13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-10, with 6,541 holding rows worth $180,217,871,000.
- Accession
- 0000312069-20-000002
- Filer
- CIK 312069
- Filed
- 2020-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 11,812 entries on the cover page, a total value of $180,217,871,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $180,217,871,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBarclays Capital INC028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank (Suisse) SA028-13878
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Capital Luxembourg SaRL028-14040
- included managerBarclays Bank Ireland Public Limited Company
- included managerBarclays Investment Solutions Ltd028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 60,625 | $1,214,000 | thousands by filing date | call |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 13,100 | $1,212,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 16,833 | $1,212,000 | thousands by filing date | |
| ProShares UltraPro Sht | 74347G408 | ETF | 54,150 | $1,212,000 | thousands by filing date | put |
| THIRD PT REINS LTD | G8827U100 | COM | 115,195 | $1,212,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 37,442 | $1,210,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 32,700 | $1,210,000 | thousands by filing date | put |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 13,244 | $1,208,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 23,110 | $1,208,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 33,500 | $1,206,000 | thousands by filing date | call |
| PAPA JOHNS INTL INC | 698813102 | COM | 19,100 | $1,206,000 | thousands by filing date | call |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 6,200 | $1,204,000 | thousands by filing date | put |
| EHEALTH INC | 28238P109 | COM | 12,500 | $1,201,000 | thousands by filing date | call |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 77,239 | $1,196,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 24,795 | $1,195,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 135,512 | $1,194,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 114,348 | $1,193,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 52,165 | $1,192,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 81,834 | $1,192,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 29,865 | $1,191,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 55,100 | $1,190,000 | thousands by filing date | call |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 29,068 | $1,190,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 23,073 | $1,189,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 15,500 | $1,188,000 | thousands by filing date | put |
| SMUCKER J M CO | 832696405 | COM NEW | 11,400 | $1,187,000 | thousands by filing date | put |
| FATE THERAPEUTICS INC | 31189P102 | COM | 60,653 | $1,187,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 60,848 | $1,186,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 18,975 | $1,185,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 67,700 | $1,185,000 | thousands by filing date | call |
| ANSYS INC COM | 03662Q105 | COM | 4,600 | $1,184,000 | thousands by filing date | call |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 49,020 | $1,181,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 26,162 | $1,181,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 167,400 | $1,180,000 | thousands by filing date | call |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 80,744 | $1,178,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 13,200 | $1,177,000 | thousands by filing date | put |
| TOLL BROTHERS INC COM | 889478103 | Stock | 29,800 | $1,177,000 | thousands by filing date | put |
| IRON MTN INC DEL COM | 46284V101 | REIT | 36,900 | $1,176,000 | thousands by filing date | call |
| ACUITY INC COM | 00508Y102 | Stock | 8,500 | $1,173,000 | thousands by filing date | call |
| REDFIN CORP | 75737F108 | COM | 55,500 | $1,173,000 | thousands by filing date | call |
| Vanguard Real Estate | 922908553 | SHS | 12,600 | $1,169,000 | thousands by filing date | call |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 38,700 | $1,169,000 | thousands by filing date | call |
| ACUSHNET HLDGS CORP | 005098108 | COM | 35,941 | $1,168,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 26,992 | $1,165,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 61,400 | $1,164,000 | thousands by filing date | call |
| HERSHEY CO COM | 427866108 | Stock | 7,900 | $1,161,000 | thousands by filing date | call |
| KADANT INC | 48282T104 | COM | 10,997 | $1,158,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 47,947 | $1,155,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 67,241 | $1,155,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 18,700 | $1,154,000 | thousands by filing date | call |
| ISHARES TR | 464287192 | US TRSPRTION | 5,900 | $1,154,000 | thousands by filing date | call |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 7,600 | $1,151,000 | thousands by filing date | put |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 51,200 | $1,151,000 | thousands by filing date | put |
| PEABODY ENGR CORP | 704551100 | COM | 125,600 | $1,145,000 | thousands by filing date | put |
| Progressive Corporation | 743315103 | COM | 15,800 | $1,144,000 | thousands by filing date | call |
| CLOUDERA INC | 18914U100 | COM | 98,400 | $1,144,000 | thousands by filing date | put |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 31,900 | $1,143,000 | thousands by filing date | call |
| PPG INDS INC COM | 693506107 | Stock | 8,500 | $1,135,000 | thousands by filing date | put |
| KKR REAL ESTATE FIN TR INC | 48251KAB6 | NOTE 6.125% 5/1 | 1,082,000 | $1,135,000 | thousands by filing date | principal |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 26,811 | $1,134,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 93,018 | $1,133,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 42,872 | $1,133,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 36,800 | $1,132,000 | thousands by filing date | put |
| JETBLUE AWYS CORP | 477143101 | COM | 60,400 | $1,131,000 | thousands by filing date | put |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 142,501 | $1,128,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 60,472 | $1,126,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 23,562 | $1,125,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 33,700 | $1,124,000 | thousands by filing date | call |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 50,442 | $1,121,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 82,319 | $1,121,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 66,392 | $1,120,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 66,035 | $1,119,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 45,027 | $1,119,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 59,700 | $1,118,000 | thousands by filing date | call |
| AMERICAN VANGUARD CORP | 030371108 | COM | 57,133 | $1,114,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 69,209 | $1,114,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 53,770 | $1,113,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 30,700 | $1,111,000 | thousands by filing date | put |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 107,360 | $1,111,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 90,548 | $1,111,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 10,500 | $1,109,000 | thousands by filing date | call |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 6,300 | $1,108,000 | thousands by filing date | call |
| RYDER SYS INC COM | 783549108 | Stock | 20,400 | $1,108,000 | thousands by filing date | put |
| CEVA INC | 157210105 | COMMON STOCK | 41,114 | $1,108,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 228,730 | $1,107,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 9,200 | $1,107,000 | thousands by filing date | put |
| FLOWERS FOODS INC COM | 343498101 | Stock | 50,823 | $1,105,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 65,417 | $1,105,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 21,946 | $1,104,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 12,600 | $1,104,000 | thousands by filing date | put |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 19,866 | $1,101,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 176,014 | $1,100,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 58,223 | $1,099,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 79,487 | $1,099,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 195,400 | $1,098,000 | thousands by filing date | call |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 4,300 | $1,096,000 | thousands by filing date | call |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 31,400 | $1,088,000 | thousands by filing date | call |
| SINA CORP | G81477104 | ORD | 27,200 | $1,086,000 | thousands by filing date | put |
| AGILYSYS INC | 00847J105 | COM | 42,686 | $1,085,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 65,884 | $1,085,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 73,120 | $1,085,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 82,449 | $1,084,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 73,602 | $1,081,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 170,890 | $1,080,000 | thousands by filing date | |
| SUNLANDS ONLINE ED GROUP | 86740P108 | ADS | 420,000 | $1,079,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 53,195 | $1,078,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 49,504 | $1,077,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 12,454 | $1,076,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 17,500 | $1,076,000 | thousands by filing date | call |
| PEABODY ENGR CORP | 704551100 | COM | 117,992 | $1,075,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,431 | $1,075,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 112,852 | $1,074,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 90,023 | $1,074,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 149,400 | $1,074,000 | thousands by filing date | put |
| KIMBALL INTL INC | 494274103 | CL B | 51,877 | $1,072,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 12,400 | $1,071,000 | thousands by filing date | call |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 551,000 | $1,071,000 | thousands by filing date | principal |
| TALOS ENERGY INC | 87484T108 | COM | 35,476 | $1,069,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 3,300 | $1,067,000 | thousands by filing date | put |
| HARMONIC INC | 413160102 | COM | 136,821 | $1,067,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 75,097 | $1,067,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740D830 | RTRN DISABILIT | 12,000 | $1,065,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 27,046 | $1,064,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 5,050 | $1,063,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 66,410 | $1,063,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 18,241 | $1,062,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 54,961 | $1,060,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 39,200 | $1,060,000 | thousands by filing date | call |
| RE MAX HLDGS INC | 75524W108 | CL A | 27,432 | $1,057,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 86,398 | $1,056,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 43,648 | $1,055,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 92,285 | $1,054,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 38,788 | $1,054,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 45,949 | $1,053,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 152,500 | $1,049,000 | thousands by filing date | call |
| CENCORA INC COM | 03073E105 | Stock | 12,300 | $1,046,000 | thousands by filing date | call |
| ROYAL BK CDA COM | 780087102 | Stock | 13,200 | $1,045,000 | thousands by filing date | put |
| AEGION CORP | 00770F104 | COMMON STOCK | 46,656 | $1,044,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 38,700 | $1,041,000 | thousands by filing date | put |
| V2X INC | 92242T101 | COM | 20,311 | $1,041,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 38,842 | $1,040,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 14,166 | $1,038,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 50,755 | $1,038,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 168,445 | $1,036,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 17,400 | $1,033,000 | thousands by filing date | call |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 85,000 | $1,033,000 | thousands by filing date | put |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 988,000 | $1,033,000 | thousands by filing date | principal |
| CABOT CORP | 127055101 | COM | 21,700 | $1,031,000 | thousands by filing date | put |
| MIDDLESEX WTR CO | 596680108 | COM | 16,225 | $1,031,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 170,980 | $1,031,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 22,832 | $1,030,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 16,071 | $1,029,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 24,200 | $1,028,000 | thousands by filing date | call |
| BALL CORP | 058498106 | COM | 15,900 | $1,028,000 | thousands by filing date | call |
| CDK GLOBAL INC | 12508E101 | COM | 18,800 | $1,028,000 | thousands by filing date | put |
| PROVIDENCE SVC CORP | 743815102 | COM | 17,378 | $1,028,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 30,120 | $1,027,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 38,704 | $1,025,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 17,800 | $1,024,000 | thousands by filing date | put |
| MOHAWK INDS INC | 608190104 | COM | 7,500 | $1,023,000 | thousands by filing date | call |
| LANDS END INC | 51509F105 | COMMON STOCK | 60,900 | $1,023,000 | thousands by filing date | put |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 60,391 | $1,023,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 964,000 | $1,023,000 | thousands by filing date | principal |
| COMERICAINC | 200340107 | COM | 14,200 | $1,019,000 | thousands by filing date | put |
| VIASAT INC | 92552V100 | COM | 13,924 | $1,019,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 65,021 | $1,019,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 22,307 | $1,018,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 94,500 | $1,017,000 | thousands by filing date | call |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 20,000 | $1,016,000 | thousands by filing date | put |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 138,176 | $1,015,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 75,385 | $1,013,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 49,845 | $1,012,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 24,212 | $1,009,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 140,267 | $1,009,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 10,513 | $1,009,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 108,629 | $1,008,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 12,283 | $1,007,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 23,660 | $1,005,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 9,100 | $1,003,000 | thousands by filing date | call |
| SONOS INC | 83570H108 | COM | 64,100 | $1,001,000 | thousands by filing date | call |
| SIXTH STREET SPECIALTY LENDING | 87265KAD4 | NOTE 4.500% 8/0 | 934,000 | $998,000 | thousands by filing date | principal |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 6,600 | $996,000 | thousands by filing date | call |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 11,300 | $995,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 18,489 | $995,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 47,527 | $993,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 36,700 | $990,000 | thousands by filing date | call |
| ADTRAN INC | 00738A106 | COMMON STOCK | 100,037 | $989,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 27,259 | $987,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 33,627 | $987,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 95,508 | $986,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 65,300 | $985,000 | thousands by filing date | call |
| MANITOWOC CO INC | 563571405 | COM NEW | 56,265 | $985,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 997,000 | $983,000 | thousands by filing date | principal |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 16,936 | $982,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 122,085 | $980,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 322,496 | $980,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 18,500 | $979,000 | thousands by filing date | put |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 924,000 | $979,000 | thousands by filing date | principal |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 99,096 | $978,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 84,171 | $977,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 24,551 | $977,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 3,889 | $976,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 6,300 | $976,000 | thousands by filing date | put |
| ALLY FINL INC COM | 02005N100 | Stock | 31,900 | $975,000 | thousands by filing date | call |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 37,500 | $974,000 | thousands by filing date | call |
| BLOCK H & R INC COM | 093671105 | Stock | 41,300 | $970,000 | thousands by filing date | put |
| GAMESTOP CORP | 36467W109 | CL A | 159,500 | $970,000 | thousands by filing date | call |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 19,923 | $967,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 35,900 | $966,000 | thousands by filing date | call |
| TELADOC HEALTH INC | 87918AAC9 | NOTE 1.375% 5/1 | 552,000 | $962,000 | thousands by filing date | principal |
| EXELIXIS INC COM | 30161Q104 | Stock | 54,400 | $959,000 | thousands by filing date | call |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 179,856 | $959,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 28,100 | $958,000 | thousands by filing date | put |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 8,900 | $957,000 | thousands by filing date | put |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 59,995 | $957,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 50,009 | $956,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 16,300 | $955,000 | thousands by filing date | put |
| Gaotu Techedu Inc | 36257Y109 | COM | 43,611 | $953,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 16,706 | $952,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 76,128 | $952,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 25,086 | $952,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 44,094 | $951,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 120,115 | $951,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 18,300 | $950,000 | thousands by filing date | put |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 19,604 | $950,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 8,207 | $949,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 60,947 | $948,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 64,258 | $947,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 8,130 | $947,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 83,569 | $946,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 34,000 | $944,000 | thousands by filing date | put |
| MYR GROUP INC | 55405W104 | COM | 28,898 | $941,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 77,622 | $935,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 11,800 | $935,000 | thousands by filing date | put |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 30,728 | $933,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 38,652 | $930,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 22,800 | $928,000 | thousands by filing date | put |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 20,000 | $927,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 88,495 | $926,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 30,335 | $925,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 11,700 | $925,000 | thousands by filing date | put |
| CYTOKINETICS INC | 23282W605 | COM NEW | 87,091 | $924,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 46,202 | $922,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 23,048 | $922,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 48,000 | $921,000 | thousands by filing date | call |
| UNITIL CORP COM | 913259107 | Stock | 14,894 | $920,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 45,997 | $920,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 33,919 | $920,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 6,700 | $919,000 | thousands by filing date | put |
| MATTEL INC | 577081102 | COM | 67,800 | $919,000 | thousands by filing date | call |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 30,901 | $918,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 13,500 | $917,000 | thousands by filing date | put |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 24,100 | $917,000 | thousands by filing date | call |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 26,134 | $916,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 53,161 | $915,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 39,207 | $915,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 22,800 | $914,000 | thousands by filing date | call |
| ZOETIS INC CL A | 98978V103 | Stock | 6,900 | $913,000 | thousands by filing date | put |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 55,249 | $911,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 40,758 | $910,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 62,694 | $909,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 47,148 | $909,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 45,184 | $907,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 30,663 | $904,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 37,673 | $903,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 228,400 | $902,000 | thousands by filing date | call |
| PAGERDUTY INC COM | 69553P100 | Stock | 38,531 | $901,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 18,800 | $901,000 | thousands by filing date | put |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 27,400 | $899,000 | thousands by filing date | put |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 25,236 | $899,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 190,345 | $898,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 190,986 | $897,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 56,000 | $896,000 | thousands by filing date | call |
| TILRAY INC | 88688T100 | COM CL 2 | 52,300 | $896,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 55,227 | $896,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 859,000 | $895,000 | thousands by filing date | principal |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 30,400 | $894,000 | thousands by filing date | call |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 12,500 | $893,000 | thousands by filing date | put |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 24,616 | $892,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 30,125 | $891,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 103,693 | $891,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 25,197 | $891,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 21,991 | $888,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 53,155 | $887,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 10,241 | $885,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 28,653 | $885,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 24,606 | $884,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 20,900 | $883,000 | thousands by filing date | put |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 28,451 | $883,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 6,263 | $880,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 72,900 | $879,000 | thousands by filing date | put |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 28,062 | $878,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 674,000 | $878,000 | thousands by filing date | principal |
| MEDIFAST INC | 58470H101 | COM | 8,000 | $877,000 | thousands by filing date | put |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 34,098 | $877,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 7,395 | $876,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 17,105 | $875,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 32,117 | $874,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 96,000 | $874,000 | thousands by filing date | principal |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 25,543 | $873,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 32,605 | $873,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 26,600 | $872,000 | thousands by filing date | call |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 26,436 | $872,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 15,479 | $872,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 62,500 | $864,000 | thousands by filing date | put |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 7,200 | $863,000 | thousands by filing date | call |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 18,336 | $863,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 47,900 | $862,000 | thousands by filing date | put |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 33,800 | $861,000 | thousands by filing date | put |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 11,882 | $861,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 577 | $858,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 31,260 | $857,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 19,300 | $857,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 32,805 | $857,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 17,190 | $854,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 34,061 | $854,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 14,221 | $854,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 13,813 | $852,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 55,245 | $852,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 32,894 | $851,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 135,412 | $850,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 33,799 | $850,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 91,409 | $849,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 86,900 | $849,000 | thousands by filing date | call |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 48,668 | $848,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 23,780 | $848,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 9,354 | $846,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 49,063 | $846,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 41,600 | $844,000 | thousands by filing date | call |
| BLACKBAUD INC COM | 09227Q100 | Stock | 10,600 | $844,000 | thousands by filing date | put |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 746,000 | $843,000 | thousands by filing date | principal |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 5,000 | $842,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 38,724 | $839,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 20,418 | $838,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 4,700 | $837,000 | thousands by filing date | call |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 14,479 | $836,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 20,270 | $836,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 16,074 | $835,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 18,100 | $835,000 | thousands by filing date | put |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 68,714 | $835,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 20,118 | $834,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 41,200 | $831,000 | thousands by filing date | put |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 91,800 | $829,000 | thousands by filing date | call |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 15,407 | $829,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 65,161 | $828,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 14,100 | $828,000 | thousands by filing date | put |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 90,350 | $827,000 | thousands by filing date | call |
| CROWN HLDGS INC COM | 228368106 | Stock | 11,400 | $827,000 | thousands by filing date | put |
| CANADIANNATLRYCOF | 136375102 | STOK | 9,100 | $823,000 | thousands by filing date | put |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 6,000 | $822,000 | thousands by filing date | call |
| BRUNSWICK CORP | 117043109 | COM | 13,700 | $822,000 | thousands by filing date | put |
| SAP SE SPON ADR | 803054204 | ADR | 6,105 | $818,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 48,945 | $818,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,400 | $817,000 | thousands by filing date | put |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,400 | $817,000 | thousands by filing date | call |
| STONECO LTD | G85158106 | COM CL A | 20,490 | $817,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 46,894 | $817,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 200,037 | $816,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 20,800 | $815,000 | thousands by filing date | call |
| POLARIS INC COM | 731068102 | Stock | 8,000 | $814,000 | thousands by filing date | call |
| READY CAPITAL CORP | 75574U101 | COM | 52,848 | $814,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 22,464 | $814,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 18,900 | $808,000 | thousands by filing date | call |
| TERNIUM SA | 880890108 | SPONSORED ADS | 36,531 | $805,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 32,100 | $804,000 | thousands by filing date | call |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 34,400 | $804,000 | thousands by filing date | put |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 31,372 | $804,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 7,900 | $803,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 39,200 | $802,000 | thousands by filing date | put |
| EVENTBRITE INC | 29975E109 | COM CL A | 39,631 | $800,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 43,314 | $800,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAB7 | NOTE 2.000%12/0 | 900,000 | $800,000 | thousands by filing date | principal |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 29,300 | $799,000 | thousands by filing date | call |
| NORDSON CORP | 655663102 | COM | 4,911 | $799,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 42,900 | $796,000 | thousands by filing date | put |
| PARSONS CORP DEL COM | 70202L102 | Stock | 19,257 | $795,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 22,136 | $795,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 41,732 | $794,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 12,043 | $794,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 2,400 | $793,000 | thousands by filing date | put |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 5,797 | $791,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 7,320 | $791,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 45,284 | $788,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 89,932 | $787,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 32,500 | $783,000 | thousands by filing date | put |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 6,100 | $783,000 | thousands by filing date | put |
| DAKTRONICS INC | 234264109 | COM | 128,448 | $782,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 46,294 | $780,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 54,635 | $778,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 54,600 | $776,000 | thousands by filing date | call |
| WILLIAMS COS INC COM | 969457100 | Stock | 32,664 | $775,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 30,000 | $775,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 244,848 | $774,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 11,700 | $773,000 | thousands by filing date | put |
| FORRESTER RESH INC | 346563109 | COM | 18,525 | $772,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 8,800 | $771,000 | thousands by filing date | put |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 15,100 | $770,000 | thousands by filing date | put |
| SSR MINING IN | 784730103 | COM | 40,000 | $770,000 | thousands by filing date | call |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 26,300 | $770,000 | thousands by filing date | put |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 51,400 | $769,000 | thousands by filing date | call |
| BLOOM ENERGY CORP | 093712107 | COM | 102,753 | $768,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 5,800 | $768,000 | thousands by filing date | call |
| GTT COMMUNICATIONS INC | 362393100 | COM | 67,640 | $768,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 59,119 | $766,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 42,748 | $766,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 102,051 | $766,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 25,703 | $764,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 97,290 | $764,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 23,559 | $762,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 76,698 | $762,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 732,000 | $762,000 | thousands by filing date | principal |
| CUTERA INC | 232109108 | COM | 21,244 | $761,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 93,196 | $761,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 5,464 | $760,000 | thousands by filing date | call |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 26,804 | $759,000 | thousands by filing date | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 23,383 | $759,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 192,200 | $759,000 | thousands by filing date | put |
| PENNEY J C INC | 708160106 | COM | 676,298 | $758,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 18,703 | $757,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 4,200 | $757,000 | thousands by filing date | call |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 30,493 | $757,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 68,000 | $757,000 | thousands by filing date | call |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 16,440 | $756,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 29,538 | $755,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 33,073 | $754,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 29,000 | $753,000 | thousands by filing date | put |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 827,000 | $753,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25460E125 | DAILY SM CP BEAR | 21,440 | $753,000 | thousands by filing date | put |
| DIGI INTL INC | 253798102 | COM | 42,440 | $752,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 8,700 | $752,000 | thousands by filing date | call |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 17,506 | $752,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 3,218 | $750,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 52,800 | $750,000 | thousands by filing date | put |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 67,100 | $747,000 | thousands by filing date | put |
| CLOUDERA INC | 18914U100 | COM | 64,100 | $745,000 | thousands by filing date | call |
| SEADRILL LTD | G7998G106 | COM | 293,137 | $745,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 45,594 | $744,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 22,200 | $742,000 | thousands by filing date | put |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 18,200 | $741,000 | thousands by filing date | call |
| KINROSS GOLD CORP | 496902404 | COM | 156,000 | $739,000 | thousands by filing date | put |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 57,222 | $739,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 36,400 | $739,000 | thousands by filing date | put |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 12,900 | $737,000 | thousands by filing date | call |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 19,468 | $737,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 54,373 | $735,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 15,760 | $735,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 27,831 | $734,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 4,843 | $733,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 117,544 | $732,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 16,225 | $730,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 102,738 | $730,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 4,400 | $728,000 | thousands by filing date | call |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 81,080 | $726,000 | thousands by filing date | call |
| TEAM INC | 878155100 | COM | 45,472 | $726,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 14,400 | $725,000 | thousands by filing date | call |
| PERRIGO CO PLC SHS | G97822103 | Stock | 14,000 | $723,000 | thousands by filing date | call |
| HORIZON BANCORP IND | 440407104 | COM | 38,029 | $723,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 21,933 | $723,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 25,100 | $721,000 | thousands by filing date | put |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 24,600 | $721,000 | thousands by filing date | call |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 528,000 | $721,000 | thousands by filing date | principal |
| SPARTAN MTRS INC | 846819100 | COM | 39,919 | $721,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 8,800 | $720,000 | thousands by filing date | put |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 61,634 | $720,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 9,100 | $720,000 | thousands by filing date | call |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 6,200 | $719,000 | thousands by filing date | call |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 42,571 | $719,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 42,063 | $719,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 9,200 | $718,000 | thousands by filing date | put |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 6,200 | $717,000 | thousands by filing date | call |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 11,400 | $717,000 | thousands by filing date | call |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 211,685 | $716,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 90,770 | $715,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 6,600 | $714,000 | thousands by filing date | call |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 11,283 | $714,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 9,294 | $713,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 73,037 | $713,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 9,700 | $712,000 | thousands by filing date | call |
| CERUS CORP | 157085101 | COM | 168,895 | $712,000 | thousands by filing date | |
| MFA FINL INC | 55272XAA0 | BOND | 668,000 | $712,000 | thousands by filing date | principal |
| Heritage Commerce Corp | 426927109 | Common Stock | 55,424 | $711,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 156,984 | $711,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 11,500 | $710,000 | thousands by filing date | put |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 28,548 | $710,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 80,880 | $709,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 32,590 | $709,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 28,800 | $709,000 | thousands by filing date | put |
| ARQ INC | 00770C101 | COM | 67,228 | $706,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 9,554 | $705,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 107,300 | $705,000 | thousands by filing date | call |
| ACUITY INC COM | 00508Y102 | Stock | 5,100 | $704,000 | thousands by filing date | put |
| ALEXANDERS INC COM | 014752109 | REIT | 2,131 | $704,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 5,700 | $704,000 | thousands by filing date | call |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 26,084 | $702,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 5,700 | $702,000 | thousands by filing date | put |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 26,200 | $702,000 | thousands by filing date | put |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 2,500 | $699,000 | thousands by filing date | put |
| DSP GROUP INC | 23332B106 | COM | 44,433 | $699,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 39,000 | $698,000 | thousands by filing date | call |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 34,560 | $698,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 48,080 | $697,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-20-000002 | this filing | 2020-02-10 | acceptance time not in the bulk data set |