13F-HR filed by NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-16, with 2,186 holding rows worth $6,175,053,000.
- Accession
- 0000073076-16-000032
- Filer
- CIK 1141802
- Filed
- 2016-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A combination report, 2,186 entries on the cover page, a total value of $6,175,053,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,175,053,000 with VALUE read as thousands by filing date, 13F file number 028-11160. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAFFINITY INVESTMENT ADVISORS, LLC028-14467
- reports for this filerALTA CAPITAL MANAGEMENT LLC/028-05119
- reports for this filerApex Capital Management028-11050
- reports for this filerBoston Partners028-12484
- reports for this filerCAMPBELL NEWMAN ASSET MANAGEMENT INC028-02903
- reports for this filerChilton Capital Management Advisors, Inc. 028-12632
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerCONTRAVISORY INVESTMENT MANAGEMENT, INC.028-11954
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerESSEX INVESTMENT MANAGEMENT CO LLC028-00878
- reports for this filerFairpointe Capital LLC028-14514
- reports for this filerFIRST TRUST ADVISORS LP028-06487
- reports for this filerGW&K Investment Management, LLC028-04145
- reports for this filerHAHN CAPITAL MANAGEMENT LLC028-10195
- reports for this filerInvesco Advisers, Inc.028-00255
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerLegg Mason Private Portfolio Group, LLC 028-12558
- reports for this filerLONDON CO OF VIRGINIA028-10665
- reports for this filerNeuberger Berman Group LLC028-13573
- reports for this filerNFJ INVESTMENT GROUP LLC028-10770
- reports for this filerOAK RIDGE INVESTMENTS LLC028-06668
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPOLEN CAPITAL MANAGEMENT LLC028-03687
- reports for this filerQUANTUM CAPITAL MANAGEMENT028-10887
- reports for this filerRaub Brock Capital Management LP028-15157
- reports for this filerRIVERBRIDGE PARTNERS LLC028-05655
- reports for this filerRUSSELL FRANK CO/028-01190
- reports for this filerSCOUT INVESTMENTS, INC.028-10260
- reports for this filerSMITH ASSET MANAGEMENT GROUP LP /ADV 028-03459
- reports for this filerStrategic Global Advisors, LLC028-16442
- reports for this filerTHORNBURG INVESTMENT MANAGEMENT INC028-06605
- reports for this filerTODD ASSET MANAGEMENT LLC028-04171
- reports for this filerWCM INVESTMENT MANAGEMENT/CA028-07104
- reports for this filerZACKS INVESTMENT MANAGEMENT028-04587
- reports for this filerZiegler Capital Management, LLC028-10982
- included managerNORTHWESTERN MUTUAL LIFE INSURANCE CO028-00229
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SUNRUN INC | 86771W105 | COM | 105 | $1,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 15 | $1,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 42 | $1,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 26 | $1,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 13 | $1,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 23 | $1,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 13 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 14 | $1,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 19 | $1,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 26 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 16 | $1,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 554 | $1,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 9 | $1,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 49 | $1,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 68 | $1,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 20 | $1,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 16 | $1,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 107 | $1,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 23 | $1,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 11 | $1,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 34 | $1,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 43 | $1,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 44 | $1,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 417 | $1,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 72 | $1,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 25 | $1,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 60 | $1,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 55 | $1,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 28 | $1,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 37 | $1,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 34 | $1,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 17 | $1,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 44 | $1,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 60 | $1,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 44 | $1,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 39 | $1,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 42 | $1,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 19 | $1,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 46 | $1,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 40 | $1,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 50 | $1,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 16 | $1,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 14 | $1,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 720 | $1,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 89 | $1,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 65 | $1,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 46 | $1,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 40 | $1,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 424 | $1,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 13 | $1,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 19 | $1,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 59 | $1,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 87 | $1,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 10 | $1,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 59 | $1,000 | thousands by filing date | |
| JARDEN CORP | 471109AM0 | NOTE 1.125% 3/1 | 1,000 | $1,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 63 | $1,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 20 | $1,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 13 | $1,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 152 | $1,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 32 | $1,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 15 | $1,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 27 | $1,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 21 | $1,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 37 | $1,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 45 | $1,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 23 | $1,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 14 | $1,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 117 | $1,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 3 | $1,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 1,500 | $1,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 264 | $1,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 21 | $1,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 12 | $1,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 440 | $1,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 230 | $1,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 35 | $1,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 42 | $1,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 200 | $1,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 27 | $1,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 25 | $1,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 200 | $1,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 300 | $1,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 300 | $1,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 100 | $1,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 67 | $1,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 35 | $1,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 1,400 | $1,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 1,000 | $1,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 445 | $1,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 115 | $1,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 100 | $1,000 | thousands by filing date | |
| CORDIA BANCORP INC | 218513109 | COM | 159 | $1,000 | thousands by filing date | |
| DS HEALTHCARE GROUP INC | 23336Q109 | COM | 700 | $1,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 50 | $1,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 48 | $1,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 121 | $1,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 163 | $1,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 37 | $1,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F302 | COM | 320 | $1,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 11 | $1,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 1,000 | $1,000 | thousands by filing date | |
| HANSEN MEDICAL INC COM NEW | 411307200 | Stock | 200 | $1,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 13 | $1,000 | thousands by filing date | |
| HONGLI CLEAN ENERGY TECHNOLO | 438586109 | COM | 3,750 | $1,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMER STATES WTR CO COM | 029899101 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WENDYS CO COM | 95058W100 | Stock | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RLJ LODGING TR COM | 74965L101 | REIT | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 85 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| W & T OFFSHORE INC | 92922P106 | COM | 162 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PBF ENERGY INC | 69318G106 | CL A | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENWORTH FINL INC | 37247D106 | COM SHS | 135 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTEC INDS INC | 046224101 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROVISION INC DEL | 594960304 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RMR GROUP INC | 74967R106 | CL A | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANDS END INC | 51509F105 | COMMON STOCK | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIRKS GROUP INC | 09088U109 | CL A COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Lineage, Inc. | 536020100 | COM | 760 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEABODY ENERGY CORP | 704549203 | COMMON STOCK | 192 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GROUPON INC | 399473107 | COMMON STOCK | 116 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIGHTCOVE INC | 10921T101 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATWOOD OCEANICS INC | 050095108 | COM | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REX ENERGY CORPORATION | 761565100 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APOLLO GROUP INC | 037604105 | CL A | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AG MTG INVT TR INC | 001228105 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 540 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNTECH PWR HLDGS CO LTD | 86800CAE4 | NOTE 3.000% 3/1 | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHOTOMEDEX INC | 719358301 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASCADE BANCORP | 147154207 | COM | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 133 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 69 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXTERRAN CORP | 30227H106 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25490K570 | DAILY GOLD MINER | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FNFV GROUP | 31620R402 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAKED BRAND GROUP INC COM | 629839200 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELLECTAR BIOSCIENCES INC | 15117F120 | *W EXP 08/20/201 | 320 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAMSON OIL&GAS LTD ADR SPONSORED | 796043206 | ADR | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VINCE HLDG CORP | 92719W108 | COM | 73 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAGLE BULK SHIPPING INC SHS NEW 2014 | Y2187A127 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RXI PHARMACEUTICALS CORP NEW | 74979C303 | COM NEW | 1,175 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000073076-16-000032 | this filing | 2016-05-16 | acceptance time not in the bulk data set |