13F-HR filed by NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 2,262 holding rows worth $6,529,322,000.
- Accession
- 0000073076-16-000072
- Filer
- CIK 1141802
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A combination report, 2,262 entries on the cover page, a total value of $6,529,322,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,529,322,000 with VALUE read as thousands by filing date, 13F file number 028-11160. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerAFFINITY INVESTMENT ADVISORS, LLC028-14467
- reports for this filerALTA CAPITAL MANAGEMENT LLC/028-05119
- reports for this filerApex Capital Management028-11050
- reports for this filerBoston Partners028-12484
- reports for this filerCAMPBELL NEWMAN ASSET MANAGEMENT INC028-02903
- reports for this filerChilton Capital Management Advisors, Inc. 028-12632
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerCONTRAVISORY INVESTMENT MANAGEMENT, INC.028-11954
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerESSEX INVESTMENT MANAGEMENT CO LLC028-00878
- reports for this filerFIRST TRUST ADVISORS LP028-06487
- reports for this filerGW&K Investment Management, LLC028-04145
- reports for this filerHAHN CAPITAL MANAGEMENT LLC028-10195
- reports for this filerInvesco Advisers, Inc.028-00255
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerLegg Mason Private Portfolio Group, LLC 028-12558
- reports for this filerLONDON CO OF VIRGINIA028-10665
- reports for this filerNeuberger Berman Group LLC028-13573
- reports for this filerNFJ INVESTMENT GROUP LLC028-10770
- reports for this filerOAK RIDGE INVESTMENTS LLC028-06668
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPOLEN CAPITAL MANAGEMENT LLC028-03687
- reports for this filerQUANTUM CAPITAL MANAGEMENT028-10887
- reports for this filerRaub Brock Capital Management LP028-15157
- reports for this filerRIVERBRIDGE PARTNERS LLC028-05655
- reports for this filerRUSSELL FRANK CO/028-01190
- reports for this filerSCOUT INVESTMENTS, INC.028-10260
- reports for this filerSMITH ASSET MANAGEMENT GROUP LP /ADV 028-03459
- reports for this filerStrategic Global Advisors, LLC028-16442
- reports for this filerTHORNBURG INVESTMENT MANAGEMENT INC028-06605
- reports for this filerTODD ASSET MANAGEMENT LLC028-04171
- reports for this filerWCM INVESTMENT MANAGEMENT/CA028-07104
- reports for this filerZACKS INVESTMENT MANAGEMENT028-04587
- reports for this filerZiegler Capital Management, LLC028-10982
- included managerNORTHWESTERN MUTUAL LIFE INSURANCE CO028-00229
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 1,706 | $44,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 231 | $43,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 1,357 | $43,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 540 | $43,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 889 | $43,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 276 | $43,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 9,840 | $43,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 4,187 | $43,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 5,992 | $43,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 896 | $42,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 1,699 | $42,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 775 | $42,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 3,010 | $42,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 956 | $42,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 1,779 | $42,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 1,697 | $42,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 315 | $42,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 2,277 | $41,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 551 | $41,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 1,786 | $41,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 276 | $41,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 1,792 | $41,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 1,300 | $41,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 1,293 | $41,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 2,207 | $41,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 327 | $40,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 229 | $40,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 712 | $40,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 719 | $40,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 231 | $40,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 582 | $40,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 1,288 | $40,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 1,290 | $40,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 329 | $39,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 765 | $39,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 690 | $39,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 2,885 | $39,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 1,769 | $39,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 1,633 | $39,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 729 | $39,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 2,900 | $39,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 1,664 | $39,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 1,143 | $39,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 486 | $38,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 549 | $38,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 500 | $38,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 983 | $38,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 1,541 | $38,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 5,901 | $38,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 766 | $37,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 429 | $37,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 337 | $37,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 475 | $37,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 9,537 | $37,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 5,000 | $37,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 8,018 | $37,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 501 | $36,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 878 | $36,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 3,312 | $36,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 489 | $36,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 674 | $36,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 2,370 | $36,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 285 | $36,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 5,712 | $36,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 1,811 | $36,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 265 | $36,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 500 | $35,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 558 | $35,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 359 | $35,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 435 | $35,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 311 | $35,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 1,248 | $35,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 319 | $35,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 2,353 | $35,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 984 | $34,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 449 | $34,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 1,283 | $34,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 876 | $34,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 1,258 | $34,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 204 | $34,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 648 | $34,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 389 | $33,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 903 | $33,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 408 | $33,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 455 | $33,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 296 | $33,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 1,472 | $33,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 6,603 | $33,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 6,216 | $33,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 939 | $33,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 1,268 | $33,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 1,003 | $33,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 485 | $32,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 413 | $32,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 3,800 | $32,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 1,657 | $32,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 179 | $32,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 432 | $32,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 500 | $32,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 1,000 | $32,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 356 | $32,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 338 | $32,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 4,765 | $32,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 358 | $32,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 791 | $31,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 1,061 | $31,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 1,774 | $31,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 2,142 | $31,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 1,747 | $31,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 1,008 | $31,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 2,008 | $31,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 455 | $31,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 1,717 | $31,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 737 | $30,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 718 | $30,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 337 | $30,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 1,004 | $30,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 914 | $30,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 1,278 | $30,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 662 | $30,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 531 | $30,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 434 | $29,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 478 | $29,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 661 | $29,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 2,625 | $29,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 461 | $29,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 1,285 | $29,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 719 | $29,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 453 | $28,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 477 | $28,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 577 | $28,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 4,000 | $28,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 790 | $28,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 425 | $28,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 841 | $28,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 1,230 | $28,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 280 | $28,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 2,498 | $28,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 2,679 | $28,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 1,000 | $28,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 585 | $28,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 1,220 | $28,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 1,426 | $28,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 331 | $28,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 1,022 | $28,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 238 | $28,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 1,328 | $28,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 580 | $28,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 500 | $28,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 3,843 | $28,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 5,939 | $28,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 386 | $27,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 658 | $27,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 1,027 | $27,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 222 | $27,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 164 | $27,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 550 | $27,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 1,038 | $27,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 1,086 | $27,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 530 | $27,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 590 | $27,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 1,572 | $26,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 4,589 | $26,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 583 | $26,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 98 | $26,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 2,179 | $26,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 1,808 | $26,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 667 | $26,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 1,500 | $26,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 531 | $26,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 3,596 | $26,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 424 | $26,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 390 | $26,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 920 | $26,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 486 | $26,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 1,242 | $26,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 462 | $26,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 1,000 | $26,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 780 | $26,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 312 | $26,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 601 | $26,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 1,174 | $25,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 159 | $25,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 1,000 | $25,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 339 | $25,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 439 | $25,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 950 | $25,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 691 | $25,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 821 | $25,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 47 | $25,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 400 | $25,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 887 | $25,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 490 | $25,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 372 | $25,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 253 | $24,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 247 | $24,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 247 | $24,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 405 | $24,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 544 | $24,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 1,500 | $24,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 400 | $24,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 784 | $24,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 1,056 | $24,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 2,236 | $24,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 5,000 | $24,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 1,752 | $24,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 882 | $24,000 | thousands by filing date | |
| ROKA BIOSCIENCE INC | 775431109 | COM | 34,000 | $24,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 842 | $23,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 920 | $23,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 311 | $23,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 593 | $23,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 242 | $23,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 295 | $23,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 2,200 | $23,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 825 | $23,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 1,629 | $23,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 1,400 | $23,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 476 | $23,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 272 | $23,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 197 | $23,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 700 | $23,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 1,000 | $23,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 888 | $23,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 538 | $23,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 462 | $23,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 878 | $22,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 62 | $22,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 1,218 | $22,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 332 | $22,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 257 | $22,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 1,138 | $22,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 454 | $22,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 27 | $22,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 586 | $22,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 1,670 | $22,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 963 | $22,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 609 | $22,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 466 | $22,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 1,158 | $22,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 261 | $22,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 1,508 | $22,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 800 | $22,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 754 | $22,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 240 | $22,000 | thousands by filing date | |
| MANITOWOC FOODSERVICE INC | 563568104 | COM | 1,330 | $22,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 2,697 | $21,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 363 | $21,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 811 | $21,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 1,500 | $21,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 246 | $21,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 4,080 | $21,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 941 | $21,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 435 | $21,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 395 | $21,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 2,000 | $21,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 497 | $21,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 273 | $21,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 2,000 | $21,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 794 | $21,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 227 | $21,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 521 | $21,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 224 | $21,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 500 | $21,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 523 | $21,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 179 | $20,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 1,545 | $20,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 1,972 | $20,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 400 | $20,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 1,261 | $20,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 345 | $20,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 1,159 | $20,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 352 | $20,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 2,000 | $20,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 656 | $20,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 1,197 | $20,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 2,100 | $20,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 871 | $20,000 | thousands by filing date | |
| InterContinental Hotels | 45857p608 | CS | 473 | $20,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 145 | $19,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 441 | $19,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 1,469 | $19,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 828 | $19,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 260 | $19,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 1,817 | $19,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 2,000 | $19,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 716 | $19,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 1,232 | $19,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 400 | $19,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 7,984 | $19,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 300 | $18,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 632 | $18,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 423 | $18,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 256 | $18,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 425 | $18,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 384 | $18,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 1,123 | $18,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 327 | $18,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 540 | $18,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 1,135 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 602 | $18,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 265 | $18,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 987 | $18,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 248 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 500 | $18,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 234 | $18,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 500 | $18,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 927 | $18,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 914 | $18,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 300 | $18,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 643 | $18,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 1,100 | $18,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 295 | $17,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 453 | $17,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 1,084 | $17,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 613 | $17,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 183 | $17,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 554 | $17,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 194 | $17,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 181 | $17,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 1,000 | $17,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 672 | $17,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 261 | $17,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 329 | $17,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 556 | $17,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 2,000 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 390 | $17,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 1,549 | $17,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 1,456 | $17,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 449 | $17,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 7,242 | $17,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 3,060 | $17,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 6,500 | $17,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 2,440 | $17,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V200 | CNV PFD STK SR A | 150 | $17,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 900 | $16,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 233 | $16,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 173 | $16,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 234 | $16,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 309 | $16,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 2,490 | $16,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 1,000 | $16,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 1,000 | $16,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 1,076 | $16,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 2,400 | $16,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 691 | $16,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 399 | $16,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 671 | $16,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 1,500 | $16,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 370 | $16,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 3,000 | $16,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 2,000 | $15,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 700 | $15,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 1,706 | $15,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 346 | $15,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 229 | $15,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 728 | $15,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 1,114 | $15,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 258 | $15,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 500 | $15,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 595 | $15,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 930 | $15,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 373 | $15,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 1,974 | $15,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 326 | $15,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 500 | $15,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 2,500 | $15,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 544 | $15,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 232 | $15,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 250 | $15,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 999 | $15,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 1,953 | $15,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 227 | $14,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 81 | $14,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 2,115 | $14,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 615 | $14,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 567 | $14,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 303 | $14,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 1,052 | $14,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 215 | $14,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 1,000 | $14,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 700 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 344 | $14,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 750 | $14,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 446 | $14,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 86 | $14,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 261 | $14,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 295 | $14,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 800 | $14,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 313 | $14,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 122 | $14,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 245 | $14,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 284 | $14,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 113 | $14,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 233 | $14,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 272 | $13,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 183 | $13,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 295 | $13,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 194 | $13,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 1,297 | $13,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 333 | $13,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 930 | $13,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 337 | $13,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 375 | $13,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 2,223 | $13,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 216 | $13,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 536 | $13,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 960 | $13,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 500 | $13,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 227 | $13,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 825 | $13,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 1,789 | $13,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 1,188 | $13,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 98 | $13,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 1,450 | $13,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 272 | $13,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 811 | $12,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 2,428 | $12,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 182 | $12,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 178 | $12,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 241 | $12,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 281 | $12,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 269 | $12,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 184 | $12,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 164 | $12,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 165 | $12,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 1,450 | $12,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 560 | $12,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 393 | $12,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 230 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 266 | $12,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 110 | $12,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 9 | $12,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 233 | $12,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 208 | $12,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 276 | $12,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 3,108 | $12,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 195 | $12,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 448 | $12,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 471 | $12,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 314 | $12,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 788 | $12,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 250 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 414 | $12,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 360 | $12,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 333 | $12,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 450 | $12,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,305 | $12,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 3,000 | $12,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 362 | $12,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 2,400 | $12,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 1,051 | $12,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 670 | $12,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 4,000 | $12,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 1,969 | $12,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 823 | $12,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 530 | $12,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 90 | $11,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 349 | $11,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 120 | $11,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 187 | $11,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 377 | $11,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 149 | $11,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 185 | $11,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 356 | $11,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 225 | $11,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 76 | $11,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 645 | $11,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 349 | $11,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 146 | $11,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 700 | $11,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 398 | $11,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 95 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 156 | $11,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 145 | $11,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 419 | $11,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 393 | $11,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 276 | $11,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 400 | $11,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 1,750 | $11,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 286 | $11,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 103 | $11,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 374 | $11,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 151 | $11,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 18,000 | $11,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 800 | $11,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 402 | $11,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 397 | $11,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,000 | $11,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 385 | $11,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 244 | $11,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 431 | $11,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 456 | $11,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 937 | $11,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 100 | $11,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 231 | $10,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 130 | $10,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 121 | $10,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 769 | $10,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 202 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000073076-16-000072 | this filing | 2016-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001141802-17-000004 | superseded | 2017-02-23 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001141802-17-000003 | base | 2017-02-23 | acceptance time not in the bulk data set |