13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 7,065 holding rows worth $122,493,784,000.
- Accession
- 0000312069-18-000004
- Filer
- CIK 312069
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 11,150 entries on the cover page, a total value of $122,493,784,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $122,493,784,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBarclays Capital INC028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank (Suisse) SA028-13878
- included managerAbsa Capital Securities (Pty) Ltd028-14440
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Merchant Bank (Singapore) Ltd028-17503
- included managerAbsa Alternative Asset Management Proprietary Ltd
- included managerGerrard Investment Management LTD028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 5,560 | $248,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 3,100 | $248,000 | thousands by filing date | put |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 8,897 | $248,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 8,892 | $248,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 241,000 | $248,000 | thousands by filing date | principal |
| WEBSTER FINL CORP | 947890109 | COM | 4,400 | $247,000 | thousands by filing date | call |
| ROCKWELL MED INC | 774374102 | COM | 42,400 | $247,000 | thousands by filing date | put |
| RESMED INC COM | 761152107 | Stock | 2,900 | $246,000 | thousands by filing date | put |
| AGREE RLTY CORP COM | 008492100 | REIT | 4,790 | $246,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 5,853 | $246,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 18,900 | $246,000 | thousands by filing date | put |
| INNOVIVA INC | 45781M101 | COM | 17,354 | $246,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 26,500 | $245,000 | thousands by filing date | put |
| MYR GROUP INC | 55405W104 | COM | 6,834 | $245,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 5,263 | $245,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 34,072 | $245,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 5,117 | $244,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 25,272 | $244,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 20,835 | $244,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 47,800 | $244,000 | thousands by filing date | put |
| CARA THERAPEUTICS INC | 140755109 | COM | 19,938 | $244,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 3,759 | $244,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 240,000 | $244,000 | thousands by filing date | principal |
| ISHARES TR | 464287101 | S&P 100 ETF | 2,056 | $243,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 5,600 | $243,000 | thousands by filing date | put |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 3,114 | $243,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 38,906 | $243,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 13,417 | $242,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 7,235 | $242,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 4,900 | $242,000 | thousands by filing date | put |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 11,235 | $242,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 11,511 | $242,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 4,043 | $241,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 6,572 | $241,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 1,875 | $241,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 6,982 | $241,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 8,062 | $241,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 41,634 | $240,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 9,255 | $240,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 11,600 | $240,000 | thousands by filing date | put |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 33,551 | $240,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 9,452 | $239,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520AB8 | NOTE 3.000% 9/1 | 180,000 | $239,000 | thousands by filing date | principal |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 239,000 | $239,000 | thousands by filing date | principal |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 12,886 | $238,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 10,300 | $238,000 | thousands by filing date | put |
| TENNANT CO | 880345103 | COM | 3,283 | $238,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 19,545 | $238,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 35,406 | $238,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 9,546 | $237,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 7,900 | $237,000 | thousands by filing date | call |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 5,964 | $236,000 | thousands by filing date | put |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 15,117 | $236,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 23,750 | $236,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 5,546 | $236,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 2,271 | $235,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 4,300 | $235,000 | thousands by filing date | call |
| VANTIV INC | 92210H105 | CL A | 3,200 | $235,000 | thousands by filing date | call |
| PHH CORP | 693320202 | COM NEW | 22,839 | $235,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 52,937 | $235,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 22,695 | $235,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 3,700 | $234,000 | thousands by filing date | call |
| BROOKDALE SR LIVING INC | 112463104 | COM | 24,100 | $234,000 | thousands by filing date | put |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 35,100 | $234,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 9,218 | $233,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 5,821 | $233,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 11,835 | $233,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 86,406 | $233,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 178,000 | $232,000 | thousands by filing date | principal |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 4,566 | $231,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 30,599 | $231,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 2,685 | $229,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 9,613 | $228,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 83,126 | $228,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R300 | COM | 20,500 | $228,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 13,800 | $227,000 | thousands by filing date | put |
| GREEN PLAINS INC | 393222104 | COM | 13,500 | $227,000 | thousands by filing date | call |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 4,300 | $226,000 | thousands by filing date | put |
| BIOTELEMETRY INC | 090672106 | COM | 7,547 | $226,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 182,087 | $226,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 12,203 | $226,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 7,506 | $225,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 13,200 | $225,000 | thousands by filing date | put |
| ENERGEN CORP | 29265N108 | COM | 3,900 | $225,000 | thousands by filing date | put |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 9,437 | $225,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 4,384 | $225,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 217,000 | $225,000 | thousands by filing date | principal |
| LEGGETT & PLATT INC | 524660107 | COM | 4,700 | $224,000 | thousands by filing date | call |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 16,200 | $224,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 31,100 | $224,000 | thousands by filing date | put |
| INTEGER HLDGS CORP | 45826H109 | COM | 4,920 | $223,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 1,500 | $222,000 | thousands by filing date | put |
| ISHARES TR | 464288620 | SHS | 1,975 | $221,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 4,400 | $221,000 | thousands by filing date | call |
| COCA COLA CONS INC | 191098102 | COM | 1,026 | $221,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 7,061 | $221,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 9,400 | $221,000 | thousands by filing date | call |
| NRG YIELD INC | 62942X405 | CL C | 11,700 | $221,000 | thousands by filing date | put |
| TFS FINL CORP | 87240R107 | COM | 14,745 | $220,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 5,226 | $220,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 32,400 | $220,000 | thousands by filing date | put |
| Prologis,Inc. | 74340W103 | COM | 3,400 | $219,000 | thousands by filing date | call |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 11,348 | $219,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 14,210 | $219,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 6,312 | $219,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 2,500 | $219,000 | thousands by filing date | put |
| ENOVIS CORP | 194014106 | COMMON STOCK | 5,529 | $218,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 659 | $218,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 200,000 | $218,000 | thousands by filing date | principal |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 28,414 | $218,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 11,296 | $217,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 60,256 | $217,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 23,570 | $217,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 5,783 | $217,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 33,257 | $217,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 32,230 | $217,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 66,720 | $217,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 14,712 | $217,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 5,966 | $216,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 10,300 | $216,000 | thousands by filing date | call |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 994 | $216,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 33,192 | $216,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 9,800 | $216,000 | thousands by filing date | call |
| AVX CORP NEW | 002444107 | COM | 12,512 | $216,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 2,729 | $215,000 | thousands by filing date | put |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 10,112 | $215,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 28,447 | $215,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 59,500 | $215,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 9,324 | $214,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 13,429 | $214,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 10,300 | $214,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 10,100 | $214,000 | thousands by filing date | put |
| SPX CORP | 784635104 | COMMON STOCK | 6,821 | $214,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 3,997 | $214,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 9,800 | $214,000 | thousands by filing date | call |
| KNOWLES CORP COM | 49926D109 | Stock | 14,508 | $213,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 6,450 | $213,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 7,500 | $213,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 16,900 | $213,000 | thousands by filing date | call |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 72,386 | $213,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 15,300 | $213,000 | thousands by filing date | call |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 6,525 | $212,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 7,095 | $212,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 5,124 | $212,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 4,488 | $212,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 6,314 | $212,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 7,552 | $212,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,299 | $211,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 6,585 | $211,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 6,900 | $211,000 | thousands by filing date | call |
| OFFICE DEPOT INC | 676220106 | COM | 59,700 | $211,000 | thousands by filing date | put |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 23,167 | $211,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 3,100 | $211,000 | thousands by filing date | call |
| HERON THERAPEUTICS INC | 427746102 | COM | 11,606 | $210,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 20,582 | $210,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 5,900 | $209,000 | thousands by filing date | call |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 2,400 | $209,000 | thousands by filing date | call |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 3,222 | $208,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 1,500 | $208,000 | thousands by filing date | put |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 4,200 | $208,000 | thousands by filing date | call |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 12,520 | $208,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 9,007 | $208,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,300 | $207,000 | thousands by filing date | call |
| DEPOMED INC | 249908104 | COM | 25,700 | $207,000 | thousands by filing date | call |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 213,000 | $207,000 | thousands by filing date | principal |
| VTI | 922908769 | COM | 1,500 | $206,000 | thousands by filing date | call |
| IAMGOLD CORP COM | 450913108 | Stock | 35,300 | $206,000 | thousands by filing date | put |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 109,966 | $206,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 8,500 | $206,000 | thousands by filing date | call |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 13,169 | $206,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 3,876 | $205,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 3,900 | $205,000 | thousands by filing date | call |
| HAMILTON LANE INC | 407497106 | CL A | 5,789 | $205,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 17,700 | $205,000 | thousands by filing date | call |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 7,200 | $204,000 | thousands by filing date | put |
| 8X8 INC | 282914100 | COMMON STOCK | 14,547 | $204,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 5,455 | $204,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 8,405 | $203,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 27,200 | $203,000 | thousands by filing date | call |
| INFINERA CORPORATION | 45667GAB9 | DBCV 1.750% 6/0 | 205,000 | $203,000 | thousands by filing date | principal |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 1,000 | $202,000 | thousands by filing date | put |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 14,500 | $202,000 | thousands by filing date | call |
| ARCHROCK INC | 03957W106 | COM | 19,206 | $201,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 11,279 | $201,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 8,575 | $200,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 9,298 | $200,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 16,376 | $200,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 7,450 | $200,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 29,600 | $200,000 | thousands by filing date | put |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 30,947 | $200,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 3,100 | $199,000 | thousands by filing date | call |
| PERFICIENT INC | 71375U101 | COM | 10,391 | $199,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 12,977 | $199,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 12,200 | $199,000 | thousands by filing date | put |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 4,000 | $199,000 | thousands by filing date | call |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 49,400 | $199,000 | thousands by filing date | call |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 40,300 | $198,000 | thousands by filing date | call |
| IDT CORP | 448947507 | CL B NEW | 18,675 | $198,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 31,323 | $198,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 21,456 | $198,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 2,422 | $197,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 4,100 | $197,000 | thousands by filing date | put |
| FORRESTER RESH INC | 346563109 | COM | 4,457 | $197,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 7,658 | $197,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 36,700 | $197,000 | thousands by filing date | put |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 11,000 | $197,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 8,829 | $197,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 1,200 | $196,000 | thousands by filing date | call |
| GLAUKOS CORP COM | 377322102 | Stock | 7,621 | $196,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 6,900 | $196,000 | thousands by filing date | put |
| TERNIUM SA | 880890108 | SPONSORED ADS | 6,200 | $196,000 | thousands by filing date | call |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 5,824 | $196,000 | thousands by filing date | call |
| TRIMAS CORP | 896215209 | COM NEW | 7,300 | $195,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 12,848 | $195,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 49,744 | $195,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 2,612 | $195,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 41,233 | $195,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 20,874 | $195,000 | thousands by filing date | |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 207,000 | $195,000 | thousands by filing date | principal |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 3,198 | $194,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 21,478 | $194,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 8,883 | $194,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 2,410 | $193,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 18,893 | $193,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 9,100 | $193,000 | thousands by filing date | put |
| DNOW INC | 67011P100 | COMMON STOCK | 17,551 | $193,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 17,282 | $193,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 3,889 | $193,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 19,800 | $192,000 | thousands by filing date | call |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 24,400 | $192,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 11,500 | $191,000 | thousands by filing date | call |
| APOLLO INVT CORP | 03761U106 | COM | 33,666 | $190,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 12,059 | $190,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 13,488 | $190,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 5,916 | $189,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 7,766 | $189,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 2,700 | $189,000 | thousands by filing date | call |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 9,713 | $189,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 31,795 | $189,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 2,900 | $188,000 | thousands by filing date | call |
| SUNRUN INC | 86771W105 | COM | 31,743 | $188,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 3,400 | $188,000 | thousands by filing date | put |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 4,700 | $188,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 11,972 | $188,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 3,793 | $188,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 2,300 | $187,000 | thousands by filing date | put |
| ABIOMED INC | 003654100 | COM | 1,000 | $187,000 | thousands by filing date | put |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 3,516 | $187,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 10,617 | $187,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 7,442 | $186,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 3,300 | $186,000 | thousands by filing date | call |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 4,922 | $186,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 1,400 | $185,000 | thousands by filing date | call |
| ENVIRI CORP | 415864107 | COM | 9,900 | $185,000 | thousands by filing date | call |
| DEXCOM INC COM | 252131107 | Stock | 3,200 | $184,000 | thousands by filing date | call |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 3,500 | $184,000 | thousands by filing date | put |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 15,665 | $184,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 12,032 | $183,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,000 | $183,000 | thousands by filing date | call |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 5,880 | $183,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 20,700 | $183,000 | thousands by filing date | call |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 8,543 | $183,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 6,700 | $183,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 3,700 | $182,000 | thousands by filing date | call |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 2,135 | $182,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 2,443 | $181,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 3,400 | $181,000 | thousands by filing date | call |
| EQUINIX INC COM | 29444U700 | REIT | 400 | $181,000 | thousands by filing date | call |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 6,100 | $181,000 | thousands by filing date | put |
| GUARANTY BANCORP | 40075T607 | COM | 6,560 | $181,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 10,985 | $181,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 3,177 | $180,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 2,300 | $180,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 1,333 | $180,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 12,155 | $180,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 7,591 | $180,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 11,900 | $180,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 3,523 | $180,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 9,295 | $179,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 12,912 | $179,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 12,685 | $178,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229AE2 | DEB 2.250% 9/3 | 171,000 | $178,000 | thousands by filing date | principal |
| PITNEY BOWES INC COM | 724479100 | Stock | 15,800 | $177,000 | thousands by filing date | put |
| ORBOTECH LTD | M75253100 | ORD | 3,528 | $177,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 14,900 | $177,000 | thousands by filing date | put |
| MTS SYSTEMS CORP | 553777103 | COM | 3,302 | $177,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 22,700 | $176,000 | thousands by filing date | call |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 8,077 | $176,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 6,700 | $176,000 | thousands by filing date | call |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 2,245 | $176,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 7,200 | $175,000 | thousands by filing date | put |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 1,650 | $175,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 30,300 | $175,000 | thousands by filing date | call |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 9,914 | $175,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 58,019 | $174,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 14,587 | $174,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 4,351 | $174,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 20,746 | $174,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 3,585 | $173,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 12,300 | $173,000 | thousands by filing date | call |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 15,455 | $173,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 3,783 | $173,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 21,700 | $173,000 | thousands by filing date | put |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 1,900 | $172,000 | thousands by filing date | put |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 70,111 | $172,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 10,936 | $172,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 6,700 | $172,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 18,000 | $172,000 | thousands by filing date | put |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 8,000 | $172,000 | thousands by filing date | call |
| ERIN ENERGY CORP COM | 295625107 | Stock | 62,484 | $172,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 8,200 | $171,000 | thousands by filing date | call |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 8,216 | $171,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 1,399 | $171,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 2,500 | $171,000 | thousands by filing date | put |
| ANDERSONS INC COM | 034164103 | Stock | 5,511 | $171,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 1,600 | $171,000 | thousands by filing date | call |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 2,227 | $171,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 10,921 | $171,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 6,274 | $171,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 2,800 | $170,000 | thousands by filing date | put |
| 1ST SOURCE CORP COM | 336901103 | Stock | 3,453 | $170,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 9,336 | $170,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 13,200 | $170,000 | thousands by filing date | call |
| FLOTEK INDS INC DEL | 343389102 | COM | 36,367 | $170,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 736,200 | $170,000 | thousands by filing date | put |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 100,000 | $170,000 | thousands by filing date | principal |
| ENDOLOGIX INC | 29266S106 | COM | 31,770 | $170,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 8,647 | $168,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 1,172 | $168,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 2,491 | $168,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 815 | $168,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 61,499 | $168,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 1,330 | $168,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 25,063 | $168,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 8,217 | $168,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 41,791 | $168,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 1,500 | $167,000 | thousands by filing date | put |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 8,593 | $167,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 5,051 | $167,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 6,182 | $167,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 3,637 | $166,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 53,500 | $166,000 | thousands by filing date | put |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 42,300 | $166,000 | thousands by filing date | put |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 4,734 | $166,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 9,700 | $166,000 | thousands by filing date | call |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 3,600 | $166,000 | thousands by filing date | put |
| COEUR MNG INC COM NEW | 192108504 | Stock | 22,000 | $165,000 | thousands by filing date | call |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 4,375 | $165,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 2,200 | $165,000 | thousands by filing date | call |
| EDGIO INC | 53261M104 | COM | 37,504 | $165,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 157,000 | $165,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 18,200 | $165,000 | thousands by filing date | call |
| LINIU TECHNOLOGY GROUP | G54971208 | SNC | 80,657 | $165,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 2,885 | $164,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 1,500 | $164,000 | thousands by filing date | put |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 19,003 | $164,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 125,000 | $164,000 | thousands by filing date | principal |
| BOJANGLES INC | 097488100 | COM | 13,899 | $164,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 131,000 | $164,000 | thousands by filing date | principal |
| AEROVIRONMENT INC COM | 008073108 | Stock | 2,900 | $163,000 | thousands by filing date | put |
| SANMINA CORP COM | 801056102 | Stock | 4,900 | $162,000 | thousands by filing date | put |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 8,185 | $162,000 | thousands by filing date | |
| SOCIAL REALITY INC | 83362P300 | COM CL A NEW | 28,700 | $162,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1,054 | $161,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 13,746 | $161,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 4,394 | $161,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 2,100 | $161,000 | thousands by filing date | put |
| LIVEPERSON, INC. | 538146101 | COM | 14,062 | $161,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 6,438 | $161,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 3,482 | $161,000 | thousands by filing date | |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 27,990 | $161,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 7,100 | $160,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 1,231 | $160,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 3,691 | $160,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 3,527 | $160,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 1,500 | $160,000 | thousands by filing date | put |
| AMTRUST FINL SVCS INC | 032359309 | COM | 15,900 | $160,000 | thousands by filing date | put |
| EXPRESS INC | 30219E103 | COMMON STOCK | 15,800 | $160,000 | thousands by filing date | put |
| TELLURIAN INC NEW | 87968A104 | COM | 16,400 | $160,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 3,297 | $160,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 134,000 | $160,000 | thousands by filing date | principal |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 3,100 | $159,000 | thousands by filing date | put |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 3,499 | $159,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 29,354 | $159,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 6,839 | $159,000 | thousands by filing date | |
| SILVER RUN ACQUISITION | 82812A202 | UNIT 99/99/9999 | 15,189 | $159,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 1,000 | $158,000 | thousands by filing date | call |
| CTS CORP | 126501105 | COM | 6,152 | $158,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 25,768 | $158,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 1,200 | $158,000 | thousands by filing date | put |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 8,687 | $158,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 20,726 | $158,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 19,297 | $157,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 8,282 | $157,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 7,400 | $157,000 | thousands by filing date | put |
| TCF FINL CORP | 872275102 | COM | 7,620 | $157,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 1,936 | $157,000 | thousands by filing date | put |
| ACHAOGEN INC | 004449104 | COM | 14,593 | $157,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 19,129 | $156,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 10,550 | $156,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 121,232 | $156,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 6,439 | $156,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 4,900 | $155,000 | thousands by filing date | put |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 1,667 | $154,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 7,301 | $154,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 112,000 | $154,000 | thousands by filing date | principal |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 49,400 | $154,000 | thousands by filing date | put |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 7,033 | $154,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 13,407 | $154,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 3,200 | $153,000 | thousands by filing date | put |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 2,769 | $153,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 4,524 | $153,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 7,000 | $153,000 | thousands by filing date | |
| IJH | 464287507 | COM | 800 | $152,000 | thousands by filing date | put |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 900 | $152,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 5,105 | $152,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 1,894 | $152,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 8,200 | $151,000 | thousands by filing date | put |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 1,180 | $151,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 9,084 | $151,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 1,621 | $151,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 6,598 | $151,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 49,330 | $151,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 6,486 | $150,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 5,032 | $150,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 69,635 | $150,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 2,200 | $150,000 | thousands by filing date | put |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 1,100 | $149,000 | thousands by filing date | call |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 8,114 | $149,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 11,198 | $149,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 8,700 | $148,000 | thousands by filing date | call |
| BLACKLINE, INC. | 09239B109 | COM | 4,494 | $148,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 4,396 | $148,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 6,100 | $148,000 | thousands by filing date | put |
| GLATFELTER | 377316104 | COM | 6,890 | $148,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 3,364 | $148,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 4,600 | $147,000 | thousands by filing date | put |
| UBS GROUP AG SHS | H42097107 | Stock | 8,000 | $147,000 | thousands by filing date | call |
| FS BANCORP INC | 30263Y104 | COM | 2,700 | $147,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 1,484 | $147,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 32,000 | $147,000 | thousands by filing date | call |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 185,397 | $147,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 3,331 | $147,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 3,700 | $147,000 | thousands by filing date | call |
| AES CORP COM | 00130H105 | Stock | 13,500 | $146,000 | thousands by filing date | put |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 1,500 | $146,000 | thousands by filing date | call |
| RADWARE LTD | M81873107 | COMMON STOCK | 7,500 | $146,000 | thousands by filing date | put |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 1,500 | $146,000 | thousands by filing date | call |
| CHEMOURS CO COM | 163851108 | Stock | 2,900 | $145,000 | thousands by filing date | call |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 6,190 | $145,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 46,562 | $145,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 6,200 | $145,000 | thousands by filing date | put |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 25,700 | $145,000 | thousands by filing date | put |
| Gulfport Energy | 402635304 | COM | 11,400 | $145,000 | thousands by filing date | put |
| YRC WORLDWIDE INC | 984249607 | COM | 10,100 | $145,000 | thousands by filing date | put |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 6,074 | $144,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 1,424 | $144,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 3,000 | $144,000 | thousands by filing date | put |
| ROCKWELL MED INC | 774374102 | COM | 24,833 | $144,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 1,709 | $143,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 2,900 | $143,000 | thousands by filing date | call |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 31,200 | $143,000 | thousands by filing date | put |
| ENOVIS CORP | 194014106 | COMMON STOCK | 3,600 | $143,000 | thousands by filing date | put |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 5,800 | $142,000 | thousands by filing date | call |
| VIAVI SOLUTIONS INC | 925550105 | COM | 16,300 | $142,000 | thousands by filing date | call |
| MARINEMAX INC | 567908108 | COM | 7,519 | $142,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 6,896 | $142,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 99,300 | $142,000 | thousands by filing date | call |
| CAREER EDUCATION CORP | 141665109 | COM | 11,680 | $142,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 116,000 | $142,000 | thousands by filing date | principal |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 11,934 | $142,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 2,000 | $141,000 | thousands by filing date | put |
| BROWN FORMAN CORP | 115637100 | CL A | 2,100 | $141,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 3,958 | $141,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 6,442 | $141,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 30,138 | $140,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 12,400 | $140,000 | thousands by filing date | call |
| CELLECTIS ADS | 15117K103 | COM | 4,800 | $140,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 41,332 | $140,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 3,100 | $139,000 | thousands by filing date | call |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 2,300 | $139,000 | thousands by filing date | call |
| STOCK YDS BANCORP INC | 861025104 | COM | 3,663 | $139,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 1,920 | $139,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 7,785 | $139,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 18,291 | $139,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 3,525 | $139,000 | thousands by filing date | put |
| DERMIRA INC | 24983L104 | COM | 5,000 | $139,000 | thousands by filing date | call |
| MITEL NETWORKS CORP | 60671Q104 | COM | 16,987 | $139,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 1,500 | $138,000 | thousands by filing date | put |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1,100 | $138,000 | thousands by filing date | call |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 8,323 | $138,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 2,577 | $138,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 33,550 | $138,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 33,010 | $138,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 2,680 | $137,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 9,781 | $137,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 26,764 | $137,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 7,392 | $137,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 14,814 | $137,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 6,686 | $137,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-18-000004 | this filing | 2018-02-14 | acceptance time not in the bulk data set |