13F-HR filed by NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-15, with 2,429 holding rows worth $9,215,863,000.
- Accession
- 0000073076-17-000011
- Filer
- CIK 1141802
- Filed
- 2017-02-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A combination report, 2,429 entries on the cover page, a total value of $9,215,863,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $9,215,863,000 with VALUE read as thousands by filing date, 13F file number 028-11160. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAFFINITY INVESTMENT ADVISORS, LLC028-14467
- reports for this filerAllianz Global Investors U.S. LLC028-13991
- reports for this filerALTA CAPITAL MANAGEMENT LLC/028-05119
- reports for this filerApex Capital Management028-11050
- reports for this filerAristotle Capital Management, LLC028-02634
- reports for this filerBERKSHIRE ASSET MANAGEMENT LLC/PA028-05034
- reports for this filerBMO ASSET MANAGEMENT CORP.028-16017
- reports for this filerBoston Partners028-12484
- reports for this filerBrown Advisory LLC028-05775
- reports for this filerCAMPBELL NEWMAN ASSET MANAGEMENT INC028-02903
- reports for this filerChilton Capital Management Advisors, Inc. 028-12632
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerCONTRAVISORY INVESTMENT MANAGEMENT, INC.028-11954
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerESSEX INVESTMENT MANAGEMENT CO LLC028-00878
- reports for this filerFIRST TRUST ADVISORS LP028-06487
- reports for this filerGW&K Investment Management, LLC028-04145
- reports for this filerHAHN CAPITAL MANAGEMENT LLC028-10195
- reports for this filerHillman Capital Management, Inc.028-11091
- reports for this filerInvesco Advisers, Inc.028-00255
- reports for this filerJANUS CAPITAL MANAGEMENT LLC028-01343
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerLegg Mason Private Portfolio Group, LLC 028-12558
- reports for this filerLONDON CO OF VIRGINIA028-10665
- reports for this filerNAVELLIER & ASSOCIATES INC028-02824
- reports for this filerNeuberger Berman Group LLC028-13573
- reports for this filerOAK RIDGE INVESTMENTS LLC028-06668
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPOLEN CAPITAL MANAGEMENT LLC028-03687
- reports for this filerQUANTUM CAPITAL MANAGEMENT028-10887
- reports for this filerRaub Brock Capital Management LP028-15157
- reports for this filerRIVERBRIDGE PARTNERS LLC028-05655
- reports for this filerRUSSELL FRANK CO/028-01190
- reports for this filerSCOUT INVESTMENTS, INC.028-10260
- reports for this filerSMITH ASSET MANAGEMENT GROUP LP /ADV 028-03459
- reports for this filerStrategic Global Advisors, LLC028-16442
- reports for this filerTHORNBURG INVESTMENT MANAGEMENT INC028-06605
- reports for this filerTODD ASSET MANAGEMENT LLC028-04171
- reports for this filerWCM INVESTMENT MANAGEMENT/CA028-07104
- reports for this filerWells Fargo Funds Management, LLC028-11406
- reports for this filerZACKS INVESTMENT MANAGEMENT028-04587
- included managerNORTHWESTERN MUTUAL LIFE INSURANCE CO028-00229
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KNOLL INC | 498904200 | COM NEW | 121 | $3,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 463 | $3,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 74 | $3,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 2,000 | $3,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 69 | $3,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 166 | $3,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 287 | $3,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 242 | $3,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 124 | $3,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 140 | $3,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 500 | $3,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 130 | $3,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 310 | $3,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 359 | $3,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 75 | $3,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 56 | $3,000 | thousands by filing date | |
| STONE ENERGY CORP COM NEW | 861642304 | Stock | 390 | $3,000 | thousands by filing date | |
| TESSERA HLDG CORP COM | 88166T101 | Stock | 69 | $3,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 14 | $2,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 25 | $2,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 242 | $2,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 18 | $2,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 27 | $2,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 29 | $2,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 30 | $2,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 55 | $2,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 65 | $2,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 106 | $2,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 73 | $2,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 10 | $2,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 27 | $2,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 91 | $2,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 48 | $2,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 25 | $2,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 67 | $2,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 13 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 85 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 75 | $2,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 190 | $2,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 124 | $2,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 37 | $2,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 126 | $2,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 221 | $2,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 89 | $2,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 11 | $2,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 140 | $2,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 100 | $2,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 198 | $2,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 25 | $2,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 137 | $2,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 24 | $2,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 304 | $2,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 286 | $2,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 166 | $2,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 188 | $2,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 22 | $2,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 90 | $2,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 98 | $2,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 46 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 60 | $2,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 79 | $2,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 42 | $2,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 35 | $2,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 90 | $2,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 246 | $2,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 301 | $2,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 302 | $2,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 94 | $2,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 30 | $2,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 157 | $2,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 223 | $2,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 34 | $2,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 358 | $2,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 176 | $2,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 71 | $2,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 185 | $2,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 130 | $2,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 28 | $2,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 77 | $2,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 200 | $2,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 97 | $2,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 43 | $2,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 1,230 | $2,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 130 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 103 | $2,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 104 | $2,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 150 | $2,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 800 | $2,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 25 | $2,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 121 | $2,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 207 | $2,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 1,050 | $2,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 103 | $2,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 134 | $2,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 100 | $2,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 99 | $2,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 37 | $2,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 50 | $2,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 200 | $2,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 400 | $2,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 27 | $2,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 56 | $2,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 100 | $2,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 229 | $2,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 125 | $2,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 156 | $2,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 78 | $2,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 1,000 | $2,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 300 | $2,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 132 | $2,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 35 | $2,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 100 | $1,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 54 | $1,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 9 | $1,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 6 | $1,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 40 | $1,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 14 | $1,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 115 | $1,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 8 | $1,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 25 | $1,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 43 | $1,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 45 | $1,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 11 | $1,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 8 | $1,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 17 | $1,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 23 | $1,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 24 | $1,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 22 | $1,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 45 | $1,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 39 | $1,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 23 | $1,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 18 | $1,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 15 | $1,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 9 | $1,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 13 | $1,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 73 | $1,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 25 | $1,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 112 | $1,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 85 | $1,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 8 | $1,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 9 | $1,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 24 | $1,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 93 | $1,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 23 | $1,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 23 | $1,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 15 | $1,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 9 | $1,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 39 | $1,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 26 | $1,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 70 | $1,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 22 | $1,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 18 | $1,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 87 | $1,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 15 | $1,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 59 | $1,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 31 | $1,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 44 | $1,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 53 | $1,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 31 | $1,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 19 | $1,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 27 | $1,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 71 | $1,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 40 | $1,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 18 | $1,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 7 | $1,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 63 | $1,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 27 | $1,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 13 | $1,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 70 | $1,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 135 | $1,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 30 | $1,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 23 | $1,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 31 | $1,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 109 | $1,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 28 | $1,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 11 | $1,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 13 | $1,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 28 | $1,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 9 | $1,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 26 | $1,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 44 | $1,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 30 | $1,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 26 | $1,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 26 | $1,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 80 | $1,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 11 | $1,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 9 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 40 | $1,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 30 | $1,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 49 | $1,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 29 | $1,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 26 | $1,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 68 | $1,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 20 | $1,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 17 | $1,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 9 | $1,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 12 | $1,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 25 | $1,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 76 | $1,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 43 | $1,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 83 | $1,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 229 | $1,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 51 | $1,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 33 | $1,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 59 | $1,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 26 | $1,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 16 | $1,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 19 | $1,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 8 | $1,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 72 | $1,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 25 | $1,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 167 | $1,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 23 | $1,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 100 | $1,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 16 | $1,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 118 | $1,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 188 | $1,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 70 | $1,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 25 | $1,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 29 | $1,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 40 | $1,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 33 | $1,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 33 | $1,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 66 | $1,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 87 | $1,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 125 | $1,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 47 | $1,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 18 | $1,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 28 | $1,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 44 | $1,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 72 | $1,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 28 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 33 | $1,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 12 | $1,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 43 | $1,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 29 | $1,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 47 | $1,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 58 | $1,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 143 | $1,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 21 | $1,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 44 | $1,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 189 | $1,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 107 | $1,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 38 | $1,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 30 | $1,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 78 | $1,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 55 | $1,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 19 | $1,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 10 | $1,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 11 | $1,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 36 | $1,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 36 | $1,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 27 | $1,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 44 | $1,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 200 | $1,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 62 | $1,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 24 | $1,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 19 | $1,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 38 | $1,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 49 | $1,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 25 | $1,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 158 | $1,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 55 | $1,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 498 | $1,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 70 | $1,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 44 | $1,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 59 | $1,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 75 | $1,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 25 | $1,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 13 | $1,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 27 | $1,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 87 | $1,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 27 | $1,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 706 | $1,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 7 | $1,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 400 | $1,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 45 | $1,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 52 | $1,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 67 | $1,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 15 | $1,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 37 | $1,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 200 | $1,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 33 | $1,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 44 | $1,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 109 | $1,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 30 | $1,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 20 | $1,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 27 | $1,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 42 | $1,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 81 | $1,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 11 | $1,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 1,150 | $1,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 500 | $1,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 53 | $1,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 97 | $1,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 38 | $1,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 29 | $1,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 51 | $1,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 47 | $1,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 44 | $1,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 45 | $1,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 35 | $1,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 230 | $1,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 85 | $1,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 27 | $1,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 49 | $1,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 32 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 20 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 36 | $1,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 46 | $1,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 151 | $1,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 25 | $1,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 150 | $1,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 200 | $1,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 129 | $1,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 26 | $1,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 67 | $1,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 1,000 | $1,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 250 | $1,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 23 | $1,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 10 | $1,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 96 | $1,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 25 | $1,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 139 | $1,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 604 | $1,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 129 | $1,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 54 | $1,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 1,138 | $1,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 174 | $1,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 21 | $1,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 168 | $1,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 300 | $1,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 200 | $1,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 11 | $1,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 39 | $1,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 1,000 | $1,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CNH INDL N V SHS | N20944109 | Stock | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METHANEX CORP COM | 59151K108 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENUMBRA INC COM | 70975L107 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORVEL CORP COM | 221006109 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| V2X INC | 92242T101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| W & T OFFSHORE INC | 92922P106 | COM | 162 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANGIODYNAMICS INC | 03475V101 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FTI CONSULTING INC | 302941109 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286103 | MSCI AUST ETF | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROVISION INC DEL | 594960304 | COM NEW | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREAT WESTN BANCORP INC | 391416104 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRUBRIDGE INC | 205306103 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 113 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KOPIN CORP | 500600101 | COMMON STOCK | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DHI GROUP INC | 23331S100 | COM | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIRKS GROUP INC | 09088U109 | CL A COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 218 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC NEW DEL | 26817R108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY | 531229888 | COMMON STOCK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 265 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GROUPON INC | 399473107 | COMMON STOCK | 116 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIGHTCOVE INC | 10921T101 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHIMERIX INC COM | 16934W106 | Stock | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RETROPHIN INC | 761299106 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOBILE MINI INC | 60740F105 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEYW HLDG CORP | 493723100 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 176 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APOLLO GROUP INC | 037604105 | CL A | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AG MTG INVT TR INC | 001228105 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASCADE BANCORP | 147154207 | COM | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 242 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ILG INC | 44967H101 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMERCEHUB INC | 20084V306 | COM SER C | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUORUM HEALTH CORP | 74909E106 | COM | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIME INC NEW | 887228104 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 635 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COVISINT CORP | 22357R103 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25490K570 | DAILY GOLD MINER | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELLECTAR BIOSCIENCES INC | 15117F302 | COM | 320 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NRG YIELD INC | 62942X405 | CL C | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COUNTERPATH CORP | 22228P302 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAKED BRAND GROUP INC COM | 629839200 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELLECTAR BIOSCIENCES INC | 15117F120 | *W EXP 08/20/201 | 320 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VINCE HLDG CORP | 92719W108 | COM | 73 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000073076-17-000011 | this filing | 2017-02-15 | acceptance time not in the bulk data set |