13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-10, with 6,541 holding rows worth $180,217,871,000.
- Accession
- 0000312069-20-000002
- Filer
- CIK 312069
- Filed
- 2020-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 11,812 entries on the cover page, a total value of $180,217,871,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $180,217,871,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBarclays Capital INC028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank (Suisse) SA028-13878
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Capital Luxembourg SaRL028-14040
- included managerBarclays Bank Ireland Public Limited Company
- included managerBarclays Investment Solutions Ltd028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FALCON MINERALS CORP | 30607B109 | CL A COM | 55,597 | $393,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 304,000 | $392,000 | thousands by filing date | principal |
| CHANNELADVISOR CORP | 159179100 | COM | 43,385 | $392,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 2,600 | $389,000 | thousands by filing date | put |
| COEUR MNG INC COM NEW | 192108504 | Stock | 48,100 | $389,000 | thousands by filing date | put |
| ZIX CORP | 98974P100 | COM | 57,456 | $389,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 39,639 | $388,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 22,927 | $388,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 3,200 | $387,000 | thousands by filing date | put |
| LANDSTAR SYS INC COM | 515098101 | Stock | 3,400 | $387,000 | thousands by filing date | call |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 5,137 | $387,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 23,151 | $386,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 4,060 | $385,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 33,638 | $385,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 32,586 | $385,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 16,283 | $385,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 170,733 | $384,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 38,335 | $383,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 28,985 | $383,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 33,703 | $382,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 26,900 | $382,000 | thousands by filing date | call |
| SURGERY PARTNERS INC | 86881A100 | COM | 24,367 | $381,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 17,511 | $380,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 24,570 | $380,000 | thousands by filing date | call |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 22,684 | $379,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 2,989 | $379,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 33,100 | $378,000 | thousands by filing date | call |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 43,000 | $378,000 | thousands by filing date | call |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 3,529 | $378,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 11,731 | $378,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 18,859 | $378,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 64,550 | $377,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 135,058 | $377,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 37,237 | $376,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 20,721 | $376,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 18,500 | $375,000 | thousands by filing date | put |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 24,457 | $375,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 25,000 | $375,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 25,220 | $375,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 3,229 | $374,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 46,732 | $374,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 154,600 | $374,000 | thousands by filing date | call |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 12,900 | $373,000 | thousands by filing date | call |
| RITE AID CORP | 767754872 | COM | 24,100 | $373,000 | thousands by filing date | put |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 1,770 | $372,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 114,927 | $372,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 26,267 | $370,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 546,710 | $370,000 | thousands by filing date | put |
| MODERNA INC | 60770K107 | COM | 18,842 | $369,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 4,300 | $368,000 | thousands by filing date | put |
| PLAYAGS INC | 72814N104 | COM | 30,307 | $368,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 6,500 | $366,000 | thousands by filing date | call |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 186,007 | $365,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 347,674 | $365,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 7,461 | $364,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 12,309 | $364,000 | thousands by filing date | put |
| KEYCORP COM | 493267108 | Stock | 18,000 | $364,000 | thousands by filing date | put |
| POPULAR INC | 733174700 | COM NEW | 6,200 | $364,000 | thousands by filing date | call |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 12,023 | $364,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 48,250 | $362,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 13,364 | $362,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 7,700 | $361,000 | thousands by filing date | call |
| GROUPON INC | 399473107 | COMMON STOCK | 150,800 | $360,000 | thousands by filing date | call |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 45,397 | $360,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 27,900 | $359,000 | thousands by filing date | call |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 7,002 | $358,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 6,200 | $358,000 | thousands by filing date | put |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 24,200 | $358,000 | thousands by filing date | put |
| UNISYS CORP | 909214306 | COMMON STOCK | 30,000 | $356,000 | thousands by filing date | call |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 25,535 | $356,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 19,066 | $356,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 11,600 | $355,000 | thousands by filing date | call |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 10,432 | $355,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 3,700 | $355,000 | thousands by filing date | call |
| PAR TECHNOLOGY CORP | 698884103 | COM | 11,569 | $355,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 7,105 | $355,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 5,800 | $354,000 | thousands by filing date | call |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 7,022 | $354,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 62,700 | $354,000 | thousands by filing date | put |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 1,800 | $353,000 | thousands by filing date | call |
| THE COOPER COMPANIES | 216648402 | COM NEW | 1,100 | $353,000 | thousands by filing date | put |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 356,000 | $353,000 | thousands by filing date | principal |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 32,873 | $352,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 338,000 | $352,000 | thousands by filing date | principal |
| RBB BANCORP | 74930B105 | COMMON STOCK | 16,540 | $351,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 7,200 | $350,000 | thousands by filing date | call |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 10,700 | $350,000 | thousands by filing date | put |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 17,800 | $350,000 | thousands by filing date | call |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 15,000 | $350,000 | thousands by filing date | call |
| ANGI INC CLASS A | 00183L102 | CL A | 41,324 | $350,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 54,999 | $350,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 6,135 | $349,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 11,963 | $348,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 43,268 | $348,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 14,131 | $348,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 69,444 | $348,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 84,087 | $348,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 25,100 | $346,000 | thousands by filing date | put |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 17,283 | $346,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 3,430 | $345,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 12,221 | $345,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 8,604 | $345,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 7,150 | $344,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 17,200 | $344,000 | thousands by filing date | put |
| ALLIENT INC | 019330109 | COM | 7,073 | $343,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 62,120 | $343,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 34,673 | $343,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 2,203 | $342,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 6,100 | $342,000 | thousands by filing date | call |
| A10 NETWORKS INC | 002121101 | COM | 49,786 | $342,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 4,772 | $341,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 21,900 | $341,000 | thousands by filing date | call |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 21,400 | $341,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 9,586 | $341,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 11,573 | $340,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 5,600 | $340,000 | thousands by filing date | call |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $340,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 3,200 | $340,000 | thousands by filing date | put |
| CITIZENS INC | 174740100 | COMMON STOCK | 50,406 | $340,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 20,267 | $340,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 48,076 | $339,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 14,500 | $339,000 | thousands by filing date | put |
| UFP TECHNOLOGIES INC | 902673102 | COM | 6,846 | $339,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 4,453 | $338,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 38,861 | $338,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 28,072 | $338,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 8,860 | $337,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 108,753 | $336,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 1,155 | $335,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 4,800 | $335,000 | thousands by filing date | call |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 11,235 | $334,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 42,800 | $333,000 | thousands by filing date | put |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 35,000 | $333,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 16,407 | $332,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 3,375 | $331,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 8,100 | $330,000 | thousands by filing date | call |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 1,000 | $330,000 | thousands by filing date | call |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 9,678 | $329,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 30,020 | $329,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 36,900 | $328,000 | thousands by filing date | put |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 20,084 | $328,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 12,500 | $327,000 | thousands by filing date | call |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 309,000 | $327,000 | thousands by filing date | principal |
| SPOK HLDGS INC COM | 84863T106 | Stock | 26,682 | $326,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 3,398 | $325,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 12,500 | $325,000 | thousands by filing date | call |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 9,759 | $325,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 15,000 | $325,000 | thousands by filing date | call |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 5,309 | $324,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 39,829 | $324,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 2,800 | $323,000 | thousands by filing date | call |
| WINNEBAGO INDS INC | 974637100 | COM | 6,100 | $323,000 | thousands by filing date | call |
| MACERICH CO | 554382101 | COM | 12,000 | $323,000 | thousands by filing date | call |
| INFINERA CORP | 45667G103 | COMMON STOCK | 40,700 | $323,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 24,400 | $323,000 | thousands by filing date | put |
| TENNECO INC | 880349105 | COM | 24,600 | $322,000 | thousands by filing date | call |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 8,407 | $322,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917AG1 | NOTE 1.375% 2/0 | 316,000 | $322,000 | thousands by filing date | principal |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 14,004 | $322,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 30,129 | $321,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 28,700 | $321,000 | thousands by filing date | put |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 136,938 | $320,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 44,131 | $320,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 3,900 | $319,000 | thousands by filing date | call |
| WILLDAN GROUP INC | 96924N100 | COM | 10,051 | $319,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 35,795 | $319,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 5,291 | $319,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 471,335 | $319,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 6,141 | $318,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 23,451 | $318,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 41,471 | $318,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 43,900 | $318,000 | thousands by filing date | call |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 2,000 | $318,000 | thousands by filing date | put |
| FORTERRA INC | 34960W106 | COM | 27,577 | $318,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 44,900 | $317,000 | thousands by filing date | put |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 13,433 | $317,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 10,507 | $317,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 12,717 | $317,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 19,957 | $317,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAB2 | BOND | 264,000 | $317,000 | thousands by filing date | principal |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 55,425 | $316,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 1,900 | $315,000 | thousands by filing date | put |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 372,000 | $315,000 | thousands by filing date | principal |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 9,141 | $314,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 2,600 | $314,000 | thousands by filing date | call |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 22,778 | $314,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 65,692 | $314,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 37,050 | $314,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 26,000 | $313,000 | thousands by filing date | call |
| TILLYS INC | 886885102 | CL A | 25,545 | $313,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 10,510 | $312,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 18,486 | $312,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 10,400 | $311,000 | thousands by filing date | call |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 5,957 | $311,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 7,316 | $311,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 6,809 | $311,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 12,374 | $311,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 4,300 | $310,000 | thousands by filing date | call |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 10,273 | $310,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 183,986 | $310,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 9,134 | $310,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 15,104 | $309,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 73,270 | $309,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 25,428 | $307,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 224,975 | $306,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 5,700 | $306,000 | thousands by filing date | call |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 63,922 | $306,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 92,782 | $306,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 5,900 | $305,000 | thousands by filing date | call |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 7,776 | $305,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 6,100 | $304,000 | thousands by filing date | call |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 33,663 | $304,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 6,500 | $304,000 | thousands by filing date | put |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 62,600 | $304,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 8,159 | $304,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 50,200 | $304,000 | thousands by filing date | call |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 17,025 | $304,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 57,462 | $304,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 79,062 | $303,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 7,904 | $303,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,900 | $302,000 | thousands by filing date | call |
| EVERQUOTE INC | 30041R108 | COM CL A | 8,790 | $302,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 35,200 | $302,000 | thousands by filing date | put |
| ERA GROUP INC | 26885G109 | COM | 29,725 | $302,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 15,675 | $301,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 20,386 | $301,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 9,000 | $301,000 | thousands by filing date | call |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 8,887 | $300,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 82,942 | $300,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 26,387 | $299,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 19,800 | $299,000 | thousands by filing date | call |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 3,400 | $299,000 | thousands by filing date | call |
| SEASPINE HLDGS CORP | 81255T108 | COM | 24,885 | $299,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 12,000 | $299,000 | thousands by filing date | call |
| ADMA BIOLOGICS INC | 000899104 | COM | 74,700 | $298,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 17,598 | $297,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 15,058 | $297,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 6,555 | $297,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 1,775 | $296,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 3,900 | $296,000 | thousands by filing date | call |
| ENCANA CORP | 292505104 | COM | 63,200 | $296,000 | thousands by filing date | put |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 26,501 | $295,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 12,100 | $294,000 | thousands by filing date | call |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 12,270 | $294,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 11,300 | $293,000 | thousands by filing date | put |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 18,800 | $293,000 | thousands by filing date | put |
| INGERSOLL-RAND PLC | G47791101 | SHS | 2,200 | $292,000 | thousands by filing date | put |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 19,272 | $292,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 40,946 | $292,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 3,597 | $291,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 107,977 | $291,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 35,655 | $290,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 18,406 | $290,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 3,200 | $289,000 | thousands by filing date | call |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 20,944 | $289,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 6,437 | $289,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 47,800 | $289,000 | thousands by filing date | put |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 68,440 | $288,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 37,365 | $286,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 4,000 | $286,000 | thousands by filing date | call |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 23,729 | $286,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 168,747 | $286,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 5,300 | $284,000 | thousands by filing date | call |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 9,875 | $284,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 42,130 | $284,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 3,700 | $283,000 | thousands by filing date | put |
| VIRNETX HLDG CORP | 92823T108 | COM | 74,437 | $283,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 34,888 | $283,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 20,400 | $282,000 | thousands by filing date | put |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 20,717 | $282,000 | thousands by filing date | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 16,134 | $282,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 16,670 | $282,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 11,198 | $281,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 18,900 | $280,000 | thousands by filing date | call |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 290,000 | $280,000 | thousands by filing date | principal |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 4,992 | $279,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 9,836 | $278,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 3,922 | $278,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 22,817 | $278,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 20,075 | $277,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 39,077 | $277,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 10,885 | $277,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 10,278 | $277,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 213,892 | $276,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 18,902 | $276,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 10,043 | $276,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 16,622 | $275,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 14,700 | $274,000 | thousands by filing date | call |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 12,317 | $274,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 4,300 | $274,000 | thousands by filing date | call |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 8,816 | $273,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 96,430 | $272,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 31,100 | $272,000 | thousands by filing date | call |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 9,170 | $272,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 23,400 | $272,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 6,818 | $272,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 8,284 | $272,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 14,243 | $271,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 10,637 | $271,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 94,200 | $271,000 | thousands by filing date | put |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 189,000 | $270,000 | thousands by filing date | principal |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 25,629 | $270,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 16,600 | $269,000 | thousands by filing date | call |
| LEGGETT & PLATT INC | 524660107 | COM | 5,300 | $269,000 | thousands by filing date | call |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 8,952 | $269,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 7,400 | $269,000 | thousands by filing date | call |
| IJH | 464287507 | COM | 1,300 | $268,000 | thousands by filing date | call |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 28,400 | $268,000 | thousands by filing date | put |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 20,700 | $268,000 | thousands by filing date | call |
| VANECK RUSSIA ETF | 92189F403 | ETF | 10,751 | $268,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 31,100 | $267,000 | thousands by filing date | call |
| BEYONDSPRING INC | G10830100 | SHS | 17,215 | $267,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 81,300 | $267,000 | thousands by filing date | call |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 5,300 | $266,000 | thousands by filing date | put |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 29,036 | $266,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 48,485 | $266,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 64,346 | $266,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 2,800 | $265,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 10,250 | $265,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 14,900 | $264,000 | thousands by filing date | call |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 11,395 | $264,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 8,600 | $263,000 | thousands by filing date | put |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 55,155 | $263,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 19,843 | $263,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 97,139 | $263,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 12,116 | $262,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 5,700 | $261,000 | thousands by filing date | call |
| FLIR SYS INC | 302445101 | COM | 5,000 | $260,000 | thousands by filing date | put |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 18,193 | $260,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 17,560 | $260,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 28,155 | $260,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 39,496 | $260,000 | thousands by filing date | call |
| ProShares UltraPro Sht | 74347G408 | ETF | 11,592 | $260,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 9,500 | $259,000 | thousands by filing date | put |
| FABRINET SHS | G3323L100 | Stock | 4,000 | $259,000 | thousands by filing date | put |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 2,100 | $259,000 | thousands by filing date | put |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 24,364 | $259,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 4,045 | $258,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 14,660 | $258,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 2,865 | $258,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 7,500 | $257,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 1,100 | $257,000 | thousands by filing date | call |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,200 | $257,000 | thousands by filing date | put |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,200 | $257,000 | thousands by filing date | call |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 27,970 | $257,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 13,962 | $257,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 12,000 | $257,000 | thousands by filing date | put |
| TORM PLC SHS CL A | G89479102 | Stock | 23,646 | $256,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 12,296 | $256,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 50,590 | $256,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 32,489 | $256,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 11,900 | $254,000 | thousands by filing date | call |
| RYERSON HLDG CORP | 783754104 | COM | 21,572 | $254,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 9,043 | $254,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 2,660 | $253,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 23,010 | $253,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 23,310 | $252,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 12,992 | $251,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 3,795 | $251,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 3,200 | $250,000 | thousands by filing date | put |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 12,900 | $250,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 2,800 | $250,000 | thousands by filing date | call |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 35,488 | $250,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 5,600 | $249,000 | thousands by filing date | put |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 4,900 | $249,000 | thousands by filing date | call |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 4,500 | $249,000 | thousands by filing date | call |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 11,491 | $249,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 4,500 | $248,000 | thousands by filing date | call |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 13,069 | $248,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 6,472 | $248,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 43,241 | $248,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 10,344 | $248,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 45,001 | $248,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 8,400 | $247,000 | thousands by filing date | put |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 10,874 | $247,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 6,800 | $246,000 | thousands by filing date | call |
| MERCER INTL INC | 588056101 | COM | 20,033 | $246,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 41,378 | $246,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 23,961 | $245,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 100,000 | $245,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 35,569 | $245,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 2,200 | $244,000 | thousands by filing date | call |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 5,700 | $244,000 | thousands by filing date | put |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 9,767 | $244,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 15,007 | $243,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 14,776 | $243,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 18,735 | $243,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 18,900 | $243,000 | thousands by filing date | put |
| AVID TECHNOLOGY INC | 05367P100 | COM | 28,350 | $243,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 13,839 | $242,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 69,275 | $241,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 58,104 | $241,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 3,290 | $241,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 20,944 | $241,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 14,800 | $240,000 | thousands by filing date | put |
| SANMINA CORP COM | 801056102 | Stock | 7,000 | $240,000 | thousands by filing date | call |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 11,000 | $240,000 | thousands by filing date | put |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 14,361 | $240,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 21,377 | $240,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 3,900 | $239,000 | thousands by filing date | put |
| LCNB CORP | 50181P100 | COM | 12,388 | $239,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 31,189 | $239,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 19,458 | $239,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 14,699 | $239,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 50,600 | $239,000 | thousands by filing date | put |
| TEREX CORP NEW COM | 880779103 | Stock | 8,000 | $238,000 | thousands by filing date | put |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 17,042 | $238,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 8,500 | $237,000 | thousands by filing date | call |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 15,967 | $237,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 25,500 | $237,000 | thousands by filing date | call |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 31,924 | $237,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 40,381 | $237,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 185,000 | $236,000 | thousands by filing date | principal |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 5,967 | $236,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 2,400 | $235,000 | thousands by filing date | call |
| UMPQUA HOLDINGS | 904214103 | COM | 13,285 | $235,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 94,731 | $235,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 20,800 | $234,000 | thousands by filing date | call |
| GARMIN LTD SHS | H2906T109 | Stock | 2,400 | $234,000 | thousands by filing date | call |
| AGNT INC | 30212W100 | COM | 20,627 | $234,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 2,800 | $234,000 | thousands by filing date | put |
| KVH INDS INC | 482738101 | COM | 20,971 | $234,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 17,847 | $234,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 17,663 | $233,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 15,990 | $233,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 10,311 | $233,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 9,173 | $233,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 24,296 | $233,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 19,700 | $233,000 | thousands by filing date | put |
| AGCO CORP | 001084102 | COM | 3,000 | $232,000 | thousands by filing date | call |
| AFFIMED N V | N01045108 | COM | 84,619 | $232,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 8,000 | $231,000 | thousands by filing date | call |
| ENERGY FUELS INC | 292671708 | COM NEW | 120,890 | $231,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 10,362 | $230,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 27,071 | $230,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 9,657 | $229,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 6,700 | $228,000 | thousands by filing date | call |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 5,882 | $228,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 10,299 | $228,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 25,900 | $227,000 | thousands by filing date | put |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 21,947 | $227,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,100 | $226,000 | thousands by filing date | put |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 700 | $226,000 | thousands by filing date | call |
| ENOVIS CORP | 194014106 | COMMON STOCK | 6,200 | $226,000 | thousands by filing date | put |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 2,300 | $225,000 | thousands by filing date | put |
| EVOLUS INC | 30052C107 | COM | 18,473 | $225,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 264,176 | $225,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 25,226 | $225,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 2,600 | $224,000 | thousands by filing date | put |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 1,407 | $224,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 12,890 | $223,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 11,000 | $222,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25460E562 | DAILY TECHNOLOGY | 31,000 | $222,000 | thousands by filing date | call |
| ATI INC COM | 01741R102 | Stock | 10,700 | $221,000 | thousands by filing date | put |
| IMAX CORP | 45245E109 | COM | 10,800 | $221,000 | thousands by filing date | call |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 24,277 | $221,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 10,483 | $221,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 8,409 | $221,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 14,151 | $221,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 60,451 | $221,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 10,300 | $221,000 | thousands by filing date | call |
| CODORUS VY BANCORP INC | 192025104 | COM | 9,620 | $221,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 13,128 | $221,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 6,910 | $220,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 10,300 | $220,000 | thousands by filing date | put |
| BOYDGAMINGCORP | 103304101 | STOK | 7,300 | $219,000 | thousands by filing date | put |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 7,670 | $219,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 17,700 | $219,000 | thousands by filing date | put |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 2,600 | $218,000 | thousands by filing date | put |
| RADIANT LOGISTICS INC | 75025X100 | COM | 39,109 | $218,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 24,941 | $218,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 7,405 | $218,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 24,500 | $217,000 | thousands by filing date | call |
| AKORN INC | 009728106 | COM | 144,135 | $217,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 4,000 | $217,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 9,934 | $217,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 20,692 | $217,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 52,400 | $217,000 | thousands by filing date | put |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 127,559 | $217,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 6,956 | $216,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 12,363 | $216,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 3,400 | $215,000 | thousands by filing date | put |
| SEALED AIR CORP NEW | 81211K100 | COM | 5,400 | $215,000 | thousands by filing date | put |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 17,115 | $215,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 19,588 | $215,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 9,328 | $215,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 20,700 | $214,000 | thousands by filing date | call |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 48,118 | $214,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 4,000 | $213,000 | thousands by filing date | call |
| GRAHAM CORP | 384556106 | COM | 9,753 | $213,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 5,066 | $213,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 45,500 | $213,000 | thousands by filing date | call |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,900 | $212,000 | thousands by filing date | put |
| SOUTHERN COPPER CORP | 84265V105 | COM | 5,000 | $212,000 | thousands by filing date | put |
| IES HOLDINGS INC | 44951W106 | COM | 8,255 | $212,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 29,345 | $212,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 16,176 | $211,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 19,000 | $211,000 | thousands by filing date | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 203,000 | $210,000 | thousands by filing date | principal |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 3,800 | $209,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-20-000002 | this filing | 2020-02-10 | acceptance time not in the bulk data set |