13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-10, with 6,541 holding rows worth $180,217,871,000.
- Accession
- 0000312069-20-000002
- Filer
- CIK 312069
- Filed
- 2020-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 11,812 entries on the cover page, a total value of $180,217,871,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $180,217,871,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBarclays Capital INC028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank (Suisse) SA028-13878
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Capital Luxembourg SaRL028-14040
- included managerBarclays Bank Ireland Public Limited Company
- included managerBarclays Investment Solutions Ltd028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 700 | $18,000 | thousands by filing date | put |
| TEEKAY CORPORATION | Y8564W103 | COM | 3,300 | $18,000 | thousands by filing date | call |
| INTREXON CORP | 46122T102 | COM | 3,200 | $18,000 | thousands by filing date | call |
| GWG HLDGS INC | 36192A109 | COM | 1,818 | $18,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 44,842 | $18,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 25,350 | $18,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 1,000 | $17,000 | thousands by filing date | put |
| TRIMBLE INC COM | 896239100 | Stock | 400 | $17,000 | thousands by filing date | call |
| ITRON INC COM | 465741106 | Stock | 200 | $17,000 | thousands by filing date | call |
| BRINKER INTL INC COM | 109641100 | Stock | 400 | $17,000 | thousands by filing date | put |
| AECOM COM | 00766T100 | Stock | 400 | $17,000 | thousands by filing date | put |
| CRITEO S A SPONS ADS | 226718104 | ADR | 1,000 | $17,000 | thousands by filing date | put |
| MILLERKNOLL INC | 600544100 | COM | 400 | $17,000 | thousands by filing date | put |
| MILLERKNOLL INC | 600544100 | COM | 400 | $17,000 | thousands by filing date | call |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 100 | $17,000 | thousands by filing date | call |
| APHRIA INC | 03765K104 | COM | 3,177 | $17,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 22,661 | $17,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 19,100 | $17,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25460E547 | DAILY MSCI EMERG | 500 | $17,000 | thousands by filing date | put |
| SENMIAO TECHNOLOGY LTD | 817225105 | COM | 25,989 | $17,000 | thousands by filing date | |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 14,414 | $17,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 100 | $16,000 | thousands by filing date | put |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 1,400 | $16,000 | thousands by filing date | call |
| HOLOGIC INC | 436440101 | COM | 300 | $16,000 | thousands by filing date | put |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 200 | $16,000 | thousands by filing date | call |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 6,557 | $16,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74347B227 | ETF | 300 | $16,000 | thousands by filing date | call |
| SIERRA WIRELESS INC | 826516106 | COM | 1,700 | $16,000 | thousands by filing date | put |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 163,989 | $16,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 600 | $15,000 | thousands by filing date | call |
| PITNEY BOWES INC COM | 724479100 | Stock | 3,700 | $15,000 | thousands by filing date | call |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 500 | $15,000 | thousands by filing date | put |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 200 | $15,000 | thousands by filing date | put |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 200 | $15,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 300 | $15,000 | thousands by filing date | call |
| INFINERA CORP | 45667G103 | COMMON STOCK | 1,900 | $15,000 | thousands by filing date | put |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 2,160 | $15,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 300 | $14,000 | thousands by filing date | put |
| EQUIFAX INC COM | 294429105 | Stock | 100 | $14,000 | thousands by filing date | put |
| LKQ CORP COM | 501889208 | Stock | 400 | $14,000 | thousands by filing date | put |
| BXP INC COM | 101121101 | REIT | 100 | $14,000 | thousands by filing date | put |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 2,086 | $14,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 1,000 | $14,000 | thousands by filing date | put |
| COVISTA INC | 00737L103 | COM | 400 | $14,000 | thousands by filing date | put |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 300 | $14,000 | thousands by filing date | call |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 998 | $14,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 410 | $14,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 1,900 | $14,000 | thousands by filing date | call |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 400 | $14,000 | thousands by filing date | call |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 900 | $14,000 | thousands by filing date | call |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 208 | $14,000 | thousands by filing date | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 900 | $14,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 2,900 | $14,000 | thousands by filing date | put |
| ROSETTA RES INC COM | 777385105 | Stock | 10,557 | $14,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 3,000 | $14,000 | thousands by filing date | call |
| ENERGOUS CORP | 29272C103 | COM | 8,100 | $14,000 | thousands by filing date | put |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 10,100 | $14,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 750 | $13,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 400 | $13,000 | thousands by filing date | call |
| WORLD KINECT CORPORATION | 981475106 | COM | 300 | $13,000 | thousands by filing date | put |
| PDC ENERGY INC | 69327R101 | COM | 500 | $13,000 | thousands by filing date | call |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 1,500 | $13,000 | thousands by filing date | call |
| RADWARE LTD | M81873107 | COMMON STOCK | 500 | $13,000 | thousands by filing date | call |
| GROUPON INC | 399473107 | COMMON STOCK | 5,600 | $13,000 | thousands by filing date | put |
| KNOLL INC | 498904200 | COM NEW | 500 | $13,000 | thousands by filing date | call |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 58,601 | $13,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 200 | $12,000 | thousands by filing date | put |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 200 | $12,000 | thousands by filing date | call |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 600 | $12,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 131 | $12,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 800 | $12,000 | thousands by filing date | call |
| BGC PARTNERS INC | 05541T101 | CL A | 2,100 | $12,000 | thousands by filing date | call |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 500 | $12,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 300 | $12,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 400 | $12,000 | thousands by filing date | put |
| Gulfport Energy | 402635304 | COM | 3,900 | $12,000 | thousands by filing date | call |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 1,200 | $12,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 11,000 | $12,000 | thousands by filing date | principal |
| YRC WORLDWIDE INC | 984249607 | COM | 4,600 | $12,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06746Q256 | ENHANCED EURP C | 110 | $12,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 100 | $11,000 | thousands by filing date | put |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 500 | $11,000 | thousands by filing date | put |
| NNN REIT INC COM | 637417106 | REIT | 200 | $11,000 | thousands by filing date | put |
| FLOWERS FOODS INC COM | 343498101 | Stock | 500 | $11,000 | thousands by filing date | put |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 514 | $11,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 592 | $11,000 | thousands by filing date | put |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 575 | $11,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 9,100 | $11,000 | thousands by filing date | put |
| Gulfport Energy | 402635304 | COM | 3,700 | $11,000 | thousands by filing date | put |
| ObsEva SA | H5861P103 | COM | 3,009 | $11,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 7,800 | $11,000 | thousands by filing date | call |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 800 | $11,000 | thousands by filing date | |
| PLANET GREEN HLDGS CORP | 72703U102 | COM | 3,932 | $11,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 21,372 | $11,000 | thousands by filing date | |
| ATTIS INDS INC | 049836208 | COM NEW | 34,504 | $11,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 7,900 | $10,000 | thousands by filing date | put |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 100 | $10,000 | thousands by filing date | call |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 100 | $10,000 | thousands by filing date | call |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 700 | $10,000 | thousands by filing date | call |
| GENESCO INC | 371532102 | COM | 200 | $10,000 | thousands by filing date | call |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 1,591 | $10,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 113 | $10,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q700 | COM | 6,688 | $10,000 | thousands by filing date | |
| NEONODE INC | 64051M709 | CMN | 4,947 | $10,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 600 | $10,000 | thousands by filing date | put |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 1,000 | $10,000 | thousands by filing date | put |
| SLM CORP COM | 78442P106 | Stock | 1,000 | $9,000 | thousands by filing date | put |
| EVERPURE INC CL A | 74624M102 | Stock | 500 | $9,000 | thousands by filing date | call |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 306 | $9,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1,000 | $9,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 401 | $9,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 800 | $9,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 200 | $9,000 | thousands by filing date | put |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 300 | $9,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 100 | $9,000 | thousands by filing date | call |
| WESTWATER RES INC | 961684206 | COM NEW | 4,422 | $9,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 3,644 | $9,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 233 | $9,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 300 | $8,000 | thousands by filing date | put |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 100 | $8,000 | thousands by filing date | put |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 400 | $8,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 200 | $8,000 | thousands by filing date | put |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 100 | $8,000 | thousands by filing date | put |
| AEGON N V | 007924103 | NY REGISTRY SHS | 1,700 | $8,000 | thousands by filing date | call |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 400 | $8,000 | thousands by filing date | call |
| MERITOR INC | 59001K100 | COMMON STOCK | 300 | $8,000 | thousands by filing date | put |
| MOGU INC SPON ADS | 608012100 | ADR | 3,600 | $8,000 | thousands by filing date | |
| DIREXION DAILY REAL ESTATE BEAR 3X SHARES | 25460E141 | ETF | 300 | $8,000 | thousands by filing date | call |
| LINE CORP | 53567X101 | SPONSORED ADR | 156 | $8,000 | thousands by filing date | |
| CHINA CERAMICS CO LTD | G2113X134 | SHS | 12,455 | $8,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 2,500 | $7,000 | thousands by filing date | call |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 100 | $7,000 | thousands by filing date | call |
| BERKLEY W R CORP COM | 084423102 | Stock | 100 | $7,000 | thousands by filing date | call |
| ENERSYS COM | 29275Y102 | Stock | 100 | $7,000 | thousands by filing date | put |
| COTERRA ENERGY INC COM | 127097103 | Stock | 400 | $7,000 | thousands by filing date | call |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 400 | $7,000 | thousands by filing date | put |
| APOGEE ENTERPRISES INC | 037598109 | COM | 200 | $7,000 | thousands by filing date | put |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 700 | $7,000 | thousands by filing date | put |
| CENOVUS ENERGY INC | 15135U109 | COM | 700 | $7,000 | thousands by filing date | call |
| ECHOSTAR CORP | 278768106 | CL A | 168 | $7,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 390 | $7,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 266 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 100 | $7,000 | thousands by filing date | put |
| CHICOS FAS INC | 168615102 | COM | 1,900 | $7,000 | thousands by filing date | put |
| Lincoln National Corporat | 524901105 | COM | 200 | $7,000 | thousands by filing date | put |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 33,411 | $7,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 5,600 | $7,000 | thousands by filing date | call |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 700 | $7,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 200 | $7,000 | thousands by filing date | call |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 1,600 | $7,000 | thousands by filing date | call |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 2,204 | $7,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 113,160 | $7,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 30,041 | $7,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 63 | $6,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 100 | $6,000 | thousands by filing date | put |
| NISOURCE INC COM | 65473P105 | Stock | 200 | $6,000 | thousands by filing date | put |
| MAIN STR CAP CORP | 56035L104 | COM | 146 | $6,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 500 | $6,000 | thousands by filing date | call |
| FEDERAL SIGNAL CORP | 313855108 | COM | 200 | $6,000 | thousands by filing date | put |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 100 | $6,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 100 | $6,000 | thousands by filing date | put |
| QEP RESOURCES INC | 74733V100 | COM | 1,400 | $6,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 1,000 | $6,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 839 | $6,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 200 | $6,000 | thousands by filing date | |
| LIQUID MEDIA GROUP LTD NEW | 53634Q204 | COM NEW | 2,968 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 500 | $6,000 | thousands by filing date | call |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 84 | $5,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 200 | $5,000 | thousands by filing date | put |
| AAR CORP | 000361105 | COM | 100 | $5,000 | thousands by filing date | put |
| CABOT CORP | 127055101 | COM | 100 | $5,000 | thousands by filing date | call |
| ENERGY RECOVERY INC | 29270J100 | COM | 500 | $5,000 | thousands by filing date | call |
| TEEKAY CORPORATION | Y8564W103 | COM | 1,000 | $5,000 | thousands by filing date | put |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 238 | $5,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 2,900 | $5,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 1,600 | $5,000 | thousands by filing date | put |
| OFFICE DEPOT INC | 676220106 | COM | 1,900 | $5,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W395 | FUND | 100 | $5,000 | thousands by filing date | put |
| BRIGGS & STRATTON CORP | 109043109 | COM | 800 | $5,000 | thousands by filing date | put |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 600 | $5,000 | thousands by filing date | put |
| ZOGENIX INC. | 98978L204 | Common Stock | 100 | $5,000 | thousands by filing date | put |
| MARATHON PATENT GROUP INC | 56585W401 | COM | 5,256 | $5,000 | thousands by filing date | |
| TOUGHBUILT INDS INC | 89157G207 | Cmn | 23,544 | $5,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 93 | $4,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 100 | $4,000 | thousands by filing date | put |
| US FOODS HLDG CORP COM | 912008109 | Stock | 100 | $4,000 | thousands by filing date | put |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 400 | $4,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 350 | $4,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 86 | $4,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 300 | $4,000 | thousands by filing date | call |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 1,000 | $4,000 | thousands by filing date | call |
| TTEC HLDGS INC | 89854H102 | COM | 100 | $4,000 | thousands by filing date | call |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 350 | $4,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 4,200 | $4,000 | thousands by filing date | put |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 98 | $4,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 97 | $4,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 15,410 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347B185 | FUND | 200 | $4,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AE5 | BOND | 3,000 | $4,000 | thousands by filing date | principal |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 1,000 | $4,000 | thousands by filing date | call |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 500 | $4,000 | thousands by filing date | call |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 129 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 100 | $4,000 | thousands by filing date | put |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 100 | $4,000 | thousands by filing date | call |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 1,000 | $4,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E562 | DAILY TECHNOLOGY | 600 | $4,000 | thousands by filing date | put |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 121 | $3,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 900 | $3,000 | thousands by filing date | put |
| IAMGOLD CORP COM | 450913108 | Stock | 900 | $3,000 | thousands by filing date | put |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 156 | $3,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,200 | $3,000 | thousands by filing date | put |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 100 | $3,000 | thousands by filing date | call |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 350 | $3,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 144 | $3,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 200 | $3,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 100 | $3,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 166 | $3,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 100 | $3,000 | thousands by filing date | call |
| COVANTA HLDG CORP | 22282E102 | COM | 200 | $3,000 | thousands by filing date | call |
| LENNAR CORP CL B | 526057302 | Stock | 63 | $3,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 100 | $3,000 | thousands by filing date | call |
| BROOKDALE SR LIVING INC | 112463104 | COM | 400 | $3,000 | thousands by filing date | put |
| RPC INC | 749660106 | COMMON STOCK | 600 | $3,000 | thousands by filing date | call |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 62 | $3,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 2,600 | $3,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 100 | $3,000 | thousands by filing date | call |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 400 | $3,000 | thousands by filing date | put |
| BRIGGS & STRATTON CORP | 109043109 | COM | 400 | $3,000 | thousands by filing date | call |
| POLYMET MINING CORP | 731916102 | COM | 13,724 | $3,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 207 | $3,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 100 | $3,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 160 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347X641 | SHRT RL EST FD | 200 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 164 | $3,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 21 | $2,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 163 | $2,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 100 | $2,000 | thousands by filing date | put |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 100 | $2,000 | thousands by filing date | call |
| NEW GOLD INC CDA | 644535106 | COM | 2,000 | $2,000 | thousands by filing date | put |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 71 | $2,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 80 | $2,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 100 | $2,000 | thousands by filing date | call |
| OPKO HEALTH INC | 68375N103 | COM | 1,200 | $2,000 | thousands by filing date | put |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 100 | $2,000 | thousands by filing date | call |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 11 | $2,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 180 | $2,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 289 | $2,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 100 | $2,000 | thousands by filing date | put |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 100 | $2,000 | thousands by filing date | put |
| BB & T CORP | 054937107 | COM | 32 | $2,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 166 | $2,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 714 | $2,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 2,500 | $2,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 187 | $2,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 400 | $2,000 | thousands by filing date | call |
| APPROACH RESOURCES INC | 03834A103 | COM | 176,784 | $2,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 100 | $2,000 | thousands by filing date | put |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 100 | $2,000 | thousands by filing date | call |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 279 | $2,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 360 | $1,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 134 | $1,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 159 | $1,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 65 | $1,000 | thousands by filing date | put |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 30 | $1,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 27 | $1,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 300 | $1,000 | thousands by filing date | put |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 51 | $1,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 89 | $1,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 100 | $1,000 | thousands by filing date | call |
| TRANSALTA CORP | 89346D107 | COM | 100 | $1,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 100 | $1,000 | thousands by filing date | put |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 100 | $1,000 | thousands by filing date | put |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 81 | $1,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 200 | $1,000 | thousands by filing date | put |
| CELLECTIS ADS | 15117K103 | COM | 71 | $1,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 154 | $1,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 172 | $1,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 75 | $1,000 | thousands by filing date | |
| JIAYIN GROUP INC | 47737C104 | CMN | 136 | $1,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 100 | $1,000 | thousands by filing date | put |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 161 | $1,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 2,332 | $1,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 526 | $1,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 449 | $1,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 517 | $1,000 | thousands by filing date | |
| ASLAN PHARMACEUTICALS LTD | 04522R101 | ADR | 295 | $1,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 173 | $1,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 100 | $1,000 | thousands by filing date | put |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 200 | $1,000 | thousands by filing date | put |
| CHINA HGS REAL ESTATE INC | 16948W100 | COM | 1,700 | $1,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 470 | $1,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 696 | $1,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 141 | $1,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 12,900 | $1,000 | thousands by filing date | put |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 22,000 | $1,000 | thousands by filing date | call |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 144 | $1,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 599 | $1,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 324 | $1,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279504 | COM NEW | 83 | $1,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 144 | $1,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DENISON MINES CORP | 248356107 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADECOAGRO S A | L00849106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERCULES CAPITAL INC | 427096508 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SASOL LTD | 803866300 | SPONSORED ADR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FERROGLOBE PLC | G33856108 | SHS | 69 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REKOR SYSTEMS INC | 759419104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIOT PLATFORMS INC | 767292105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUELCELL ENERGY INC | 35952H601 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNODATA INC | 457642205 | COM NEW | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTEST CORP | 461147100 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 194 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRO DEX INC | 74265M205 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KOPIN CORP | 500600101 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 117 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPHA PRO TECH LTD | 020772109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 329 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TECOGEN INC NEW | 87876P201 | COM NEW | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| China Yuchai Intl Ltd | G21082105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S GLOBAL INVS INC | 902952100 | CL A | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERISERV FINL INC | 03074A102 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMREP CORP | 032159105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST US BANCSHARES INC | 33744V103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AWARE INC MASS | 05453N100 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIFCO INDS INC | 826546103 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LGL GROUP INC | 50186A108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROBOT MED INC | 59503A204 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 151 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Bancorp 34 Inc | 05970V106 | Com | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRAY MEDIA INC | 389375205 | CL A | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZOVIO INC | 98979V102 | COMMON STOCK | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CSS INDS INC | 125906107 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IVERIC BIO INC | 46583P102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUNA INNOVATIONS INC | 550351100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIXELWORKS INC | 72581M305 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROVENTION BIO INC | 74374N102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYBEROPTICS CORP COM | 232517102 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Jason Industries Inc | 471172106 | COMMON STOCK | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNIC INC | 4525EP101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GULF IS FABRICATION INC | 402307102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VBI VACCINES INC | 91822J103 | COM NEW | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IF BANCORP INC | 44951J105 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BK Technologies Corp. | 05587G104 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREAT PANTHER MINING | 39115V101 | COM | 364 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fte Networks Inc | 30283R402 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XCEL BRANDS INC | 98400M101 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Cinedigm Corp CL A | 172406209 | COM NEW | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R117 | WARR | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R125 | WARR | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CURIS INC | 231269200 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAVMED INC | 70387R106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERIOR INDS INTL INC | 868168105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROFIRE ENERGY INC | 74316X101 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIX INC | 30712A103 | SPONSORED ADS | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIT CORP | 909218109 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLD STD VENTURES CORP | 380738104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RTI BIOLOGICS INC | 74975N105 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NEWLINK GENETICS CORP | 651511107 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PC TEL INC | 69325Q105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GSE SYS INC | 36227k106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Ampio Pharmaceuticals | 03209T109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROCKWELL MED INC | 774374102 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DOVER MOTORSPORTS INC | 260174107 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REALNETWORKS INC | 75605L708 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHILOH INDUSTRIES INC | 824543102 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTA FUNDING INC | 046220109 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNACOR INC | 871561106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USA TRUCK INC | 902925106 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANNING + NAPIER INC | 56382Q102 | CL A | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BALLANTYNE STRONG INC | 058516105 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REEDS INC COM | 758338107 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 94 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 648 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNICO AMERN CORP | 904607108 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBALSCAPE INC | 37940G109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEROCENTURY CORP | 007737109 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNATRONICS CORP | 268157401 | COM NEW | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 78 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENPREX INC | 372446104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 108 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SESEN BIO INC | 817763105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASHFORD INC | 044104107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mid-Southern Bancorp | 59548Q107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LILIS ENERGY INC | 532403201 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RETAIL VALUE INC | 76133Q102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLARWINDS CORP | 83417Q105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTSIDE DISTILLING INC | 277802302 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCIMOTO INC | 039587100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACHIEVE LIFE SCIENCE INC | 004468203 | COM NEW | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIVUS INC | 928551308 | COM NEW | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOCEPT INC | 09072V402 | COM PAR | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JAGUAR HEALTH INC | 47010C409 | COM | 244 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NXT-ID INC | 67091J206 | COM NEW | 552 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AYTU BIOSCIENCE INC | 054754700 | COM PAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NANTKWEST INC | 63016Q102 | COM | 82 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEEL CONNECT INC | 858098106 | CMN | 141 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-20-000002 | this filing | 2020-02-10 | acceptance time not in the bulk data set |