13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 7,292 holding rows worth $130,901,894,000.
- Accession
- 0000312069-18-000025
- Filer
- CIK 312069
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 11,929 entries on the cover page, a total value of $130,901,894,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $130,901,894,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBarclays Capital INC028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank (Suisse) SA028-13878
- included managerAbsa Capital Securities (Pty) Ltd028-14440
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Capital Luxembourg SaRL028-14040
- included managerBarclays Merchant Bank (Singapore) Ltd028-17503
- included managerAbsa Alternative Asset Management Proprietary Ltd
- included managerGerrard Investment Management LTD028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 4,386 | $85,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 12,796 | $85,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 4,700 | $85,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 685 | $84,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 600 | $84,000 | thousands by filing date | put |
| CITY OFFICE REIT INC | 178587101 | COM | 7,296 | $84,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 1,400 | $84,000 | thousands by filing date | put |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 1,460 | $84,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 12,100 | $84,000 | thousands by filing date | put |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 4,168 | $84,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 9,600 | $84,000 | thousands by filing date | call |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 7,626 | $84,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 16,100 | $84,000 | thousands by filing date | put |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 25,000 | $84,000 | thousands by filing date | principal |
| SECOO HLDG LTD | 81367P101 | ADR | 8,000 | $84,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 362,900 | $84,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 1,005 | $83,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 7,155 | $83,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 6,002 | $83,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 8,751 | $83,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 1,645 | $83,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 8,176 | $83,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 12,003 | $83,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 3,226 | $83,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 700 | $82,000 | thousands by filing date | put |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 2,262 | $82,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 2,670 | $82,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 11,500 | $82,000 | thousands by filing date | put |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 81,000 | $82,000 | thousands by filing date | principal |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 29,600 | $82,000 | thousands by filing date | call |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 7,655 | $82,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 45,000 | $82,000 | thousands by filing date | principal |
| CARVANA CO CL A | 146869102 | Stock | 3,529 | $81,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 1,987 | $81,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 2,000 | $81,000 | thousands by filing date | call |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 2,090 | $81,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 3,947 | $81,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 6,863 | $81,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 7,421 | $81,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 47,016 | $81,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 2,471 | $81,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 4,519 | $81,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 16,366 | $81,000 | thousands by filing date | |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 2,491 | $81,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 1,804 | $80,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 7,900 | $80,000 | thousands by filing date | call |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 800 | $80,000 | thousands by filing date | call |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 6,526 | $80,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 1,902 | $80,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 468 | $80,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 1,400 | $80,000 | thousands by filing date | call |
| MITEK SYS INC | 606710200 | COM NEW | 10,790 | $80,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 1,500 | $80,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 2,003 | $80,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 1,400 | $80,000 | thousands by filing date | put |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 29,878 | $80,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 21,327 | $80,000 | thousands by filing date | |
| JAGUAR HEALTH INC | 47010C201 | COM | 412,700 | $80,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 1,900 | $79,000 | thousands by filing date | call |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 5,123 | $79,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 2,325 | $79,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 2,600 | $79,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 18,710 | $79,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 8,905 | $79,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 72,000 | $79,000 | thousands by filing date | principal |
| AMPHENOL CORP NEW | 032095101 | COM | 900 | $78,000 | thousands by filing date | put |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 1,200 | $78,000 | thousands by filing date | call |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 3,400 | $78,000 | thousands by filing date | call |
| AQUA AMERICA INC | 03836W103 | COM | 2,300 | $78,000 | thousands by filing date | call |
| ENVIRI CORP | 415864107 | COM | 3,800 | $78,000 | thousands by filing date | put |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 2,013 | $78,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 17,900 | $78,000 | thousands by filing date | put |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 2,350 | $78,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 24,200 | $78,000 | thousands by filing date | put |
| CORIUM INTL INC | 21887L107 | COM | 6,848 | $78,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 5,542 | $77,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 2,700 | $77,000 | thousands by filing date | call |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 900 | $77,000 | thousands by filing date | call |
| SPARTON CORP | 847235108 | COM | 4,410 | $77,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 5,907 | $77,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 6,668 | $77,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 2,441 | $76,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 5,833 | $76,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 2,200 | $76,000 | thousands by filing date | call |
| PC CONNECTION INC | 69318J100 | COM | 3,061 | $76,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 32,031 | $76,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 34,238 | $76,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 2,932 | $76,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 35,847 | $76,000 | thousands by filing date | |
| BIOCEPT INC | 09072V204 | COM NEW | 257,600 | $76,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 4,300 | $75,000 | thousands by filing date | call |
| MEDIFAST INC | 58470H101 | COM | 800 | $75,000 | thousands by filing date | put |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 1,300 | $75,000 | thousands by filing date | put |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 1,100 | $75,000 | thousands by filing date | call |
| GLADSTONE LAND CORP | 376549101 | REIT | 6,200 | $75,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 1,867 | $75,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 12,328 | $75,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 5,754 | $75,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 15,352 | $75,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 1,000 | $74,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 1,000 | $74,000 | thousands by filing date | put |
| MAIN STR CAP CORP | 56035L104 | COM | 2,000 | $74,000 | thousands by filing date | call |
| MERCER INTL INC | 588056101 | COM | 5,957 | $74,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 2,398 | $74,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 10,300 | $74,000 | thousands by filing date | call |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 6,600 | $74,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25460E547 | DAILY MSCI EMERG | 1,900 | $74,000 | thousands by filing date | call |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 10,210 | $74,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 500 | $73,000 | thousands by filing date | call |
| NEWMARK GROUP INC | 65158N102 | CL A | 4,807 | $73,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 900 | $73,000 | thousands by filing date | put |
| GNC HLDGS INC | 36191G107 | COM CL A | 19,000 | $73,000 | thousands by filing date | call |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 900 | $73,000 | thousands by filing date | put |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 3,100 | $73,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 4,583 | $73,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 5,571 | $73,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 1,500 | $72,000 | thousands by filing date | call |
| GREEN PLAINS INC | 393222104 | COM | 4,300 | $72,000 | thousands by filing date | call |
| DOMTAR CORP | 257559203 | COM NEW | 1,700 | $72,000 | thousands by filing date | put |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 2,979 | $72,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 2,000 | $72,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 10,832 | $72,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 5,366 | $72,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAB7 | NOTE 2.000%12/0 | 72,000 | $72,000 | thousands by filing date | principal |
| ATOSSA GENETICS INC | 04962H209 | COM NEW | 161,100 | $72,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 600 | $71,000 | thousands by filing date | call |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 1,856 | $71,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 1,500 | $71,000 | thousands by filing date | call |
| FERROGLOBE PLC | G33856108 | SHS | 6,600 | $71,000 | thousands by filing date | call |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 10,900 | $71,000 | thousands by filing date | put |
| IDT CORP | 448947507 | CL B NEW | 11,561 | $71,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 9,734 | $71,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 1,286 | $71,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 6,628 | $71,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 9,430 | $71,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 4,881 | $71,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 1,400 | $70,000 | thousands by filing date | put |
| EHEALTH INC | 28238P109 | COM | 4,904 | $70,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 1,497 | $70,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 2,100 | $70,000 | thousands by filing date | call |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 1,300 | $70,000 | thousands by filing date | call |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 21,446 | $70,000 | thousands by filing date | |
| China Rapid Finance Ltd ADR | 16953Q105 | ADR | 14,000 | $70,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 4,478 | $70,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 600 | $69,000 | thousands by filing date | put |
| COMPUGEN LTD | M25722105 | ORD | 15,507 | $69,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 1,971 | $69,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 3,200 | $69,000 | thousands by filing date | put |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 1,700 | $69,000 | thousands by filing date | put |
| SURGERY PARTNERS INC | 86881A100 | COM | 3,966 | $68,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 1,200 | $68,000 | thousands by filing date | put |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 500 | $68,000 | thousands by filing date | put |
| CHEMOURS CO COM | 163851108 | Stock | 1,400 | $68,000 | thousands by filing date | put |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 3,447 | $68,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 2,395 | $68,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 6,988 | $68,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 4,258 | $68,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 106,697 | $68,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 529 | $68,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 5,795 | $68,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 72,000 | $68,000 | thousands by filing date | principal |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 1,633 | $67,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 32,563 | $67,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 2,300 | $67,000 | thousands by filing date | put |
| GREIF INC | 397624206 | CL B | 1,173 | $67,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 1,638 | $67,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 2,686 | $67,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 41,407 | $67,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 6,883 | $67,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 20,601 | $67,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 5,886 | $67,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 1,550 | $66,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 14,128 | $66,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 94,000 | $66,000 | thousands by filing date | principal |
| MEDICINES CO | 584688105 | COM | 2,000 | $66,000 | thousands by filing date | call |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 16,200 | $66,000 | thousands by filing date | put |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 22,950 | $66,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 5,100 | $66,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 2,215 | $66,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 1,700 | $66,000 | thousands by filing date | put |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 3,337 | $65,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 900 | $65,000 | thousands by filing date | call |
| MAIN STR CAP CORP | 56035L104 | COM | 1,784 | $65,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 2,314 | $65,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 9,300 | $65,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 3,153 | $65,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 39,666 | $65,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 1,429 | $65,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 20,886 | $65,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 2,158 | $65,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 1,000 | $65,000 | thousands by filing date | put |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 6,466 | $65,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 600 | $65,000 | thousands by filing date | put |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 73,000 | $65,000 | thousands by filing date | principal |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 2,700 | $65,000 | thousands by filing date | call |
| OPHTHOTECH CORP | 683745103 | COM | 23,885 | $65,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 5,275 | $65,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 1,100 | $64,000 | thousands by filing date | put |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 1,000 | $64,000 | thousands by filing date | call |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 3,209 | $64,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 14,673 | $64,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 1,642 | $64,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 12,900 | $64,000 | thousands by filing date | put |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 1,698 | $64,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 1,729 | $64,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 3,000 | $64,000 | thousands by filing date | call |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 2,700 | $64,000 | thousands by filing date | call |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 4,400 | $64,000 | thousands by filing date | put |
| ROSETTA STONE INC | 777780107 | COM | 4,875 | $64,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 24,601 | $64,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 4,550 | $64,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 4,399 | $64,000 | thousands by filing date | |
| ONE HORIZON GROUP INC | 68235H304 | COM PAR | 75,400 | $64,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 467 | $63,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 600 | $63,000 | thousands by filing date | call |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 2,177 | $63,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 5,224 | $63,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 10,913 | $63,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 400 | $63,000 | thousands by filing date | call |
| AEGON N V | 007924103 | NY REGISTRY SHS | 9,232 | $63,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 1,460 | $63,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 1,412 | $63,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 2,537 | $63,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 74,900 | $63,000 | thousands by filing date | call |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 5,131 | $63,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 13,111 | $63,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 3,295 | $63,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 3,334 | $63,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 1,000 | $62,000 | thousands by filing date | put |
| LOGITECH INTL S A SHS | H50430232 | Stock | 1,700 | $62,000 | thousands by filing date | put |
| LOGITECH INTL S A SHS | H50430232 | Stock | 1,700 | $62,000 | thousands by filing date | call |
| ENERSYS COM | 29275Y102 | Stock | 900 | $62,000 | thousands by filing date | put |
| ENERSYS COM | 29275Y102 | Stock | 900 | $62,000 | thousands by filing date | call |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 1,000 | $62,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 3,269 | $62,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 5,841 | $62,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 8,785 | $62,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 8,600 | $62,000 | thousands by filing date | call |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 30,935 | $62,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 5,305 | $62,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 13,169 | $62,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 1,000 | $61,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 1,100 | $61,000 | thousands by filing date | call |
| FIRST INTERNET BANCORP | 320557101 | COM | 1,654 | $61,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 297 | $61,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 1,327 | $61,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 1,200 | $61,000 | thousands by filing date | call |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 1,375 | $61,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 4,800 | $61,000 | thousands by filing date | call |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 2,662 | $61,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 3,698 | $61,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 4,800 | $61,000 | thousands by filing date | call |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 1,817 | $61,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 16,000 | $61,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 600 | $61,000 | thousands by filing date | call |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 1,800 | $61,000 | thousands by filing date | call |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 13,800 | $61,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q705 | COM PAR NEW | 16,600 | $61,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 40,001 | $61,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 3,856 | $61,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 13,907 | $61,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 6,322 | $61,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 2,000 | $60,000 | thousands by filing date | call |
| CADIZ INC | 127537207 | COM NEW | 4,470 | $60,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 3,760 | $60,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 816 | $60,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 10,469 | $60,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 2,508 | $60,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 452 | $60,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 1,654 | $60,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 600 | $60,000 | thousands by filing date | call |
| ANGI INC CLASS A | 00183L102 | CL A | 4,469 | $60,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 2,660 | $60,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 4,629 | $60,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 21,000 | $60,000 | thousands by filing date | put |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 7,251 | $60,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 67,732 | $60,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 3,500 | $59,000 | thousands by filing date | put |
| SLM CORP COM | 78442P106 | Stock | 5,300 | $59,000 | thousands by filing date | call |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 1,300 | $59,000 | thousands by filing date | put |
| CLEAN HARBORS INC COM | 184496107 | Stock | 1,200 | $59,000 | thousands by filing date | call |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 9,657 | $59,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 1,600 | $59,000 | thousands by filing date | put |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 5,273 | $59,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 1,500 | $59,000 | thousands by filing date | call |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 1,608 | $59,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 2,126 | $59,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 1,287 | $59,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 10,534 | $59,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 4,600 | $59,000 | thousands by filing date | put |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 1,726 | $59,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 3,000 | $59,000 | thousands by filing date | put |
| BIOSCRIP INC | 09069N108 | COM | 24,232 | $59,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 6,507 | $59,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 2,613 | $59,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 3,100 | $58,000 | thousands by filing date | put |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 2,000 | $58,000 | thousands by filing date | call |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 2,500 | $58,000 | thousands by filing date | call |
| LEGGETT & PLATT INC | 524660107 | COM | 1,300 | $58,000 | thousands by filing date | put |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 8,653 | $58,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 288 | $58,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 27,492 | $58,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 2,749 | $58,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 5,608 | $58,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 2,041 | $58,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 10,618 | $58,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 5,056 | $58,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 2,650 | $58,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 900 | $58,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 10,429 | $58,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 5,500 | $57,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 1,000 | $57,000 | thousands by filing date | put |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 1,676 | $57,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 1,000 | $57,000 | thousands by filing date | call |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 1,000 | $57,000 | thousands by filing date | put |
| VICOR CORP | 925815102 | COM | 2,000 | $57,000 | thousands by filing date | call |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 10,611 | $57,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 2,271 | $57,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 6,109 | $57,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 3,227 | $57,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 4,141 | $57,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 1,100 | $56,000 | thousands by filing date | call |
| AGILYSYS INC | 00847J105 | COM | 4,726 | $56,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 600 | $56,000 | thousands by filing date | call |
| BGC PARTNERS INC | 05541T101 | CL A | 4,200 | $56,000 | thousands by filing date | call |
| PAR TECHNOLOGY CORP | 698884103 | COM | 4,034 | $56,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 1,387 | $56,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 7,726 | $56,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 4,807 | $56,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 10,561 | $56,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 7,589 | $56,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 2,700 | $56,000 | thousands by filing date | put |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 2,100 | $56,000 | thousands by filing date | call |
| BSB BANCORP INC MD | 05573H108 | COM | 1,842 | $56,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 3,666 | $56,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 2,500 | $55,000 | thousands by filing date | call |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 1,000 | $55,000 | thousands by filing date | put |
| TENNECO INC | 880349105 | COM | 1,000 | $55,000 | thousands by filing date | put |
| IDT CORP | 448947507 | CL B NEW | 8,800 | $55,000 | thousands by filing date | put |
| LIQUIDITY SVCS INC | 53635B107 | COM | 8,434 | $55,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 10,497 | $55,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 3,581 | $55,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 2,496 | $55,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 4,974 | $55,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 19,100 | $55,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 2,740 | $55,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 700 | $55,000 | thousands by filing date | put |
| VTI | 922908769 | COM | 400 | $54,000 | thousands by filing date | call |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 400 | $54,000 | thousands by filing date | call |
| DAILY JOURNAL CORP | 233912104 | COM | 236 | $54,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 3,034 | $54,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 6,300 | $54,000 | thousands by filing date | call |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 900 | $54,000 | thousands by filing date | put |
| TITAN MACHY INC | 88830R101 | COM | 2,300 | $54,000 | thousands by filing date | call |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 2,361 | $54,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 3,391 | $54,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 11,848 | $54,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 6,200 | $54,000 | thousands by filing date | put |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 1,819 | $54,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 25,000 | $54,000 | thousands by filing date | put |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 18,411 | $54,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 1,986 | $54,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 500 | $53,000 | thousands by filing date | put |
| G III APPAREL GROUP LTD | 36237H101 | COM | 1,400 | $53,000 | thousands by filing date | call |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 2,367 | $53,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 12,700 | $53,000 | thousands by filing date | put |
| CYTOSORBENTS CORP | 23283X206 | CMN | 7,522 | $53,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 3,200 | $53,000 | thousands by filing date | put |
| Armo Biosciences Inc | 04225U104 | COM | 1,416 | $53,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 807 | $52,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 2,000 | $52,000 | thousands by filing date | put |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 3,059 | $52,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 14,200 | $52,000 | thousands by filing date | put |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 11,700 | $52,000 | thousands by filing date | put |
| BRIGHTCOVE INC | 10921T101 | COM | 7,366 | $52,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 1,814 | $52,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 4,600 | $52,000 | thousands by filing date | put |
| HIGHPOINT RES CORP | 43114K108 | COM | 10,200 | $52,000 | thousands by filing date | call |
| BANKFINANCIAL CORP | 06643P104 | COM | 3,052 | $52,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 2,522 | $52,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 1,180 | $52,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 1,020 | $52,000 | thousands by filing date | call |
| NANTKWEST INC | 63016Q102 | COM | 13,547 | $52,000 | thousands by filing date | |
| MARATHON PATENT GROUP INC | 56585W302 | COM PAR | 46,723 | $52,000 | thousands by filing date | |
| NETSHOES CAYMAN LTD | G6455X107 | COM | 8,800 | $52,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 1,600 | $51,000 | thousands by filing date | call |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 5,200 | $51,000 | thousands by filing date | call |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 6,691 | $51,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 12 | $51,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 2,950 | $51,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 3,256 | $51,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 4,329 | $51,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 811 | $51,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 7,100 | $51,000 | thousands by filing date | call |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 42,256 | $51,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 6,100 | $51,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 8,300 | $51,000 | thousands by filing date | call |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 6,900 | $51,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 1,900 | $50,000 | thousands by filing date | put |
| SANMINA CORP COM | 801056102 | Stock | 1,900 | $50,000 | thousands by filing date | call |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 700 | $50,000 | thousands by filing date | call |
| OOMA INC | 683416101 | COM | 4,583 | $50,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 1,000 | $50,000 | thousands by filing date | call |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 2,600 | $50,000 | thousands by filing date | call |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 1,660 | $50,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 15,490 | $50,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 1,500 | $50,000 | thousands by filing date | put |
| STEALTHGAS INC | Y81669106 | COM | 12,500 | $50,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 400 | $50,000 | thousands by filing date | put |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 12,200 | $50,000 | thousands by filing date | call |
| CODORUS VY BANCORP INC | 192025104 | COM | 1,776 | $50,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 1,330 | $50,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 18,844 | $49,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 400 | $49,000 | thousands by filing date | put |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 600 | $49,000 | thousands by filing date | call |
| RIVERVIEW BANCORP INC | 769397100 | COM | 5,361 | $49,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 17,000 | $49,000 | thousands by filing date | put |
| SIGMA DESIGNS INC | 826565103 | COM | 7,964 | $49,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 3,096 | $49,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 1,800 | $49,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 12,600 | $49,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 61,710 | $49,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 10,100 | $48,000 | thousands by filing date | call |
| RADIAN GROUP INC COM | 750236101 | Stock | 2,500 | $48,000 | thousands by filing date | put |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 500 | $48,000 | thousands by filing date | put |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 500 | $48,000 | thousands by filing date | call |
| PREFORMED LINE PRODS CO | 740444104 | COM | 737 | $48,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 1,406 | $48,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 2,607 | $48,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 1,914 | $48,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 1,784 | $48,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 2,200 | $48,000 | thousands by filing date | call |
| INTREPID POTASH INC | 46121Y102 | COM | 13,200 | $48,000 | thousands by filing date | put |
| Rithm Property Trust Inc | 38983D300 | REIT | 3,505 | $48,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 1,355 | $48,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 3,605 | $48,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 5,100 | $48,000 | thousands by filing date | call |
| EXONE CO | 302104104 | COM | 6,600 | $48,000 | thousands by filing date | call |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 3,300 | $48,000 | thousands by filing date | call |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 609 | $48,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 13,274 | $48,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 13,500 | $48,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 300 | $47,000 | thousands by filing date | call |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 400 | $47,000 | thousands by filing date | call |
| ARQ INC | 00770C101 | COM | 4,150 | $47,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 1,100 | $47,000 | thousands by filing date | call |
| LSB INDS INC | 502160104 | COM | 7,923 | $47,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 4,700 | $47,000 | thousands by filing date | put |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 4,270 | $47,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 1,700 | $47,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 5,027 | $47,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 5,300 | $47,000 | thousands by filing date | call |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 31,242 | $47,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 600 | $46,000 | thousands by filing date | put |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 1,100 | $46,000 | thousands by filing date | call |
| WEYCO GROUP INC COM | 962149100 | Stock | 1,392 | $46,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 1,785 | $46,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 2,935 | $46,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 1,766 | $46,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 1,500 | $46,000 | thousands by filing date | call |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 4,400 | $46,000 | thousands by filing date | put |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 7,700 | $46,000 | thousands by filing date | call |
| PETIQ INC | 71639T106 | COMMON STOCK | 1,733 | $46,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 11,700 | $46,000 | thousands by filing date | put |
| AV HOMES INC | 00234P102 | COM | 2,526 | $46,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 5,558 | $46,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 1,279 | $46,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 700 | $45,000 | thousands by filing date | call |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 26,400 | $45,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 1,000 | $45,000 | thousands by filing date | call |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 18,400 | $45,000 | thousands by filing date | call |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 2,700 | $45,000 | thousands by filing date | call |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 4,437 | $45,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 1,819 | $45,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 1,000 | $45,000 | thousands by filing date | put |
| WILLDAN GROUP INC | 96924N100 | COM | 1,602 | $45,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 1,095 | $45,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 700 | $45,000 | thousands by filing date | put |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 5,277 | $45,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 2,600 | $44,000 | thousands by filing date | call |
| AZZ INC COM | 002474104 | Stock | 1,000 | $44,000 | thousands by filing date | call |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 255 | $44,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 1,000 | $44,000 | thousands by filing date | put |
| AAR CORP | 000361105 | COM | 1,000 | $44,000 | thousands by filing date | call |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 1,358 | $44,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 2,000 | $44,000 | thousands by filing date | call |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 800 | $44,000 | thousands by filing date | call |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 6,400 | $44,000 | thousands by filing date | put |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 2,500 | $44,000 | thousands by filing date | call |
| RBB BANCORP | 74930B105 | COMMON STOCK | 1,692 | $44,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 1,695 | $44,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 3,052 | $44,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 5,862 | $44,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 1,500 | $44,000 | thousands by filing date | put |
| PENNS WOODS BANCORP INC | 708430103 | COM | 1,057 | $44,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 28,842 | $44,000 | thousands by filing date | |
| PRECISION THERAPEUTICS INC | 74033P100 | COM | 39,771 | $44,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 4,320 | $44,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 700 | $43,000 | thousands by filing date | call |
| GODADDY INC CL A | 380237107 | Stock | 700 | $43,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-18-000025 | this filing | 2018-05-15 | acceptance time not in the bulk data set |