13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 7,701 holding rows worth $455,078,779,000.
- Accession
- 0000072971-21-000339
- Filer
- CIK 72971
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 21,907 entries on the cover page, a total value of $455,078,779,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $455,078,779,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAllspring Global Investments LLC028-04413
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of 361 CAPITAL LLC
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of SEI INVESTMENTS CO
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC reporting on behalf of Citigroup, Inc
- included managerAllspring Funds Management, LLC028-11406
- included managerWells Fargo Funds Management, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 68,476 | $12,865,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 353,524 | $12,862,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 246,749 | $12,860,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 260,316 | $12,850,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 135,547 | $12,842,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 468,385 | $12,838,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 210,609 | $12,824,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 110,216 | $12,814,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 578,874 | $12,810,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 8,726,500 | $12,806,000 | thousands by filing date | principal |
| ADVANSIX INC | 00773T101 | COM | 321,509 | $12,780,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 1,337,663 | $12,775,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 315,699 | $12,773,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 667,758 | $12,767,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 837,613 | $12,723,000 | thousands by filing date | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 799,296 | $12,693,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 297,914 | $12,667,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 779,834 | $12,665,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 557,016 | $12,588,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 728,306 | $12,582,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 1,453,150 | $12,541,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 1,229,695 | $12,531,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 210,187 | $12,523,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 666,534 | $12,504,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 243,179 | $12,487,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 160,428 | $12,481,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 263,371 | $12,392,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 939,688 | $12,386,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112903 | CALL | 174,300 | $12,372,000 | thousands by filing date | call |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 397,524 | $12,363,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 480,859 | $12,301,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 216,000 | $12,262,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 291,897 | $12,231,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 130,361 | $12,193,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 82,790 | $12,176,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368101 | COM CL A | 375,570 | $12,105,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 230,354 | $12,098,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 269,974 | $12,079,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 134,828 | $12,075,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 29,898 | $12,069,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 160,153 | $12,060,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 329,298 | $12,052,000 | thousands by filing date | |
| DOORDASH INC CL A | 25809K105 | Stock | 58,500 | $12,049,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 596,907 | $12,047,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 190,745 | $12,046,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y900 | COM | 218,800 | $12,043,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 440,275 | $12,026,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 105,744 | $12,002,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 86,312 | $11,951,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 313,534 | $11,934,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 244,432 | $11,926,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 144,473 | $11,908,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G952 | CALL | 201,819 | $11,871,000 | thousands by filing date | put |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 7,173,000 | $11,869,000 | thousands by filing date | principal |
| OZON HLDGS PLC ADR | 69269L104 | SPONSORED ADS | 234,698 | $11,840,000 | thousands by filing date | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 3,846,000 | $11,829,000 | thousands by filing date | principal |
| PLEXUS CORP COM | 729132100 | Stock | 131,943 | $11,798,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 550,315 | $11,793,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 709,383 | $11,782,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 134,126 | $11,770,000 | thousands by filing date | |
| VIRTUS DIVERSIFIED INCM & CO | 92840N100 | COM | 347,420 | $11,770,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AF8 | NOTE 2.000% 6/1 | 10,215,000 | $11,764,000 | thousands by filing date | principal |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 102,097 | $11,754,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 346,863 | $11,741,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 152,020 | $11,734,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 20,019 | $11,717,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 218,055 | $11,708,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 167,828 | $11,689,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 275,601 | $11,678,000 | thousands by filing date | |
| DELAWARE IVY HIGH INCOME OPPOR | 246107106 | COM | 854,025 | $11,674,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 68,823 | $11,618,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 853,681 | $11,601,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W902 | CALL | 1,284,500 | $11,593,000 | thousands by filing date | call |
| SWITCH INC | 87105L104 | CL A | 456,275 | $11,584,000 | thousands by filing date | |
| CENTERSPACE COM | 15202L107 | REIT | 122,447 | $11,572,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 88,996 | $11,561,000 | thousands by filing date | |
| PULMONX CORP | 745848101 | COM | 321,198 | $11,556,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 448,534 | $11,549,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 180,898 | $11,543,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 479,824 | $11,535,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 161,365 | $11,517,000 | thousands by filing date | |
| BLOCK INC | 852234953 | PUT | 48,000 | $11,512,000 | thousands by filing date | put |
| OUTFRONT MEDIA INC | 69007J106 | COM | 456,476 | $11,504,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 250,603 | $11,502,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 72,705 | $11,469,000 | thousands by filing date | |
| ALGONQUIN PWR UTILS CORP | 015857873 | CONV | 236,788 | $11,465,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 179,613 | $11,430,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 695,663 | $11,409,000 | thousands by filing date | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 596,459 | $11,399,000 | thousands by filing date | |
| PROCORE TECHNOLOGIES INC COM | 74275K108 | Stock | 127,528 | $11,393,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 1,240,534 | $11,388,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 1,540,383 | $11,384,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 179,633 | $11,383,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 184,855 | $11,370,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 380,967 | $11,368,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 248,732 | $11,362,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 444,076 | $11,355,000 | thousands by filing date | |
| CROCS INC | 227046909 | CALL | 79,000 | $11,335,000 | thousands by filing date | call |
| KOREA FD INC | 500634209 | COM NEW | 276,751 | $11,333,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 139,227 | $11,329,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 160,735 | $11,308,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 594,148 | $11,288,000 | thousands by filing date | |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y205 | UNIT 99/99/9999 | 1,133,490 | $11,279,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 219,042 | $11,270,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 1,019,667 | $11,237,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 1,152,180 | $11,234,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 199,540 | $11,232,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 61,316 | $11,230,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 112,102 | $11,229,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 446,747 | $11,213,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 281,710 | $11,210,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 199,396 | $11,189,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 118,096 | $11,180,000 | thousands by filing date | |
| VITAL FARMS INC | 92847W103 | COM | 634,705 | $11,152,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 413,242 | $11,148,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 6,142 | $11,138,000 | thousands by filing date | |
| PAYA HOLDINGS INC | 70434P103 | COM CL A | 1,024,319 | $11,135,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 52,031 | $11,133,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 383,015 | $11,131,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 93,282 | $11,126,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 184,863 | $11,110,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 1,899,232 | $11,110,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 649,305 | $11,104,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 197,348 | $11,064,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 644,743 | $11,045,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 61,433 | $11,032,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112953 | PUT | 155,400 | $11,031,000 | thousands by filing date | put |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 38,818 | $11,026,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 379,837 | $11,024,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 53,148 | $11,018,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F739 | CONV | 215,566 | $11,017,000 | thousands by filing date | |
| PACER TRENDPILOT INTERNATIONAL ETF | 69374H683 | ETF | 385,888 | $11,006,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 142,554 | $10,974,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 169,532 | $10,961,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 542,503 | $10,959,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 470,991 | $10,942,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 134,731 | $10,904,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 246,539 | $10,894,000 | thousands by filing date | |
| VEREIT INC | 92339V308 | COM | 240,586 | $10,882,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 164,183 | $10,871,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 10,724,000 | $10,843,000 | thousands by filing date | principal |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 339,001 | $10,839,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 125,961 | $10,824,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 505,150 | $10,811,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 127,252 | $10,808,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 209,542 | $10,799,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 474,343 | $10,753,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 1,405,483 | $10,751,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 6,920,000 | $10,751,000 | thousands by filing date | principal |
| BADGER METER INC COM | 056525108 | Stock | 106,224 | $10,743,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 301,805 | $10,717,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 497,062 | $10,706,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 314,027 | $10,702,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 202,620 | $10,686,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 124,324 | $10,672,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 309,376 | $10,671,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 482,439 | $10,666,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 95,767 | $10,659,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 140,087 | $10,636,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 514,844 | $10,636,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 446,112 | $10,613,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 424,924 | $10,610,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 126,649 | $10,599,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 419,671 | $10,568,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 10,136,000 | $10,537,000 | thousands by filing date | principal |
| CIENA CORP COM NEW | 171779309 | Stock | 204,985 | $10,527,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 187,775 | $10,485,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 414,301 | $10,485,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 189,372 | $10,481,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 43,873 | $10,466,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 96,871 | $10,450,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 397,017 | $10,442,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 170,047 | $10,436,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 363,153 | $10,433,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 116,492 | $10,432,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 424,314 | $10,400,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 39,018 | $10,398,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 88,455 | $10,387,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 55,127 | $10,375,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 411,049 | $10,366,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 118,977 | $10,365,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 1,348,328 | $10,355,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 187,246 | $10,338,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 271,812 | $10,327,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 175,827 | $10,313,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 666,210 | $10,280,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 634,452 | $10,272,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 261,225 | $10,261,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 430,336 | $10,250,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 1,063,028 | $10,248,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 441,741 | $10,236,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 127,446 | $10,226,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 418,512 | $10,225,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 2,987,048 | $10,216,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 90,159 | $10,206,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 25,864 | $10,195,000 | thousands by filing date | |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 7,342,000 | $10,186,000 | thousands by filing date | principal |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 221,616 | $10,184,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 192,283 | $10,166,000 | thousands by filing date | |
| FORD MTR CO | 345370900 | CALL | 717,900 | $10,165,000 | thousands by filing date | call |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 10,414,000 | $10,163,000 | thousands by filing date | principal |
| SPDW | 78463X889 | COM | 280,354 | $10,151,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 10,102,000 | $10,147,000 | thousands by filing date | principal |
| CONTINENTAL RES INC | 212015101 | COM | 219,786 | $10,143,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 210,453 | $10,137,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 251,392 | $10,121,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 240,886 | $10,120,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 631,967 | $10,118,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 388,889 | $10,103,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 8,322,000 | $10,101,000 | thousands by filing date | principal |
| DILLARDS INC CL A | 254067101 | Stock | 58,509 | $10,093,000 | thousands by filing date | |
| LUXEXPERIENCE BV | 55406W103 | SPONSORED ADS | 374,598 | $10,077,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 123,090 | $10,059,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 1,523,763 | $10,042,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V900 | CALL | 190,000 | $10,015,000 | thousands by filing date | call |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 4,171,149 | $10,011,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AD4 | NOTE 0.625% 6/1 | 7,712,000 | $10,009,000 | thousands by filing date | principal |
| MESA LABS INC COM | 59064R109 | Stock | 33,099 | $10,008,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 505,077 | $10,004,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 83,261 | $9,996,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 71,603 | $9,982,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 183,132 | $9,959,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 180,506 | $9,933,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 192,248 | $9,918,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 341,064 | $9,908,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806XAB8 | NOTE 2.500% 3/1 | 7,156,000 | $9,897,000 | thousands by filing date | principal |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 334,337 | $9,886,000 | thousands by filing date | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 281,719 | $9,877,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 678,198 | $9,868,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 141,485 | $9,841,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 5,397,000 | $9,808,000 | thousands by filing date | principal |
| INMODE LTD SHS | M5425M103 | Stock | 61,397 | $9,790,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 114,356 | $9,780,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 121,875 | $9,773,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 233,518 | $9,771,000 | thousands by filing date | |
| CIENA CORP | 171779959 | PUT | 190,000 | $9,757,000 | thousands by filing date | put |
| BRADY CORP | 104674106 | CL A | 192,391 | $9,755,000 | thousands by filing date | |
| MORGAN STANLEY | 617446958 | Option | 100,081 | $9,739,000 | thousands by filing date | put |
| AMERICAN EAGLE OUTFITTERS IN | 02553E906 | CALL | 376,600 | $9,716,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 297,004 | $9,694,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 556,309 | $9,691,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134957 | PUT | 114,300 | $9,687,000 | thousands by filing date | put |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 744,648 | $9,681,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 106,075 | $9,679,000 | thousands by filing date | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 10,004,000 | $9,635,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 571,303 | $9,621,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y958 | PUT | 139,600 | $9,610,000 | thousands by filing date | put |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 573,330 | $9,604,000 | thousands by filing date | |
| WALMART INC | 931142953 | PUT | 68,900 | $9,604,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 249,258 | $9,593,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 451,114 | $9,592,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 82,560 | $9,591,000 | thousands by filing date | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 131,322 | $9,544,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 354,463 | $9,517,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 121,659 | $9,514,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 58,055 | $9,490,000 | thousands by filing date | |
| UNITED PARCEL SVCS INC | 911312906 | CALL | 52,100 | $9,487,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 182,544 | $9,472,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 37,842 | $9,465,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 492,640 | $9,464,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767906 | CALL | 200,000 | $9,464,000 | thousands by filing date | call |
| ISHARES TR | 46435U697 | IBONDS DEC | 351,240 | $9,462,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 153,174 | $9,444,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 833,560 | $9,435,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 298,164 | $9,425,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 272,558 | $9,417,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 9,113,000 | $9,404,000 | thousands by filing date | principal |
| ALKERMES PLC | G01767105 | SHS | 304,854 | $9,402,000 | thousands by filing date | |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 8,308,000 | $9,399,000 | thousands by filing date | principal |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 83,359 | $9,388,000 | thousands by filing date | |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 351,714 | $9,384,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 441,744 | $9,374,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 242,741 | $9,374,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 197,870 | $9,374,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 364,202 | $9,367,000 | thousands by filing date | |
| BTRS HOLDINGS INC | 11778X104 | COM CL 1 | 878,972 | $9,352,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 40,427 | $9,346,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 301,408 | $9,344,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 553,952 | $9,334,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102905 | CALL | 165,200 | $9,324,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 458,179 | $9,319,000 | thousands by filing date | |
| STAGWELL INC | 85256A109 | COM CL A | 1,212,593 | $9,301,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 79,454 | $9,289,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 169,720 | $9,287,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 51,533 | $9,261,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 468,876 | $9,232,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 30,561 | $9,229,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 8,890,500 | $9,207,000 | thousands by filing date | principal |
| PG&E CORP COM | 69331C108 | Stock | 958,022 | $9,196,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 463,352 | $9,138,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 220,590 | $9,130,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 1,595,689 | $9,128,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 385,181 | $9,113,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 277,132 | $9,112,000 | thousands by filing date | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 76,433 | $9,106,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 88,178 | $9,102,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 232,564 | $9,098,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 176,020 | $9,097,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 216,031 | $9,095,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 206,328 | $9,078,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 153,977 | $9,074,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 747,410 | $9,067,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 220,423 | $9,055,000 | thousands by filing date | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 444,748 | $9,051,000 | thousands by filing date | |
| GOHEALTH INC | 38046W105 | COM CL A | 1,799,066 | $9,049,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 40,126 | $9,013,000 | thousands by filing date | |
| PAYMENTUS HOLDINGS INC | 70439P108 | COM CL A | 365,434 | $9,005,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 392,707 | $9,005,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 206,646 | $8,960,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 133,610 | $8,957,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 196,596 | $8,947,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 103,129 | $8,945,000 | thousands by filing date | |
| APARTMENT INCOME REIT CORP | 03750L109 | COM | 183,232 | $8,943,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 53,094 | $8,938,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 668,531 | $8,937,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 565,112 | $8,929,000 | thousands by filing date | |
| US BANCORP | 902973954 | COM NEW | 150,000 | $8,916,000 | thousands by filing date | put |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 464,158 | $8,884,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183AA1 | NOTE 0.875% 6/0 | 6,719,000 | $8,882,000 | thousands by filing date | principal |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 92,567 | $8,869,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 190,800 | $8,863,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 60,847 | $8,861,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 259,064 | $8,860,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 56,471 | $8,851,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 61,060 | $8,805,000 | thousands by filing date | |
| UNITED STATES STL CORP | 912909AT5 | NOTE 5.000%11/0 | 4,646,000 | $8,796,000 | thousands by filing date | principal |
| SEABOARD CORP DEL | 811543107 | COM | 2,145 | $8,794,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 55,036 | $8,791,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 188,158 | $8,791,000 | thousands by filing date | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 265,836 | $8,785,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 1,630,387 | $8,771,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 138,028 | $8,770,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 260,624 | $8,762,000 | thousands by filing date | |
| ACADEMY SPORTS & OUTDOORS IN | 00402L957 | COM | 218,800 | $8,756,000 | thousands by filing date | put |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 84,079 | $8,752,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 685,863 | $8,697,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 104,623 | $8,691,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 123,903 | $8,670,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 222,518 | $8,660,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 244,291 | $8,659,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP UNIT EX | 722615200 | Stock | 865,551 | $8,655,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 129,122 | $8,645,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 343,593 | $8,638,000 | thousands by filing date | |
| ACTIVISION BLIZZARD INC | 00507V909 | COM | 111,500 | $8,629,000 | thousands by filing date | call |
| UMH PPTYS INC | 903002103 | COM | 375,991 | $8,610,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 82,855 | $8,605,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 207,564 | $8,602,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 101,736 | $8,590,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 46,170 | $8,585,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 737,028 | $8,565,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 92,593 | $8,563,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 83,176 | $8,551,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 160,461 | $8,546,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 280,102 | $8,537,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 217,963 | $8,512,000 | thousands by filing date | |
| BURLINGTON STORES INC | 122017906 | COM | 30,000 | $8,507,000 | thousands by filing date | call |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 150,917 | $8,501,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 183,221 | $8,498,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 1,617,142 | $8,491,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 234,580 | $8,486,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 529,828 | $8,472,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 190,942 | $8,465,000 | thousands by filing date | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 7,241,000 | $8,464,000 | thousands by filing date | principal |
| EXPAND ENERGY CORPORATION COM | 165167735 | Stock | 137,203 | $8,450,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 419,019 | $8,447,000 | thousands by filing date | |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 5,435,000 | $8,438,000 | thousands by filing date | principal |
| SLM CORP COM | 78442P106 | Stock | 479,074 | $8,433,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 111,322 | $8,407,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 259,667 | $8,403,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A950 | PUT | 66,800 | $8,397,000 | thousands by filing date | put |
| FIRST SOLAR INC COM | 336433107 | Stock | 87,924 | $8,393,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 466,199 | $8,391,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 911,909 | $8,390,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 436,021 | $8,389,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 207,981 | $8,387,000 | thousands by filing date | |
| QUALCOMM INC | 747525953 | PUT | 65,000 | $8,384,000 | thousands by filing date | put |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 305,400 | $8,365,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518306 | UNIT 04/01/2024 | 172,421 | $8,351,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 148,088 | $8,333,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 526,621 | $8,331,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 164,745 | $8,311,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 115,768 | $8,309,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 328,071 | $8,300,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 180,722 | $8,296,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 557,422 | $8,283,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 829,176 | $8,283,000 | thousands by filing date | |
| ISHARES TR | 464288902 | US HOME CONS ETF | 125,000 | $8,273,000 | thousands by filing date | call |
| SITE CENTERS CORP | 82981J109 | COM | 535,607 | $8,269,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 195,101 | $8,265,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 124,177 | $8,259,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 141,500 | $8,247,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 129,971 | $8,210,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 118,961 | $8,201,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 1,042,342 | $8,182,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 248,733 | $8,173,000 | thousands by filing date | |
| SNOWFLAKE INC | 833445909 | CALL | 27,000 | $8,166,000 | thousands by filing date | call |
| BELLRING BRANDS INC | 079823100 | COMMON STOCK | 265,441 | $8,162,000 | thousands by filing date | |
| NUVEEN CORE PLUS IMPACT FUND | 67080D103 | COM BEN INT | 416,740 | $8,147,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 405,153 | $8,139,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 476,086 | $8,136,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 256,908 | $8,131,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 384,389 | $8,122,000 | thousands by filing date | |
| BROADSTONE NET LEASE INC COM | 11135E203 | REIT | 326,925 | $8,112,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 107,123 | $8,104,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 96,739 | $8,097,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 641,642 | $8,097,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 612,904 | $8,097,000 | thousands by filing date | |
| OKTA INC | 679295AF2 | NOTE 0.375% 6/1 | 6,554,000 | $8,093,000 | thousands by filing date | principal |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 224,689 | $8,086,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 424,571 | $8,084,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 176,451 | $8,081,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 122,664 | $8,073,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 79,268 | $8,071,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 274,844 | $8,047,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 287,608 | $8,040,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 268,752 | $8,034,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 150,215 | $8,034,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 483,065 | $8,023,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 348,739 | $8,017,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 2,211,647 | $8,006,000 | thousands by filing date | |
| CROCS INC | 227046959 | PUT | 55,800 | $8,006,000 | thousands by filing date | put |
| CALLAWAY GOLF CO | 131193AE4 | NOTE 2.750% 5/0 | 4,583,000 | $7,989,000 | thousands by filing date | principal |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 997,676 | $7,981,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 269,166 | $7,974,000 | thousands by filing date | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 394,259 | $7,964,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 521,364 | $7,956,000 | thousands by filing date | |
| INTERDIGITAL INC | 45867GAB7 | BOND | 7,375,000 | $7,952,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 67,203 | $7,949,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 250,171 | $7,946,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X804 | COMMON STOCK | 112,072 | $7,939,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 46,920 | $7,920,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 74,632 | $7,896,000 | thousands by filing date | |
| UBER TECHNOLOGIES INC | 90353T900 | CALL | 175,900 | $7,880,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC | 35671D907 | CALL | 242,000 | $7,872,000 | thousands by filing date | call |
| HAWKINS INC | 420261109 | COM | 225,442 | $7,862,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 226,203 | $7,839,000 | thousands by filing date | |
| PRIVIA HEALTH GROUP INC | 74276R102 | COM | 332,232 | $7,828,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 130,492 | $7,821,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 149,990 | $7,805,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 163,515 | $7,785,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 525,704 | $7,776,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 334,632 | $7,771,000 | thousands by filing date | |
| SENTINELONE INC | 81730H109 | CL A | 144,942 | $7,765,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 460,130 | $7,758,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 627,095 | $7,757,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 161,690 | $7,754,000 | thousands by filing date | |
| ISHARES TR | 464287959 | PUT | 75,600 | $7,741,000 | thousands by filing date | put |
| DYNEX CAP INC | 26817Q886 | COM | 447,576 | $7,734,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 86,052 | $7,734,000 | thousands by filing date | |
| GE AEROSPACE | 369604901 | CALL | 75,000 | $7,727,000 | thousands by filing date | call |
| AVID BIOSERVICES INC | 05368M106 | COM | 357,725 | $7,716,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 439,863 | $7,715,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 205,955 | $7,702,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 153,331 | $7,693,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 359,214 | $7,690,000 | thousands by filing date | |
| SPLUNK INC | 848637AD6 | BOND | 6,295,000 | $7,684,000 | thousands by filing date | principal |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 509,268 | $7,680,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 54,902 | $7,666,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 300,156 | $7,654,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 42,361 | $7,645,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 183,959 | $7,639,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 80,552 | $7,639,000 | thousands by filing date | |
| META PLATFORMS INC | 30303M902 | CALL | 22,500 | $7,636,000 | thousands by filing date | call |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 486,773 | $7,608,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 768,010 | $7,603,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 517,199 | $7,602,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 59,102 | $7,597,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 101,515 | $7,597,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 442,440 | $7,588,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 25,398 | $7,585,000 | thousands by filing date | |
| VanEck Preferred Securities ex | 92189F951 | ETF | 197,700 | $7,580,000 | thousands by filing date | put |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 502,331 | $7,580,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 248,443 | $7,576,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 73,819 | $7,575,000 | thousands by filing date | |
| NORDSTROM INC | 655664900 | COM | 286,200 | $7,570,000 | thousands by filing date | call |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 110,020 | $7,564,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 303,129 | $7,562,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 490,699 | $7,556,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 103,970 | $7,533,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 506,832 | $7,527,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 228,820 | $7,524,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 2,022,210 | $7,523,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 285,298 | $7,509,000 | thousands by filing date | |
| ACADEMY SPORTS & OUTDOORS IN | 00402L907 | COM | 187,200 | $7,492,000 | thousands by filing date | call |
| MILLERKNOLL INC | 600544100 | COM | 198,512 | $7,476,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 775,443 | $7,476,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y903 | ST STR TECHN ETF | 50,000 | $7,466,000 | thousands by filing date | call |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 267,701 | $7,466,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 170,192 | $7,464,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 610,850 | $7,459,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 3,043,135 | $7,456,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 474,978 | $7,443,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 348,098 | $7,439,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 399,981 | $7,412,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 552,998 | $7,393,000 | thousands by filing date | |
| SNAP INC | 83304A956 | PUT | 100,000 | $7,387,000 | thousands by filing date | put |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 463,584 | $7,385,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 264,480 | $7,384,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 88,158 | $7,381,000 | thousands by filing date | |
| DYCOM INDS INC | 267475901 | COM | 103,600 | $7,380,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-21-000339 | this filing | 2021-11-15 | acceptance time not in the bulk data set |