13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 7,065 holding rows worth $122,493,784,000.
- Accession
- 0000312069-18-000004
- Filer
- CIK 312069
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 11,150 entries on the cover page, a total value of $122,493,784,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $122,493,784,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBarclays Capital INC028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank (Suisse) SA028-13878
- included managerAbsa Capital Securities (Pty) Ltd028-14440
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Merchant Bank (Singapore) Ltd028-17503
- included managerAbsa Alternative Asset Management Proprietary Ltd
- included managerGerrard Investment Management LTD028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 1,500 | $33,000 | thousands by filing date | call |
| FREIGHTCAR AMER INC | 357023100 | COM | 1,924 | $33,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 618 | $33,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 3,052 | $33,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 2,919 | $33,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 2,961 | $33,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 3,285 | $33,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 10,400 | $33,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 600 | $32,000 | thousands by filing date | call |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 1,200 | $32,000 | thousands by filing date | call |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 454 | $32,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 636 | $32,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 12,900 | $32,000 | thousands by filing date | call |
| FERROGLOBE PLC | G33856108 | SHS | 2,000 | $32,000 | thousands by filing date | put |
| GOGO INC | 38046C109 | COM | 2,800 | $32,000 | thousands by filing date | put |
| GRAHAM CORP | 384556106 | COM | 1,514 | $32,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 349 | $32,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 1,093 | $32,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 2,214 | $32,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 2,500 | $32,000 | thousands by filing date | put |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 3,395 | $32,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 5,600 | $32,000 | thousands by filing date | call |
| VERADIGM INC | 01988P108 | COMMON STOCK | 2,200 | $32,000 | thousands by filing date | call |
| INFINERA CORP | 45667G103 | COMMON STOCK | 5,000 | $32,000 | thousands by filing date | put |
| TRUECAR INC | 89785L107 | COM | 2,900 | $32,000 | thousands by filing date | put |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 1,522 | $32,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 500 | $32,000 | thousands by filing date | call |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 1,571 | $32,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 1,571 | $32,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 600 | $32,000 | thousands by filing date | put |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 2,300 | $32,000 | thousands by filing date | put |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 1,943 | $32,000 | thousands by filing date | |
| FNB Bancorp | 302515101 | Common | 856 | $32,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 1,117 | $32,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 1,000 | $32,000 | thousands by filing date | call |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 479 | $31,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 600 | $31,000 | thousands by filing date | put |
| IDEXX LABS INC COM | 45168D104 | Stock | 200 | $31,000 | thousands by filing date | call |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 800 | $31,000 | thousands by filing date | call |
| AGILYSYS INC | 00847J105 | COM | 2,482 | $31,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 4,600 | $31,000 | thousands by filing date | put |
| LSB INDS INC | 502160104 | COM | 3,520 | $31,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 8,100 | $31,000 | thousands by filing date | call |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 1,324 | $31,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 1,405 | $31,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 1,296 | $31,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 3,353 | $31,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 2,300 | $31,000 | thousands by filing date | |
| SENDGRID INC | 816883102 | COM | 1,314 | $31,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 4,700 | $31,000 | thousands by filing date | put |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 2,311 | $31,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 1,393 | $31,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 733 | $31,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 2,600 | $31,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 4,200 | $31,000 | thousands by filing date | put |
| HILL INTERNATIONAL INC | 431466101 | COM | 5,812 | $31,000 | thousands by filing date | |
| COMMERCE UNION BANCSHARES INC | 200828101 | Common Stock | 1,191 | $31,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 3,653 | $31,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 1,063 | $31,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 3,241 | $31,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 300 | $30,000 | thousands by filing date | put |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 1,500 | $30,000 | thousands by filing date | put |
| ARES CAPITAL CORP | 04010L103 | COM | 1,892 | $30,000 | thousands by filing date | call |
| ARQ INC | 00770C101 | COM | 3,137 | $30,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 1,000 | $30,000 | thousands by filing date | call |
| LENNAR CORP CL B | 526057302 | Stock | 574 | $30,000 | thousands by filing date | call |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 1,500 | $30,000 | thousands by filing date | call |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 1,221 | $30,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 911 | $30,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 1,176 | $30,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 519 | $30,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 2,332 | $30,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 1,300 | $30,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 400 | $30,000 | thousands by filing date | put |
| REIS INC | 75936P105 | COM | 1,437 | $30,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 28,612 | $30,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 1,308 | $30,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 2,266 | $30,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 36,000 | $30,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 3,031 | $30,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 2,300 | $30,000 | thousands by filing date | call |
| M B T FINANCIAL CORP | 578877102 | Stock | 2,827 | $30,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 1,492 | $30,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 3,600 | $30,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 10,623 | $30,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 981 | $29,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 761 | $29,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 1,264 | $29,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 1,479 | $29,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 400 | $29,000 | thousands by filing date | call |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 1,513 | $29,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 3,300 | $29,000 | thousands by filing date | call |
| M.D.C. HOLDINGS INC | 552676108 | COM | 908 | $29,000 | thousands by filing date | put |
| LCNB CORP | 50181P100 | COM | 1,406 | $29,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 4,155 | $29,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 2,317 | $29,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 1,060 | $29,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 788 | $29,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 1,609 | $29,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 1,400 | $29,000 | thousands by filing date | call |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 255 | $29,000 | thousands by filing date | call |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 2,000 | $29,000 | thousands by filing date | put |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 1,053 | $29,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 600 | $29,000 | thousands by filing date | call |
| ATHERSYS INC | 04744L106 | COM | 16,198 | $29,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 18,324 | $29,000 | thousands by filing date | |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 1,642 | $29,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 2,824 | $29,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 6,100 | $28,000 | thousands by filing date | call |
| AVNET INC COM | 053807103 | Stock | 700 | $28,000 | thousands by filing date | put |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 1,276 | $28,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 500 | $28,000 | thousands by filing date | call |
| SIMULATIONS PLUS INC | 829214105 | COM | 1,734 | $28,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 7,700 | $28,000 | thousands by filing date | call |
| WELBILT INC | 949090104 | COM | 1,200 | $28,000 | thousands by filing date | call |
| UFP TECHNOLOGIES INC | 902673102 | COM | 1,023 | $28,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 1,300 | $28,000 | thousands by filing date | call |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 4,017 | $28,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 936 | $28,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 700 | $28,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W395 | FUND | 400 | $28,000 | thousands by filing date | put |
| DBX ETF TR | 233051408 | FUND | 1,000 | $28,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 7,100 | $28,000 | thousands by filing date | call |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 311 | $28,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 4,274 | $28,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 32,793 | $28,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 3,984 | $28,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 200 | $27,000 | thousands by filing date | put |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 4,100 | $27,000 | thousands by filing date | put |
| XYLEM INC COM | 98419M100 | Stock | 400 | $27,000 | thousands by filing date | put |
| CROCS INC COM | 227046109 | Stock | 2,100 | $27,000 | thousands by filing date | call |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 11,417 | $27,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 600 | $27,000 | thousands by filing date | call |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 500 | $27,000 | thousands by filing date | put |
| RADIANT LOGISTICS INC | 75025X100 | COM | 5,972 | $27,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 1,599 | $27,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 3,366 | $27,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 800 | $27,000 | thousands by filing date | call |
| Lifetime Brands Inc | 53222Q103 | COM | 1,627 | $27,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 1,669 | $27,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 1,000 | $27,000 | thousands by filing date | call |
| TCP CAP CORP | 87238Q103 | COM | 1,765 | $27,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 1,881 | $27,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 1,019 | $27,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 2,117 | $27,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 2,550 | $27,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 400 | $26,000 | thousands by filing date | call |
| CACI INTL INC CL A | 127190304 | Stock | 200 | $26,000 | thousands by filing date | put |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 300 | $26,000 | thousands by filing date | call |
| CRITEO S A SPONS ADS | 226718104 | ADR | 1,000 | $26,000 | thousands by filing date | call |
| CLARUS CORP NEW | 18270P109 | COM | 3,315 | $26,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 648 | $26,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 6,500 | $26,000 | thousands by filing date | call |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 351 | $26,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 300 | $26,000 | thousands by filing date | put |
| CHEMOCENTRYX INC | 16383L106 | COM | 4,445 | $26,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 2,536 | $26,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 500 | $26,000 | thousands by filing date | put |
| KVH INDS INC | 482738101 | COM | 2,469 | $26,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 986 | $26,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 539 | $26,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 3,479 | $26,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 2,641 | $26,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 2,273 | $26,000 | thousands by filing date | |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 1,660 | $26,000 | thousands by filing date | call |
| VERSARTIS INC | 92529L102 | COM | 11,541 | $26,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 14,375 | $25,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 700 | $25,000 | thousands by filing date | call |
| LOEWS CORP COM | 540424108 | Stock | 500 | $25,000 | thousands by filing date | put |
| VERACYTE INC COM | 92337F107 | Stock | 3,758 | $25,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 450 | $25,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 1,000 | $25,000 | thousands by filing date | put |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 390 | $25,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 2,963 | $25,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 500 | $25,000 | thousands by filing date | put |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 1,143 | $25,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 1,164 | $25,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 289 | $25,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 700 | $25,000 | thousands by filing date | call |
| CLIPPER REALTY INC | 18885T306 | COM | 2,497 | $25,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 1,276 | $25,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 2,510 | $25,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 1,554 | $25,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 4,576 | $25,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 1,152 | $25,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 1,005 | $25,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 2,445 | $25,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 1,200 | $25,000 | thousands by filing date | put |
| QUANTUM CORP | 747906501 | COM | 4,513 | $25,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 1,166 | $25,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 35,078 | $25,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 1,200 | $25,000 | thousands by filing date | call |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 1,800 | $25,000 | thousands by filing date | call |
| VALHI INC NEW | 918905100 | COM | 4,012 | $25,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 3,780 | $25,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 2,200 | $25,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 2,883 | $24,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 1,375 | $24,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 1,051 | $24,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 1,500 | $24,000 | thousands by filing date | call |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 150 | $24,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 500 | $24,000 | thousands by filing date | put |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 4,736 | $24,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 1,398 | $24,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 1,223 | $24,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 506 | $24,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 12,292 | $24,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 2,000 | $24,000 | thousands by filing date | put |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 598 | $24,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 1,587 | $24,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 400 | $24,000 | thousands by filing date | put |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 3,586 | $24,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 3,268 | $24,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 815 | $24,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 1,507 | $24,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 627 | $24,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 2,610 | $24,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 1,800 | $24,000 | thousands by filing date | call |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 2,365 | $24,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 692 | $24,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 3,399 | $24,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 1,500 | $24,000 | thousands by filing date | call |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 2,600 | $24,000 | thousands by filing date | call |
| TELIGENT INC NEW | 87960W104 | COM | 6,527 | $24,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 3,285 | $24,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 5,872 | $24,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 500 | $23,000 | thousands by filing date | call |
| OMEROS CORP | 682143102 | COM | 1,200 | $23,000 | thousands by filing date | call |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 300 | $23,000 | thousands by filing date | call |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 1,913 | $23,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 2,713 | $23,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 737 | $23,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 1,850 | $23,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 4,400 | $23,000 | thousands by filing date | put |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 2,065 | $23,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 300 | $23,000 | thousands by filing date | call |
| OLD POINT FINL CORP | 680194107 | COM | 775 | $23,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 580 | $23,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 6,125 | $23,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 1,287 | $23,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 787 | $23,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 700 | $22,000 | thousands by filing date | put |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 700 | $22,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 400 | $22,000 | thousands by filing date | put |
| MICROVISION INC DEL | 594960304 | COM NEW | 13,910 | $22,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 500 | $22,000 | thousands by filing date | put |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 500 | $22,000 | thousands by filing date | call |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 1,529 | $22,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 1,730 | $22,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 1,757 | $22,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 1,820 | $22,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 300 | $22,000 | thousands by filing date | call |
| ACXIOM CORP | 005125109 | COMMON STOCK | 800 | $22,000 | thousands by filing date | put |
| Delta Apparel Inc | 247368103 | COM | 1,086 | $22,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 10,100 | $22,000 | thousands by filing date | put |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 18,331 | $22,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 24,041 | $22,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 9,234 | $22,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 822 | $21,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 624 | $21,000 | thousands by filing date | put |
| WP CAREY INC COM | 92936U109 | REIT | 300 | $21,000 | thousands by filing date | call |
| LANDSTAR SYS INC COM | 515098101 | Stock | 200 | $21,000 | thousands by filing date | put |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 500 | $21,000 | thousands by filing date | call |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 5,142 | $21,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 200 | $21,000 | thousands by filing date | call |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 300 | $21,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 500 | $21,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 1,045 | $21,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 1,733 | $21,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 2,143 | $21,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 1,286 | $21,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 200 | $21,000 | thousands by filing date | call |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 21,375 | $21,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 4,600 | $21,000 | thousands by filing date | call |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 1,000 | $21,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 1,356 | $21,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 3,162 | $21,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 5,241 | $21,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 900 | $21,000 | thousands by filing date | call |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 943 | $21,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 1,835 | $21,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 21,000 | $21,000 | thousands by filing date | principal |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 15,960 | $21,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 1,143 | $21,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 2,453 | $21,000 | thousands by filing date | |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 10,944 | $21,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 300 | $20,000 | thousands by filing date | call |
| STANTEC INC COM | 85472N109 | Stock | 700 | $20,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 1,000 | $20,000 | thousands by filing date | call |
| AAR CORP | 000361105 | COM | 500 | $20,000 | thousands by filing date | call |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 300 | $20,000 | thousands by filing date | put |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 1,703 | $20,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 1,506 | $20,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 790 | $20,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 651 | $20,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 3,500 | $20,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 2,877 | $20,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 9,000 | $20,000 | thousands by filing date | call |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 1,000 | $20,000 | thousands by filing date | call |
| STARTEK INC | 85569C107 | COM | 2,044 | $20,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 500 | $20,000 | thousands by filing date | put |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 5,083 | $20,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 2,043 | $20,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 1,767 | $20,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 17,000 | $20,000 | thousands by filing date | principal |
| Vanguard Growth | 922908736 | COM | 134 | $19,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 500 | $19,000 | thousands by filing date | call |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 200 | $19,000 | thousands by filing date | call |
| MORNINGSTAR INC COM | 617700109 | Stock | 200 | $19,000 | thousands by filing date | put |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 300 | $19,000 | thousands by filing date | put |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 560 | $19,000 | thousands by filing date | put |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 919 | $19,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 13,000 | $19,000 | thousands by filing date | put |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 2,900 | $19,000 | thousands by filing date | call |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 1,446 | $19,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 7,647 | $19,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 5,547 | $19,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 1,000 | $19,000 | thousands by filing date | call |
| NEWLINK GENETICS CORP | 651511107 | COM | 2,300 | $19,000 | thousands by filing date | put |
| SHILOH INDUSTRIES INC | 824543102 | COM | 2,293 | $19,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 16,456 | $19,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 1,930 | $19,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 500 | $19,000 | thousands by filing date | call |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 4,170 | $19,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 560 | $19,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 1,984 | $19,000 | thousands by filing date | |
| DELTA TECHNOLOGY HLDGS LTD USD | G8477B105 | ORD SHS | 18,200 | $19,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 200 | $18,000 | thousands by filing date | call |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 1,000 | $18,000 | thousands by filing date | put |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 200 | $18,000 | thousands by filing date | call |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 200 | $18,000 | thousands by filing date | call |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 100 | $18,000 | thousands by filing date | call |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 300 | $18,000 | thousands by filing date | put |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 4,114 | $18,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 4,714 | $18,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 1,132 | $18,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 1,064 | $18,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 557 | $18,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 1,896 | $18,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 3,745 | $18,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 1,419 | $18,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 1,123 | $18,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 1,098 | $18,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 696 | $18,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 100 | $17,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 1,888 | $17,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 500 | $17,000 | thousands by filing date | call |
| CAREDX INC | 14167L103 | COM | 2,256 | $17,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 671 | $17,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 1,594 | $17,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 4,600 | $17,000 | thousands by filing date | put |
| BRT APARTMENTS CORP | 055645303 | REIT | 1,400 | $17,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 1,400 | $17,000 | thousands by filing date | call |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 700 | $17,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 1,500 | $17,000 | thousands by filing date | call |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 2,500 | $17,000 | thousands by filing date | put |
| ZOES KITCHEN INC | 98979J109 | COM | 1,000 | $17,000 | thousands by filing date | put |
| AFFIMED N V | N01045108 | COM | 13,385 | $17,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 400 | $17,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 14,055 | $17,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 1,000 | $17,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 3,100 | $17,000 | thousands by filing date | put |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 500 | $16,000 | thousands by filing date | call |
| EVERPURE INC CL A | 74624M102 | Stock | 1,000 | $16,000 | thousands by filing date | call |
| RADIAN GROUP INC COM | 750236101 | Stock | 800 | $16,000 | thousands by filing date | put |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 2,638 | $16,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 200 | $16,000 | thousands by filing date | call |
| LIVANOVA PLC | G5509L101 | SHS | 200 | $16,000 | thousands by filing date | put |
| FEDERAL SIGNAL CORP | 313855108 | COM | 800 | $16,000 | thousands by filing date | call |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 1,800 | $16,000 | thousands by filing date | call |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 1,000 | $16,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 400 | $16,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 724 | $16,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 601 | $16,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 483 | $16,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 4,696 | $16,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 887 | $16,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 4,101 | $16,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 2,066 | $16,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 529 | $16,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 1,759 | $16,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 1,090 | $16,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 1,576 | $16,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 1,538 | $16,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 861 | $16,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 4,400 | $16,000 | thousands by filing date | call |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 200 | $16,000 | thousands by filing date | put |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 500 | $16,000 | thousands by filing date | put |
| SORL Auto Parts Inc | 78461U101 | COM | 2,372 | $16,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 170 | $16,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 16,170 | $16,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 792 | $16,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 6,762 | $16,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 600 | $15,000 | thousands by filing date | put |
| INTERDIGITAL INC COM | 45867G101 | Stock | 200 | $15,000 | thousands by filing date | call |
| LGI HOMES INC COM | 50187T106 | Stock | 200 | $15,000 | thousands by filing date | call |
| ORION S.A. | L72967109 | COM | 600 | $15,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 700 | $15,000 | thousands by filing date | put |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 600 | $15,000 | thousands by filing date | put |
| CVR ENERGY, INC. | 12662P108 | COM | 400 | $15,000 | thousands by filing date | put |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 200 | $15,000 | thousands by filing date | call |
| ANSYS INC COM | 03662Q105 | COM | 100 | $15,000 | thousands by filing date | put |
| ALICO INC | 016230104 | COM | 493 | $15,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 950 | $15,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 400 | $15,000 | thousands by filing date | call |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 691 | $15,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 1,609 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 208 | $15,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 500 | $15,000 | thousands by filing date | call |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 503 | $15,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 1,000 | $15,000 | thousands by filing date | call |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 710 | $15,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 700 | $15,000 | thousands by filing date | put |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 344 | $15,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 1,500 | $15,000 | thousands by filing date | put |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 186 | $15,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 13,084 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 400 | $15,000 | thousands by filing date | put |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 5,039 | $15,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 540 | $15,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 1,400 | $14,000 | thousands by filing date | call |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 200 | $14,000 | thousands by filing date | put |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 700 | $14,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 400 | $14,000 | thousands by filing date | call |
| RYERSON HLDG CORP | 783754104 | COM | 1,300 | $14,000 | thousands by filing date | call |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 737 | $14,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 600 | $14,000 | thousands by filing date | call |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 2,200 | $14,000 | thousands by filing date | put |
| DENBURY RES INC | 247916208 | COM NEW | 6,500 | $14,000 | thousands by filing date | put |
| BEMIS INC | 081437105 | COM | 300 | $14,000 | thousands by filing date | put |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 200 | $14,000 | thousands by filing date | call |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 14,000 | $14,000 | thousands by filing date | principal |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 2,527 | $14,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 2,000 | $14,000 | thousands by filing date | call |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 1,400 | $14,000 | thousands by filing date | call |
| VIVEVE MED INC | 92852W204 | COM NEW | 2,792 | $14,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 798 | $14,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 3,234 | $14,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 100 | $13,000 | thousands by filing date | call |
| GRANITE CONSTR INC COM | 387328107 | Stock | 200 | $13,000 | thousands by filing date | call |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 1,300 | $13,000 | thousands by filing date | call |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 1,000 | $13,000 | thousands by filing date | call |
| POOL CORP COM | 73278L105 | Stock | 100 | $13,000 | thousands by filing date | call |
| GEOPARK LTD USD SHS | G38327105 | Stock | 1,324 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 100 | $13,000 | thousands by filing date | call |
| VALLEY NATL BANCORP | 919794107 | COM | 1,200 | $13,000 | thousands by filing date | call |
| DENTSPLY SIRONA INC | 24906P109 | COM | 200 | $13,000 | thousands by filing date | call |
| FTI CONSULTING INC | 302941109 | COM | 300 | $13,000 | thousands by filing date | call |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 1,500 | $13,000 | thousands by filing date | put |
| VISTEON CORP | 92839U206 | COM NEW | 100 | $13,000 | thousands by filing date | put |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 300 | $13,000 | thousands by filing date | put |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 998 | $13,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 300 | $13,000 | thousands by filing date | call |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 1,461 | $13,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 280 | $13,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 801 | $13,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 1,300 | $13,000 | thousands by filing date | call |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 9,116 | $13,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 1,349 | $13,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 300 | $13,000 | thousands by filing date | put |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 20,000 | $13,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 25,040 | $13,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 3,953 | $13,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 442 | $13,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 2,063 | $13,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 720 | $13,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 1,200 | $12,000 | thousands by filing date | put |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1,000 | $12,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 5,000 | $12,000 | thousands by filing date | put |
| LIVEPERSON, INC. | 538146101 | COM | 1,000 | $12,000 | thousands by filing date | put |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 452 | $12,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 397 | $12,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 937 | $12,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 1,901 | $12,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 1,700 | $12,000 | thousands by filing date | call |
| ISRAMCO INC | 465141406 | COM | 117 | $12,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 10,369 | $12,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 525 | $12,000 | thousands by filing date | put |
| LIBERTY TAX INC | 53128T102 | CL A | 1,087 | $12,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 2,201 | $12,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 300 | $12,000 | thousands by filing date | call |
| FANG HOLDING-ADR | 30711Y102 | ADR | 2,240 | $12,000 | thousands by filing date | |
| RTW HLDGS INC | 749772AB5 | NOTE 5.625%11/1 | 12,000 | $12,000 | thousands by filing date | principal |
| LAMB WESTON HLDGS INC | 513272104 | COM | 198 | $11,000 | thousands by filing date | put |
| LITHIA MTRS INC COM | 536797103 | Stock | 100 | $11,000 | thousands by filing date | put |
| SKYWEST INC COM | 830879102 | Stock | 200 | $11,000 | thousands by filing date | put |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 185 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 58 | $11,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 5,600 | $11,000 | thousands by filing date | call |
| MONRO INC | 610236101 | COMMON STOCK | 200 | $11,000 | thousands by filing date | call |
| INTEST CORP | 461147100 | COMMON STOCK | 1,267 | $11,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 200 | $11,000 | thousands by filing date | put |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 956 | $11,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 2,129 | $11,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 500 | $11,000 | thousands by filing date | call |
| SONIC CORP | 835451105 | COM | 400 | $11,000 | thousands by filing date | call |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 2,700 | $11,000 | thousands by filing date | put |
| FRED S INC CLASS A | 356108100 | COM | 2,800 | $11,000 | thousands by filing date | put |
| VIVUS INC | 928551100 | COM | 20,900 | $11,000 | thousands by filing date | call |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 1,300 | $11,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-18-000004 | this filing | 2018-02-14 | acceptance time not in the bulk data set |