13F-HR filed by NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-12, with 2,465 holding rows worth $19,965,268,000.
- Accession
- 0000073076-19-000013
- Filer
- CIK 1141802
- Filed
- 2019-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A combination report, 2,465 entries on the cover page, a total value of $19,965,268,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $19,965,268,000 with VALUE read as thousands by filing date, 13F file number 028-11160. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAFFINITY INVESTMENT ADVISORS, LLC028-14467
- reports for this filerAristotle Capital Management, LLC028-02634
- reports for this filerBERKSHIRE ASSET MANAGEMENT LLC/PA028-05034
- reports for this filerBMO ASSET MANAGEMENT CORP.028-16017
- reports for this filerBoston Partners028-12484
- reports for this filerBrown Advisory LLC028-05775
- reports for this filerChilton Capital Management Advisors, Inc. 028-12632
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerFEDERATED INVESTORS INC /PA/028-04375
- reports for this filerFiera Capital Inc.028-04930
- reports for this filerFIRST TRUST ADVISORS LP028-06487
- reports for this filerGW&K Investment Management, LLC028-04145
- reports for this filerHillman Capital Management, Inc.028-11091
- reports for this filerJANUS CAPITAL MANAGEMENT LLC028-01343
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerLegg Mason Private Portfolio Group, LLC 028-12558
- reports for this filerLOGAN CAPITAL MANAGEMENT INC028-05837
- reports for this filerLONDON CO OF VIRGINIA028-10665
- reports for this filerNORTHWESTERN MUTUAL WEALTH MANAGEMENT CO028-11160
- reports for this filerOAK RIDGE INVESTMENTS LLC028-06668
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPOLEN CAPITAL MANAGEMENT LLC028-03687
- reports for this filerQUANTUM CAPITAL MANAGEMENT028-10887
- reports for this filerRaub Brock Capital Management LP028-15157
- reports for this filerRIVERBRIDGE PARTNERS LLC028-05655
- reports for this filerRUSSELL FRANK CO/028-01190
- reports for this filerSandhill Capital Partners LLC028-15042
- reports for this filerSANTA BARBARA ASSET MANAGEMENT, LLC028-05621
- reports for this filerSMITH ASSET MANAGEMENT GROUP LP /ADV 028-03459
- reports for this filerStrategic Global Advisors, LLC028-16442
- reports for this filerWCM INVESTMENT MANAGEMENT, LLC028-07104
- reports for this filerWells Fargo Funds Management, LLC028-11406
- reports for this filerWESTERN ASSET MANAGEMENT CO028-10245
- reports for this filerZACKS INVESTMENT MANAGEMENT028-04587
- reports for this filerZEVENBERGEN CAPITAL INVESTMENTS LLC028-10622
- reports for this filerZiegler Capital Management, LLC028-10982
- included managerNORTHWESTERN MUTUAL LIFE INSURANCE CO028-00229
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 91 | $6,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 387 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 342 | $6,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 200 | $6,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 209 | $6,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 300 | $6,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 331 | $6,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 433 | $6,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 200 | $6,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 314 | $6,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 309 | $6,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 190 | $6,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 6,000 | $6,000 | thousands by filing date | |
| DREYFUS ALCENTRA GBL CR INCO | 26189A105 | COM | 812 | $6,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 190 | $5,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 70 | $5,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 95 | $5,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 83 | $5,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 1,839 | $5,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 163 | $5,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 87 | $5,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 37 | $5,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 139 | $5,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 90 | $5,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 70 | $5,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 92 | $5,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 212 | $5,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 144 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 126 | $5,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 188 | $5,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 98 | $5,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 99 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 167 | $5,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 241 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 300 | $5,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 578 | $5,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 234 | $5,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 290 | $5,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 421 | $5,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 683 | $5,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 171 | $5,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 798 | $5,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 198 | $5,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 110 | $5,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 107 | $5,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 651 | $5,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 173 | $5,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 116 | $5,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 447 | $5,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 321 | $5,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 105 | $5,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 400 | $5,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 537 | $5,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 2,000 | $5,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 350 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 125 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 225 | $5,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 118 | $5,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 921 | $5,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 455 | $5,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 5,000 | $5,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 107 | $5,000 | thousands by filing date | |
| CAROLINA TR BANCSHARES INC | 14422P105 | COM | 637 | $5,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 101 | $4,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 42 | $4,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 67 | $4,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 31 | $4,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 50 | $4,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 534 | $4,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 44 | $4,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 107 | $4,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 160 | $4,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 39 | $4,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 101 | $4,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 111 | $4,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 1,080 | $4,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 124 | $4,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 535 | $4,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 103 | $4,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 81 | $4,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 77 | $4,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 58 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 130 | $4,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 576 | $4,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 35 | $4,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 78 | $4,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 5 | $4,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 19 | $4,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 250 | $4,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 295 | $4,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 96 | $4,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 383 | $4,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 52 | $4,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 41 | $4,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 215 | $4,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 550 | $4,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 38 | $4,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 476 | $4,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 269 | $4,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 152 | $4,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 605 | $4,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 2,468 | $4,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 1,177 | $4,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19762B889 | I INDIA SML CP ETF | 300 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 214 | $3,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 61 | $3,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 61 | $3,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 128 | $3,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 151 | $3,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 96 | $3,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 107 | $3,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 214 | $3,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 91 | $3,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 50 | $3,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 4,808 | $3,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 37 | $3,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 38 | $3,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 48 | $3,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 133 | $3,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 100 | $3,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 139 | $3,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 32 | $3,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 65 | $3,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 25 | $3,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 96 | $3,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 80 | $3,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 147 | $3,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 289 | $3,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 27 | $3,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 119 | $3,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 166 | $3,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 155 | $3,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 107 | $3,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 39 | $3,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 59 | $3,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 208 | $3,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 160 | $3,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 450 | $3,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 292 | $3,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 187 | $3,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 250 | $3,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 133 | $3,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 177 | $3,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 76 | $3,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 181 | $3,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 194 | $3,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 145 | $3,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 400 | $3,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 197 | $3,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 312 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 115 | $3,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 550 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 150 | $3,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 100 | $3,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 94 | $3,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 81 | $3,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 276 | $3,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 100 | $3,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 6,169 | $3,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 500 | $3,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 320 | $3,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 5,250 | $3,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 66 | $3,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 2,250 | $3,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 7,790 | $3,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 700 | $3,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 7,500 | $3,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 1,641 | $3,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 36 | $3,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 170 | $3,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 7 | $2,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 36 | $2,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 20 | $2,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 219 | $2,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 2,000 | $2,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 50 | $2,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 166 | $2,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 35 | $2,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 33 | $2,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 133 | $2,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 27 | $2,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 56 | $2,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 112 | $2,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 235 | $2,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 19 | $2,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 41 | $2,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 50 | $2,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 200 | $2,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 68 | $2,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 25 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 32 | $2,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 115 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 35 | $2,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 28 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 27 | $2,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 124 | $2,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 19 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 20 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 22 | $2,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 45 | $2,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 215 | $2,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 193 | $2,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 67 | $2,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 190 | $2,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 237 | $2,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 41 | $2,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 200 | $2,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 340 | $2,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 246 | $2,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 166 | $2,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 18 | $2,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 210 | $2,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 57 | $2,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 31 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 94 | $2,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 44 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 135 | $2,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 500 | $2,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 500 | $2,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 202 | $2,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 130 | $2,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 50 | $2,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 26 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 39 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 100 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 30 | $2,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 315 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 56 | $2,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 211 | $2,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 100 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 61 | $2,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 416 | $2,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 502 | $2,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 46 | $2,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 498 | $2,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 55 | $2,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 230 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 211 | $2,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 259 | $2,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 127 | $2,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,052 | $2,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 1,150 | $2,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 44 | $2,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 100 | $2,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 50 | $2,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 285 | $2,000 | thousands by filing date | |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 1,907 | $2,000 | thousands by filing date | |
| AMPLIPHI BIOSCIENCES CORP | 03211P301 | COM PAR | 8,000 | $2,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G871 | VIRTUS CUMBRLAND | 78 | $2,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 42 | $1,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 35 | $1,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 20 | $1,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 75 | $1,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 11 | $1,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 49 | $1,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 50 | $1,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 7 | $1,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 10 | $1,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 59 | $1,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 117 | $1,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 17 | $1,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 25 | $1,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 16 | $1,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 50 | $1,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 36 | $1,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 98 | $1,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 28 | $1,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 30 | $1,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 71 | $1,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 48 | $1,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 39 | $1,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 62 | $1,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 7 | $1,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 123 | $1,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 2,000 | $1,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 22 | $1,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 62 | $1,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 375 | $1,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 143 | $1,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 16 | $1,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 25 | $1,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 62 | $1,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 67 | $1,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 24 | $1,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 57 | $1,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 44 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 32 | $1,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 18 | $1,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 30 | $1,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 33 | $1,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 50 | $1,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 26 | $1,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 91 | $1,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 14 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 56 | $1,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 13 | $1,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 40 | $1,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 16 | $1,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 10 | $1,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 28 | $1,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 117 | $1,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 298 | $1,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 118 | $1,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 127 | $1,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 18 | $1,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 92 | $1,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 50 | $1,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 50 | $1,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 82 | $1,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 18 | $1,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 38 | $1,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 20 | $1,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 37 | $1,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 87 | $1,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 166 | $1,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 40 | $1,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 55 | $1,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 49 | $1,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 20 | $1,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 95 | $1,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 209 | $1,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 9 | $1,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 94 | $1,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 52 | $1,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 61 | $1,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 200 | $1,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 20 | $1,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 132 | $1,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 78 | $1,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 507 | $1,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 50 | $1,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 209 | $1,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 30 | $1,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 202 | $1,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 59 | $1,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 91 | $1,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 69 | $1,000 | thousands by filing date | |
| JARDEN CORP | 471109AM0 | NOTE 1.125% 3/1 | 1,000 | $1,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 36 | $1,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 11 | $1,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 136 | $1,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 88 | $1,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 47 | $1,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 854 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 212 | $1,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 500 | $1,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 139 | $1,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 17 | $1,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 17 | $1,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 46 | $1,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 643 | $1,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 53 | $1,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 100 | $1,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 375 | $1,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 200 | $1,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 28 | $1,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314507 | COM NEW | 1,260 | $1,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E776 | FRONTIER MKTS | 102 | $1,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 300 | $1,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 58 | $1,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E677 | GLOBAL GLD PREC | 50 | $1,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 3,232 | $1,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RLJ LODGING TR COM | 74965L101 | REIT | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAMING & LEISURE P COM | 36467J108 | REIT | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SABRE CORP COM | 78573M104 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DENISON MINES CORP | 248356107 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| V2X INC | 92242T101 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIS BUDGET GROUP INC | 053774105 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APOGEE ENTERPRISES INC | 037598109 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALLAWAY GOLF CO | 131193104 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWS CORP NEW | 65249B208 | CL B | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COSTAMARE INC | Y1771G102 | SHS | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUG PWR INC | 72919P202 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERBALIFE LTD | G4412G101 | COM SHS | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287713 | US TELECOM ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROVISION INC DEL | 594960304 | COM NEW | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERINT SYS INC | 92343X100 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SITE CENTERS CORP | 82981J109 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARS COM INC | 14575E105 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENNAR CORP CL B | 526057302 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TCW CONV SECS FD INC | 872340104 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANDS END INC | 51509F105 | COMMON STOCK | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIFI INC | 904677200 | COM NEW | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 71 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Dawson Geophysical Co Ne | 239360100 | COM | 93 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GANNETT SPINCO INC | 36473H104 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MICROBOT MED INC | 59503A204 | COM NEW | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIRKS GROUP INC | 09088U109 | CL A COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDICINES CO | 584688105 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GROUPON INC | 399473107 | COMMON STOCK | 116 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GTT COMMUNICATIONS INC | 362393100 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DERMIRA INC | 24983L104 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POTBELLY CORP | 73754Y100 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R117 | WARR | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R125 | WARR | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CTI BIOPHARMA CORP | 12648L601 | COM | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Zagg, Inc. | 98884U108 | COM | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELLIE MAE INC | 28849P100 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEIN MART INC | 858375108 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEASPAN CORP | Y75638109 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 242 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 336 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICHAELS COS INC | 59408Q106 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R174 | *W EXP 11/14/202 | 292 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RETAIL VALUE INC | 76133Q102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTELL TECHNOLOGIES INC | 957541204 | CL A NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 99 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BMC STK HLDGS INC | 05591B109 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEADRILL LTD | G7998G106 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 690 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTRX CORP | 232828608 | COM PAR | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25490K273 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENREN INC | 759892201 | SPON ADR A NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARATHON PATENT GROUP INC | 56585W302 | COM PAR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TROVAGENE INC COM PAR | 897238408 | Stock | 284 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TALOS ENERGY INC | 87484T116 | *W EXP 02/28/202 | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMBER ENERGY INC | 13200M300 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VICAL INC | 925602203 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000073076-19-000013 | this filing | 2019-02-12 | acceptance time not in the bulk data set |