13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 7,065 holding rows worth $122,493,784,000.
- Accession
- 0000312069-18-000004
- Filer
- CIK 312069
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 11,150 entries on the cover page, a total value of $122,493,784,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $122,493,784,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBarclays Capital INC028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank (Suisse) SA028-13878
- included managerAbsa Capital Securities (Pty) Ltd028-14440
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Merchant Bank (Singapore) Ltd028-17503
- included managerAbsa Alternative Asset Management Proprietary Ltd
- included managerGerrard Investment Management LTD028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 3,167 | $72,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 6,758 | $72,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 8,574 | $72,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 38,839 | $72,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 3,566 | $72,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 22,107 | $71,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 1,000 | $71,000 | thousands by filing date | put |
| NV5 HOLDINGS, INC | 62945V109 | COM | 1,319 | $71,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 2,566 | $71,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 3,215 | $71,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 2,082 | $71,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 12,473 | $71,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 16,028 | $71,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 5,100 | $71,000 | thousands by filing date | put |
| CLIFTON BANCORP INC | 186873105 | COM | 4,180 | $71,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L209 | COM NEW | 28,700 | $71,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 1,550 | $70,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 1,700 | $70,000 | thousands by filing date | call |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 4,428 | $70,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 1,000 | $70,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 1,286 | $70,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 2,184 | $70,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 7,300 | $70,000 | thousands by filing date | call |
| WP CAREY INC COM | 92936U109 | REIT | 1,000 | $69,000 | thousands by filing date | put |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 819 | $69,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 900 | $69,000 | thousands by filing date | put |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 10,200 | $69,000 | thousands by filing date | call |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 2,747 | $69,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 22,484 | $69,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 4,643 | $69,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 1,833 | $69,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 9,319 | $69,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 26,503 | $69,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 26,400 | $68,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 1,638 | $68,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 2,300 | $68,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 1,753 | $68,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 3,520 | $68,000 | thousands by filing date | put |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 2,645 | $68,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 12,900 | $68,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 8,098 | $68,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 4,499 | $68,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 7,579 | $67,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 7,700 | $67,000 | thousands by filing date | put |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 2,600 | $67,000 | thousands by filing date | call |
| VARIAN MED SYS INC | 92220P105 | COM | 600 | $67,000 | thousands by filing date | put |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 6,800 | $67,000 | thousands by filing date | put |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 1,784 | $67,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 1,900 | $67,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717X172 | US HGH YLD CORP | 1,337 | $67,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 161 | $67,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 1,800 | $66,000 | thousands by filing date | put |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 6,373 | $66,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 1,500 | $66,000 | thousands by filing date | call |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 1,950 | $66,000 | thousands by filing date | call |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 2,619 | $66,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 1,800 | $66,000 | thousands by filing date | put |
| Golden Entertainment Inc | 381013101 | Common Stock | 1,997 | $66,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 757 | $65,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 1,100 | $65,000 | thousands by filing date | put |
| CRITEO S A SPONS ADS | 226718104 | ADR | 2,500 | $65,000 | thousands by filing date | put |
| CITY OFFICE REIT INC | 178587101 | COM | 4,990 | $65,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 2,889 | $65,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 7,857 | $65,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 2,471 | $65,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 1,393 | $65,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 26,448 | $65,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 1,941 | $65,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 3,551 | $65,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 2,143 | $65,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 515 | $64,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 500 | $64,000 | thousands by filing date | call |
| GREIF INC | 397624206 | CL B | 926 | $64,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 5,700 | $64,000 | thousands by filing date | put |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 17,700 | $64,000 | thousands by filing date | put |
| CHEFS WHSE INC | 163086101 | COM | 3,111 | $64,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 2,385 | $64,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 1,900 | $64,000 | thousands by filing date | put |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 5,970 | $64,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 7,313 | $64,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 2,743 | $64,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 7,800 | $64,000 | thousands by filing date | call |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 1,661 | $64,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 1,000 | $64,000 | thousands by filing date | call |
| TRUECAR INC | 89785L107 | COM | 5,700 | $64,000 | thousands by filing date | call |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 6,482 | $64,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 4,667 | $64,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 1,920 | $64,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 1,874 | $64,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 3,925 | $64,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 2,667 | $64,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 500 | $63,000 | thousands by filing date | call |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 2,400 | $63,000 | thousands by filing date | put |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 500 | $63,000 | thousands by filing date | put |
| DIODES INC COM | 254543101 | Stock | 2,200 | $63,000 | thousands by filing date | call |
| RAPID7 INC COM | 753422104 | Stock | 3,391 | $63,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 4,871 | $63,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 26,800 | $63,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 4,267 | $63,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 1,679 | $63,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 4,470 | $63,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 8,636 | $63,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 1,513 | $63,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 54,000 | $63,000 | thousands by filing date | principal |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 2,436 | $63,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 1,626 | $63,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 3,946 | $63,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 5,808 | $62,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 700 | $62,000 | thousands by filing date | call |
| HERON THERAPEUTICS INC | 427746102 | COM | 3,400 | $62,000 | thousands by filing date | call |
| SIERRA BANCORP | 82620P102 | COM | 2,343 | $62,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 26,400 | $62,000 | thousands by filing date | call |
| LINDSAY CORPORATION | 535555106 | COM | 700 | $62,000 | thousands by filing date | call |
| ENVIRI CORP | 415864107 | COM | 3,300 | $62,000 | thousands by filing date | put |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 1,652 | $62,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 3,845 | $62,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 1,718 | $62,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 1,850 | $62,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 50,000 | $62,000 | thousands by filing date | call |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 1,950 | $62,000 | thousands by filing date | call |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 4,895 | $62,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 4,158 | $62,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 3,228 | $61,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 1,000 | $61,000 | thousands by filing date | put |
| WESCO INTL INC COM | 95082P105 | Stock | 900 | $61,000 | thousands by filing date | call |
| DIGI INTL INC | 253798102 | COM | 6,398 | $61,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 1,900 | $61,000 | thousands by filing date | put |
| INVITAE CORP | 46185L103 | COM | 6,761 | $61,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 2,342 | $61,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 2,267 | $61,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 2,310 | $61,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 1,721 | $61,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 2,173 | $61,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 6,332 | $61,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 7,570 | $61,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 1,789 | $61,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 529 | $61,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 13,087 | $61,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 600 | $60,000 | thousands by filing date | call |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 6,763 | $60,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 1,676 | $60,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 16,300 | $60,000 | thousands by filing date | call |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 1,900 | $60,000 | thousands by filing date | put |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 28,583 | $60,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 8,385 | $60,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 1,000 | $59,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 2,248 | $59,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 1,200 | $59,000 | thousands by filing date | put |
| VEON LTD | 91822M106 | SPONSORED ADR | 15,400 | $59,000 | thousands by filing date | put |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 2,285 | $59,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 2,000 | $59,000 | thousands by filing date | put |
| MODEL N INC | 607525102 | COM | 3,767 | $59,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 3,065 | $59,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 20,865 | $59,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 19,500 | $59,000 | thousands by filing date | call |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 13,500 | $59,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 5,726 | $59,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 300 | $58,000 | thousands by filing date | call |
| DUCOMMUN INC DEL | 264147109 | COM | 2,050 | $58,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 9,255 | $58,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 6,677 | $58,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 1,527 | $58,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 4,600 | $58,000 | thousands by filing date | put |
| AIR LEASE CORP | 00912X302 | CL A | 1,200 | $58,000 | thousands by filing date | call |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 8,990 | $58,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 10,730 | $58,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 16,290 | $58,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 900 | $58,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 3,313 | $58,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 800 | $57,000 | thousands by filing date | call |
| SENECA FOODS CORP NEW | 817070501 | CL A | 1,837 | $57,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 3,400 | $57,000 | thousands by filing date | call |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 1,600 | $57,000 | thousands by filing date | put |
| M.D.C. HOLDINGS INC | 552676108 | COM | 1,796 | $57,000 | thousands by filing date | call |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 8,011 | $57,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 6,625 | $57,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 9,730 | $57,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 1,300 | $57,000 | thousands by filing date | call |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 4,433 | $56,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 400 | $56,000 | thousands by filing date | call |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 2,525 | $56,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 15,440 | $56,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 2,265 | $56,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 800 | $56,000 | thousands by filing date | put |
| SANDERSON FARMS | 800013104 | COM | 400 | $56,000 | thousands by filing date | call |
| BGC PARTNERS INC | 05541T101 | CL A | 3,700 | $56,000 | thousands by filing date | call |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 30,300 | $56,000 | thousands by filing date | put |
| DYNEX CAP INC | 26817Q506 | COM NEW | 7,959 | $56,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 18,800 | $56,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 4,016 | $56,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 1,747 | $56,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 1,100 | $55,000 | thousands by filing date | put |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 2,500 | $55,000 | thousands by filing date | put |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 1,000 | $55,000 | thousands by filing date | call |
| STEALTHGAS INC | Y81669106 | COM | 12,500 | $55,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 3,825 | $55,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 9,861 | $55,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 7,261 | $55,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 5,300 | $55,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 3,400 | $55,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 5,930 | $55,000 | thousands by filing date | |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 1,891 | $55,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 3,000 | $54,000 | thousands by filing date | call |
| CODEXIS INC | 192005106 | COM | 6,470 | $54,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 1,802 | $54,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 6,900 | $54,000 | thousands by filing date | put |
| CITIZENS INC | 174740100 | COMMON STOCK | 7,391 | $54,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 8,000 | $54,000 | thousands by filing date | call |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 1,408 | $54,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 36,000 | $54,000 | thousands by filing date | principal |
| CHINA FD INC | 169373107 | COM | 2,496 | $54,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 18,477 | $54,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 9,153 | $54,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 5,428 | $54,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 38,342 | $54,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 4,000 | $54,000 | thousands by filing date | put |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 807 | $53,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 1,189 | $53,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 1,000 | $53,000 | thousands by filing date | put |
| COMMVAULT SYS INC COM | 204166102 | Stock | 1,000 | $53,000 | thousands by filing date | call |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 1,200 | $53,000 | thousands by filing date | put |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 2,189 | $53,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 7,932 | $53,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 1,346 | $53,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 2,124 | $53,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 4,896 | $53,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 2,290 | $53,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 793 | $52,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 2,800 | $52,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 12,100 | $52,000 | thousands by filing date | put |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 13,469 | $52,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 11,811 | $52,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 1,159 | $52,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 16,334 | $52,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 1,800 | $52,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 5,669 | $51,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 500 | $51,000 | thousands by filing date | put |
| HILLTOP HLDGS INC | 432748101 | COM | 2,000 | $51,000 | thousands by filing date | call |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 2,426 | $51,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 1,148 | $51,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 1,086 | $51,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 1,313 | $51,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 3,428 | $51,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 5,500 | $51,000 | thousands by filing date | put |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 2,400 | $51,000 | thousands by filing date | call |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 3,218 | $51,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 4,339 | $51,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 2,300 | $51,000 | thousands by filing date | call |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 1,500 | $51,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 1,321 | $51,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 6,100 | $51,000 | thousands by filing date | put |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 2,491 | $51,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 8,600 | $51,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 4,547 | $51,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 5,932 | $51,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 1,400 | $50,000 | thousands by filing date | call |
| LOEWS CORP COM | 540424108 | Stock | 1,000 | $50,000 | thousands by filing date | call |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 1,000 | $50,000 | thousands by filing date | call |
| MERCHANTS BANCORP IND | 58844R108 | COM | 2,535 | $50,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 1,811 | $50,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 1,957 | $50,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 2,663 | $50,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 5,100 | $50,000 | thousands by filing date | put |
| PRIMO WTR CORP | 74165N105 | COM | 4,016 | $50,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 10,900 | $50,000 | thousands by filing date | call |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 49,000 | $50,000 | thousands by filing date | principal |
| SMITH A O CORP COM | 831865209 | Stock | 800 | $49,000 | thousands by filing date | call |
| ENERSYS COM | 29275Y102 | Stock | 700 | $49,000 | thousands by filing date | put |
| DONALDSON INC COM | 257651109 | Stock | 1,000 | $49,000 | thousands by filing date | call |
| MAIN STR CAP CORP | 56035L104 | COM | 1,210 | $49,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 1,000 | $49,000 | thousands by filing date | call |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 400 | $49,000 | thousands by filing date | call |
| QUINSTREET INC | 74874Q100 | COM | 5,821 | $49,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 1,074 | $49,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 5,300 | $49,000 | thousands by filing date | call |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 1,000 | $49,000 | thousands by filing date | put |
| PICO HLDGS INC | 693366205 | COM NEW | 3,806 | $49,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 1,537 | $49,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 400 | $48,000 | thousands by filing date | put |
| MYRIAD GENETICS INC | 62855J104 | COM | 1,400 | $48,000 | thousands by filing date | put |
| CADIZ INC | 127537207 | COM NEW | 3,406 | $48,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 1,264 | $48,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 500 | $48,000 | thousands by filing date | call |
| THOMSON REUTERS CORP | 884903105 | COM | 1,100 | $48,000 | thousands by filing date | put |
| PREFORMED LINE PRODS CO | 740444104 | COM | 684 | $48,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 4,388 | $48,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 2,888 | $48,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 3,800 | $48,000 | thousands by filing date | call |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 20,648 | $48,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 1,151 | $48,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 1,752 | $48,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 13,600 | $48,000 | thousands by filing date | |
| PROFESSIONAL DIVERSITY NET I | 74312Y202 | COM | 11,716 | $48,000 | thousands by filing date | |
| XENITH BANKSHARES INC NEW | 984102202 | COM NEW | 1,441 | $48,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 1,100 | $47,000 | thousands by filing date | put |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 349 | $47,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 1,600 | $47,000 | thousands by filing date | put |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 1,600 | $47,000 | thousands by filing date | call |
| LIMONEIRA CO | 532746104 | COM | 2,096 | $47,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 14,855 | $47,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 20,100 | $47,000 | thousands by filing date | put |
| EMC INS GROUP INC | 268664109 | COM | 1,618 | $47,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 5,200 | $47,000 | thousands by filing date | put |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 3,089 | $47,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 5,755 | $46,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 10,600 | $46,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 2,000 | $46,000 | thousands by filing date | call |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 2,007 | $46,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 232 | $46,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 2,005 | $46,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 4,338 | $46,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 1,800 | $46,000 | thousands by filing date | put |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 32,753 | $46,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 28,000 | $46,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 18,749 | $45,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 500 | $45,000 | thousands by filing date | put |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 700 | $45,000 | thousands by filing date | call |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 12,300 | $45,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 4,852 | $45,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 2,100 | $45,000 | thousands by filing date | put |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 14,572 | $45,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 1,724 | $45,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 7,903 | $45,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 2,266 | $44,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 1,300 | $44,000 | thousands by filing date | put |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 260 | $44,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 1,262 | $44,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 2,000 | $44,000 | thousands by filing date | call |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 3,824 | $44,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 1,549 | $44,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 300 | $44,000 | thousands by filing date | call |
| LIVEPERSON, INC. | 538146101 | COM | 3,800 | $44,000 | thousands by filing date | call |
| WINMARK CORP | 974250102 | COM | 343 | $44,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 1,031 | $44,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 1,650 | $44,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 1,618 | $44,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 1,422 | $44,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 4,421 | $44,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 6,909 | $44,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 2,549 | $44,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 2,599 | $44,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 3,561 | $44,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 3,300 | $44,000 | thousands by filing date | call |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 1,489 | $44,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 2,293 | $44,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 1,000 | $43,000 | thousands by filing date | put |
| SYNOPSYS INC COM | 871607107 | Stock | 500 | $43,000 | thousands by filing date | call |
| ARAMARK COM | 03852U106 | Stock | 1,000 | $43,000 | thousands by filing date | call |
| GREENBRIER COS INC | 393657101 | COM | 800 | $43,000 | thousands by filing date | call |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 206 | $43,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 1,819 | $43,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 2,000 | $43,000 | thousands by filing date | put |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 1,048 | $43,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 5,500 | $43,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 572 | $43,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 33,500 | $43,000 | thousands by filing date | call |
| FERRARI N V | N3167Y103 | COM | 400 | $42,000 | thousands by filing date | call |
| TERADYNE INC COM | 880770102 | Stock | 1,000 | $42,000 | thousands by filing date | put |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 700 | $42,000 | thousands by filing date | put |
| BGC PARTNERS INC | 05541T101 | CL A | 2,800 | $42,000 | thousands by filing date | put |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 2,500 | $42,000 | thousands by filing date | put |
| VIRNETX HLDG CORP | 92823T108 | COM | 11,300 | $42,000 | thousands by filing date | put |
| BSB BANCORP INC MD | 05573H108 | COM | 1,424 | $42,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 10,350 | $42,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 1,780 | $42,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 15,600 | $42,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 3,117 | $42,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 2,000 | $41,000 | thousands by filing date | call |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 300 | $41,000 | thousands by filing date | put |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 400 | $41,000 | thousands by filing date | call |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 887 | $41,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 1,100 | $41,000 | thousands by filing date | call |
| HURCO CO | 447324104 | COM | 970 | $41,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 5,755 | $41,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 13,165 | $41,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 6,900 | $41,000 | thousands by filing date | put |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 309 | $41,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 900 | $41,000 | thousands by filing date | put |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 2,378 | $41,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 172 | $40,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 600 | $40,000 | thousands by filing date | put |
| TOTAL SYS SVCS INC | 891906109 | COM | 500 | $40,000 | thousands by filing date | put |
| VERA BRADLEY INC | 92335C106 | COM | 3,293 | $40,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 200 | $40,000 | thousands by filing date | call |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 832 | $40,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 2,200 | $40,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 5,037 | $40,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 8,000 | $40,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 9,073 | $40,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 2,325 | $40,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 6,595 | $40,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 400 | $39,000 | thousands by filing date | put |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 22,332 | $39,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 5,747 | $39,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 3,483 | $39,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 617 | $39,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 5,695 | $39,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 2,000 | $39,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 1,770 | $39,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 2,900 | $39,000 | thousands by filing date | put |
| PENNS WOODS BANCORP INC | 708430103 | COM | 831 | $39,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 1,400 | $39,000 | thousands by filing date | put |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 896 | $39,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 6,597 | $39,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 300 | $38,000 | thousands by filing date | put |
| BEL FUSE INC | 077347300 | CL B | 1,535 | $38,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 6,228 | $38,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 800 | $38,000 | thousands by filing date | put |
| AEGON N V | 007924103 | NY REGISTRY SHS | 6,100 | $38,000 | thousands by filing date | call |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 1,306 | $38,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 3,159 | $38,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 1,358 | $38,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 5,741 | $38,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 1,000 | $38,000 | thousands by filing date | put |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 6,608 | $38,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 9,500 | $38,000 | thousands by filing date | put |
| SILVERBOW RES INC | 82836G102 | COM | 1,277 | $38,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 8,200 | $38,000 | thousands by filing date | put |
| BANKFINANCIAL CORP | 06643P104 | COM | 2,489 | $38,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 5,326 | $38,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 1,721 | $38,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 10,157 | $38,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 3,990 | $38,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 3,962 | $38,000 | thousands by filing date | |
| PARAGON COML CORP COM NEW | 69911U403 | Stock | 717 | $38,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 3,045 | $37,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 1,014 | $37,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 300 | $37,000 | thousands by filing date | put |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 1,065 | $37,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 1,202 | $37,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 1,717 | $37,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 1,538 | $37,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 3,120 | $37,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 500 | $37,000 | thousands by filing date | call |
| Rithm Property Trust Inc | 38983D300 | REIT | 2,659 | $37,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 1,354 | $37,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 5,000 | $37,000 | thousands by filing date | put |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 3,135 | $37,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 4,117 | $37,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 1,301 | $37,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 972 | $37,000 | thousands by filing date | |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 3,923 | $37,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 3,655 | $37,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 300 | $36,000 | thousands by filing date | call |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 500 | $36,000 | thousands by filing date | call |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 6,150 | $36,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 5,757 | $36,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 1,075 | $36,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 1,341 | $36,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 1,016 | $36,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 2,300 | $36,000 | thousands by filing date | put |
| MEDICINOVA INC | 58468P206 | COM NEW | 5,561 | $36,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 3,000 | $36,000 | thousands by filing date | call |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 1,508 | $36,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 4,300 | $36,000 | thousands by filing date | call |
| RTI BIOLOGICS INC | 74975N105 | COM | 8,751 | $36,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 1,631 | $36,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 2,887 | $36,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 2,862 | $36,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 2,212 | $36,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 464 | $36,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 6,735 | $36,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 1,000 | $35,000 | thousands by filing date | put |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 14,700 | $35,000 | thousands by filing date | call |
| ALLIENT INC | 019330109 | COM | 1,050 | $35,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 5,298 | $35,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 3,300 | $35,000 | thousands by filing date | call |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 1,468 | $35,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 1,573 | $35,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 11,106 | $35,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 5,930 | $35,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 2,400 | $35,000 | thousands by filing date | call |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 1,846 | $35,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 7,682 | $35,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 3,109 | $35,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 6,785 | $35,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 9,134 | $35,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 2,286 | $35,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 548 | $34,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 1,600 | $34,000 | thousands by filing date | put |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 200 | $34,000 | thousands by filing date | put |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 1,690 | $34,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 451 | $34,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 8,279 | $34,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 4,361 | $34,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 300 | $34,000 | thousands by filing date | put |
| Gulfport Energy | 402635304 | COM | 2,700 | $34,000 | thousands by filing date | call |
| CHIMERIX INC COM | 16934W106 | Stock | 7,391 | $34,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 8,086 | $34,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 1,013 | $34,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 2,600 | $34,000 | thousands by filing date | put |
| BEAR ST FINL INC | 073844102 | COM | 3,327 | $34,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 795 | $33,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 1,800 | $33,000 | thousands by filing date | call |
| CROWN CASTLE INC COM | 22822V101 | REIT | 300 | $33,000 | thousands by filing date | call |
| FLIR SYS INC | 302445101 | COM | 700 | $33,000 | thousands by filing date | put |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 272 | $33,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 6,663 | $33,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 1,984 | $33,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 462 | $33,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-18-000004 | this filing | 2018-02-14 | acceptance time not in the bulk data set |