13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 7,292 holding rows worth $130,901,894,000.
- Accession
- 0000312069-18-000025
- Filer
- CIK 312069
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 11,929 entries on the cover page, a total value of $130,901,894,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $130,901,894,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBarclays Capital INC028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank (Suisse) SA028-13878
- included managerAbsa Capital Securities (Pty) Ltd028-14440
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Capital Luxembourg SaRL028-14040
- included managerBarclays Merchant Bank (Singapore) Ltd028-17503
- included managerAbsa Alternative Asset Management Proprietary Ltd
- included managerGerrard Investment Management LTD028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FANG HOLDING-ADR | 30711Y102 | ADR | 100 | $1,000 | thousands by filing date | call |
| KEMPHARM INC COM NEW | 488445107 | Stock | 102 | $1,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 63 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 100 | $1,000 | thousands by filing date | put |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 58 | $1,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORED ADR | 16965P103 | ADR | 49 | $1,000 | thousands by filing date | |
| STONE ENERGY CORP WT EXP 022821 | 861642114 | Stock | 94 | $1,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEMETIS INC | 00770K202 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACM RESH INC COM CL A | 00108J109 | Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UR-ENERGY INC | 91688R108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSCAT INC | 893529107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWTEKONE INC | 652526203 | COM NEW | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY FUELS INC | 292671708 | COM NEW | 86 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286103 | MSCI AUST ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 126 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPITALA FIN CORP | 14054R106 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MVC CAPITAL INC | 553829102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCENTRA CAP CORP | 01374T102 | COM | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNODATA INC | 457642205 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 92 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELECTROMED INC | 285409108 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 85 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANTRONIX INC | 516548203 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 77 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIRGAIN INC | 00938A104 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESEARCH FRONTIERS INC | 760911107 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALPHA PRO TECH LTD | 020772109 | COM | 71 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Dawson Geophysical Co Ne | 239360100 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SACHEM CAP CORP | 78590A109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TECOGEN INC NEW | 87876P201 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARTE HANKS INC | 416196202 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Zedge Inc | 98923T104 | COM | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITONE INC | 92347M100 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COFFEE HLDG CO INC | 192176105 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERISERV FINL INC | 03074A102 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AWARE INC MASS | 05453N100 | CMN | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARCHEX INC | 56624R108 | CMN | 163 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ULTRALIFE CORP | 903899102 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VINCE HLDG CORP | 92719W207 | COM NEW | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUEL TECH INC | 359523107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOC ENERGY TR | 91829B103 | TR UNIT | 81 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMERSON RADIO CORP | 291087203 | COM NEW | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KOSS CORP | 500692108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MASTECH HLDGS INC | 57633B100 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 133 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAM TAI PROPERTY INC | G63907102 | Com | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 209 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIQUA BIOMEDICAL INC | 019621309 | COMMON STOCK | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 103 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 177 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AH BELO CORP | 001282102 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 92 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCORPIUS HOLDINGS INC | 42237K300 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUNA INNOVATIONS INC | 550351100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WIDEPOINT CORP COMMON | 967590100 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIR INDS GROUP COM | 00912N205 | Stock | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INUVO INC | 46122W204 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Jason Industries Inc | 471172106 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOTHERLY HOTELS INC | 83600C103 | COM | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 157 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEARONE INC | 18506U104 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOLITIONRX LTD | 928661107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 123 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROPHASE LABS INC | 74345W108 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREAT PANTHER MINING | 39115V101 | COM | 73 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R117 | WARR | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R125 | WARR | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMAGIN CORP | 29076N206 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIX INC | 30712A103 | SPONSORED ADS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEACHANGE INTL INC | 811699107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLD STD VENTURES CORP | 380738104 | COM | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OVASCIENCE INC | 69014Q101 | COM | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 102 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RTI BIOLOGICS INC | 74975N105 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEONODE INC | 64051M402 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEIN MART INC | 858375108 | COM | 193 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 228 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GSE SYS INC | 36227k106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Cbs Corporation Cl A New | 124857103 | CLA | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| S&W SEED COMPANY COM | 785135104 | COM | 94 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENOMYX INC | 81724Q107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUICKLOGIC CORP | 74837P108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERSECTIONS INC | 460981301 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNACOR INC | 871561106 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PSIVIDA CORP | 74440J101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALIMERA SCIENCES INC | 016259103 | COM | 95 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REEDS INC COM | 758338107 | Stock | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MATTERSIGHT CORP | 577097108 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOPFED BANCORP INC | 439734104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAFEPRESS INC | 12769A103 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KONA GRILL INC | 50047H201 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOWPOINT INC | 379887201 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBALSCAPE INC | 37940G109 | COM | 74 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORMEDIX INC | 21900C100 | COM | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OTELCO INC | 688823301 | CL A NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARGOS THERAPEUTICS ORD | 040221202 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Anthera Pharmaceuticals Inc (NV) | 03674U300 | COM | 105 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NANOVIBRONIX INC | 63008J108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUMU CORP | 749063103 | COM | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROFESSIONAL DIVERSITY NET I | 74312Y202 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVERSUN TECHNOLOGIES INC | 82846H207 | COMMON | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHARPSPRING INC | 820054104 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENSYNC INC. | 29359T102 | Common Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTELL TECHNOLOGIES INC | 957541204 | CL A NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 1,151 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 84 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 1,471 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DAVIDSTEA INC | 238661102 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROBOT MED INC | 59503A105 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NANOVIRICIDES INC | 630087203 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERPACE DIAGNOSTICS GROUP | 46062X204 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PFENEX INC | 717071104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTROTECH CORP | 046484200 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHIASMA INC | 16706W102 | COM | 109 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEEL CONNECT INC | 858098106 | CMN | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 1347 Property Insurance Holdings | 68244P107 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Regional Health Properties Inc | 75903M101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TDH HLDGS INC SHS NEW | G87084102 | Stock | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AZURRX BIOPHARMA INC | 05502L105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CERECOR INC | 15671L109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATYR PHARMA INC | 002120103 | COM | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTRX CORP | 232828608 | COM PAR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CGG | 12531Q204 | SPON ADR NEW | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNOCELLULAR THERAPEUTICS | 452536204 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 108 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELARIA INC | 879181105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECHELON CORP | 27874N303 | COM NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REX ENERGY CORPORATION | 761565506 | COM NEW | 159 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SELLAS LIFE SCIENCES GROUP I | 81642T100 | COM | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LONG BLOCKCHAIN CORP | 542614102 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIFFERENTIAL BRANDS GROUP IN | 25374L108 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YIELD10 BIOSCIENCE INC | 98585K201 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Gevo Inc stock | 374396307 | Stock | 94 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTRAFECT CORP | 212326102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKLYN IMMUNOTHERAPEUTICS | 629410606 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Ocugen | 43358V109 | Common | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVUS THERAPEUTICS INC | 67011N105 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSTOCK MNG INC | 205750201 | COM NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COASTWAY BANCORP INC | 190632109 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIVEO CORP CDA | 17878Y108 | COM | 126 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVINE LIVE INC | 300487105 | CL A | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEX PHARMA INC | 33938A105 | COM | 88 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEMISPHERX BIOPHARMA INC | 42366C301 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOSEC MED INC | 68234L207 | COM NEW | 187 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWATER TECHNOLOGY INC | G64335105 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGNEGAS CORP | 55939L400 | COM PAR | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YINTECH INVT HLDGS LTD | 98585M108 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 112 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SESEN BIO, INC. | 286221106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMEDICA CORP | 023435407 | COM PAR | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AYTU BIOSCIENCE INC | 054754403 | COM PAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERSHING GOLD CORP | 715302204 | COM NEW | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENESTECH INC | 81720R109 | COM | 73 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNTHESIS ENERGY SYS INC | 871628202 | COM NEW | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VICAL INC | 925602203 | COM NEW | 230 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALERITAS HLDGS INC | 91914N202 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECO STIM ENERGY SOLUTIONS IN | 27888D101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MYND ANALYTICS INC | 62857N202 | COM NEW | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVA LIFESTYLE INC | 66979P102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CESCA THERAPEUTICS INC | 157131202 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRESBIA PLC | G7234P100 | SHS | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCA BIOPHARMA INC | 00211Y407 | COM PAR | 73 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XG TECHNOLOGY INC | 98372A705 | COM PAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHIFTPIXY INC | 82452L104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNWORKS INC | 86803X105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCTURUS THERAPEUTICS LTD | M1492T105 | SHS | 84 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTIMMUNE INC | 02155H101 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DETERMINE INC | 250660107 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCONOVA THERAPEUTICS INC COM PAR | 68232V306 | Stock | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EGALET CORP | 28226B104 | COM | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE NASSAU BRH | 22542D357 | VELOCITY SHS SHR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ITUS CORP | 45069V203 | COM NEW | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TapImmune Inc | 876033408 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 99 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TONIX PHARMACEUTICALS HLDG C | 890260409 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MERIDIAN WASTE SOLUTIONS INC | 58985L209 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-18-000025 | this filing | 2018-05-15 | acceptance time not in the bulk data set |