13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 7,292 holding rows worth $130,901,894,000.
- Accession
- 0000312069-18-000025
- Filer
- CIK 312069
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 11,929 entries on the cover page, a total value of $130,901,894,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $130,901,894,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBarclays Capital INC028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank (Suisse) SA028-13878
- included managerAbsa Capital Securities (Pty) Ltd028-14440
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Capital Luxembourg SaRL028-14040
- included managerBarclays Merchant Bank (Singapore) Ltd028-17503
- included managerAbsa Alternative Asset Management Proprietary Ltd
- included managerGerrard Investment Management LTD028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 500 | $43,000 | thousands by filing date | call |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 2,100 | $43,000 | thousands by filing date | put |
| CAESARSTONE LTD | M20598104 | ORD SHS | 2,200 | $43,000 | thousands by filing date | put |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 595 | $43,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 1,000 | $43,000 | thousands by filing date | call |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 30,400 | $43,000 | thousands by filing date | call |
| EVANS BANCORP INC | 29911Q208 | COM | 964 | $43,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 2,169 | $43,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 2,425 | $43,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 3,256 | $43,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 1,045 | $42,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 16,400 | $42,000 | thousands by filing date | put |
| CARTERS INC | 146229109 | COM | 400 | $42,000 | thousands by filing date | call |
| NEW MTN FIN CORP | 647551100 | COM | 3,200 | $42,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 1,988 | $42,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 3,100 | $42,000 | thousands by filing date | put |
| ACNB CORP | 000868109 | COMMON STOCK | 1,437 | $42,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 5,266 | $42,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 66,908 | $42,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 1,443 | $42,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 11,400 | $42,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 3,588 | $42,000 | thousands by filing date | |
| FNB Bancorp | 302515101 | Common | 1,134 | $42,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 5,160 | $42,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 11,900 | $42,000 | thousands by filing date | call |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 1,300 | $42,000 | thousands by filing date | call |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 261 | $41,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 300 | $41,000 | thousands by filing date | put |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 500 | $41,000 | thousands by filing date | put |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 7,059 | $41,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 1,600 | $41,000 | thousands by filing date | put |
| INVITAE CORP | 46185L103 | COM | 8,921 | $41,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 5,132 | $41,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 4,978 | $41,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 2,411 | $41,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 818 | $41,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 1,681 | $41,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 2,535 | $41,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 5,647 | $41,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 2,970 | $41,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 5,982 | $41,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 4,606 | $41,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 11,299 | $41,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 3,205 | $41,000 | thousands by filing date | |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 2,552 | $41,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 5,791 | $41,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 100 | $40,000 | thousands by filing date | call |
| LITHIA MTRS INC COM | 536797103 | Stock | 400 | $40,000 | thousands by filing date | call |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 1,400 | $40,000 | thousands by filing date | put |
| STAMPS COM INC | 852857200 | COM NEW | 200 | $40,000 | thousands by filing date | put |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 300 | $40,000 | thousands by filing date | put |
| UFP TECHNOLOGIES INC | 902673102 | COM | 1,340 | $40,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 3,200 | $40,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 1,373 | $40,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 5,500 | $40,000 | thousands by filing date | put |
| FORTUNA MNG CORP F | 349915108 | COM | 7,591 | $40,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 2,059 | $40,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 12,400 | $40,000 | thousands by filing date | put |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 1,029 | $40,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 2,200 | $40,000 | thousands by filing date | put |
| FRED S INC CLASS A | 356108100 | COM | 13,463 | $40,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 21,902 | $40,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 7,078 | $40,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 3,682 | $40,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 3,714 | $40,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 2,112 | $40,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 4,766 | $40,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 2,000 | $40,000 | thousands by filing date | call |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 20,200 | $40,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 20,000 | $40,000 | thousands by filing date | principal |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 7,534 | $40,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 1,402 | $40,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 717 | $39,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 500 | $39,000 | thousands by filing date | put |
| ITT INC COM | 45073V108 | Stock | 800 | $39,000 | thousands by filing date | call |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 500 | $39,000 | thousands by filing date | put |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 1,843 | $39,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 700 | $39,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 200 | $39,000 | thousands by filing date | call |
| ARDELYX INC | 039697107 | COM | 7,811 | $39,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 1,542 | $39,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 2,737 | $39,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 1,225 | $39,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 4,079 | $39,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 1,072 | $39,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 2,500 | $39,000 | thousands by filing date | put |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 3,098 | $39,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 6,242 | $39,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 4,700 | $39,000 | thousands by filing date | put |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 9,000 | $39,000 | thousands by filing date | put |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 506 | $39,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 3,499 | $39,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 19,400 | $39,000 | thousands by filing date | put |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 630 | $38,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 29,146 | $38,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 609 | $38,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 1,592 | $38,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 3,301 | $38,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 4,400 | $38,000 | thousands by filing date | put |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 5,200 | $38,000 | thousands by filing date | call |
| FONAR CORP | 344437405 | COM NEW | 1,291 | $38,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 2,300 | $38,000 | thousands by filing date | call |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 2,400 | $38,000 | thousands by filing date | put |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 9,668 | $38,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 1,445 | $38,000 | thousands by filing date | |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 3,700 | $38,000 | thousands by filing date | |
| IZEA INC | 46603N301 | COM | 10,300 | $38,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 700 | $37,000 | thousands by filing date | call |
| GENWORTH FINL INC | 37247D106 | COM SHS | 13,100 | $37,000 | thousands by filing date | put |
| II VI INC | 902104108 | COM | 900 | $37,000 | thousands by filing date | put |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 5,573 | $37,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 1,689 | $37,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 1,545 | $37,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 1,739 | $37,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 1,400 | $37,000 | thousands by filing date | put |
| STRATUS PPTYS INC | 863167201 | COM NEW | 1,229 | $37,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 2,835 | $37,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 2,576 | $37,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 2,000 | $37,000 | thousands by filing date | call |
| O-I GLASS, INC. | 690768403 | COM | 1,700 | $37,000 | thousands by filing date | put |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 8,013 | $37,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 1,628 | $37,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 20,406 | $37,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 18,500 | $36,000 | thousands by filing date | put |
| TFS FINL CORP | 87240R107 | COM | 2,459 | $36,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 500 | $36,000 | thousands by filing date | call |
| OHIO VY BANC CORP | 677719106 | COM | 851 | $36,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 7,200 | $36,000 | thousands by filing date | call |
| AMEDISYS INC | 023436108 | COM | 600 | $36,000 | thousands by filing date | put |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 1,202 | $36,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 678 | $36,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 3,423 | $36,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 1,263 | $36,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 2,100 | $36,000 | thousands by filing date | put |
| Etfmg Prime Mobile | 26924G409 | COM | 1,000 | $36,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 2,800 | $36,000 | thousands by filing date | call |
| INTEVAC INC | 461148108 | COM | 5,325 | $36,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 4,845 | $36,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 2,489 | $36,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 2,897 | $36,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 1,900 | $35,000 | thousands by filing date | call |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 1,000 | $35,000 | thousands by filing date | put |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 4,100 | $35,000 | thousands by filing date | put |
| LOEWS CORP COM | 540424108 | Stock | 700 | $35,000 | thousands by filing date | call |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 7,300 | $35,000 | thousands by filing date | put |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 600 | $35,000 | thousands by filing date | call |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 2,010 | $35,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 4,300 | $35,000 | thousands by filing date | put |
| LCNB CORP | 50181P100 | COM | 1,847 | $35,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 7,945 | $35,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 2,102 | $35,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 815 | $35,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 1,609 | $35,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 1,388 | $35,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 2,496 | $35,000 | thousands by filing date | call |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 8,300 | $35,000 | thousands by filing date | call |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 2,065 | $35,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 2,075 | $35,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 1,843 | $35,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 2,914 | $35,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 5,706 | $35,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 1,340 | $35,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 8,913 | $35,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 1,565 | $35,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 1,100 | $34,000 | thousands by filing date | call |
| SSR MINING IN | 784730103 | COM | 3,500 | $34,000 | thousands by filing date | put |
| SIMULATIONS PLUS INC | 829214105 | COM | 2,280 | $34,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 4,375 | $34,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 300 | $34,000 | thousands by filing date | put |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 3,564 | $34,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 1,092 | $34,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 2,560 | $34,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 1,006 | $34,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 1,931 | $34,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 6,799 | $34,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 4,597 | $34,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 1,365 | $34,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 30,200 | $34,000 | thousands by filing date | call |
| RED LION HOTELS CORP | 756764106 | COM | 3,451 | $34,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 19,934 | $34,000 | thousands by filing date | |
| IMMUNE PHARMACEUTICALS INC | 45254C200 | COM NEW | 96,788 | $34,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 20,820 | $34,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 396 | $33,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 800 | $33,000 | thousands by filing date | call |
| SYNOPSYS INC COM | 871607107 | Stock | 400 | $33,000 | thousands by filing date | put |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 2,998 | $33,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 2,300 | $33,000 | thousands by filing date | put |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 900 | $33,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 4,524 | $33,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 2,300 | $33,000 | thousands by filing date | put |
| TELENAV INC | 879455103 | COMMON STOCK | 5,962 | $33,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 1,600 | $33,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W395 | FUND | 500 | $33,000 | thousands by filing date | put |
| COMPUTER TASK GROUP INC | 205477102 | COM | 4,037 | $33,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 5,666 | $33,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 1,563 | $33,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 800 | $32,000 | thousands by filing date | call |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 3,092 | $32,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 800 | $32,000 | thousands by filing date | call |
| GENERAC HLDGS INC | 368736104 | COM | 700 | $32,000 | thousands by filing date | call |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 2,721 | $32,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 2,098 | $32,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 4,870 | $32,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 2,487 | $32,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 2,258 | $32,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 2,800 | $32,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 671 | $32,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 36,000 | $32,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 37,000 | $32,000 | thousands by filing date | principal |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 849 | $32,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 3,200 | $32,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 15,107 | $32,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 1,600 | $32,000 | thousands by filing date | call |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 10,900 | $32,000 | thousands by filing date | call |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 2,868 | $32,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 5,453 | $32,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 2,834 | $32,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 400 | $31,000 | thousands by filing date | put |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 300 | $31,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 500 | $31,000 | thousands by filing date | put |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 949 | $31,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 500 | $31,000 | thousands by filing date | call |
| RADIANT LOGISTICS INC | 75025X100 | COM | 7,821 | $31,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 662 | $31,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 2,800 | $31,000 | thousands by filing date | put |
| CIMPRESS N V | N20146101 | SHS EURO | 200 | $31,000 | thousands by filing date | call |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 819 | $31,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 6,400 | $31,000 | thousands by filing date | call |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 2,400 | $31,000 | thousands by filing date | put |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 30,309 | $31,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 3,221 | $31,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 3,300 | $31,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 6,220 | $31,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 1,682 | $31,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 1,955 | $31,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 800 | $30,000 | thousands by filing date | call |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 454 | $30,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 300 | $30,000 | thousands by filing date | call |
| APOGEE ENTERPRISES INC | 037598109 | COM | 700 | $30,000 | thousands by filing date | put |
| BRUNSWICK CORP | 117043109 | COM | 500 | $30,000 | thousands by filing date | call |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 2,300 | $30,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 700 | $30,000 | thousands by filing date | put |
| MAXLINEAR INC | 57776J100 | COM | 1,300 | $30,000 | thousands by filing date | call |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 600 | $30,000 | thousands by filing date | put |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 200 | $30,000 | thousands by filing date | put |
| DISCOVERY INC | 25470F104 | COM SER A | 1,400 | $30,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 1,500 | $30,000 | thousands by filing date | put |
| OWENS RLTY MTG INC | 690828108 | COM | 2,042 | $30,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 4,193 | $30,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 3,600 | $30,000 | thousands by filing date | call |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 2,924 | $30,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 1,300 | $30,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 10,088 | $30,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 852 | $30,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 9,714 | $30,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 780 | $30,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 14,578 | $30,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 1,399 | $30,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 9,201 | $30,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 8,036 | $30,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 5,356 | $29,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 12,700 | $29,000 | thousands by filing date | put |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 400 | $29,000 | thousands by filing date | put |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 6,893 | $29,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 1,645 | $29,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 317 | $29,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 4,600 | $29,000 | thousands by filing date | call |
| PAMT CORP | 693149106 | COMMON STOCK | 805 | $29,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 1,817 | $29,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 783 | $29,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 1,547 | $29,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 2,713 | $29,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 8,135 | $29,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 5,800 | $29,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 21,231 | $29,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 20,091 | $29,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 429 | $28,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 2,510 | $28,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 700 | $28,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 1,000 | $28,000 | thousands by filing date | put |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 1,834 | $28,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 1,500 | $28,000 | thousands by filing date | put |
| Lifetime Brands Inc | 53222Q103 | COM | 2,245 | $28,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 6,879 | $28,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 1,946 | $28,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 700 | $28,000 | thousands by filing date | put |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 311 | $28,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 1,600 | $28,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 2,561 | $28,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 976 | $28,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 200 | $27,000 | thousands by filing date | put |
| GATX CORP COM | 361448103 | Stock | 400 | $27,000 | thousands by filing date | call |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 300 | $27,000 | thousands by filing date | call |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 900 | $27,000 | thousands by filing date | call |
| NOVA LTD COM | M7516K103 | Stock | 1,000 | $27,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 500 | $27,000 | thousands by filing date | put |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 1,100 | $27,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 1,400 | $27,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 2,367 | $27,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 1,550 | $27,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 3,281 | $27,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 1,602 | $27,000 | thousands by filing date | |
| LONGFIN CORP CLASS A | 54304F106 | COMMON STOCK | 1,596 | $27,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 1,000 | $27,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 3,434 | $27,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 1,000 | $27,000 | thousands by filing date | call |
| NEWLINK GENETICS CORP | 651511107 | COM | 3,700 | $27,000 | thousands by filing date | put |
| PHI INC-NON VOTING | 69336T205 | COM | 2,660 | $27,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 1,501 | $27,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 800 | $27,000 | thousands by filing date | put |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 5,055 | $27,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 1,445 | $27,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 1,100 | $26,000 | thousands by filing date | put |
| EVERPURE INC CL A | 74624M102 | Stock | 1,300 | $26,000 | thousands by filing date | call |
| HERC HLDGS INC COM | 42704L104 | Stock | 400 | $26,000 | thousands by filing date | put |
| HERC HLDGS INC COM | 42704L104 | Stock | 400 | $26,000 | thousands by filing date | call |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 3,787 | $26,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 390 | $26,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 1,000 | $26,000 | thousands by filing date | put |
| DOUGLAS EMMETT INC | 25960P109 | COM | 700 | $26,000 | thousands by filing date | call |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 912 | $26,000 | thousands by filing date | put |
| RADNET INC | 750491102 | COM | 1,800 | $26,000 | thousands by filing date | call |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 2,904 | $26,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 5,536 | $26,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 1,015 | $26,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 5,201 | $26,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 400 | $26,000 | thousands by filing date | put |
| CUE BIOPHARMA INC | 22978P106 | COM | 1,843 | $26,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 9,407 | $26,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 3,000 | $26,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q260 | IPATH S&P MT ETN | 1,200 | $26,000 | thousands by filing date | put |
| SMART & FINAL STORES INC | 83190B101 | COM | 4,692 | $26,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 26,000 | $26,000 | thousands by filing date | principal |
| COPART INC COM | 217204106 | Stock | 500 | $25,000 | thousands by filing date | put |
| ISHARES TR | 46435G102 | CONV BD ETF | 450 | $25,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 10,617 | $25,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 1,000 | $25,000 | thousands by filing date | call |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 900 | $25,000 | thousands by filing date | put |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 1,921 | $25,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 1,208 | $25,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 2,646 | $25,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 37,566 | $25,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 2,600 | $25,000 | thousands by filing date | put |
| CYBEROPTICS CORP COM | 232517102 | Stock | 1,433 | $25,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 1,779 | $25,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 9,682 | $25,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 2,912 | $25,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 15,000 | $25,000 | thousands by filing date | principal |
| SYSCOCORP | 871829107 | COM | 400 | $24,000 | thousands by filing date | put |
| NNN REIT INC COM | 637417106 | REIT | 600 | $24,000 | thousands by filing date | put |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 200 | $24,000 | thousands by filing date | call |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 3,458 | $24,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 200 | $24,000 | thousands by filing date | call |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 150 | $24,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 2,237 | $24,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 1,000 | $24,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 500 | $24,000 | thousands by filing date | call |
| SEASPINE HLDGS CORP | 81255T108 | COM | 2,364 | $24,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 3,779 | $24,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 8,800 | $24,000 | thousands by filing date | put |
| STARTEK INC | 85569C107 | COM | 2,479 | $24,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 1,570 | $24,000 | thousands by filing date | |
| SUSSEX BANCORP | 869245100 | COMMON | 800 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 2,000 | $24,000 | thousands by filing date | put |
| PROVIDENT BANCORP INC | 74383X109 | COM | 916 | $24,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 600 | $23,000 | thousands by filing date | call |
| CROCS INC COM | 227046109 | Stock | 1,400 | $23,000 | thousands by filing date | put |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 330 | $23,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 1,000 | $23,000 | thousands by filing date | put |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 2,100 | $23,000 | thousands by filing date | call |
| POST HLDGS INC | 737446104 | COM | 300 | $23,000 | thousands by filing date | call |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 1,000 | $23,000 | thousands by filing date | call |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 634 | $23,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 5,947 | $23,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 6,702 | $23,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 3,800 | $23,000 | thousands by filing date | put |
| Castle Brands Inc | 148435100 | COM | 18,587 | $23,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 304 | $23,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 852 | $23,000 | thousands by filing date | |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 11,400 | $23,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 1,480 | $23,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 1,500 | $23,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 8,180 | $22,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 216 | $22,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 200 | $22,000 | thousands by filing date | call |
| CAE INC COM | 124765108 | Stock | 1,165 | $22,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 180 | $22,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 300 | $22,000 | thousands by filing date | put |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 800 | $22,000 | thousands by filing date | put |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 500 | $22,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 300 | $22,000 | thousands by filing date | call |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 1,482 | $22,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 1,178 | $22,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 200 | $22,000 | thousands by filing date | call |
| CRAWFORD & CO | 224633107 | COM | 2,747 | $22,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 3,586 | $22,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 4,342 | $22,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 1,127 | $22,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 560 | $22,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 4,548 | $22,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 6,685 | $22,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 440 | $22,000 | thousands by filing date | put |
| SUPERCONDUCTOR TECHNOLOGIES | 867931503 | COM PAR NEW | 23,505 | $22,000 | thousands by filing date | |
| Arsanis Inc | 042873109 | COM | 962 | $22,000 | thousands by filing date | |
| DPW HLDGS INC | 26140E105 | COM | 27,500 | $22,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 1,100 | $21,000 | thousands by filing date | call |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 318 | $21,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 900 | $21,000 | thousands by filing date | put |
| FRANCO NEV CORP COM | 351858105 | Stock | 300 | $21,000 | thousands by filing date | put |
| CRITEO S A SPONS ADS | 226718104 | ADR | 800 | $21,000 | thousands by filing date | call |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 300 | $21,000 | thousands by filing date | put |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 300 | $21,000 | thousands by filing date | call |
| AMC NETWORKS INC | 00164V103 | CL A | 400 | $21,000 | thousands by filing date | put |
| LENNAR CORP CL B | 526057302 | Stock | 436 | $21,000 | thousands by filing date | call |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 1,068 | $21,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 4,400 | $21,000 | thousands by filing date | put |
| XBIOTECH INC | 98400H102 | COM | 4,118 | $21,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 1,895 | $21,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 5,823 | $21,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 1,000 | $21,000 | thousands by filing date | call |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 2,675 | $21,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 1,304 | $21,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 2,200 | $21,000 | thousands by filing date | call |
| LEAF GROUP LTD | 52177G102 | COM | 2,960 | $21,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 5,653 | $21,000 | thousands by filing date | |
| IRSA PROPIEDADES COMERCIALES | 463588103 | SPONSORED ADR | 464 | $21,000 | thousands by filing date | |
| CHINA COML CR INC | 16891K103 | COM | 18,995 | $21,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 19,000 | $21,000 | thousands by filing date | principal |
| INFOSONICS CORP | 456784305 | COM PAR | 2,797 | $21,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 822 | $20,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 400 | $20,000 | thousands by filing date | call |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 300 | $20,000 | thousands by filing date | call |
| OMEROS CORP | 682143102 | COM | 1,800 | $20,000 | thousands by filing date | put |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 1,175 | $20,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 400 | $20,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 500 | $20,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 1,600 | $20,000 | thousands by filing date | put |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 1,500 | $20,000 | thousands by filing date | call |
| KINDRED HEALTHCARE INC | 494580103 | COM | 2,200 | $20,000 | thousands by filing date | call |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 453 | $20,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 1,600 | $20,000 | thousands by filing date | call |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 6,000 | $20,000 | thousands by filing date | principal |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 2,300 | $20,000 | thousands by filing date | put |
| CBTX INC | 12481V104 | COM | 680 | $20,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M107 | COM | 52,569 | $20,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 700 | $19,000 | thousands by filing date | call |
| MICROVISION INC DEL | 594960304 | COM NEW | 16,393 | $19,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 2,112 | $19,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 1,291 | $19,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 2,200 | $19,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 552 | $19,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 1,525 | $19,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 2,622 | $19,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 13,400 | $19,000 | thousands by filing date | put |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 6,130 | $19,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 16,473 | $19,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 29,917 | $19,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 6,000 | $19,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25460E562 | DAILY TECHNOLOGY | 663 | $19,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 200 | $18,000 | thousands by filing date | call |
| GRIFFON CORP | 398433102 | COM | 1,000 | $18,000 | thousands by filing date | call |
| LIVANOVA PLC | G5509L101 | SHS | 200 | $18,000 | thousands by filing date | put |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 3,100 | $18,000 | thousands by filing date | call |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 500 | $18,000 | thousands by filing date | call |
| ALICO INC | 016230104 | COM | 649 | $18,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 1,028 | $18,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 800 | $18,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 2,538 | $18,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 1,500 | $18,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 600 | $18,000 | thousands by filing date | put |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 700 | $18,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 3,400 | $18,000 | thousands by filing date | put |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 6,000 | $18,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 1,000 | $18,000 | thousands by filing date | call |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 8,371 | $18,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 600 | $18,000 | thousands by filing date | call |
| VIRNETX HLDG CORP | 92823T108 | COM | 4,500 | $18,000 | thousands by filing date | call |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 1,000 | $18,000 | thousands by filing date | put |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 1,000 | $18,000 | thousands by filing date | call |
| CVR Partners, LP | 126633106 | LTD | 5,600 | $18,000 | thousands by filing date | call |
| TRONOX LTD | Q9235V101 | SHS CL A | 1,000 | $18,000 | thousands by filing date | put |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 5,600 | $18,000 | thousands by filing date | call |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 17,069 | $18,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 4,932 | $18,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 10,300 | $17,000 | thousands by filing date | put |
| IAMGOLD CORP COM | 450913108 | Stock | 3,300 | $17,000 | thousands by filing date | put |
| SYNOPSYS INC COM | 871607107 | Stock | 200 | $17,000 | thousands by filing date | call |
| HORMEL FOODS CORP COM | 440452100 | Stock | 500 | $17,000 | thousands by filing date | call |
| STANTEC INC COM | 85472N109 | Stock | 700 | $17,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 600 | $17,000 | thousands by filing date | call |
| BANNER CORP | 06652V208 | COM NEW | 300 | $17,000 | thousands by filing date | put |
| WEBSTER FINL CORP | 947890109 | COM | 300 | $17,000 | thousands by filing date | call |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 1,127 | $17,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 4,697 | $17,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 1,000 | $17,000 | thousands by filing date | put |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 1,000 | $17,000 | thousands by filing date | call |
| TECH DATA CORP | 878237106 | COM | 200 | $17,000 | thousands by filing date | put |
| ROCKWELL MED INC | 774374102 | COM | 3,200 | $17,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 560 | $17,000 | thousands by filing date | |
| WESTWATER RES INC | 961684107 | COM | 30,400 | $17,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-18-000025 | this filing | 2018-05-15 | acceptance time not in the bulk data set |