13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 7,292 holding rows worth $130,901,894,000.
- Accession
- 0000312069-18-000025
- Filer
- CIK 312069
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 11,929 entries on the cover page, a total value of $130,901,894,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $130,901,894,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBarclays Capital INC028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank (Suisse) SA028-13878
- included managerAbsa Capital Securities (Pty) Ltd028-14440
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Capital Luxembourg SaRL028-14040
- included managerBarclays Merchant Bank (Singapore) Ltd028-17503
- included managerAbsa Alternative Asset Management Proprietary Ltd
- included managerGerrard Investment Management LTD028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FINJAN HLDGS INC | 31788H303 | COM NEW | 5,106 | $17,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 11,528 | $17,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 5,200 | $17,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 8,243 | $17,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 200 | $16,000 | thousands by filing date | call |
| EVERPURE INC CL A | 74624M102 | Stock | 800 | $16,000 | thousands by filing date | put |
| DENISON MINES CORP | 248356107 | COM | 34,754 | $16,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 600 | $16,000 | thousands by filing date | call |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 1,400 | $16,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 4,268 | $16,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 500 | $16,000 | thousands by filing date | put |
| VERADIGM INC | 01988P108 | COMMON STOCK | 1,300 | $16,000 | thousands by filing date | put |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 1,891 | $16,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 80,400 | $16,000 | thousands by filing date | call |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 2,063 | $16,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 5,106 | $16,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 10,474 | $16,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 700 | $16,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 792 | $16,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 4,203 | $16,000 | thousands by filing date | |
| NEVRO CORP | 64157FAA1 | BOND | 14,000 | $16,000 | thousands by filing date | principal |
| VALMONT INDS INC COM | 920253101 | Stock | 100 | $15,000 | thousands by filing date | put |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 300 | $15,000 | thousands by filing date | call |
| POOL CORP COM | 73278L105 | Stock | 100 | $15,000 | thousands by filing date | put |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 7,800 | $15,000 | thousands by filing date | call |
| GRIFFON CORP | 398433102 | COM | 800 | $15,000 | thousands by filing date | put |
| DENTSPLY SIRONA INC | 24906P109 | COM | 300 | $15,000 | thousands by filing date | call |
| BRUKER CORP | 116794108 | COM | 500 | $15,000 | thousands by filing date | put |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 700 | $15,000 | thousands by filing date | put |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 453 | $15,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 551 | $15,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 2,171 | $15,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 1,815 | $15,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 2,489 | $15,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 7,200 | $15,000 | thousands by filing date | call |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 1,800 | $15,000 | thousands by filing date | put |
| VERIFONE SYS INC | 92342Y109 | COM | 1,000 | $15,000 | thousands by filing date | call |
| ISRAMCO INC | 465141406 | COM | 141 | $15,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 17,215 | $15,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 1,251 | $15,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 1,422 | $15,000 | thousands by filing date | |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 2,000 | $15,000 | thousands by filing date | call |
| FISERV INC | 337738108 | COM | 200 | $14,000 | thousands by filing date | put |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 139 | $14,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 500 | $14,000 | thousands by filing date | call |
| CMS ENERGY CORP COM | 125896100 | Stock | 300 | $14,000 | thousands by filing date | put |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 1,000 | $14,000 | thousands by filing date | put |
| IDEX CORP COM | 45167R104 | Stock | 100 | $14,000 | thousands by filing date | call |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 1,100 | $14,000 | thousands by filing date | call |
| INSPERITY INC | 45778Q107 | COM | 200 | $14,000 | thousands by filing date | put |
| INSPERITY INC | 45778Q107 | COM | 200 | $14,000 | thousands by filing date | call |
| GENIE ENERGY LTD | 372284208 | CL B | 2,885 | $14,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 2,169 | $14,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 2,000 | $14,000 | thousands by filing date | call |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 348 | $14,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 1,000 | $14,000 | thousands by filing date | put |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 1,868 | $14,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 1,500 | $14,000 | thousands by filing date | call |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 208 | $14,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 1,300 | $14,000 | thousands by filing date | call |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 1,000 | $14,000 | thousands by filing date | call |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 1,500 | $14,000 | thousands by filing date | call |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 600 | $14,000 | thousands by filing date | put |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 1,876 | $14,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 1,000 | $14,000 | thousands by filing date | call |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 6,900 | $14,000 | thousands by filing date | put |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 14,000 | $14,000 | thousands by filing date | principal |
| ABILITY INC | G8789K124 | SHS | 4,215 | $14,000 | thousands by filing date | |
| PYXIS TANKERS INC | Y71726106 | COM | 14,700 | $14,000 | thousands by filing date | |
| GLOBUS MARITIME LIMITED NEW | Y27265308 | SHS NEW | 18,800 | $14,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 100 | $13,000 | thousands by filing date | call |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 14,375 | $13,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 2,901 | $13,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 100 | $13,000 | thousands by filing date | put |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 300 | $13,000 | thousands by filing date | put |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 998 | $13,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 691 | $13,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 611 | $13,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 1,100 | $13,000 | thousands by filing date | put |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 700 | $13,000 | thousands by filing date | put |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 1,200 | $13,000 | thousands by filing date | call |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 2,600 | $13,000 | thousands by filing date | call |
| DRIL-QUIP INC | 262037104 | COM | 300 | $13,000 | thousands by filing date | call |
| AQUA METALS INC | 03837J101 | COM | 4,809 | $13,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 500 | $13,000 | thousands by filing date | put |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 15,996 | $13,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 3,593 | $13,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 1,122 | $13,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 1,360 | $13,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 714 | $13,000 | thousands by filing date | |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 1,266 | $13,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 100 | $12,000 | thousands by filing date | call |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 100 | $12,000 | thousands by filing date | call |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 200 | $12,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 200 | $12,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 437 | $12,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 1,502 | $12,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1,000 | $12,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 751 | $12,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 1,400 | $12,000 | thousands by filing date | put |
| EVOLUS INC | 30052C107 | COM | 1,345 | $12,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 9 | $12,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 700 | $12,000 | thousands by filing date | put |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 3,000 | $12,000 | thousands by filing date | put |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 500 | $12,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 280 | $12,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 1,000 | $12,000 | thousands by filing date | put |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 1,181 | $12,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 1,435 | $12,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 1,600 | $12,000 | thousands by filing date | put |
| KNOLL INC | 498904200 | COM NEW | 600 | $12,000 | thousands by filing date | call |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 300 | $12,000 | thousands by filing date | put |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 1,017 | $12,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 31,652 | $12,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 222 | $12,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 25,606 | $12,000 | thousands by filing date | |
| REAL GOODS SOLAR XXXREGISTRATION REVOKED BY THE SEC EFF: 05/02/22 | 75601N500 | Equity | 11,900 | $12,000 | thousands by filing date | |
| INSPIREMD INC | 45779A861 | COM PAR | 12,142 | $12,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 5,724 | $12,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 6,872 | $12,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 4,814 | $12,000 | thousands by filing date | |
| GSV CAP CORP | 36191JAB7 | NOTE 5.250% 9/1 | 12,000 | $12,000 | thousands by filing date | principal |
| GLOBAL PMTS INC | 37940X102 | COM | 100 | $11,000 | thousands by filing date | call |
| NETGEAR INC | 64111Q104 | COM | 200 | $11,000 | thousands by filing date | call |
| VERMILION ENERGY INC COM | 923725105 | Stock | 369 | $11,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 100 | $11,000 | thousands by filing date | call |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 293 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 90 | $11,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 200 | $11,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 353 | $11,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 300 | $11,000 | thousands by filing date | call |
| GNC HLDGS INC | 36191G107 | COM CL A | 2,900 | $11,000 | thousands by filing date | put |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 1,300 | $11,000 | thousands by filing date | call |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 1,996 | $11,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 600 | $11,000 | thousands by filing date | put |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 358 | $11,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 575 | $11,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 2,300 | $11,000 | thousands by filing date | call |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 13,300 | $11,000 | thousands by filing date | put |
| TRIANGLE CAP CORP | 895848109 | COM | 1,000 | $11,000 | thousands by filing date | call |
| Ramaco Resources Inc | 75134P303 | COM CL B | 1,567 | $11,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 20,000 | $11,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 3,000 | $11,000 | thousands by filing date | put |
| NEW YORK & CO INC | 649295102 | COM | 3,400 | $11,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 29,581 | $11,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 1,800 | $11,000 | thousands by filing date | put |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 13,620 | $11,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 30,000 | $11,000 | thousands by filing date | |
| CHINA CUST RELATIONS CNTR IN | G2118P102 | COM | 729 | $11,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 100 | $10,000 | thousands by filing date | call |
| LITHIA MTRS INC COM | 536797103 | Stock | 100 | $10,000 | thousands by filing date | put |
| HORMEL FOODS CORP COM | 440452100 | Stock | 300 | $10,000 | thousands by filing date | put |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 200 | $10,000 | thousands by filing date | call |
| GREENBRIER COS INC | 393657101 | COM | 200 | $10,000 | thousands by filing date | call |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 600 | $10,000 | thousands by filing date | put |
| FTI CONSULTING INC | 302941109 | COM | 200 | $10,000 | thousands by filing date | put |
| PBF ENERGY INC | 69318G106 | CL A | 300 | $10,000 | thousands by filing date | call |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 517 | $10,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 200 | $10,000 | thousands by filing date | call |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 200 | $10,000 | thousands by filing date | put |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 1,265 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 177 | $10,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 300 | $10,000 | thousands by filing date | call |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 300 | $10,000 | thousands by filing date | call |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 2,827 | $10,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 2,226 | $10,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 2,204 | $10,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 1,800 | $10,000 | thousands by filing date | call |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 2,348 | $10,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 9,000 | $10,000 | thousands by filing date | principal |
| COWEN INC | 223622AB7 | NOTE 3.000 3/1 | 10,000 | $10,000 | thousands by filing date | principal |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 146 | $9,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 812 | $9,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 300 | $9,000 | thousands by filing date | put |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 600 | $9,000 | thousands by filing date | call |
| UGI CORP NEW COM | 902681105 | Stock | 200 | $9,000 | thousands by filing date | put |
| TUTOR PERINI CORP | 901109108 | COM | 400 | $9,000 | thousands by filing date | call |
| CONDUENT INC | 206787103 | COM | 460 | $9,000 | thousands by filing date | put |
| RIOT PLATFORMS INC | 767292105 | COM | 1,400 | $9,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 100 | $9,000 | thousands by filing date | call |
| INTERPUBLIC GROUP COS | 460690100 | COM | 400 | $9,000 | thousands by filing date | put |
| LINDSAY CORPORATION | 535555106 | COM | 100 | $9,000 | thousands by filing date | call |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 800 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 100 | $9,000 | thousands by filing date | put |
| LENNAR CORP CL B | 526057302 | Stock | 180 | $9,000 | thousands by filing date | put |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 400 | $9,000 | thousands by filing date | put |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 300 | $9,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 93 | $9,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 4,248 | $9,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 400 | $9,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 4,372 | $9,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 1,400 | $9,000 | thousands by filing date | put |
| GREENHILL & CO INC COM | 395259104 | Stock | 500 | $9,000 | thousands by filing date | put |
| DENBURY RES INC | 247916208 | COM NEW | 3,300 | $9,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 1,000 | $9,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 3,393 | $9,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 25,000 | $9,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 2,591 | $9,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 2,000 | $9,000 | thousands by filing date | call |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 1,141 | $9,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 29,068 | $9,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 900 | $9,000 | thousands by filing date | call |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 202 | $8,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 200 | $8,000 | thousands by filing date | put |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 300 | $8,000 | thousands by filing date | call |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 494 | $8,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 1,300 | $8,000 | thousands by filing date | put |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 500 | $8,000 | thousands by filing date | call |
| DISCOVERY INC | 25470F302 | COM SER C | 420 | $8,000 | thousands by filing date | call |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 2,445 | $8,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 5,625 | $8,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 2,083 | $8,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 6,202 | $8,000 | thousands by filing date | |
| ALTA MESA RES INC 3 | 02133L117 | COM | 4,983 | $8,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 2,639 | $8,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO | 82900L110 | *W EXP 07/07/202 | 2,254 | $8,000 | thousands by filing date | |
| TINTRI INC | 88770Q105 | COM | 4,440 | $8,000 | thousands by filing date | |
| OMINTO INC | 68217C208 | COM NEW | 2,914 | $8,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74348A350 | ETF | 500 | $8,000 | thousands by filing date | put |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74348A350 | ETF | 500 | $8,000 | thousands by filing date | call |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 434 | $7,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 200 | $7,000 | thousands by filing date | put |
| AECOM COM | 00766T100 | Stock | 200 | $7,000 | thousands by filing date | put |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 100 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 100 | $7,000 | thousands by filing date | put |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 97 | $7,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 1,514 | $7,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 700 | $7,000 | thousands by filing date | call |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 1,000 | $7,000 | thousands by filing date | put |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 1,161 | $7,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 100 | $7,000 | thousands by filing date | put |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 321 | $7,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 300 | $7,000 | thousands by filing date | call |
| EBIX INC | 278715206 | COM NEW | 100 | $7,000 | thousands by filing date | call |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 700 | $7,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 2,000 | $7,000 | thousands by filing date | call |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 500 | $7,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 1,000 | $7,000 | thousands by filing date | put |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 2,500 | $7,000 | thousands by filing date | put |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 400 | $7,000 | thousands by filing date | call |
| OCONEE FED FINL CORP | 675607105 | COM | 260 | $7,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 12,499 | $7,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 3,057 | $7,000 | thousands by filing date | |
| CORPORATE CAP TR INC | 219880101 | COM | 407 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 400 | $7,000 | thousands by filing date | put |
| PULMATRIX INC | 74584P103 | COM | 14,300 | $7,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 100 | $6,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 41 | $6,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 100 | $6,000 | thousands by filing date | put |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 100 | $6,000 | thousands by filing date | call |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 100 | $6,000 | thousands by filing date | call |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 100 | $6,000 | thousands by filing date | call |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 600 | $6,000 | thousands by filing date | put |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 100 | $6,000 | thousands by filing date | put |
| CABOT CORP | 127055101 | COM | 100 | $6,000 | thousands by filing date | put |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 100 | $6,000 | thousands by filing date | put |
| BIOTELEMETRY INC | 090672106 | COM | 200 | $6,000 | thousands by filing date | put |
| DISCOVERY INC | 25470F302 | COM SER C | 315 | $6,000 | thousands by filing date | put |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 2,107 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 100 | $6,000 | thousands by filing date | call |
| HIGHPOINT RES CORP | 43114K108 | COM | 1,100 | $6,000 | thousands by filing date | put |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 2,200 | $6,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 1,300 | $6,000 | thousands by filing date | put |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 2,700 | $6,000 | thousands by filing date | call |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 1,082 | $6,000 | thousands by filing date | |
| RECON TECHNOLOGY LTD | G7415M108 | SHS | 5,355 | $6,000 | thousands by filing date | |
| CAMBER ENERGY INC | 13200M201 | COM NEW | 8,000 | $6,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 1,700 | $6,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 2,900 | $6,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25460E562 | DAILY TECHNOLOGY | 220 | $6,000 | thousands by filing date | call |
| MAJESCO | 56068V102 | COM | 1,159 | $6,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 1,861 | $6,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 1,095 | $6,000 | thousands by filing date | |
| RESTORATION ROBOTICS INC | 76133C103 | COM | 1,118 | $6,000 | thousands by filing date | |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 10,945 | $6,000 | thousands by filing date | |
| LM FDG AMER INC | 502074107 | COM | 7,600 | $6,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 84 | $5,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 100 | $5,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 100 | $5,000 | thousands by filing date | put |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 1,020 | $5,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 100 | $5,000 | thousands by filing date | put |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 2,000 | $5,000 | thousands by filing date | put |
| FTI CONSULTING INC | 302941109 | COM | 100 | $5,000 | thousands by filing date | call |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 319 | $5,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 100 | $5,000 | thousands by filing date | put |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 100 | $5,000 | thousands by filing date | call |
| WORLD KINECT CORPORATION | 981475106 | COM | 200 | $5,000 | thousands by filing date | put |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 200 | $5,000 | thousands by filing date | call |
| AMC NETWORKS INC | 00164V103 | CL A | 100 | $5,000 | thousands by filing date | call |
| CUTERA INC | 232109108 | COM | 100 | $5,000 | thousands by filing date | put |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 300 | $5,000 | thousands by filing date | put |
| APPIAN CORP | 03782L101 | CL A | 200 | $5,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 2,000 | $5,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 844 | $5,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 100 | $5,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 200 | $5,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 81 | $5,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 1,800 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 98 | $5,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 200 | $5,000 | thousands by filing date | put |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 500 | $5,000 | thousands by filing date | put |
| RADISYS CORP | 750459109 | COM | 7,731 | $5,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 150 | $5,000 | thousands by filing date | |
| Leading Brands Inc. | 52170U207 | COM | 3,800 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 400 | $5,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 297 | $5,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 400 | $5,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 300 | $5,000 | thousands by filing date | call |
| SPHERIX INC | 84842R403 | COM PAR NEW | 4,000 | $5,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 4,384 | $5,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 93 | $4,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 26 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 39 | $4,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 107 | $4,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 500 | $4,000 | thousands by filing date | put |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 100 | $4,000 | thousands by filing date | call |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 400 | $4,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 93 | $4,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 200 | $4,000 | thousands by filing date | call |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 200 | $4,000 | thousands by filing date | put |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 100 | $4,000 | thousands by filing date | call |
| THOMSON REUTERS CORP | 884903105 | COM | 100 | $4,000 | thousands by filing date | call |
| RYERSON HLDG CORP | 783754104 | COM | 500 | $4,000 | thousands by filing date | call |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 243 | $4,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 230 | $4,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 340 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 50 | $4,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 97 | $4,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 300 | $4,000 | thousands by filing date | put |
| FLOTEK INDS INC DEL | 343389102 | COM | 600 | $4,000 | thousands by filing date | call |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 4,000 | $4,000 | thousands by filing date | principal |
| ASANKO GOLD INC | 04341Y105 | COM | 3,851 | $4,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 500 | $4,000 | thousands by filing date | call |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 400 | $4,000 | thousands by filing date | put |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 100 | $4,000 | thousands by filing date | call |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 7,575 | $4,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 25,247 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 46 | $4,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 300 | $4,000 | thousands by filing date | call |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 62 | $4,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 207 | $4,000 | thousands by filing date | |
| ORAGENICS INC | 684023302 | COM PAR | 2,209 | $4,000 | thousands by filing date | |
| CDTI ADVANCED MATLS INC | 12514V105 | COM | 4,200 | $4,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 100 | $4,000 | thousands by filing date | call |
| iShares Russell Midcap ETF | 464287499 | SHS | 17 | $3,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 61 | $3,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 42 | $3,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 36 | $3,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 100 | $3,000 | thousands by filing date | put |
| TEGNA INC COM | 87901J105 | Stock | 300 | $3,000 | thousands by filing date | call |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 69 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 65 | $3,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 69 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 33 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 50 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 89 | $3,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 246 | $3,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 200 | $3,000 | thousands by filing date | put |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 100 | $3,000 | thousands by filing date | call |
| AQUA AMERICA INC | 03836W103 | COM | 100 | $3,000 | thousands by filing date | put |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 57 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 93 | $3,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 1,959 | $3,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 93 | $3,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 100 | $3,000 | thousands by filing date | put |
| TRAVELZOO | 89421Q205 | CMN | 410 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 63 | $3,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 200 | $3,000 | thousands by filing date | put |
| ADTRAN INC | 00738A106 | COMMON STOCK | 200 | $3,000 | thousands by filing date | call |
| POWERSHARES | 73935X286 | COMMON STOCK | 60 | $3,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 56 | $3,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 165 | $3,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 523 | $3,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 100 | $3,000 | thousands by filing date | put |
| Link Motion Inc | 53577L105 | COM | 1,600 | $3,000 | thousands by filing date | put |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 300 | $3,000 | thousands by filing date | call |
| NEW YORK REIT INC liquidation shs | 64976L208 | COMMON STOCK | 141 | $3,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 1,632 | $3,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 1,539 | $3,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 1,300 | $3,000 | thousands by filing date | put |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 99 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347X641 | SHRT RL EST FD | 200 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E547 | DAILY MSCI EMERG | 80 | $3,000 | thousands by filing date | put |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 202 | $3,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 1,776 | $3,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R157 | *W EXP 02/02/202 | 12,758 | $3,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 49 | $2,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 15 | $2,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 100 | $2,000 | thousands by filing date | put |
| FLOWERS FOODS INC COM | 343498101 | Stock | 100 | $2,000 | thousands by filing date | put |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 20 | $2,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 100 | $2,000 | thousands by filing date | put |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 100 | $2,000 | thousands by filing date | put |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 100 | $2,000 | thousands by filing date | call |
| TEGNA INC COM | 87901J105 | Stock | 200 | $2,000 | thousands by filing date | put |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 74 | $2,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 51 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 30 | $2,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 100 | $2,000 | thousands by filing date | call |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 165 | $2,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 100 | $2,000 | thousands by filing date | call |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 53 | $2,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 196 | $2,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 300 | $2,000 | thousands by filing date | put |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 85 | $2,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 600 | $2,000 | thousands by filing date | call |
| INNOVIVA INC | 45781M101 | COM | 100 | $2,000 | thousands by filing date | call |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 100 | $2,000 | thousands by filing date | put |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 87 | $2,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 558 | $2,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 200 | $2,000 | thousands by filing date | call |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 100 | $2,000 | thousands by filing date | put |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 100 | $2,000 | thousands by filing date | call |
| Equitable Financial Corp. | 29448T105 | NON 13F SECURITY | 198 | $2,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 100 | $2,000 | thousands by filing date | call |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 100 | $2,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 59 | $2,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 37 | $2,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 137 | $2,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 47 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 69 | $2,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 340 | $2,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 500 | $2,000 | thousands by filing date | call |
| TCF FINL CORP | 872275102 | COM | 100 | $2,000 | thousands by filing date | put |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 15 | $2,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 700 | $2,000 | thousands by filing date | put |
| BOVIE MEDICAL CORP | 10211F100 | COM | 564 | $2,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 75 | $2,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 400 | $2,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 277 | $2,000 | thousands by filing date | |
| BALDWIN & LYONS INC | 057755100 | CL A | 70 | $2,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 804 | $2,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 65 | $2,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 200 | $2,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 1,341 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 100 | $2,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 132 | $1,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 87 | $1,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 95 | $1,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 100 | $1,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 27 | $1,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 151 | $1,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 20 | $1,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 276 | $1,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 82 | $1,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 9 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 31 | $1,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 25 | $1,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 100 | $1,000 | thousands by filing date | put |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 100 | $1,000 | thousands by filing date | call |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 50 | $1,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 20 | $1,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 123 | $1,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 35 | $1,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 100 | $1,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 61 | $1,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 75 | $1,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 100 | $1,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 15 | $1,000 | thousands by filing date | |
| CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS | 15126Q208 | Equity | 67 | $1,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 64 | $1,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 39 | $1,000 | thousands by filing date | put |
| SUNOPTA INC | 8676EP108 | COM | 200 | $1,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 452 | $1,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 56 | $1,000 | thousands by filing date | |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 62 | $1,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 64 | $1,000 | thousands by filing date | |
| DAXOR CORP | 239467103 | COM | 100 | $1,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 50 | $1,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 628 | $1,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 584 | $1,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 82 | $1,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 75 | $1,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 134 | $1,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 200 | $1,000 | thousands by filing date | put |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 3,857 | $1,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 50 | $1,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 165 | $1,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 5,100 | $1,000 | thousands by filing date | put |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 300 | $1,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 285 | $1,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 61 | $1,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 98 | $1,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 94 | $1,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 512 | $1,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 200 | $1,000 | thousands by filing date | put |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 200 | $1,000 | thousands by filing date | call |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 100 | $1,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 269 | $1,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 133 | $1,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 266 | $1,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 99 | $1,000 | thousands by filing date | |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 300 | $1,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 454 | $1,000 | thousands by filing date | |
| WILHELMINA INTL INC | 968235200 | COM NEW | 86 | $1,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 1,000 | $1,000 | thousands by filing date | principal |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 54 | $1,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 204 | $1,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 185 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-18-000025 | this filing | 2018-05-15 | acceptance time not in the bulk data set |