousands by filing date | call |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 1,418 | $21,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 383 | $21,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 35,226 | $21,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 5,575 | $21,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 5,600 | $21,000 | thousands by filing date | put |
| ELECTROCORE INC | 28531P103 | COM | 13,225 | $21,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 1,300 | $20,000 | thousands by filing date | put |
| HERC HLDGS INC COM | 42704L104 | Stock | 400 | $20,000 | thousands by filing date | call |
| TEGNA INC COM | 87901J105 | Stock | 1,200 | $20,000 | thousands by filing date | put |
| BRUKER CORP | 116794108 | COM | 400 | $20,000 | thousands by filing date | put |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 3,823 | $20,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 600 | $20,000 | thousands by filing date | call |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 700 | $20,000 | thousands by filing date | |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 900 | $20,000 | thousands by filing date | call |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 1,000 | $20,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 300 | $19,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 400 | $19,000 | thousands by filing date | put |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 5,676 | $19,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 3,432 | $19,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 25,192 | $19,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 924 | $19,000 | thousands by filing date | call |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 13,000 | $19,000 | thousands by filing date | principal |
| EXONE CO | 302104104 | COM | 2,500 | $19,000 | thousands by filing date | put |
| WAITR HLDGS INC | 930752100 | COM | 58,184 | $19,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 17,253 | $19,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 200 | $18,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-20-000002 | this filing | 2020-02-10 | acceptance time not in the bulk data set |