13F-HR filed by NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-01, with 2,529 holding rows worth $19,819,299,000.
- Accession
- 0000073076-18-000004
- Filer
- CIK 1141802
- Filed
- 2018-11-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A combination report, 2,529 entries on the cover page, a total value of $19,819,299,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $19,819,299,000 with VALUE read as thousands by filing date, 13F file number 028-11160. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAFFINITY INVESTMENT ADVISORS, LLC028-14467
- reports for this filerApex Capital Management028-11050
- reports for this filerAristotle Capital Management, LLC028-02634
- reports for this filerBERKSHIRE ASSET MANAGEMENT LLC/PA028-05034
- reports for this filerBMO ASSET MANAGEMENT CORP.028-16017
- reports for this filerBoston Partners028-12484
- reports for this filerBrown Advisory LLC028-05775
- reports for this filerChilton Capital Management Advisors, Inc. 028-12632
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerFIRST TRUST ADVISORS LP028-06487
- reports for this filerGW&K Investment Management, LLC028-04145
- reports for this filerHillman Capital Management, Inc.028-11091
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerLegg Mason Private Portfolio Group, LLC 028-12558
- reports for this filerLOGAN CAPITAL MANAGEMENT INC028-05837
- reports for this filerLONDON CO OF VIRGINIA028-10665
- reports for this filerNORTHWESTERN MUTUAL WEALTH MANAGEMENT CO028-11160
- reports for this filerOAK RIDGE INVESTMENTS LLC028-06668
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPOLEN CAPITAL MANAGEMENT LLC028-03687
- reports for this filerQUANTUM CAPITAL MANAGEMENT028-10887
- reports for this filerRaub Brock Capital Management LP028-15157
- reports for this filerRIVERBRIDGE PARTNERS LLC028-05655
- reports for this filerRUSSELL FRANK CO/028-01190
- reports for this filerSandhill Capital Partners LLC028-15042
- reports for this filerSANTA BARBARA ASSET MANAGEMENT, LLC028-05621
- reports for this filerSMITH ASSET MANAGEMENT GROUP LP /ADV 028-03459
- reports for this filerStrategic Global Advisors, LLC028-16442
- reports for this filerWCM INVESTMENT MANAGEMENT/CA028-07104
- reports for this filerWells Fargo Funds Management, LLC028-11406
- reports for this filerWESTERN ASSET MANAGEMENT CO028-10245
- reports for this filerZACKS INVESTMENT MANAGEMENT028-04587
- reports for this filerZEVENBERGEN CAPITAL INVESTMENTS LLC028-10622
- reports for this filerZiegler Capital Management, LLC028-10982
- included managerNORTHWESTERN MUTUAL LIFE INSURANCE CO028-00229
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ELDORADO GOLD CORP NEW | 284902103 | COM | 9,195 | $8,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 4,000 | $8,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 381 | $8,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 868 | $8,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 945 | $8,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 313 | $8,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 125 | $8,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 747 | $8,000 | thousands by filing date | |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 1,907 | $8,000 | thousands by filing date | |
| DBX ETF TR | 233051663 | XTRACK JAPAN JPX | 285 | $8,000 | thousands by filing date | |
| AMPLIPHI BIOSCIENCES CORP | 03211P301 | COM PAR | 8,000 | $8,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 324 | $7,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 85 | $7,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 70 | $7,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 249 | $7,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 52 | $7,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 402 | $7,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 90 | $7,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 500 | $7,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 73 | $7,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 305 | $7,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 135 | $7,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 309 | $7,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 194 | $7,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 714 | $7,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 65 | $7,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 954 | $7,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 500 | $7,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 919 | $7,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 1,500 | $7,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 231 | $7,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 847 | $7,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 199 | $7,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 170 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 116 | $7,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 145 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 285 | $7,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 297 | $7,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 204 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 100 | $7,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 2,000 | $7,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 200 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 225 | $7,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 103 | $7,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 395 | $7,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 400 | $7,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 1,637 | $7,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 228 | $7,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635AE9 | NOTE 4.250% 2/1 | 7,000 | $7,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 23 | $6,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 190 | $6,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 109 | $6,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 303 | $6,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 107 | $6,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 300 | $6,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 92 | $6,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 323 | $6,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 219 | $6,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 123 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 288 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 120 | $6,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 120 | $6,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 160 | $6,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 683 | $6,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 472 | $6,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 171 | $6,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 377 | $6,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 151 | $6,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 162 | $6,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 205 | $6,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 232 | $6,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 57 | $6,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 548 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 115 | $6,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 66 | $6,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 224 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 125 | $6,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 921 | $6,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 521 | $6,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 757 | $6,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 2,696 | $6,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 177 | $6,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 182 | $5,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 65 | $5,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 76 | $5,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 23 | $5,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 50 | $5,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 53 | $5,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 51 | $5,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 65 | $5,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 75 | $5,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 39 | $5,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 19 | $5,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 62 | $5,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 221 | $5,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 206 | $5,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 97 | $5,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 70 | $5,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 94 | $5,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 144 | $5,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 62 | $5,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 244 | $5,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 58 | $5,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 15 | $5,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 78 | $5,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 95 | $5,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 100 | $5,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 17 | $5,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 50 | $5,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 250 | $5,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 355 | $5,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 449 | $5,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 110 | $5,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 33 | $5,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 651 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 187 | $5,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 111 | $5,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 270 | $5,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 152 | $5,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 406 | $5,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 383 | $5,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 92 | $5,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 90 | $5,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 123 | $5,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 200 | $5,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 3,482 | $5,000 | thousands by filing date | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 2,200 | $5,000 | thousands by filing date | |
| CAROLINA TR BANCSHARES INC | 14422P105 | COM | 637 | $5,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 113 | $4,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 2,000 | $4,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 1,378 | $4,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 110 | $4,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 67 | $4,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 296 | $4,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 27 | $4,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 169 | $4,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 100 | $4,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 145 | $4,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 43 | $4,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 80 | $4,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 157 | $4,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 1,080 | $4,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 52 | $4,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 1,000 | $4,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 344 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 73 | $4,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 75 | $4,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 27 | $4,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 22 | $4,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 450 | $4,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 322 | $4,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 193 | $4,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 92 | $4,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 150 | $4,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 133 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 79 | $4,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 87 | $4,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 181 | $4,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 196 | $4,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 400 | $4,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 269 | $4,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 100 | $4,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 50 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 132 | $4,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 93 | $4,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 498 | $4,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 1,800 | $4,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 375 | $4,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 165 | $4,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 173 | $4,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 339 | $4,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 200 | $4,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 722 | $4,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 107 | $4,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 54 | $4,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 170 | $4,000 | thousands by filing date | |
| ANW 4 11/1/18 | Y0020QAA9 | Bond 30/360P2 U | 5,000 | $4,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 375 | $3,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 48 | $3,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 366 | $3,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 11 | $3,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 166 | $3,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 39 | $3,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 107 | $3,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 25 | $3,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 58 | $3,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 139 | $3,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 55 | $3,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 50 | $3,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 74 | $3,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 265 | $3,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 63 | $3,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 18 | $3,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 35 | $3,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 96 | $3,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 299 | $3,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 28 | $3,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 213 | $3,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 100 | $3,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 34 | $3,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 60 | $3,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 82 | $3,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 171 | $3,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 119 | $3,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 77 | $3,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 120 | $3,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 115 | $3,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 64 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 73 | $3,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 64 | $3,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 91 | $3,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 34 | $3,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 51 | $3,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 41 | $3,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 71 | $3,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 583 | $3,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 187 | $3,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 250 | $3,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 58 | $3,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 18 | $3,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 550 | $3,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 135 | $3,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 34 | $3,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 128 | $3,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 80 | $3,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 154 | $3,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 37 | $3,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 80 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 132 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 178 | $3,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 202 | $3,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 120 | $3,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 200 | $3,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 211 | $3,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 113 | $3,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 66 | $3,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 81 | $3,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 76 | $3,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 46 | $3,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 68 | $3,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 210 | $3,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,052 | $3,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 165 | $3,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 1,150 | $3,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 48 | $3,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 170 | $3,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 7,500 | $3,000 | thousands by filing date | |
| DDR CORP | 23317H854 | COM | 232 | $3,000 | thousands by filing date | |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 71 | $3,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 126 | $2,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 44 | $2,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 65 | $2,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 75 | $2,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 47 | $2,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 70 | $2,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 151 | $2,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 22 | $2,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 28 | $2,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 56 | $2,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 15 | $2,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 211 | $2,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 168 | $2,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 41 | $2,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 18 | $2,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 68 | $2,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 2,000 | $2,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 82 | $2,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 174 | $2,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 17 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 32 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 32 | $2,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 72 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 63 | $2,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 124 | $2,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 19 | $2,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 30 | $2,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 2 | $2,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 72 | $2,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 22 | $2,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 19 | $2,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 51 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 48 | $2,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 115 | $2,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 31 | $2,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 154 | $2,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 12 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 90 | $2,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 86 | $2,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 415 | $2,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 110 | $2,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 190 | $2,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 123 | $2,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 237 | $2,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 41 | $2,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 39 | $2,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 250 | $2,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 14 | $2,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 50 | $2,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 166 | $2,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 21 | $2,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 17 | $2,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 138 | $2,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 57 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 80 | $2,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 51 | $2,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 139 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 237 | $2,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 26 | $2,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 87 | $2,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 94 | $2,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 50 | $2,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 500 | $2,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 49 | $2,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 105 | $2,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 300 | $2,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 39 | $2,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 69 | $2,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 50 | $2,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 64 | $2,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 256 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 33 | $2,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 315 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 23 | $2,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 200 | $2,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 37 | $2,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 159 | $2,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 458 | $2,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 1,000 | $2,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 269 | $2,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 202 | $2,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 55 | $2,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 64 | $2,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 230 | $2,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 500 | $2,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 46 | $2,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,236 | $2,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 285 | $2,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 52 | $2,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 300 | $2,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 300 | $2,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 3,232 | $2,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 42 | $1,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 12 | $1,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 12 | $1,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 49 | $1,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 7 | $1,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 7 | $1,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 6 | $1,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 229 | $1,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 34 | $1,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 2,000 | $1,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 58 | $1,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 59 | $1,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 171 | $1,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 26 | $1,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 11 | $1,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 36 | $1,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 20 | $1,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 74 | $1,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 15 | $1,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 147 | $1,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 200 | $1,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 23 | $1,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 48 | $1,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 62 | $1,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 36 | $1,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 400 | $1,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 22 | $1,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 59 | $1,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 16 | $1,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 62 | $1,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 75 | $1,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 12 | $1,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 33 | $1,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 15 | $1,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 13 | $1,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 35 | $1,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 45 | $1,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 100 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 28 | $1,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 19 | $1,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 13 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 49 | $1,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 16 | $1,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 7 | $1,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 182 | $1,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 89 | $1,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 11 | $1,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 27 | $1,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 28 | $1,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 100 | $1,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 100 | $1,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 79 | $1,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 23 | $1,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 10 | $1,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 124 | $1,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 32 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 38 | $1,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 18 | $1,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 23 | $1,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 74 | $1,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 200 | $1,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 5 | $1,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 40 | $1,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 71 | $1,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 20 | $1,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 209 | $1,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 100 | $1,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 61 | $1,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 32 | $1,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 138 | $1,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 200 | $1,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 132 | $1,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 50 | $1,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 25 | $1,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 61 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 25 | $1,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 10 | $1,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 20 | $1,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 17 | $1,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 36 | $1,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 69 | $1,000 | thousands by filing date | |
| JARDEN CORP | 471109AM0 | NOTE 1.125% 3/1 | 1,000 | $1,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 15 | $1,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 11 | $1,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 52 | $1,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 80 | $1,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 57 | $1,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 80 | $1,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 500 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 76 | $1,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 375 | $1,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 400 | $1,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 92 | $1,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 28 | $1,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 1,000 | $1,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 117 | $1,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 21 | $1,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 18 | $1,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 32 | $1,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 450 | $1,000 | thousands by filing date | |
| VANECK VECTORS HIGH INCOME INFRASTRUCTURE MLP ETF | 92189F569 | ETF | 71 | $1,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629505 | COM | 26 | $1,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T116 | *W EXP 02/28/202 | 242 | $1,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629117 | *W EXP 11/14/202 | 292 | $1,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MERCURY SYS INC COM | 589378108 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ITRON INC COM | 465741106 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METHANEX CORP COM | 59151K108 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DENISON MINES CORP | 248356107 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIANA SHIPPING INC | Y2066G104 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRF SA | 10552T107 | SPONSORED ADR | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIS BUDGET GROUP INC | 053774105 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CNO FINL GROUP INC | 12621E103 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOISE CASCADE CO DEL | 09739D100 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENTHERM INC | 37253A103 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWS CORP NEW | 65249B208 | CL B | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO | 277461406 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUG PWR INC | 72919P202 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERBALIFE LTD | G4412G101 | COM SHS | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287713 | US TELECOM ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MATERION CORP | 576690101 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROVISION INC DEL | 594960304 | COM NEW | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CVR ENERGY, INC. | 12662P108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERINT SYS INC | 92343X100 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENNAR CORP CL B | 526057302 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TCW CONV SECS FD INC | 872340104 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| US ECOLOGY INC COM | 91732J102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIRKS GROUP INC | 09088U109 | CL A COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN WOODMARK CORP | 030506109 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DONNELLEY R R & SONS CO | 257867200 | COM | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GROUPON INC | 399473107 | COMMON STOCK | 116 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000073076-18-000004 | this filing | 2018-11-01 | acceptance time not in the bulk data set |