13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-13, with 7,640 holding rows worth $443,920,676,000.
- Accession
- 0000072971-21-000236
- Filer
- CIK 72971
- Filed
- 2021-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 21,599 entries on the cover page, a total value of $443,920,676,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $443,920,676,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of SEI INVESTMENTS CO
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of 361 CAPITAL LLC
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC reporting on behalf of Citigroup, Inc
- included managerWells Fargo Funds Management, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RINGCENTRAL INC | 76680RAD9 | NOTE 3/1 | 3,519,000 | $12,862,000 | thousands by filing date | principal |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 489,201 | $12,852,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 182,427 | $12,838,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 125,467 | $12,829,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 211,615 | $12,798,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 9,795,000 | $12,795,000 | thousands by filing date | principal |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 91,106 | $12,794,000 | thousands by filing date | |
| INTERDIGITAL INC | 45867GAB7 | BOND | 12,057,000 | $12,789,000 | thousands by filing date | principal |
| Micron Technology,Inc. | 595112103 | COM | 144,900 | $12,782,000 | thousands by filing date | call |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 146,490 | $12,737,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 155,323 | $12,735,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 110,306 | $12,669,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 391,438 | $12,667,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 284,520 | $12,664,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 230,036 | $12,650,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 93,100 | $12,646,000 | thousands by filing date | put |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 271,243 | $12,612,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 287,415 | $12,605,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 177,061 | $12,582,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 509,982 | $12,571,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 183,560 | $12,571,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 245,255 | $12,557,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 430,664 | $12,550,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 284,160 | $12,540,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 118,693 | $12,537,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 134,449 | $12,513,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 313,178 | $12,506,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 187,381 | $12,474,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 208,042 | $12,458,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 394,961 | $12,453,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 88,278 | $12,451,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 239,514 | $12,438,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 515,816 | $12,436,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 550,875 | $12,427,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 322,543 | $12,418,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 220,679 | $12,412,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 195,031 | $12,374,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 215,396 | $12,365,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 225,214 | $12,269,000 | thousands by filing date | |
| FERGUSON PLC NEW | G3421J106 | SHS | 102,050 | $12,259,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 782,095 | $12,247,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 261,640 | $12,244,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 326,204 | $12,223,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 807,324 | $12,215,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 170,360 | $12,210,000 | thousands by filing date | |
| AJAX I | G0190X118 | UNIT 99/99/9999 | 1,147,050 | $12,193,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 840,408 | $12,190,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 123,571 | $12,182,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 1,722,493 | $12,178,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 76,854 | $12,126,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 134,403 | $12,118,000 | thousands by filing date | |
| OZON HLDGS PLC ADR | 69269L104 | SPONSORED ADS | 216,030 | $12,114,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 33,579 | $12,096,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 1,560,191 | $12,045,000 | thousands by filing date | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 505,410 | $12,019,000 | thousands by filing date | |
| VITAL FARMS INC | 92847W103 | COM | 548,910 | $11,988,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 388,116 | $11,954,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 445,572 | $11,924,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 289,786 | $11,907,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 174,679 | $11,890,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 314,363 | $11,889,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 525,111 | $11,863,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AF0 | NOTE 0.250% 8/1 | 11,112,000 | $11,855,000 | thousands by filing date | principal |
| PENUMBRA INC COM | 70975L107 | Stock | 43,775 | $11,844,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 10,121,028 | $11,842,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 1,374,871 | $11,838,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 611,803 | $11,814,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 88,500 | $11,793,000 | thousands by filing date | put |
| PULMONX CORP | 745848101 | COM | 257,356 | $11,772,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 245,732 | $11,771,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 644,185 | $11,764,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 420,382 | $11,751,000 | thousands by filing date | |
| BRISTOW GROUP INC | 11040G103 | COM | 451,990 | $11,697,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 827,861 | $11,689,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 342,415 | $11,683,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 221,471 | $11,681,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 308,400 | $11,679,000 | thousands by filing date | call |
| HELMERICH & PAYNE INC | 423452101 | COM | 432,093 | $11,648,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 129,102 | $11,644,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 163,752 | $11,640,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 320,762 | $11,640,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 126,998 | $11,622,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 667,787 | $11,599,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 706,889 | $11,572,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 768,644 | $11,541,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 1,268,016 | $11,488,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 459,470 | $11,477,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 859,573 | $11,459,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 265,469 | $11,439,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 211,590 | $11,419,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 932,100 | $11,418,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 334,800 | $11,370,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 123,753 | $11,366,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 322,795 | $11,363,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 247,859 | $11,350,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 357,144 | $11,350,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 104,308 | $11,345,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 237,540 | $11,333,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 79,467 | $11,312,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 379,786 | $11,310,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 1,285,931 | $11,291,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 1,480,416 | $11,282,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 208,451 | $11,269,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 700,604 | $11,231,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 63,961 | $11,216,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 257,474 | $11,213,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 332,643 | $11,197,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 2,141,763 | $11,181,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 171,581 | $11,169,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 207,626 | $11,159,000 | thousands by filing date | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 149,236 | $11,157,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 871,758 | $11,133,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 843,376 | $11,098,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 753,534 | $11,092,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 533,346 | $11,057,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 1,186,439 | $11,034,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 475,074 | $11,022,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577AA0 | NOTE 4.750% 5/1 | 3,592,000 | $10,976,000 | thousands by filing date | principal |
| SANDERSON FARMS | 800013104 | COM | 70,431 | $10,971,000 | thousands by filing date | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 297,270 | $10,966,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 61,906 | $10,956,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 76,204 | $10,955,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 9,043,500 | $10,933,000 | thousands by filing date | principal |
| PAGERDUTY INC COM | 69553P100 | Stock | 271,622 | $10,928,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 297,021 | $10,919,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 213,610 | $10,916,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 3,177,737 | $10,900,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 691,499 | $10,884,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 250,505 | $10,869,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 122,185 | $10,866,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 165,670 | $10,854,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 333,576 | $10,838,000 | thousands by filing date | |
| ACCOLADE INC | 00437E102 | COM | 238,812 | $10,835,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 283,212 | $10,824,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 202,886 | $10,820,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 108,289 | $10,814,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 385,390 | $10,798,000 | thousands by filing date | |
| VERTEX INC | 92538J106 | CL A | 491,136 | $10,794,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 601,127 | $10,790,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 285,554 | $10,789,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 744,394 | $10,779,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 1,224,729 | $10,765,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 1,615,583 | $10,760,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 963,894 | $10,738,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 138,800 | $10,726,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 140,569 | $10,726,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 280,289 | $10,712,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 205,781 | $10,710,000 | thousands by filing date | put |
| MILLERKNOLL INC | 600544100 | COM | 259,950 | $10,697,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 139,602 | $10,638,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 305,500 | $10,631,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 198,722 | $10,622,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 289,672 | $10,611,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 454,174 | $10,587,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 173,718 | $10,584,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 41,400 | $10,576,000 | thousands by filing date | call |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 48,264 | $10,558,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 550,627 | $10,522,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 9,573,000 | $10,493,000 | thousands by filing date | principal |
| UNISYS CORP | 909214306 | COMMON STOCK | 412,077 | $10,474,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 479,692 | $10,457,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 180,700 | $10,397,000 | thousands by filing date | put |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 398,768 | $10,376,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 510,418 | $10,342,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 57,379 | $10,337,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 466,158 | $10,330,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 112,001 | $10,314,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 35,000 | $10,309,000 | thousands by filing date | call |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 127,816 | $10,271,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 925,448 | $10,207,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 336,800 | $10,195,000 | thousands by filing date | put |
| GORES METROPOULOS II INC | 382873206 | UNIT 01/31/2028 | 1,007,261 | $10,193,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 191,316 | $10,187,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 2,947,000 | $10,187,000 | thousands by filing date | principal |
| SPLUNK INC | 848637AD6 | BOND | 8,640,000 | $10,179,000 | thousands by filing date | principal |
| KNOWLES CORP COM | 49926D109 | Stock | 486,220 | $10,171,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 619,601 | $10,168,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 98,320 | $10,166,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 89,743 | $10,144,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 655,060 | $10,140,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 541,752 | $10,119,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 310,976 | $10,117,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 125,918 | $10,107,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 203,444 | $10,107,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 125,915 | $10,105,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 92,129 | $10,102,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 179,633 | $10,077,000 | thousands by filing date | |
| ROOT INC | 77664L108 | COMMON STOCK | 791,253 | $10,073,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 47,320 | $10,023,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 1,038,865 | $10,005,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 162,680 | $10,001,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 7,751,000 | $9,998,000 | thousands by filing date | principal |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 226,489 | $9,982,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 135,237 | $9,973,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 407,392 | $9,945,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 423,819 | $9,943,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 331,453 | $9,933,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 763,821 | $9,918,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 136,000 | $9,894,000 | thousands by filing date | call |
| STELLANTIS N.V SHS | N82405106 | Stock | 555,576 | $9,884,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 109,254 | $9,875,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 724,000 | $9,875,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 392,603 | $9,862,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 1,261,649 | $9,853,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 450,551 | $9,850,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 256,161 | $9,848,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 524,699 | $9,839,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 103,396 | $9,836,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 443,306 | $9,824,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 598,811 | $9,821,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 182,454 | $9,817,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 146,725 | $9,811,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 143,488 | $9,807,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 216,448 | $9,794,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 192,284 | $9,794,000 | thousands by filing date | |
| UNITED STATES STL CORP | 912909AT5 | NOTE 5.000%11/0 | 4,537,000 | $9,793,000 | thousands by filing date | principal |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 578,082 | $9,792,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 665,523 | $9,782,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 241,710 | $9,782,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 164,601 | $9,777,000 | thousands by filing date | |
| NEVRO CORP | 64157FAA1 | BOND | 6,681,000 | $9,762,000 | thousands by filing date | principal |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 84,717 | $9,729,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 106,214 | $9,695,000 | thousands by filing date | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 900,000 | $9,681,000 | thousands by filing date | principal |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 133,907 | $9,679,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 168,040 | $9,657,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 827,365 | $9,630,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 6,550,000 | $9,623,000 | thousands by filing date | principal |
| Merck & Co.,Inc. | 58933Y105 | COM | 124,800 | $9,621,000 | thousands by filing date | call |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 5,600,000 | $9,618,000 | thousands by filing date | principal |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 147,379 | $9,609,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 439,969 | $9,606,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 70,870 | $9,598,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 296,405 | $9,582,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 127,225 | $9,520,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 106,779 | $9,516,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 189,793 | $9,503,000 | thousands by filing date | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 496,461 | $9,502,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 425,555 | $9,478,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 5,126,000 | $9,464,000 | thousands by filing date | principal |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 468,132 | $9,433,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 72,890 | $9,427,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 754,579 | $9,416,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 47,176 | $9,412,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 245,563 | $9,405,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 177,203 | $9,405,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 82,508 | $9,400,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 151,761 | $9,391,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 462,244 | $9,361,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 643,933 | $9,337,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 165,556 | $9,328,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 185,077 | $9,328,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 147,600 | $9,318,000 | thousands by filing date | put |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 131,652 | $9,310,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 577,774 | $9,291,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 1,004,200 | $9,289,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 120,528 | $9,288,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 47,261 | $9,287,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,524,755 | $9,285,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 590,621 | $9,273,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BT5 | DEB 4.000%12/1 | 9,750,000 | $9,263,000 | thousands by filing date | principal |
| MATTEL INC | 577081102 | COM | 464,467 | $9,252,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 103,645 | $9,246,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 1,288,655 | $9,239,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 103,990 | $9,235,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 477,369 | $9,233,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 109,554 | $9,226,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 334,511 | $9,225,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 301,897 | $9,223,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 98,202 | $9,222,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 30,000 | $9,201,000 | thousands by filing date | put |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 100,000 | $9,194,000 | thousands by filing date | put |
| CRICUT INC | 22658D100 | COM CL A | 464,351 | $9,190,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 339,739 | $9,172,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 174,362 | $9,169,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 63,151 | $9,166,000 | thousands by filing date | |
| PACER TRENDPILOT INTERNATIONAL ETF | 69374H683 | ETF | 331,929 | $9,165,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 636,716 | $9,162,000 | thousands by filing date | |
| ACV AUCTIONS INC | 00091G104 | COM CL A | 264,230 | $9,144,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 186,766 | $9,143,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 169,103 | $9,106,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 51,242 | $9,103,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 1,560,142 | $9,103,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 105,084 | $9,097,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 378,927 | $9,072,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 243,679 | $9,063,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 177,632 | $9,055,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 370,723 | $9,046,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 136,781 | $9,033,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 354,352 | $9,026,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 71,691 | $9,018,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 92,555 | $8,999,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 959,030 | $8,986,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 91,956 | $8,976,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,103,795 | $8,942,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 263,290 | $8,933,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 356,662 | $8,925,000 | thousands by filing date | |
| VIRTUS DIVERSIFIED INCM & CO | 92840N100 | COM | 283,482 | $8,910,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 265,607 | $8,903,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 471,994 | $8,888,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 1,672,636 | $8,882,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 114,347 | $8,877,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 138,746 | $8,865,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 63,318 | $8,851,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 283,726 | $8,849,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 115,280 | $8,843,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 7,581,000 | $8,833,000 | thousands by filing date | principal |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 260,360 | $8,815,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 51,700 | $8,788,000 | thousands by filing date | call |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 535,332 | $8,785,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 290,355 | $8,760,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 251,725 | $8,750,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 394,139 | $8,742,000 | thousands by filing date | |
| Pershing Square T 25 WTS Warrants Exp 07/24/25 | 71531R117 | WT | 1,071,967 | $8,736,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 229,193 | $8,721,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 168,009 | $8,700,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 60,792 | $8,678,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 414,500 | $8,672,000 | thousands by filing date | |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 7,782,000 | $8,671,000 | thousands by filing date | principal |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 921,010 | $8,666,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 170,979 | $8,660,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 146,861 | $8,659,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 598,205 | $8,650,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 48,269 | $8,642,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 252,100 | $8,585,000 | thousands by filing date | put |
| SPDW | 78463X889 | COM | 242,777 | $8,585,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 124,558 | $8,559,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 169,889 | $8,540,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 301,823 | $8,523,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 376,634 | $8,519,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 670,545 | $8,470,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 186,150 | $8,450,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 325,237 | $8,448,000 | thousands by filing date | |
| ROBLOX CORP CL A | 771049103 | Stock | 130,138 | $8,437,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 67,192 | $8,434,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 108,766 | $8,431,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 73,866 | $8,410,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 139,231 | $8,394,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 197,107 | $8,393,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 551,991 | $8,391,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 504,898 | $8,386,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 883,317 | $8,382,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 142,096 | $8,378,000 | thousands by filing date | |
| VROOM INC | 92918V109 | COM | 214,698 | $8,371,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 60,751 | $8,341,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 539,306 | $8,322,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 550,700 | $8,321,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 108,302 | $8,310,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 44,077 | $8,296,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 284,385 | $8,295,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 125,000 | $8,293,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 159,211 | $8,288,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 1,392,502 | $8,286,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 67,675 | $8,268,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 223,944 | $8,267,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 658,955 | $8,256,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 704,871 | $8,254,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 5,410,000 | $8,254,000 | thousands by filing date | principal |
| PAR TECHNOLOGY CORP | 698884103 | COM | 125,916 | $8,235,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 57,493 | $8,175,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 514,797 | $8,170,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 241,570 | $8,165,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 121,298 | $8,161,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 93,849 | $8,157,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 101,146 | $8,157,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 103,928 | $8,153,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 202,547 | $8,152,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 94,338 | $8,149,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 574,935 | $8,141,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 500,754 | $8,138,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 224,370 | $8,120,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 151,362 | $8,113,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 92,859 | $8,105,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 6,803,000 | $8,102,000 | thousands by filing date | principal |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 138,227 | $8,093,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 500,759 | $8,077,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F739 | CONV | 162,496 | $8,060,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 140,000 | $8,044,000 | thousands by filing date | call |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 442,940 | $8,043,000 | thousands by filing date | |
| CAPITOL INVESTMENT CORP V | 14064F209 | UNIT 99/99/9999 | 765,600 | $8,031,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 776,738 | $8,023,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 128,210 | $8,020,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 24,900 | $8,019,000 | thousands by filing date | call |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 247,140 | $8,012,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 655,111 | $8,011,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753UAB2 | NOTE 3.500% 9/1 | 5,701,000 | $8,004,000 | thousands by filing date | principal |
| REGENCY CTRS CORP COM | 758849103 | REIT | 140,882 | $7,989,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 172,953 | $7,988,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 85,961 | $7,982,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 404,794 | $7,979,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 206,194 | $7,977,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 60,000 | $7,973,000 | thousands by filing date | call |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 118,719 | $7,965,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 157,961 | $7,961,000 | thousands by filing date | |
| JOYY INC | 98426TAD8 | NOTE 0.750% 6/1 | 6,612,000 | $7,961,000 | thousands by filing date | principal |
| U S PHYSICAL THERAPY | 90337L108 | COM | 76,398 | $7,953,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 140,242 | $7,948,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 186,366 | $7,921,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 333,868 | $7,916,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 673,968 | $7,913,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 97,943 | $7,909,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 2,141 | $7,900,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 370,481 | $7,895,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368101 | COM CL A | 219,441 | $7,889,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 84,800 | $7,886,000 | thousands by filing date | put |
| ADT INC DEL COM | 00090Q103 | Stock | 934,258 | $7,885,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 87,233 | $7,885,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 142,287 | $7,881,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 32,337 | $7,874,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 363,219 | $7,867,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 172,670 | $7,860,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 277,907 | $7,851,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 150,000 | $7,844,000 | thousands by filing date | put |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 214,995 | $7,840,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 189,736 | $7,826,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 433,608 | $7,817,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 273,292 | $7,813,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 472,545 | $7,811,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 60,012 | $7,809,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 97,913 | $7,802,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 73,949 | $7,796,000 | thousands by filing date | |
| VIRTUS CONVERTIBLE & INC 202 | 92838R105 | COM | 752,150 | $7,793,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 667,128 | $7,786,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 59,257 | $7,785,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 6,998,000 | $7,781,000 | thousands by filing date | principal |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 1,009,773 | $7,775,000 | thousands by filing date | |
| RH | 74967XAA1 | BOND | 2,527,000 | $7,751,000 | thousands by filing date | principal |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 103,516 | $7,748,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 115,806 | $7,732,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 89,884 | $7,726,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 200,000 | $7,724,000 | thousands by filing date | put |
| SKECHERS U S A INC | 830566105 | CL A | 185,149 | $7,723,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 250,000 | $7,703,000 | thousands by filing date | put |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 225,971 | $7,697,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 103,974 | $7,693,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 338,800 | $7,691,000 | thousands by filing date | call |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 150,000 | $7,673,000 | thousands by filing date | put |
| MSA SAFETY INC COM | 553498106 | Stock | 50,987 | $7,648,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 62,514 | $7,625,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 286,853 | $7,624,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 416,053 | $7,614,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 169,682 | $7,614,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 123,923 | $7,607,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 2,270,000 | $7,600,000 | thousands by filing date | principal |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 429,364 | $7,586,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 351,093 | $7,577,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 63,214 | $7,577,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 176,001 | $7,551,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 159,800 | $7,546,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 75,723 | $7,546,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 144,244 | $7,546,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 188,343 | $7,545,000 | thousands by filing date | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 395,538 | $7,544,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 3,665,000 | $7,543,000 | thousands by filing date | principal |
| U S CONCRETE INC | 90333L201 | COM | 102,728 | $7,532,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 371,708 | $7,520,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 152,507 | $7,495,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 190,020 | $7,490,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 226,007 | $7,488,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAG6 | NOTE 1.375% 9/0 | 2,500,000 | $7,486,000 | thousands by filing date | principal |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 80,090 | $7,485,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 146,892 | $7,482,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 27,117 | $7,468,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 459,440 | $7,420,000 | thousands by filing date | |
| WEST FRASER TIMBER CO LTD COM | 952845105 | Stock | 102,989 | $7,419,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 84,477 | $7,410,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 148,774 | $7,410,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 332,578 | $7,407,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 98,598 | $7,394,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 354,489 | $7,377,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 3,175,796 | $7,368,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 49,336 | $7,366,000 | thousands by filing date | |
| SEA LTD | 81141RAD2 | NOTE 1.000%12/0 | 1,655,000 | $7,361,000 | thousands by filing date | principal |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 117,469 | $7,350,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 358,674 | $7,337,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 99,340 | $7,333,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 97,609 | $7,331,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 374,579 | $7,327,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 237,698 | $7,323,000 | thousands by filing date | |
| SSR Mining Inc | 784730AB9 | Convertible bond | 6,506,000 | $7,323,000 | thousands by filing date | principal |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 415,529 | $7,318,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 241,350 | $7,289,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 584,013 | $7,276,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 401,207 | $7,254,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 106,969 | $7,237,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 522,308 | $7,234,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 293,119 | $7,225,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 525,799 | $7,224,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 485,357 | $7,222,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 291,159 | $7,212,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 110,600 | $7,209,000 | thousands by filing date | call |
| BLUEBIRD BIO INC | 09609G100 | COM | 239,116 | $7,209,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 58,522 | $7,208,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 266,349 | $7,204,000 | thousands by filing date | |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 5,254,000 | $7,191,000 | thousands by filing date | principal |
| SL GREEN REALTY CORP | 78440X804 | COMMON STOCK | 102,672 | $7,187,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 230,888 | $7,186,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 694,321 | $7,186,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 51,206 | $7,177,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 80,816 | $7,157,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-21-000236 | this filing | 2021-05-13 | acceptance time not in the bulk data set |