13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 6,948 holding rows worth $371,319,221,000.
- Accession
- 0000072971-20-000209
- Filer
- CIK 72971
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 20,268 entries on the cover page, a total value of $371,319,221,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $371,319,221,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPTIAL MANAGEMENT INC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of SEI INVESTMENTS CO
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of 361 CAPITAL LLC
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Citigroup, Inc
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 217,849 | $5,368,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 383,444 | $5,364,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 30,787 | $5,358,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 124,822 | $5,354,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 81,359 | $5,351,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 207,225 | $5,349,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 357,281 | $5,348,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 51,264 | $5,346,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 118,503 | $5,344,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 258,067 | $5,331,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 86,428 | $5,330,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 435,884 | $5,325,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 62,126 | $5,319,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 93,550 | $5,311,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 269,124 | $5,309,000 | thousands by filing date | |
| OPTION CARE HEALTH INC | 68404L102 | COM | 1,423,486 | $5,309,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 471,751 | $5,306,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 7,059 | $5,305,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 161,050 | $5,293,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 196,992 | $5,278,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 337,238 | $5,274,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 83,923 | $5,271,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 2,777,000 | $5,266,000 | thousands by filing date | call |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 243,484 | $5,262,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 101,984 | $5,259,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 338,342 | $5,257,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 245,497 | $5,239,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 240,043 | $5,236,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 805,535 | $5,235,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 330,154 | $5,230,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 74,141 | $5,211,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 375,710 | $5,204,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L706 | RESH ENHNC COR | 241,179 | $5,195,000 | thousands by filing date | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 98,373 | $5,193,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 457,566 | $5,193,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 554,651 | $5,192,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 82,199 | $5,191,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 610,619 | $5,190,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 40,261 | $5,188,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 150,656 | $5,176,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 120,161 | $5,151,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 295,536 | $5,151,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 309,592 | $5,149,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 261,879 | $5,149,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 418,608 | $5,149,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 317,849 | $5,130,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 436,414 | $5,127,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 88,759 | $5,115,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 109,916 | $5,111,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 289,303 | $5,095,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 170,191 | $5,092,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 196,617 | $5,091,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 359,601 | $5,088,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 201,881 | $5,069,000 | thousands by filing date | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 102,538 | $5,057,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 96,154 | $5,057,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L805 | RESH ENHNC VLU | 237,800 | $5,051,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 213,305 | $5,051,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 99,739 | $5,049,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 50,565 | $5,046,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 73,958 | $5,036,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 241,294 | $5,021,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 115,739 | $5,004,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 203,876 | $5,003,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 258,900 | $4,998,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 363,298 | $4,988,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 325,239 | $4,980,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 240,875 | $4,968,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 62,574 | $4,965,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 158,636 | $4,965,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 129,573 | $4,944,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 666,396 | $4,938,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 135,560 | $4,932,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 92,608 | $4,928,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 1,037,775 | $4,928,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 149,778 | $4,927,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 312,737 | $4,926,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 63,761 | $4,926,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 151,215 | $4,915,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 75,745 | $4,910,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 225,482 | $4,908,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 245,858 | $4,907,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 146,782 | $4,903,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 73,242 | $4,899,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 132,133 | $4,897,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 104,269 | $4,894,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 22,057 | $4,884,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 186,460 | $4,874,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 4,881,000 | $4,869,000 | thousands by filing date | principal |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 348,377 | $4,864,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 97,708 | $4,864,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,860,578 | $4,847,000 | thousands by filing date | put |
| VIAVI SOLUTIONS INC | 925550105 | COM | 323,111 | $4,847,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 310,882 | $4,847,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 508,256 | $4,843,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 94,990 | $4,842,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 231,450 | $4,839,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 315,095 | $4,834,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 167,972 | $4,829,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 155,803 | $4,824,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 64,999 | $4,823,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 112,043 | $4,815,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 176,117 | $4,815,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 173,891 | $4,800,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 97,962 | $4,793,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 51,765 | $4,789,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 129,752 | $4,787,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 405,862 | $4,785,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 160,488 | $4,780,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 96,331 | $4,779,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 49,345 | $4,746,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 203,630 | $4,742,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 100,447 | $4,736,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 228,632 | $4,733,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 4,831,000 | $4,731,000 | thousands by filing date | principal |
| GOPRO INC | 38268T103 | CL A | 1,088,855 | $4,726,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 87,478 | $4,725,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 78,470 | $4,719,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 107,113 | $4,712,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 118,609 | $4,710,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 61,397 | $4,700,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 215,608 | $4,699,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 244,947 | $4,698,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 211,062 | $4,693,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 842,728 | $4,686,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 94,520 | $4,655,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 42,466 | $4,652,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 118,836 | $4,643,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 122,971 | $4,641,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 259,781 | $4,632,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 4,343,000 | $4,631,000 | thousands by filing date | principal |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 631,405 | $4,627,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 225,781 | $4,624,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 187,421 | $4,622,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 197,722 | $4,621,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 41,198 | $4,619,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 44,681 | $4,619,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 123,839 | $4,613,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 4,735,000 | $4,607,000 | thousands by filing date | principal |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 300,022 | $4,596,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 171,337 | $4,592,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 105,859 | $4,585,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 107,155 | $4,581,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 3,898,000 | $4,581,000 | thousands by filing date | principal |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 57,268 | $4,580,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 233,405 | $4,577,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 137,669 | $4,568,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 140,028 | $4,566,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 91,838 | $4,561,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 41,385 | $4,553,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 115,330 | $4,551,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 293,479 | $4,543,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923AH1 | NOTE 5.250% 7/0 | 4,000,000 | $4,543,000 | thousands by filing date | principal |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 145,211 | $4,532,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 353,593 | $4,530,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 305,201 | $4,524,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 131,510 | $4,522,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 92,118 | $4,516,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 261,120 | $4,504,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 102,090 | $4,499,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 131,136 | $4,497,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 335,626 | $4,494,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 138,086 | $4,488,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 336,712 | $4,482,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 15,759 | $4,477,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 124,257 | $4,476,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 165,260 | $4,471,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 129,390 | $4,462,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 392,623 | $4,452,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 279,921 | $4,451,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 175,784 | $4,441,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 47,967 | $4,437,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 202,440 | $4,425,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 201,901 | $4,424,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 219,948 | $4,423,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 363,320 | $4,407,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 49,991 | $4,404,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 157,748 | $4,389,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 147,916 | $4,388,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 110,018 | $4,385,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 167,409 | $4,385,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 175,058 | $4,384,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 614,300 | $4,383,000 | thousands by filing date | call |
| iShares Global 100 ETF | 464287572 | SHS | 81,243 | $4,382,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 95,173 | $4,373,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 394,470 | $4,371,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 85,165 | $4,366,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 132,391 | $4,351,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 211,082 | $4,329,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 55,944 | $4,322,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 102,481 | $4,310,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 55,454 | $4,309,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 126,296 | $4,302,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 246,559 | $4,297,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 123,338 | $4,295,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 83,010 | $4,272,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 125,460 | $4,271,000 | thousands by filing date | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 265,600 | $4,263,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 280,022 | $4,259,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 111,747 | $4,255,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 300,167 | $4,250,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 310,176 | $4,243,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 121,169 | $4,240,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 103,310 | $4,234,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 260,068 | $4,232,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 84,252 | $4,231,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 99,407 | $4,226,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 231,389 | $4,223,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 731,456 | $4,220,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 405,444 | $4,216,000 | thousands by filing date | |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 1,900,000 | $4,215,000 | thousands by filing date | principal |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 62,093 | $4,214,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 55,860 | $4,213,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 142,912 | $4,211,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 419,559 | $4,208,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 955,663 | $4,205,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 94,442 | $4,193,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 387,601 | $4,190,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 90,772 | $4,189,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 128,808 | $4,182,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 232,763 | $4,173,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 351,504 | $4,169,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 50,857 | $4,167,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 40,232 | $4,156,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 465,834 | $4,151,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 138,045 | $4,143,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 63,308 | $4,137,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 88,018 | $4,132,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 147,328 | $4,131,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 1,014,928 | $4,130,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 333,767 | $4,125,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 277,880 | $4,118,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 148,383 | $4,118,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 1,499,324 | $4,107,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 739,882 | $4,099,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 398,599 | $4,097,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 122,305 | $4,097,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 96,874 | $4,096,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 120,316 | $4,091,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 211,302 | $4,088,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 184,934 | $4,087,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 4,081,000 | $4,085,000 | thousands by filing date | principal |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 571,805 | $4,077,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 40,697 | $4,073,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 41,888 | $4,072,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 73,431 | $4,072,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 193,487 | $4,065,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 84,811 | $4,063,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 521,968 | $4,060,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 674,080 | $4,058,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 53,027 | $4,058,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 40,253 | $4,055,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 302,115 | $4,048,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 67,317 | $4,044,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAB1 | NOTE 3.000%12/1 | 2,015,000 | $4,038,000 | thousands by filing date | principal |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 291,800 | $4,034,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 271,067 | $4,033,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 54,760 | $4,025,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 103,444 | $4,002,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 403,851 | $4,001,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 76,225 | $3,992,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 52,592 | $3,991,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 104,392 | $3,985,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 4,383,000 | $3,982,000 | thousands by filing date | principal |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 348,597 | $3,981,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 177,487 | $3,980,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 63,385 | $3,979,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 209,985 | $3,979,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 417,704 | $3,977,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 86,223 | $3,972,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 174,902 | $3,972,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 109,471 | $3,968,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 294,518 | $3,965,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 195,959 | $3,963,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 394,776 | $3,960,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 110,166 | $3,960,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 508,004 | $3,957,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 120,027 | $3,946,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 265,362 | $3,942,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 59,722 | $3,938,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 240,240 | $3,935,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 237,536 | $3,932,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 275,521 | $3,918,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 367,939 | $3,918,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 628,470 | $3,915,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 54,757 | $3,909,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 54,494 | $3,905,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 140,526 | $3,905,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 79,831 | $3,901,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 83,002 | $3,890,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 121,963 | $3,886,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 90,413 | $3,883,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 178,107 | $3,872,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 98,588 | $3,867,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 70,109 | $3,864,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 174,975 | $3,862,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 247,935 | $3,862,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAD9 | NOTE 3/1 | 1,836,000 | $3,851,000 | thousands by filing date | principal |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 80,411 | $3,849,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 177,934 | $3,838,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 142,662 | $3,835,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 235,927 | $3,834,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 235,171 | $3,833,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 138,509 | $3,832,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 158,445 | $3,812,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 140,211 | $3,810,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 108,266 | $3,797,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 57,629 | $3,792,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 90,833 | $3,792,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 92,333 | $3,791,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 222,993 | $3,786,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 148,966 | $3,785,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 119,422 | $3,785,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 93,635 | $3,785,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 151,005 | $3,770,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 152,823 | $3,766,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 158,754 | $3,766,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 1,134,000 | $3,766,000 | thousands by filing date | principal |
| iShares MSCI Mexico ETF | 464286822 | SHS | 83,551 | $3,762,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 76,851 | $3,759,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 115,759 | $3,755,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 42,884 | $3,750,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 100,589 | $3,742,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 115,106 | $3,741,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 20,400 | $3,739,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 423,704 | $3,737,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 154,688 | $3,723,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 222,607 | $3,722,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 1,951,000 | $3,718,000 | thousands by filing date | principal |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 104,033 | $3,716,000 | thousands by filing date | |
| RH | 74967XAA1 | BOND | 2,944,000 | $3,711,000 | thousands by filing date | principal |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 45,136 | $3,699,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 100,931 | $3,687,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 82,224 | $3,683,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 316,911 | $3,683,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 143,695 | $3,675,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 32,987 | $3,670,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 185,914 | $3,668,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 526,240 | $3,667,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 56,034 | $3,666,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 101,077 | $3,663,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 17,920 | $3,663,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 169,642 | $3,650,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 66,616 | $3,649,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 245,558 | $3,649,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 24,971 | $3,644,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 71,367 | $3,643,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 87,742 | $3,643,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E776 | FRONTIER MKTS | 255,092 | $3,641,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 188,728 | $3,640,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 262,563 | $3,626,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 88,348 | $3,620,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 259,977 | $3,620,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 118,149 | $3,615,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 137,900 | $3,608,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 53,189 | $3,605,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 148,637 | $3,594,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 133,390 | $3,590,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 1,701,000 | $3,589,000 | thousands by filing date | principal |
| MATSON INC COM | 57686G105 | Stock | 87,885 | $3,586,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 150,768 | $3,583,000 | thousands by filing date | |
| ENERGIZER HLDGS INC NEW | 29272W208 | 7.5 MCNV PFD A | 34,213 | $3,578,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 83,246 | $3,559,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 157,208 | $3,556,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 87,647 | $3,555,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 300,945 | $3,554,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 32,266 | $3,548,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 249,245 | $3,543,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 63,653 | $3,532,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 355,634 | $3,531,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 123,500 | $3,527,000 | thousands by filing date | call |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 276,673 | $3,527,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 268,225 | $3,527,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 46,564 | $3,521,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 53,175 | $3,509,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 322,490 | $3,505,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 1,212,000 | $3,496,000 | thousands by filing date | call |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 171,944 | $3,487,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 278,665 | $3,486,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 605,440 | $3,482,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 41,619 | $3,472,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 132,235 | $3,468,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 236,018 | $3,467,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 70,512 | $3,459,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 114,188 | $3,457,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 160,210 | $3,451,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 3,207,000 | $3,448,000 | thousands by filing date | principal |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 117,604 | $3,447,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 57,757 | $3,440,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 264,769 | $3,433,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 455,000 | $3,426,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 61,287 | $3,423,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 85,933 | $3,421,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 106,445 | $3,421,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 171,310 | $3,417,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 38,569 | $3,409,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 22,232 | $3,406,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 1,252,530 | $3,400,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 222,616 | $3,399,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 395,599 | $3,394,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 89,076 | $3,391,000 | thousands by filing date | |
| TEEKAY CORPORATION | 87900YAE3 | NOTE 5.000% 1/1 | 4,000,000 | $3,391,000 | thousands by filing date | principal |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 309,018 | $3,387,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 165,801 | $3,385,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 66,753 | $3,385,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 48,373 | $3,378,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 253,398 | $3,375,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 229,568 | $3,373,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 249,123 | $3,372,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 512,188 | $3,364,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 98,541 | $3,355,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 398,939 | $3,355,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 235,422 | $3,348,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 222,371 | $3,347,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 118,382 | $3,343,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 142,410 | $3,341,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 97,151 | $3,333,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 71,392 | $3,332,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 78,900 | $3,329,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 49,288 | $3,327,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 226,860 | $3,324,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 88,199 | $3,323,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 46,769 | $3,304,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 317,529 | $3,293,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 66,943 | $3,292,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 167,910 | $3,288,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 86,750 | $3,287,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 67,433 | $3,281,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 209,172 | $3,278,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 233,744 | $3,277,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 78,738 | $3,275,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 361,703 | $3,274,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 81,369 | $3,268,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 31,897 | $3,265,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 25,917 | $3,264,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 138,270 | $3,263,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 96,918 | $3,250,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 91,179 | $3,248,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 193,849 | $3,247,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 893,544 | $3,243,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 41,407 | $3,240,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 92,113 | $3,239,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 81,096 | $3,237,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 257,172 | $3,235,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 129,665 | $3,233,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 243,159 | $3,231,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 346,169 | $3,229,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 100,870 | $3,228,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 295,600 | $3,222,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 123,759 | $3,221,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 93,645 | $3,220,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 21,965 | $3,216,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 21,863 | $3,212,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 164,185 | $3,206,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 250,948 | $3,205,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 69,304 | $3,193,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 90,099 | $3,185,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 77,165 | $3,180,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 26,828 | $3,178,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 107,574 | $3,173,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 177,280 | $3,168,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 238,561 | $3,164,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 384,147 | $3,154,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 215,593 | $3,146,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 147,551 | $3,140,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 244,375 | $3,136,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 42,350 | $3,135,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 255,930 | $3,135,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 67,191 | $3,133,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 85,791 | $3,129,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 196,186 | $3,128,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 161,998 | $3,124,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 59,762 | $3,123,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 225,051 | $3,123,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 423,132 | $3,115,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 26,348 | $3,113,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 60,607 | $3,108,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 83,272 | $3,099,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 19,464 | $3,098,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 16,362 | $3,090,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 2,140,000 | $3,090,000 | thousands by filing date | principal |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 65,635 | $3,087,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 119,179 | $3,084,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 63,423 | $3,083,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 204,771 | $3,081,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 1,263,900 | $3,074,000 | thousands by filing date | put |
| SVMK INC | 78489X103 | COM | 171,858 | $3,071,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 59,140 | $3,068,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 114,548 | $3,065,000 | thousands by filing date | |
| CHEGG INC | 163092AB5 | NOTE 0.250% 5/1 | 2,024,000 | $3,064,000 | thousands by filing date | principal |
| FIRST BUSEY CORP | 319383204 | COM NEW | 111,275 | $3,060,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 214,099 | $3,055,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 99,873 | $3,054,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 39,993 | $3,040,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 287,251 | $3,036,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 83,591 | $3,029,000 | thousands by filing date | |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 3,000,000 | $3,023,000 | thousands by filing date | principal |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 595,876 | $3,022,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 74,729 | $3,011,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 327,565 | $3,011,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-20-000209 | this filing | 2020-02-14 | acceptance time not in the bulk data set |