13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 7,065 holding rows worth $122,493,784,000.
- Accession
- 0000312069-18-000004
- Filer
- CIK 312069
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 11,150 entries on the cover page, a total value of $122,493,784,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $122,493,784,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBarclays Capital INC028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank (Suisse) SA028-13878
- included managerAbsa Capital Securities (Pty) Ltd028-14440
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Merchant Bank (Singapore) Ltd028-17503
- included managerAbsa Alternative Asset Management Proprietary Ltd
- included managerGerrard Investment Management LTD028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 964 | $11,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 3,579 | $11,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 4,746 | $11,000 | thousands by filing date | |
| MARATHON PATENT GROUP INC | 56585W302 | COM PAR | 2,823 | $11,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 6,304 | $11,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 100 | $10,000 | thousands by filing date | put |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 256 | $10,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 100 | $10,000 | thousands by filing date | call |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 400 | $10,000 | thousands by filing date | call |
| TUTOR PERINI CORP | 901109108 | COM | 400 | $10,000 | thousands by filing date | call |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 600 | $10,000 | thousands by filing date | put |
| TIMKEN CO | 887389104 | COM | 200 | $10,000 | thousands by filing date | put |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 200 | $10,000 | thousands by filing date | put |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 600 | $10,000 | thousands by filing date | call |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 1,000 | $10,000 | thousands by filing date | put |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 1,000 | $10,000 | thousands by filing date | call |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 200 | $10,000 | thousands by filing date | call |
| GREENHILL & CO INC COM | 395259104 | Stock | 500 | $10,000 | thousands by filing date | put |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 800 | $10,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 1,000 | $10,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 774 | $10,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 2,000 | $10,000 | thousands by filing date | put |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 15,000 | $10,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 1,000 | $10,000 | thousands by filing date | call |
| COWEN INC | 223622AB7 | NOTE 3.000 3/1 | 10,000 | $10,000 | thousands by filing date | principal |
| TINTRI INC | 88770Q105 | COM | 1,877 | $10,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 100 | $9,000 | thousands by filing date | call |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 200 | $9,000 | thousands by filing date | put |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 316 | $9,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 300 | $9,000 | thousands by filing date | put |
| UGI CORP NEW COM | 902681105 | Stock | 200 | $9,000 | thousands by filing date | put |
| COMFORT SYS USA INC COM | 199908104 | Stock | 200 | $9,000 | thousands by filing date | call |
| GENIE ENERGY LTD | 372284208 | CL B | 2,214 | $9,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 800 | $9,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 100 | $9,000 | thousands by filing date | call |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 300 | $9,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 5,742 | $9,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 1,000 | $9,000 | thousands by filing date | call |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 2,168 | $9,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 400 | $9,000 | thousands by filing date | call |
| ELLIE MAE INC | 28849P100 | COM | 100 | $9,000 | thousands by filing date | call |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 3,100 | $9,000 | thousands by filing date | call |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 2,100 | $9,000 | thousands by filing date | put |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 2,300 | $9,000 | thousands by filing date | put |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 2,299 | $9,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 560 | $9,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 1,800 | $9,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 29,068 | $9,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 9,000 | $9,000 | thousands by filing date | principal |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 854 | $9,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 1,418 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 300 | $9,000 | thousands by filing date | call |
| SIMPLY GOOD FOODS CO | 82900L110 | *W EXP 07/07/202 | 2,254 | $9,000 | thousands by filing date | |
| OMINTO INC | 68217C208 | COM NEW | 2,618 | $9,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 5,000 | $9,000 | thousands by filing date | principal |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74348A350 | ETF | 500 | $9,000 | thousands by filing date | call |
| MANULIFE FINL CORP | 56501R106 | COM | 400 | $8,000 | thousands by filing date | put |
| FLOWERS FOODS INC COM | 343498101 | Stock | 400 | $8,000 | thousands by filing date | put |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 700 | $8,000 | thousands by filing date | put |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 2,050 | $8,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 100 | $8,000 | thousands by filing date | call |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 200 | $8,000 | thousands by filing date | put |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 77 | $8,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 294 | $8,000 | thousands by filing date | put |
| CELCUITY INC | 15102K100 | COM | 442 | $8,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 435 | $8,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 267 | $8,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 300 | $8,000 | thousands by filing date | put |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 801 | $8,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 945 | $8,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 405 | $8,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 159 | $8,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 223 | $8,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 300 | $8,000 | thousands by filing date | call |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 800 | $8,000 | thousands by filing date | put |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 800 | $8,000 | thousands by filing date | call |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 2,295 | $8,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 1,200 | $8,000 | thousands by filing date | call |
| CVR Partners, LP | 126633106 | LTD | 2,300 | $8,000 | thousands by filing date | put |
| HSN INC | 404303109 | COM | 200 | $8,000 | thousands by filing date | call |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 23,164 | $8,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 1,200 | $8,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 1,934 | $8,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 1,100 | $8,000 | thousands by filing date | call |
| TROVAGENE INC | 897238309 | COM | 25,000 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 900 | $8,000 | thousands by filing date | call |
| QUORUM HEALTH CORP | 74909E106 | COM | 1,350 | $8,000 | thousands by filing date | call |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 7,524 | $8,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 2,571 | $8,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 126 | $7,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 61 | $7,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 85 | $7,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 200 | $7,000 | thousands by filing date | put |
| BERKLEY W R CORP COM | 084423102 | Stock | 100 | $7,000 | thousands by filing date | call |
| LOGITECH INTL S A SHS | H50430232 | Stock | 200 | $7,000 | thousands by filing date | call |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 100 | $7,000 | thousands by filing date | call |
| AECOM COM | 00766T100 | Stock | 200 | $7,000 | thousands by filing date | put |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 100 | $7,000 | thousands by filing date | put |
| MYRIAD GENETICS INC | 62855J104 | COM | 200 | $7,000 | thousands by filing date | call |
| ADVANSIX INC | 00773T101 | COM | 164 | $7,000 | thousands by filing date | put |
| VIASAT INC | 92552V100 | COM | 100 | $7,000 | thousands by filing date | call |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 1,685 | $7,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 300 | $7,000 | thousands by filing date | call |
| CDK GLOBAL INC | 12508E101 | COM | 100 | $7,000 | thousands by filing date | put |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 700 | $7,000 | thousands by filing date | call |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 201 | $7,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 700 | $7,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 974 | $7,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 200 | $7,000 | thousands by filing date | call |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 462 | $7,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 10,412 | $7,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 1,777 | $7,000 | thousands by filing date | |
| SKYLINE MED INC | 83084T606 | COM PAR | 6,808 | $7,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 100 | $6,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 68 | $6,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 113 | $6,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 61 | $6,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 100 | $6,000 | thousands by filing date | put |
| NETGEAR INC | 64111Q104 | COM | 100 | $6,000 | thousands by filing date | put |
| GATX CORP COM | 361448103 | Stock | 100 | $6,000 | thousands by filing date | call |
| METHANEX CORP COM | 59151K108 | Stock | 100 | $6,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 200 | $6,000 | thousands by filing date | put |
| CROWN HLDGS INC COM | 228368106 | Stock | 100 | $6,000 | thousands by filing date | put |
| ARES CAPITAL CORP | 04010L103 | COM | 400 | $6,000 | thousands by filing date | put |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 97 | $6,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 200 | $6,000 | thousands by filing date | put |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 100 | $6,000 | thousands by filing date | call |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 1,500 | $6,000 | thousands by filing date | put |
| OCEANEERING INTL INC | 675232102 | COM | 300 | $6,000 | thousands by filing date | put |
| NEWTEKONE INC | 652526203 | COM NEW | 284 | $6,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 400 | $6,000 | thousands by filing date | put |
| DUCOMMUN INC DEL | 264147109 | COM | 200 | $6,000 | thousands by filing date | call |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 148 | $6,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 200 | $6,000 | thousands by filing date | put |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 151 | $6,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 300 | $6,000 | thousands by filing date | call |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 628 | $6,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 1,600 | $6,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 500 | $6,000 | thousands by filing date | put |
| APOLLO INVT CORP | 03761U106 | COM | 1,000 | $6,000 | thousands by filing date | call |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 700 | $6,000 | thousands by filing date | put |
| ADTRAN INC | 00738A106 | COMMON STOCK | 300 | $6,000 | thousands by filing date | call |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 4,608 | $6,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 500 | $6,000 | thousands by filing date | put |
| BEST INC | 08653C106 | SPONSORED ADS | 650 | $6,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 2,200 | $6,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 6,800 | $6,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 1,900 | $6,000 | thousands by filing date | put |
| RADISYS CORP | 750459109 | COM | 6,105 | $6,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 2,499 | $6,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 200 | $6,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 601 | $6,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 533 | $6,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 1,800 | $6,000 | thousands by filing date | call |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 962 | $6,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 71 | $5,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 84 | $5,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 58 | $5,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 100 | $5,000 | thousands by filing date | call |
| AZZ INC COM | 002474104 | Stock | 100 | $5,000 | thousands by filing date | put |
| AZZ INC COM | 002474104 | Stock | 100 | $5,000 | thousands by filing date | call |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 100 | $5,000 | thousands by filing date | call |
| CLEAN HARBORS INC COM | 184496107 | Stock | 100 | $5,000 | thousands by filing date | put |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 1,900 | $5,000 | thousands by filing date | put |
| NEWMARK GROUP INC | 65158N102 | CL A | 300 | $5,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 167 | $5,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 100 | $5,000 | thousands by filing date | call |
| MAXLINEAR INC | 57776J100 | COM | 200 | $5,000 | thousands by filing date | call |
| AMEDISYS INC | 023436108 | COM | 100 | $5,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 81 | $5,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 1,800 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 98 | $5,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 100 | $5,000 | thousands by filing date | put |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 1,500 | $5,000 | thousands by filing date | call |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 200 | $5,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 267 | $5,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 332 | $5,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 200 | $5,000 | thousands by filing date | put |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 1,082 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 400 | $5,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 264 | $5,000 | thousands by filing date | call |
| MAJESCO | 56068V102 | COM | 881 | $5,000 | thousands by filing date | |
| ISHARES TR | 46435G144 | 10 YR INVT GRD | 103 | $5,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74348A350 | ETF | 300 | $5,000 | thousands by filing date | put |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 93 | $4,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 39 | $4,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 2,000 | $4,000 | thousands by filing date | put |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 39 | $4,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 107 | $4,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 200 | $4,000 | thousands by filing date | put |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 100 | $4,000 | thousands by filing date | call |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 400 | $4,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 93 | $4,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 300 | $4,000 | thousands by filing date | call |
| ADVANSIX INC | 00773T101 | COM | 84 | $4,000 | thousands by filing date | call |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 400 | $4,000 | thousands by filing date | call |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 500 | $4,000 | thousands by filing date | put |
| ISHARES TR | 464287861 | EUROPE ETF | 93 | $4,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 200 | $4,000 | thousands by filing date | put |
| CVR ENERGY, INC. | 12662P108 | COM | 100 | $4,000 | thousands by filing date | call |
| Matrix Service Company | 576853105 | COM | 200 | $4,000 | thousands by filing date | put |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 1,800 | $4,000 | thousands by filing date | put |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 500 | $4,000 | thousands by filing date | put |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 269 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 75 | $4,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 60 | $4,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 300 | $4,000 | thousands by filing date | put |
| IMPERVA INC | 45321L100 | COM | 100 | $4,000 | thousands by filing date | put |
| PLY GEM HLDGS INC | 72941W100 | COM | 200 | $4,000 | thousands by filing date | put |
| TELETECH HOLDINGS INC | 879939106 | COM | 100 | $4,000 | thousands by filing date | call |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 1,500 | $4,000 | thousands by filing date | put |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 46 | $4,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 497 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 62 | $4,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 111 | $4,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 500 | $4,000 | thousands by filing date | call |
| ISHARES TR | 46429B135 | INT PFD STK FD | 207 | $4,000 | thousands by filing date | |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 280 | $4,000 | thousands by filing date | put |
| SUNSHINE BANCORP INC COM | 86777J108 | Stock | 170 | $4,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P102 | COM | 1,862 | $4,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS INC | Y2069P507 | SHS PAR | 1,100 | $4,000 | thousands by filing date | |
| SHIFTPIXY INC | 82452L104 | COM | 1,300 | $4,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 61 | $3,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 42 | $3,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 400 | $3,000 | thousands by filing date | call |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 67 | $3,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 4,754 | $3,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 69 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 65 | $3,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 69 | $3,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 122 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 33 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 50 | $3,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 100 | $3,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 89 | $3,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 100 | $3,000 | thousands by filing date | put |
| WORLD KINECT CORPORATION | 981475106 | COM | 100 | $3,000 | thousands by filing date | call |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 100 | $3,000 | thousands by filing date | call |
| BIOTELEMETRY INC | 090672106 | COM | 100 | $3,000 | thousands by filing date | put |
| IDT CORP | 448947507 | CL B NEW | 300 | $3,000 | thousands by filing date | put |
| TRUBRIDGE INC | 205306103 | COM | 100 | $3,000 | thousands by filing date | call |
| VALUE LINE INC | 920437100 | COMMON STOCK | 177 | $3,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 100 | $3,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 93 | $3,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 93 | $3,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 100 | $3,000 | thousands by filing date | put |
| TRAVELZOO | 89421Q205 | CMN | 410 | $3,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 100 | $3,000 | thousands by filing date | call |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 97 | $3,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 51 | $3,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 300 | $3,000 | thousands by filing date | put |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 56 | $3,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 1,244 | $3,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 300 | $3,000 | thousands by filing date | put |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 165 | $3,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 400 | $3,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 2,006 | $3,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 800 | $3,000 | thousands by filing date | call |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 700 | $3,000 | thousands by filing date | put |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 758 | $3,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 79 | $3,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 99 | $3,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 56 | $3,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 100 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347X641 | SHRT RL EST FD | 200 | $3,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 612 | $3,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 500 | $3,000 | thousands by filing date | put |
| NUVECTRA CORP | 67075N108 | COM | 359 | $3,000 | thousands by filing date | |
| RESTORATION ROBOTICS INC | 76133C103 | COM | 573 | $3,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 49 | $2,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 20 | $2,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 89 | $2,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 115 | $2,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 51 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 27 | $2,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 100 | $2,000 | thousands by filing date | put |
| ARBOR REALTY TRUST INC | 038923108 | COM | 226 | $2,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 200 | $2,000 | thousands by filing date | call |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 100 | $2,000 | thousands by filing date | call |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 18 | $2,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 100 | $2,000 | thousands by filing date | put |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 100 | $2,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 100 | $2,000 | thousands by filing date | put |
| WELBILT INC | 949090104 | COM | 100 | $2,000 | thousands by filing date | put |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 87 | $2,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 75 | $2,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 31 | $2,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 100 | $2,000 | thousands by filing date | put |
| NANOMETRICS | 630077105 | COM | 100 | $2,000 | thousands by filing date | call |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 16 | $2,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 200 | $2,000 | thousands by filing date | put |
| QUALITY CARE PPTYS INC | 747545101 | COM | 180 | $2,000 | thousands by filing date | call |
| Lee Enterprises Inc | 523768109 | COM | 1,000 | $2,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 50 | $2,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 37 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 37 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 69 | $2,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 904 | $2,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 100 | $2,000 | thousands by filing date | put |
| PowerShares CEF Income Composite | 73936Q843 | Com | 75 | $2,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 153 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 37 | $2,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 89 | $2,000 | thousands by filing date | |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 300 | $2,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 1,097 | $2,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 452 | $2,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 1,441 | $2,000 | thousands by filing date | |
| MFC BANCORP LTD | G60630103 | USD MFC SHS | 300 | $2,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q260 | IPATH S&P MT ETN | 100 | $2,000 | thousands by filing date | call |
| FGL HLDGS | G3402M102 | ORD SHS | 200 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 100 | $2,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORED ADR | 16965P103 | ADR | 108 | $2,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R157 | *W EXP 02/02/202 | 12,758 | $2,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 5 | $1,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 20 | $1,000 | thousands by filing date | call |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 44 | $1,000 | thousands by filing date | call |
| CAMTEK LTD ORD | M20791105 | Stock | 195 | $1,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 100 | $1,000 | thousands by filing date | call |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 22 | $1,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 30 | $1,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 59 | $1,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 438 | $1,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 100 | $1,000 | thousands by filing date | put |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 100 | $1,000 | thousands by filing date | put |
| OXFORD LANE CAP CORP | 691543102 | COM | 82 | $1,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 9 | $1,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 100 | $1,000 | thousands by filing date | call |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 76 | $1,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 86 | $1,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 50 | $1,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 20 | $1,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 94 | $1,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 26 | $1,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 100 | $1,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 61 | $1,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 103 | $1,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 43 | $1,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 100 | $1,000 | thousands by filing date | put |
| INNOVIVA INC | 45781M101 | COM | 100 | $1,000 | thousands by filing date | call |
| LIQUIDITY SVCS INC | 53635B107 | COM | 300 | $1,000 | thousands by filing date | call |
| UNISYS CORP | 909214306 | COMMON STOCK | 100 | $1,000 | thousands by filing date | put |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 345 | $1,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 120 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 32 | $1,000 | thousands by filing date | |
| CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS | 15126Q208 | Equity | 67 | $1,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 64 | $1,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 46 | $1,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 120 | $1,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 55 | $1,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 56 | $1,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 29 | $1,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 51 | $1,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 64 | $1,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 60 | $1,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 100 | $1,000 | thousands by filing date | put |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 85 | $1,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 300 | $1,000 | thousands by filing date | put |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 82 | $1,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 53 | $1,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 165 | $1,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 110 | $1,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 79 | $1,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 100 | $1,000 | thousands by filing date | put |
| AMYRIS INC | 03236M200 | COM NEW | 149 | $1,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 95 | $1,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 29 | $1,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 522 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 43 | $1,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 305 | $1,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 200 | $1,000 | thousands by filing date | call |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 15 | $1,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 300 | $1,000 | thousands by filing date | call |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 55 | $1,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 500 | $1,000 | thousands by filing date | |
| Proshares Tr Ultrashort MSCI EAFE New ETF | 74348A475 | Com | 59 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347X138 | BASIC MAT NEW | 76 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347X138 | BASIC MAT NEW | 100 | $1,000 | thousands by filing date | put |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 200 | $1,000 | thousands by filing date | put |
| CANCER GENETICS INC. | 13739u104 | COM | 454 | $1,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 97 | $1,000 | thousands by filing date | |
| WILHELMINA INTL INC | 968235200 | COM NEW | 86 | $1,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 65 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 29 | $1,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 138 | $1,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 100 | $1,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 100 | $1,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 54 | $1,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 629410606 | COM | 120 | $1,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 100 | $1,000 | thousands by filing date | call |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 63 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B730 | ULSHRT TECH NEW | 78 | $1,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 1,000 | $1,000 | thousands by filing date | principal |
| ARCTURUS THERAPEUTICS LTD | M1492T105 | SHS | 84 | $1,000 | thousands by filing date | |
| BSFT 1 9/01/22 | 11133BAD4 | Bond 30/360P2 U | 1,000 | $1,000 | thousands by filing date | principal |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 99 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K760 | TECH BEAR 3X SHS | 217 | $1,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 134 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 97 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY FUELS INC | 292671708 | COM NEW | 86 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286103 | MSCI AUST ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDLEY CAP CORP | 58503F106 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPITALA FIN CORP | 14054R106 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAR TECHNOLOGY CORP | 698884103 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCENTRA CAP CORP | 01374T102 | COM | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 81 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 92 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 77 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPUGEN LTD | M25722105 | ORD | 107 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESEARCH FRONTIERS INC | 760911107 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPHA PRO TECH LTD | 020772109 | COM | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DESTINATION XL GROUP INC | 25065K104 | COM | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Dawson Geophysical Co Ne | 239360100 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AWARE INC MASS | 05453N100 | CMN | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADWIND INC | 11161T207 | CMN | 112 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARCHEX INC | 56624R108 | CMN | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOC ENERGY TR | 91829B103 | TR UNIT | 81 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 133 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 209 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| QUALITY CARE PPTYS INC | 747545101 | COM | 20 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 71 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NETLIST INC | 64118P109 | COM | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBALSTAR INC | 378973408 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WIDEPOINT CORP COMMON | 967590100 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOTHERLY HOTELS INC | 83600C103 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 126 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASANKO GOLD INC | 04341Y105 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R117 | WARR | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R125 | WARR | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERASTEM INC | 92337C104 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PFSWEB INC | 717098206 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMAGIN CORP | 29076N206 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPUTER TASK GROUP INC | 205477102 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 93 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ICONIX BRAND GROUP INC | 451055107 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OVASCIENCE INC | 69014Q101 | COM | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 89 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WALTER INVT MGMT CORP | 93317W102 | COM | 81 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 102 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARTE-HANKS INC | 416196103 | COM | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 97 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEIN MART INC | 858375108 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| S&W SEED COMPANY COM | 785135104 | COM | 94 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIVUS INC | 928551100 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOVIE MEDICAL CORP | 10211F100 | COM | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUICKLOGIC CORP | 74837P108 | COM | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDFIELD CORP | 381370105 | COM | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ID SYSTEMS INC | 449489103 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERSECTIONS INC | 460981301 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNACOR INC | 871561106 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GSV CAPITAL CORP | 36191J101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-18-000004 | this filing | 2018-02-14 | acceptance time not in the bulk data set |