13F-HR filed by NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-29, with 2,106 holding rows worth $6,978,431,000.
- Accession
- 0000073076-16-000051
- Filer
- CIK 1141802
- Filed
- 2016-08-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A combination report, 2,106 entries on the cover page, a total value of $6,978,431,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,978,431,000 with VALUE read as thousands by filing date, 13F file number 028-11160. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAFFINITY INVESTMENT ADVISORS, LLC028-14467
- reports for this filerALTA CAPITAL MANAGEMENT LLC/028-05119
- reports for this filerApex Capital Management028-11050
- reports for this filerBoston Partners028-12484
- reports for this filerCAMPBELL NEWMAN ASSET MANAGEMENT INC028-02903
- reports for this filerChilton Capital Management Advisors, Inc. 028-12632
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerCONTRAVISORY INVESTMENT MANAGEMENT, INC.028-11954
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerESSEX INVESTMENT MANAGEMENT CO LLC028-00878
- reports for this filerFIRST TRUST ADVISORS LP028-06487
- reports for this filerGW&K Investment Management, LLC028-04145
- reports for this filerHAHN CAPITAL MANAGEMENT LLC028-10195
- reports for this filerInvesco Advisers, Inc.028-00255
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerLegg Mason Private Portfolio Group, LLC 028-12558
- reports for this filerLONDON CO OF VIRGINIA028-10665
- reports for this filerNeuberger Berman Group LLC028-13573
- reports for this filerNFJ INVESTMENT GROUP LLC028-10770
- reports for this filerOAK RIDGE INVESTMENTS LLC028-06668
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPOLEN CAPITAL MANAGEMENT LLC028-03687
- reports for this filerQUANTUM CAPITAL MANAGEMENT028-10887
- reports for this filerRaub Brock Capital Management LP028-15157
- reports for this filerRIVERBRIDGE PARTNERS LLC028-05655
- reports for this filerRUSSELL FRANK CO/028-01190
- reports for this filerSCOUT INVESTMENTS, INC.028-10260
- reports for this filerSMITH ASSET MANAGEMENT GROUP LP /ADV 028-03459
- reports for this filerStrategic Global Advisors, LLC028-16442
- reports for this filerTHORNBURG INVESTMENT MANAGEMENT INC028-06605
- reports for this filerTODD ASSET MANAGEMENT LLC028-04171
- reports for this filerWCM INVESTMENT MANAGEMENT/CA028-07104
- reports for this filerZACKS INVESTMENT MANAGEMENT028-04587
- reports for this filerZiegler Capital Management, LLC028-10982
- included managerNORTHWESTERN MUTUAL LIFE INSURANCE CO028-00229
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VWR CORP | 91843L103 | COM | 42 | $1,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 66 | $1,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 45 | $1,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E301 | Common Stock | 354 | $1,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 14 | $1,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 50 | $1,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 500 | $1,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 222 | $1,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 117 | $1,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 39 | $1,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 550 | $1,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 21 | $1,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 32 | $1,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 12 | $1,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 182 | $1,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 230 | $1,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 200 | $1,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 114 | $1,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 34 | $1,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 25 | $1,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 200 | $1,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 24 | $1,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 67 | $1,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 1,000 | $1,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 250 | $1,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 110 | $1,000 | thousands by filing date | |
| CORDIA BANCORP INC | 218513109 | COM | 159 | $1,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 37 | $1,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 138 | $1,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 48 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K570 | DAILY GOLD MINER | 8 | $1,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 145 | $1,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 98 | $1,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 170 | $1,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F302 | COM | 320 | $1,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 11 | $1,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 1,000 | $1,000 | thousands by filing date | |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 54 | $1,000 | thousands by filing date | |
| HANSEN MEDICAL INC COM NEW | 411307200 | Stock | 200 | $1,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RLJ LODGING TR COM | 74965L101 | REIT | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 85 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| W & T OFFSHORE INC | 92922P106 | COM | 162 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENWORTH FINL INC | 37247D106 | COM SHS | 135 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PTC THERAPEUTICS INC | 69366J200 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANDS END INC | 51509F105 | COMMON STOCK | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESEARCH FRONTIERS INC | 760911107 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS CDA INC | 81234D109 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARRIS CORP INC | 413875105 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIRKS GROUP INC | 09088U109 | CL A COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANNKIND CORP | 56400P201 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC NEW DEL | 26817R108 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY | 531229888 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GROUPON INC | 399473107 | COMMON STOCK | 116 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVAVAX INC | 670002104 | COMMON STOCK | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIGHTCOVE INC | 10921T101 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALLON PETE CO DEL | 13123X102 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATWOOD OCEANICS INC | 050095108 | COM | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMATION CORP | 45245A107 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELIZABETH ARDEN INC | 28660G106 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APOLLO GROUP INC | 037604105 | CL A | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AG MTG INVT TR INC | 001228105 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNTECH PWR HLDGS CO LTD | 86800CAE4 | NOTE 3.000% 3/1 | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASCADE BANCORP | 147154207 | COM | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 242 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DS HEALTHCARE GROUP INC | 23336Q109 | COM | 700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIME INC NEW | 887228104 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARE CAP PPTYS INC | 141624106 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NRG YIELD INC | 62942X405 | CL C | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAKED BRAND GROUP INC COM | 629839200 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELLECTAR BIOSCIENCES INC | 15117F120 | *W EXP 08/20/201 | 320 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VINCE HLDG CORP | 92719W108 | COM | 73 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALCON RES CORP COM PAR | 40537Q506 | Stock | 1,201 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000073076-16-000051 | this filing | 2016-08-29 | acceptance time not in the bulk data set |