13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-10, with 6,541 holding rows worth $180,217,871,000.
- Accession
- 0000312069-20-000002
- Filer
- CIK 312069
- Filed
- 2020-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 11,812 entries on the cover page, a total value of $180,217,871,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $180,217,871,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBarclays Capital INC028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank (Suisse) SA028-13878
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Capital Luxembourg SaRL028-14040
- included managerBarclays Bank Ireland Public Limited Company
- included managerBarclays Investment Solutions Ltd028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 45,533 | $209,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 45,123 | $208,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 50,200 | $208,000 | thousands by filing date | call |
| SB ONE BANCORP | 78413T103 | COM | 8,340 | $208,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 4,800 | $207,000 | thousands by filing date | call |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 32,110 | $207,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 14,900 | $206,000 | thousands by filing date | call |
| CULP INC | 230215105 | CMN | 15,138 | $206,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 3,000 | $205,000 | thousands by filing date | put |
| XYLEM INC COM | 98419M100 | Stock | 2,600 | $205,000 | thousands by filing date | call |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 11,274 | $205,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 12,895 | $205,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 43,400 | $204,000 | thousands by filing date | call |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 22,107 | $204,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 17,670 | $204,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AP4 | NOTE 2.000% 2/0 | 168,000 | $204,000 | thousands by filing date | principal |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 25,804 | $203,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 16,400 | $203,000 | thousands by filing date | call |
| Akoustis Technologies Inc | 00973N102 | COM | 25,436 | $203,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 18,299 | $202,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 18,283 | $202,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 26,481 | $202,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 9,900 | $201,000 | thousands by filing date | put |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 12,864 | $201,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 20,500 | $201,000 | thousands by filing date | call |
| OCWEN FINL CORP | 675746309 | COM NEW | 147,046 | $201,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 20,500 | $200,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 40,144 | $200,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 25,109 | $199,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 10,000 | $199,000 | thousands by filing date | put |
| METHANEX CORP COM | 59151K108 | Stock | 5,151 | $199,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 12,500 | $198,000 | thousands by filing date | put |
| TERADYNE INC COM | 880770102 | Stock | 2,900 | $198,000 | thousands by filing date | call |
| Inflarx Nv | N44821101 | COM | 50,000 | $198,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 16,075 | $198,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 1,316 | $197,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 4,600 | $197,000 | thousands by filing date | call |
| DOVER CORP COM | 260003108 | Stock | 1,700 | $196,000 | thousands by filing date | put |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 11,879 | $196,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 6,773 | $196,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 22,014 | $196,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 5,364 | $195,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 8,414 | $195,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 15,848 | $195,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 14,013 | $194,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 13,300 | $194,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 12,600 | $194,000 | thousands by filing date | call |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 235,300 | $194,000 | thousands by filing date | call |
| NOKIA CORP | 654902204 | SPONSORED ADR | 52,100 | $193,000 | thousands by filing date | put |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 6,700 | $193,000 | thousands by filing date | put |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 12,200 | $193,000 | thousands by filing date | put |
| PITNEY BOWES INC COM | 724479100 | Stock | 48,000 | $193,000 | thousands by filing date | put |
| SL GREEN REALTY CORP | 78440X101 | COM | 2,100 | $193,000 | thousands by filing date | put |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 21,529 | $193,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 8,475 | $192,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 1,750 | $192,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 28,326 | $192,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 10,740 | $192,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 2,300 | $191,000 | thousands by filing date | call |
| GENERAC HLDGS INC | 368736104 | COM | 1,900 | $191,000 | thousands by filing date | call |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 3,500 | $191,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 2,600 | $191,000 | thousands by filing date | put |
| MOODYS CORP COM | 615369105 | Stock | 800 | $190,000 | thousands by filing date | call |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 4,500 | $190,000 | thousands by filing date | call |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 8,640 | $190,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 50,000 | $190,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 9,784 | $189,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 3,136 | $189,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 9,214 | $189,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 5,742 | $189,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 60,938 | $189,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 11,200 | $189,000 | thousands by filing date | call |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 15,575 | $189,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 11,442 | $188,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 13,106 | $188,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 17,563 | $188,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 2,875 | $188,000 | thousands by filing date | put |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 39,585 | $188,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 26,692 | $188,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 1,100 | $187,000 | thousands by filing date | call |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 34,148 | $187,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 16,930 | $187,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 16,279 | $187,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 25,106 | $187,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 5,400 | $187,000 | thousands by filing date | put |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 25,438 | $187,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 12,600 | $186,000 | thousands by filing date | call |
| READING INTL INC | 755408101 | CL A | 16,644 | $186,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 20,801 | $186,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 6,200 | $185,000 | thousands by filing date | call |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 28,100 | $185,000 | thousands by filing date | put |
| CORMEDIX INC COM | 21900C308 | Stock | 25,391 | $185,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 2,042 | $185,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 3,000 | $185,000 | thousands by filing date | call |
| STRATUS PPTYS INC | 863167201 | COM NEW | 5,983 | $185,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 56,800 | $185,000 | thousands by filing date | call |
| APHRIA INC | 03765K104 | COM | 35,500 | $185,000 | thousands by filing date | put |
| AT HOME GROUP INC | 04650Y100 | COM | 33,700 | $185,000 | thousands by filing date | call |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 8,370 | $184,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 2,200 | $184,000 | thousands by filing date | call |
| AMEDISYS INC | 023436108 | COM | 1,100 | $184,000 | thousands by filing date | put |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 23,300 | $184,000 | thousands by filing date | call |
| ROCKWELL MED INC | 774374102 | COM | 75,311 | $184,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 1,700 | $183,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 29,700 | $183,000 | thousands by filing date | call |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 3,316 | $183,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 69,890 | $183,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 12,373 | $183,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 13,778 | $183,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 3,600 | $181,000 | thousands by filing date | put |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 5,900 | $181,000 | thousands by filing date | put |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 3,600 | $181,000 | thousands by filing date | call |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 25,332 | $181,000 | thousands by filing date | put |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 7,998 | $181,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 22,563 | $180,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 38,505 | $180,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 12,220 | $180,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 5,723 | $180,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 1,633 | $179,000 | thousands by filing date | call |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 228,294 | $179,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 17,294 | $178,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 7,702 | $178,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 21,667 | $178,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 73,500 | $178,000 | thousands by filing date | put |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,300 | $177,000 | thousands by filing date | put |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 41,011 | $177,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 4,987 | $177,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 3,900 | $177,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 3,766 | $176,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 1,600 | $175,000 | thousands by filing date | call |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 2,961 | $175,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 15,633 | $175,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 7,619 | $175,000 | thousands by filing date | |
| ORAGENICS INC | 684023302 | COM PAR | 335,538 | $175,000 | thousands by filing date | |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 7,427 | $175,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 7,000 | $174,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 2,793 | $174,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 19,777 | $174,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 95,730 | $174,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 6,100 | $173,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 10,000 | $173,000 | thousands by filing date | put |
| U S SILICA HLDGS INC | 90346E103 | COM | 28,200 | $173,000 | thousands by filing date | put |
| CHICOS FAS INC | 168615102 | COM | 45,400 | $173,000 | thousands by filing date | call |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 48,007 | $173,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 45,400 | $172,000 | thousands by filing date | put |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 14,300 | $172,000 | thousands by filing date | call |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 11,400 | $172,000 | thousands by filing date | put |
| DESIGNER BRANDS INC | 250565108 | CL A | 10,900 | $172,000 | thousands by filing date | call |
| GP STRATEGIES CORP | 36225V104 | COM | 13,036 | $172,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 1,600 | $171,000 | thousands by filing date | call |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 7,362 | $171,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 17,500 | $171,000 | thousands by filing date | put |
| CHIASMA INC | 16706W102 | COM | 34,353 | $171,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 21,400 | $170,000 | thousands by filing date | put |
| AXT INC | 00246W103 | COM | 39,289 | $170,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 4,700 | $169,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 11,885 | $169,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 13,600 | $169,000 | thousands by filing date | put |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 3,300 | $168,000 | thousands by filing date | put |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 42,465 | $168,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 10,549 | $168,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 5,514 | $168,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 4,220 | $167,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 9,726 | $167,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 74,000 | $167,000 | thousands by filing date | |
| BORR DRILLING LTD | G1466R207 | SHS | 18,372 | $167,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 11,532 | $166,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 6,377 | $166,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 6,100 | $166,000 | thousands by filing date | call |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 7,237 | $166,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 201,600 | $166,000 | thousands by filing date | put |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 78,868 | $166,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 3,400 | $165,000 | thousands by filing date | call |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 178,969 | $165,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 11,700 | $165,000 | thousands by filing date | put |
| ATHERSYS INC | 04744L106 | COM | 133,888 | $165,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 8,912 | $165,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 6,195 | $164,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 2,610 | $164,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 14,600 | $164,000 | thousands by filing date | put |
| TELENAV INC | 879455103 | COMMON STOCK | 33,662 | $164,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 9,393 | $164,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 1,019 | $163,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 2,639 | $163,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 4,221 | $163,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 9,638 | $163,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 2,400 | $163,000 | thousands by filing date | call |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 32,558 | $162,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 2,000 | $162,000 | thousands by filing date | call |
| FARMER BROS CO | 307675108 | COM | 10,789 | $162,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 20,374 | $161,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 4,000 | $160,000 | thousands by filing date | put |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 55,000 | $160,000 | thousands by filing date | call |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 83,853 | $159,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 6,300 | $159,000 | thousands by filing date | call |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 8,900 | $159,000 | thousands by filing date | put |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 2,117 | $158,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 3,400 | $158,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 10,700 | $158,000 | thousands by filing date | put |
| Mallinckrodt Plc | G5785G107 | SHS | 45,400 | $158,000 | thousands by filing date | call |
| NOODLES & CO | 65540B105 | COM CL A | 28,554 | $158,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 15,439 | $157,000 | thousands by filing date | |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 70,000 | $157,000 | thousands by filing date | principal |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 56,582 | $157,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 4,000 | $157,000 | thousands by filing date | call |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 10,997 | $156,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 34,966 | $156,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 11,208 | $156,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 10,523 | $156,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 6,085 | $156,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 2,800 | $156,000 | thousands by filing date | call |
| MMA Capital Management LLC | 55315D105 | COM | 4,899 | $156,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 50,431 | $156,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 128,000 | $156,000 | thousands by filing date | principal |
| TRECORA RES | 894648104 | COM | 21,760 | $156,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 1,200 | $155,000 | thousands by filing date | put |
| BUNGE LTD | G16962105 | COM | 2,700 | $155,000 | thousands by filing date | call |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 1,347 | $154,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 3,622 | $154,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 51,106 | $154,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 21,031 | $153,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 15,389 | $153,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 66,366 | $153,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 17,200 | $153,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 8,800 | $152,000 | thousands by filing date | call |
| LEGGETT & PLATT INC | 524660107 | COM | 3,000 | $152,000 | thousands by filing date | put |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 7,627 | $152,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 166,232 | $152,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 17,675 | $152,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 5,000 | $151,000 | thousands by filing date | call |
| SEMPRA COM | 816851109 | Stock | 1,000 | $151,000 | thousands by filing date | put |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 4,200 | $151,000 | thousands by filing date | put |
| QURATE RETAIL INC | 74915M100 | COM SER A | 17,900 | $151,000 | thousands by filing date | call |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 11,249 | $151,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 9,347 | $150,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 9,900 | $149,000 | thousands by filing date | put |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 75,421 | $149,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 16,900 | $149,000 | thousands by filing date | put |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 16,900 | $149,000 | thousands by filing date | call |
| Misonix Inc | 604871103 | COM | 8,026 | $149,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 8,238 | $149,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 1,900 | $148,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 8,800 | $148,000 | thousands by filing date | put |
| CADIZ INC | 127537207 | COM NEW | 13,412 | $148,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 143,000 | $148,000 | thousands by filing date | principal |
| REVLON INC | 761525609 | OPT | 6,906 | $148,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 17,432 | $148,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 2,000 | $147,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 3,100 | $147,000 | thousands by filing date | call |
| AGCO CORP | 001084102 | COM | 1,900 | $147,000 | thousands by filing date | put |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 5,764 | $147,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 7,521 | $147,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 46,606 | $147,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 13,000 | $146,000 | thousands by filing date | call |
| OFFICE DEPOT INC | 676220106 | COM | 53,400 | $146,000 | thousands by filing date | call |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 3,495 | $145,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 10,717 | $145,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 3,750 | $145,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 1,000 | $144,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 6,500 | $144,000 | thousands by filing date | put |
| HECLA MNG CO | 422704106 | COM | 42,400 | $144,000 | thousands by filing date | put |
| NOVAVAX INC | 670002401 | COM NEW | 36,105 | $144,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 500 | $144,000 | thousands by filing date | put |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 8,700 | $144,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 16,515 | $144,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 70,020 | $144,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 50,376 | $144,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 1,000 | $143,000 | thousands by filing date | call |
| WESCO INTL INC COM | 95082P105 | Stock | 2,400 | $143,000 | thousands by filing date | put |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 15,100 | $143,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 900 | $142,000 | thousands by filing date | put |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 22,000 | $142,000 | thousands by filing date | put |
| LSB INDS INC | 502160104 | COM | 33,807 | $142,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 3,913 | $142,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 8,782 | $141,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 7,900 | $141,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25460E877 | DLY JR GOLD 3X | 14,400 | $141,000 | thousands by filing date | put |
| KBR INC COM | 48242W106 | Stock | 4,600 | $140,000 | thousands by filing date | call |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 23,231 | $140,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 27,600 | $140,000 | thousands by filing date | call |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 28,778 | $139,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 1,900 | $139,000 | thousands by filing date | call |
| OP BANCORP | 67109R109 | COMMON STOCK | 13,373 | $139,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 36,588 | $139,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 8,295 | $138,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 7,070 | $138,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 5,676 | $137,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 16,855 | $137,000 | thousands by filing date | |
| CHEGG INC | 163092AB5 | NOTE 0.250% 5/1 | 91,000 | $137,000 | thousands by filing date | principal |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 83,734 | $137,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 800 | $136,000 | thousands by filing date | put |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 8,200 | $136,000 | thousands by filing date | call |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 1,100 | $136,000 | thousands by filing date | put |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 34,100 | $136,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 102,140 | $136,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 6,952 | $135,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 33,813 | $135,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 64,401 | $135,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 16,911 | $135,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 1,529 | $134,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 1,500 | $134,000 | thousands by filing date | put |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 1,400 | $134,000 | thousands by filing date | put |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 31,415 | $134,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 50,162 | $134,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 5,000 | $134,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 21,969 | $134,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 105,240 | $134,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 22,926 | $133,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 4,818 | $133,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 13,600 | $133,000 | thousands by filing date | put |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 140,000 | $133,000 | thousands by filing date | principal |
| SEASPAN CORP | Y75638109 | SHS | 9,301 | $133,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 32,999 | $133,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 1,891 | $132,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 27,900 | $132,000 | thousands by filing date | call |
| MKS INC. COM | 55306N104 | Stock | 1,200 | $132,000 | thousands by filing date | put |
| BLUEBIRD BIO INC | 09609G100 | COM | 1,500 | $132,000 | thousands by filing date | put |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 7,935 | $132,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 126,625 | $132,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 1,700 | $131,000 | thousands by filing date | call |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 5,245 | $131,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 18,454 | $130,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 11,600 | $130,000 | thousands by filing date | put |
| RPM INTL INC COM | 749685103 | Stock | 1,700 | $130,000 | thousands by filing date | call |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 538 | $130,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 4,700 | $130,000 | thousands by filing date | put |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 5,969 | $130,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 13,900 | $130,000 | thousands by filing date | call |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 9,126 | $129,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 12,286 | $129,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 4,000 | $129,000 | thousands by filing date | put |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 11,610 | $129,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 138,000 | $129,000 | thousands by filing date | principal |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 4,300 | $128,000 | thousands by filing date | put |
| PARTY CITY HOLDCO INC | 702149105 | COM | 54,978 | $128,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06744M836 | NT LKD SER B26 | 810 | $128,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 3,200 | $127,000 | thousands by filing date | put |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 20,152 | $127,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 115,737 | $127,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 13,317 | $127,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 25,900 | $126,000 | thousands by filing date | call |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 16,203 | $126,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 36,539 | $126,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 800 | $125,000 | thousands by filing date | put |
| CACI INTL INC CL A | 127190304 | Stock | 500 | $125,000 | thousands by filing date | put |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 1,500 | $125,000 | thousands by filing date | put |
| TEGNA INC COM | 87901J105 | Stock | 7,500 | $125,000 | thousands by filing date | call |
| TERNIUM SA | 880890108 | SPONSORED ADS | 5,700 | $125,000 | thousands by filing date | put |
| LINDSAY CORPORATION | 535555106 | COM | 1,300 | $125,000 | thousands by filing date | put |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 7,568 | $125,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 43,100 | $125,000 | thousands by filing date | put |
| BARCLAYS BK PLC | 06739H263 | FUND | 3,000 | $125,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 8,520 | $125,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 800 | $124,000 | thousands by filing date | call |
| ZYNEX INC | 98986M103 | COM | 15,810 | $124,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 4,200 | $124,000 | thousands by filing date | call |
| PACIFIC DRILLING SA LUXEMBOURG COM | L7257P205 | Stock | 30,433 | $124,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 7,969 | $124,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 900 | $123,000 | thousands by filing date | call |
| NEW GOLD INC CDA | 644535106 | COM | 139,966 | $123,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 6,577 | $123,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 7,833 | $123,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 6,477 | $123,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 4,400 | $123,000 | thousands by filing date | call |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 4,800 | $122,000 | thousands by filing date | call |
| HOOKIPA PHARMA INC | 43906K100 | COM | 9,970 | $122,000 | thousands by filing date | |
| REALPAGE INC | 75606NAB5 | NOTE | 87,000 | $122,000 | thousands by filing date | principal |
| CRH PLC ADS | 12626K203 | ADR | 3,000 | $121,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 16,754 | $121,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 500 | $120,000 | thousands by filing date | call |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 1,700 | $120,000 | thousands by filing date | call |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 8,500 | $120,000 | thousands by filing date | call |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 8,105 | $120,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 31,236 | $120,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 8,084 | $120,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 923 | $119,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 135,100 | $119,000 | thousands by filing date | call |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 7,564 | $119,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 22,128 | $119,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 800 | $118,000 | thousands by filing date | put |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 2,100 | $118,000 | thousands by filing date | put |
| CYTOSORBENTS CORP | 23283X206 | CMN | 30,621 | $118,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 44,979 | $118,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 7,209 | $118,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 2,667 | $117,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 500 | $117,000 | thousands by filing date | put |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 7,260 | $117,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 4,300 | $117,000 | thousands by filing date | call |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 6,800 | $117,000 | thousands by filing date | put |
| Xunlei Ltd-Adr | 98419E108 | COM | 23,900 | $117,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 3,875 | $117,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 10,224 | $117,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 1,466 | $116,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 1,400 | $116,000 | thousands by filing date | call |
| ECOLAB INC COM | 278865100 | Stock | 600 | $116,000 | thousands by filing date | put |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 900 | $116,000 | thousands by filing date | put |
| TWIN DISC INC | 901476101 | COMMON STOCK | 10,525 | $116,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 7,200 | $116,000 | thousands by filing date | call |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 3,737 | $115,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 6,249 | $115,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 40,060 | $115,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 16,179 | $115,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 4,100 | $114,000 | thousands by filing date | call |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 2,200 | $114,000 | thousands by filing date | put |
| MANITOWOC CO INC | 563571405 | COM NEW | 6,500 | $114,000 | thousands by filing date | call |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 5,252 | $114,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 17,831 | $114,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 9,400 | $114,000 | thousands by filing date | put |
| FONAR CORP | 344437405 | COM NEW | 5,802 | $114,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 27,842 | $114,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 2,500 | $113,000 | thousands by filing date | put |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 3,800 | $113,000 | thousands by filing date | call |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 16,168 | $113,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 18,800 | $113,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 2,300 | $113,000 | thousands by filing date | call |
| PENNEY J C INC | 708160106 | COM | 101,300 | $113,000 | thousands by filing date | put |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 4,000 | $112,000 | thousands by filing date | put |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 5,800 | $112,000 | thousands by filing date | call |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 15,653 | $112,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 900 | $112,000 | thousands by filing date | call |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 5,018 | $112,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 42,939 | $111,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 4,000 | $111,000 | thousands by filing date | put |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 2,200 | $111,000 | thousands by filing date | put |
| DOMTAR CORP | 257559203 | COM NEW | 2,900 | $111,000 | thousands by filing date | put |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 6,025 | $111,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 5,772 | $111,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 51,468 | $111,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 29,500 | $110,000 | thousands by filing date | call |
| GENIE ENERGY LTD | 372284208 | CL B | 14,235 | $110,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 900 | $110,000 | thousands by filing date | put |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 17,100 | $110,000 | thousands by filing date | call |
| PAMT CORP | 693149106 | COMMON STOCK | 1,913 | $110,000 | thousands by filing date | |
| IJH | 464287507 | COM | 530 | $109,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 8,115 | $109,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 12,900 | $109,000 | thousands by filing date | put |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 8,652 | $109,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 11,361 | $109,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 8,497 | $109,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 11,873 | $109,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 54,796 | $109,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 700 | $108,000 | thousands by filing date | put |
| GOGO INC | 38046C109 | COM | 16,800 | $108,000 | thousands by filing date | call |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 5,881 | $107,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 14,300 | $107,000 | thousands by filing date | call |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 12,200 | $107,000 | thousands by filing date | put |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 9,179 | $107,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 42,653 | $107,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 10,600 | $107,000 | thousands by filing date | put |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 2,200 | $106,000 | thousands by filing date | call |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 2,700 | $106,000 | thousands by filing date | put |
| ESCALADE INC | 296056104 | COMMON STOCK | 10,754 | $106,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 10,700 | $106,000 | thousands by filing date | call |
| MARINE PRODS CORP | 568427108 | cs | 7,408 | $106,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 29,150 | $106,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 4,900 | $105,000 | thousands by filing date | call |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 7,400 | $105,000 | thousands by filing date | put |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 500 | $105,000 | thousands by filing date | put |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 118,268 | $105,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 1,500 | $105,000 | thousands by filing date | put |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 1,900 | $105,000 | thousands by filing date | put |
| ENCORE CAP EUROPE FIN LTD | 29260UAA5 | BOND | 100,000 | $105,000 | thousands by filing date | principal |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 4,103 | $105,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 23,874 | $104,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 400 | $103,000 | thousands by filing date | call |
| INSPERITY INC | 45778Q107 | COM | 1,200 | $103,000 | thousands by filing date | call |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 1,300 | $103,000 | thousands by filing date | put |
| LANDSTAR SYS INC COM | 515098101 | Stock | 900 | $102,000 | thousands by filing date | put |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 600 | $102,000 | thousands by filing date | call |
| GNC HLDGS INC | 36191G107 | COM CL A | 37,900 | $102,000 | thousands by filing date | put |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 100,000 | $102,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 18,100 | $102,000 | thousands by filing date | put |
| VEON LTD | 91822M106 | SPONSORED ADR | 40,007 | $101,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 5,192 | $101,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 6,940 | $101,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 1,200 | $100,000 | thousands by filing date | put |
| CALLAWAY GOLF CO | 131193104 | COM | 4,700 | $100,000 | thousands by filing date | call |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 2,458 | $100,000 | thousands by filing date | |
| Perion Network Ltd | M78673114 | COM | 16,000 | $100,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 20,484 | $100,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 22,447 | $100,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 8,500 | $99,000 | thousands by filing date | put |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 2,100 | $99,000 | thousands by filing date | put |
| GNC HLDGS INC | 36191G107 | COM CL A | 36,800 | $99,000 | thousands by filing date | call |
| iShares Gold Trust | 464285105 | ISHARES | 6,800 | $99,000 | thousands by filing date | call |
| CHIMERIX INC COM | 16934W106 | Stock | 48,868 | $99,000 | thousands by filing date | |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 55,963 | $99,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 1,800 | $98,000 | thousands by filing date | call |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 9,031 | $98,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 4,700 | $98,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 12,100 | $98,000 | thousands by filing date | call |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 63,060 | $98,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 38,160 | $97,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 12,300 | $97,000 | thousands by filing date | put |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 56,876 | $97,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 64,657 | $97,000 | thousands by filing date | |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 4,125 | $97,000 | thousands by filing date | put |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 6,537 | $96,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 400 | $96,000 | thousands by filing date | call |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 9,100 | $96,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-20-000002 | this filing | 2020-02-10 | acceptance time not in the bulk data set |