13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 6,948 holding rows worth $371,319,221,000.
- Accession
- 0000072971-20-000209
- Filer
- CIK 72971
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 20,268 entries on the cover page, a total value of $371,319,221,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $371,319,221,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPTIAL MANAGEMENT INC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of SEI INVESTMENTS CO
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of 361 CAPITAL LLC
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Citigroup, Inc
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 341,715 | $18,769,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 889,455 | $18,759,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 234,311 | $18,717,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 977,030 | $18,710,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 19,396,000 | $18,657,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 286,683 | $18,620,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 1,302,733 | $18,590,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 713,232 | $18,523,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 339,943 | $18,518,000 | thousands by filing date | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 570,626 | $18,517,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 2,732,917 | $18,502,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 409,426 | $18,489,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 61,204 | $18,361,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 134,188 | $18,345,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 619,283 | $18,344,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 242,239 | $18,299,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 1,329,623 | $18,282,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 644,851 | $18,249,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 221,140 | $18,224,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 506,830 | $18,164,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 188,834 | $18,143,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 508,254 | $18,140,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 221,803 | $18,126,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 1,089,068 | $18,089,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 119,123 | $18,086,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 157,564 | $18,003,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 474,756 | $17,998,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 603,985 | $17,969,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 323,461 | $17,932,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 450,850 | $17,921,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 129,812 | $17,914,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 320,630 | $17,888,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 262,728 | $17,877,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 177,705 | $17,875,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 388,176 | $17,868,000 | thousands by filing date | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 18,502,000 | $17,864,000 | thousands by filing date | principal |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 224,286 | $17,786,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 1,306,953 | $17,775,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 262,479 | $17,720,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 295,275 | $17,710,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 127,187 | $17,672,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 1,873,375 | $17,666,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 343,035 | $17,629,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 211,232 | $17,611,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 3,643,575 | $17,599,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 754,117 | $17,593,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 991,742 | $17,583,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 737,559 | $17,480,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 474,802 | $17,364,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 315,553 | $17,355,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 283,501 | $17,324,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 23,240,000 | $17,314,000 | thousands by filing date | principal |
| MASIMO CORP COM | 574795100 | Stock | 109,289 | $17,274,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 318,707 | $17,255,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 913,058 | $17,238,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 223,196 | $17,226,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 766,941 | $17,210,000 | thousands by filing date | |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 109,000 | $17,196,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 244,913 | $17,186,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 157,276 | $17,158,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 344,090 | $17,153,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 855,471 | $17,136,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 235,320 | $17,110,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 668,546 | $17,087,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 570,798 | $17,084,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 906,799 | $17,039,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 1,040,366 | $17,030,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 302,287 | $17,022,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 118,332 | $16,995,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 170,608 | $16,974,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 1,038,260 | $16,934,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 257,071 | $16,834,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 2,691,926 | $16,825,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 344,878 | $16,796,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 708,695 | $16,790,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 1,242,985 | $16,781,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 426,210 | $16,772,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 310,805 | $16,767,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 360,179 | $16,723,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 492,085 | $16,663,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 189,745 | $16,650,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 408,221 | $16,618,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 392,741 | $16,601,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 331,679 | $16,580,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 1,965,364 | $16,569,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 422,344 | $16,556,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 1,358,482 | $16,546,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 15,607,000 | $16,536,000 | thousands by filing date | principal |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 232,646 | $16,482,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AE5 | BOND | 13,195,000 | $16,470,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 417,749 | $16,464,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 194,234 | $16,459,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 168,714 | $16,382,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 285,950 | $16,374,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 402,374 | $16,370,000 | thousands by filing date | |
| CLARIVATE PLC | G21810109 | ORD SHS | 973,482 | $16,355,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 674,450 | $16,349,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 333,845 | $16,338,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 1,018,350 | $16,304,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 452,960 | $16,275,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 349,146 | $16,270,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 167,422 | $16,256,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 326,972 | $16,250,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 368,513 | $16,240,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 227,416 | $16,192,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 499,145 | $16,187,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 185,965 | $16,183,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 250,524 | $16,164,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 470,978 | $16,127,000 | thousands by filing date | |
| HEADHUNTER GROUP PLC ADR | 42207L106 | COM | 750,771 | $16,104,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 20,534 | $16,042,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,597,045 | $16,019,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 373,841 | $15,959,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 430,860 | $15,886,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 335,364 | $15,859,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 528,063 | $15,857,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 241,877 | $15,827,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 122,666 | $15,800,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 607,740 | $15,765,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 354,223 | $15,724,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 32,296 | $15,712,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 887,854 | $15,706,000 | thousands by filing date | |
| BROADCOM INC | 11135F200 | 8% MCNV PFD SR A | 13,311 | $15,680,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 203,848 | $15,657,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 1,116,068 | $15,647,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 818,042 | $15,600,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 227,281 | $15,569,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 150,489 | $15,513,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 312,931 | $15,487,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 816,424 | $15,471,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 179,792 | $15,470,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 492,635 | $15,454,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 1,208,177 | $15,452,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 358,160 | $15,448,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 867,638 | $15,357,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 850,685 | $15,320,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 598,968 | $15,286,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 362,231 | $15,246,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 602,323 | $15,245,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 261,185 | $15,212,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 431,861 | $15,179,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 244,011 | $15,175,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 1,616,946 | $15,167,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 253,831 | $15,131,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 198,978 | $15,068,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 793,410 | $15,067,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 1,342,291 | $15,034,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 468,015 | $15,024,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 8,612,498 | $15,019,000 | thousands by filing date | put |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 20,668,000 | $14,984,000 | thousands by filing date | principal |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 288,920 | $14,981,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 408,719 | $14,943,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 465,728 | $14,940,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 1,007,156 | $14,927,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 552,998 | $14,908,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 340,941 | $14,902,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 461,899 | $14,892,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 234,225 | $14,857,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 369,559 | $14,856,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 725,737 | $14,848,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 357,372 | $14,835,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 342,499 | $14,820,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 514,417 | $14,815,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 126,122 | $14,783,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 854,335 | $14,780,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 164,740 | $14,779,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 331,408 | $14,757,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 293,452 | $14,722,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 89,258 | $14,715,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 333,337 | $14,670,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 615,720 | $14,648,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 472,856 | $14,602,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 433,146 | $14,598,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 877,599 | $14,559,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 316,573 | $14,549,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 409,970 | $14,542,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 1,416,166 | $14,501,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 391,054 | $14,493,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 243,886 | $14,485,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 1,491,875 | $14,442,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 149,091 | $14,422,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 124,059 | $14,419,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 2,328,206 | $14,412,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 727,400 | $14,373,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 321,147 | $14,340,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 839,823 | $14,332,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 1,550,504 | $14,326,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 529,063 | $14,310,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 393,368 | $14,280,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 817,134 | $14,219,000 | thousands by filing date | |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 604,971 | $14,217,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 1,019,749 | $14,205,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 11,134,000 | $14,191,000 | thousands by filing date | principal |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 114,488 | $14,187,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 7,813,000 | $14,186,000 | thousands by filing date | principal |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 301,144 | $14,151,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 531,744 | $14,144,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 124,485 | $14,133,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 274,161 | $14,124,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 165,498 | $14,122,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 152,809 | $14,073,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 456,378 | $14,066,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 214,808 | $14,019,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 186,774 | $14,014,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 509,127 | $13,986,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 244,336 | $13,947,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 923,433 | $13,944,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 329,590 | $13,892,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 337,148 | $13,890,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 837,963 | $13,876,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 158,655 | $13,866,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 226,341 | $13,858,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 759,669 | $13,849,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 310,894 | $13,826,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 102,986 | $13,814,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 7,405,000 | $13,769,000 | thousands by filing date | principal |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 225,698 | $13,764,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 365,399 | $13,758,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 563,708 | $13,720,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 273,854 | $13,704,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 786,930 | $13,701,000 | thousands by filing date | |
| PGIM ETF TR | 69344A107 | PGIM ULTRA SH BD | 273,563 | $13,690,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 105,105 | $13,662,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 62,107 | $13,632,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 644,280 | $13,632,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 145,601 | $13,623,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 862,869 | $13,581,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A301 | 6.50% CON PFD B | 105,085 | $13,574,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 10,313,000 | $13,553,000 | thousands by filing date | principal |
| WAFD INC | 938824109 | COM | 369,255 | $13,533,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 1,346,481 | $13,519,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 391,320 | $13,505,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 1,017,057 | $13,477,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 243,841 | $13,457,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 461,441 | $13,442,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 279,527 | $13,437,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 339,205 | $13,429,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 507,522 | $13,403,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 489,544 | $13,399,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 444,864 | $13,394,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 237,234 | $13,385,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 318,634 | $13,383,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 314,604 | $13,364,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 224,960 | $13,354,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 249,441 | $13,340,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 2,312,000 | $13,312,000 | thousands by filing date | principal |
| URBAN OUTFITTERS INC | 917047102 | COM | 479,077 | $13,304,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 292,588 | $13,301,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 183,580 | $13,300,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 2,067,794 | $13,276,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 191,116 | $13,275,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 312,635 | $13,224,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 846,865 | $13,220,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 315,259 | $13,216,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 2,179,263 | $13,185,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 1,423,360 | $13,166,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 289,403 | $13,145,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 279,217 | $13,132,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 2,140,522 | $13,121,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 536,694 | $13,058,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 77,314 | $13,043,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 540,780 | $13,006,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 185,787 | $12,996,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 295,442 | $12,975,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 49,263 | $12,955,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 8,343,000 | $12,943,000 | thousands by filing date | principal |
| AMC NETWORKS INC | 00164V103 | CL A | 327,355 | $12,930,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 961,161 | $12,929,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 1,201,015 | $12,922,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 189,620 | $12,910,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 5,115,000 | $12,905,000 | thousands by filing date | principal |
| COGNEX CORP | 192422103 | COM | 229,392 | $12,855,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 876,104 | $12,844,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 587,940 | $12,841,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 416,305 | $12,822,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 109,400 | $12,821,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 596,921 | $12,816,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 278,591 | $12,812,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 722,156 | $12,789,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 366,261 | $12,787,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 257,070 | $12,787,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 636,847 | $12,782,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 2,002,977 | $12,780,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 244,089 | $12,753,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 196,874 | $12,733,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 477,782 | $12,728,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 301,004 | $12,720,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 267,390 | $12,706,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 746,469 | $12,689,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 217,474 | $12,674,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 7,992,000 | $12,595,000 | thousands by filing date | principal |
| BANNER CORP | 06652V208 | COM NEW | 221,566 | $12,539,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 690,358 | $12,516,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 106,601 | $12,511,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 556,401 | $12,507,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 106,792 | $12,494,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 244,759 | $12,487,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 882,015 | $12,480,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 1,037,921 | $12,476,000 | thousands by filing date | |
| JIANPU TECHNOLOGY INC | 47738D101 | ADR | 8,373,094 | $12,476,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 762,707 | $12,470,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 647,137 | $12,464,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 112,343 | $12,457,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 98,237 | $12,457,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 156,688 | $12,456,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 386,170 | $12,455,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 1,131,799 | $12,450,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 90,669 | $12,440,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 163,848 | $12,439,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 171,209 | $12,409,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 472,814 | $12,392,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 555,549 | $12,389,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 699,616 | $12,327,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 403,868 | $12,320,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 551,826 | $12,306,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 73,502 | $12,251,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 263,158 | $12,246,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 478,174 | $12,236,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 983,743 | $12,228,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 336,136 | $12,228,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 103,581 | $12,189,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 52,219 | $12,187,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 323,604 | $12,164,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 561,996 | $12,139,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 243,835 | $12,128,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 278,865 | $12,108,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 290,936 | $12,089,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 950,737 | $12,074,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 298,996 | $12,058,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 728,153 | $12,044,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 669,853 | $12,037,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 332,227 | $12,028,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 298,562 | $12,009,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 12,008,000 | $12,009,000 | thousands by filing date | principal |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 447,605 | $11,986,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 467,742 | $11,961,000 | thousands by filing date | |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 10,780,000 | $11,960,000 | thousands by filing date | principal |
| KILROY REALTY CORP COM | 49427F108 | REIT | 142,419 | $11,948,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 727,925 | $11,930,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 353,471 | $11,901,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 1,409,147 | $11,894,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 235,163 | $11,872,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 197,299 | $11,847,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 1,490,772 | $11,837,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 350,058 | $11,825,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 155,618 | $11,823,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 260,576 | $11,822,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 219,264 | $11,816,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,652,304 | $11,814,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 530,101 | $11,805,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 729,845 | $11,772,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 11,531,000 | $11,748,000 | thousands by filing date | principal |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 399,697 | $11,744,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 1,044,057 | $11,735,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 56,938 | $11,734,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 118,513 | $11,722,000 | thousands by filing date | |
| TWILIO INC | 90138FAB8 | NOTE 0.250% 6/0 | 7,658,000 | $11,721,000 | thousands by filing date | principal |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 568,895 | $11,708,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 178,024 | $11,704,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 345,290 | $11,650,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 99,638 | $11,616,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AP4 | NOTE 2.000% 2/0 | 9,569,000 | $11,595,000 | thousands by filing date | principal |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 240,304 | $11,582,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 432,901 | $11,572,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 437,275 | $11,570,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 253,848 | $11,552,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 78,795 | $11,523,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 960,792 | $11,511,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 457,418 | $11,508,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 440,388 | $11,503,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 357,979 | $11,498,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 1,344,625 | $11,483,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 303,199 | $11,458,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 109,576 | $11,457,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 254,516 | $11,454,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 1,187,987 | $11,441,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 152,606 | $11,429,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 131,011 | $11,406,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 1,138,267 | $11,394,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 9,522,000 | $11,387,000 | thousands by filing date | principal |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 158,507 | $11,360,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 3,770,890 | $11,350,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 315,324 | $11,323,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 443,069 | $11,316,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 304,090 | $11,292,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 270,547 | $11,253,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 140,435 | $11,227,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 251,324 | $11,218,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 114,428 | $11,189,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 810,162 | $11,132,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 1,577,500 | $11,095,000 | thousands by filing date | call |
| ERIE INDTY CO CL A | 29530P102 | Stock | 66,707 | $11,073,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 585,129 | $11,070,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 288,737 | $11,033,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 352,753 | $11,027,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 278,924 | $11,021,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 66,088 | $10,994,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 53,006 | $10,963,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 425,057 | $10,950,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 93,426 | $10,949,000 | thousands by filing date | |
| AXA EQUITABLE HLDGS INC | 054561105 | COM | 441,100 | $10,930,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 239,269 | $10,928,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 547,538 | $10,902,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 1,626,329 | $10,895,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 1,189,884 | $10,876,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 612,846 | $10,823,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 170,131 | $10,816,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 112,834 | $10,813,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 165,702 | $10,791,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 767,621 | $10,775,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 313,323 | $10,753,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 341,462 | $10,749,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 127,723 | $10,737,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 118,236 | $10,712,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 592,273 | $10,709,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 353,581 | $10,706,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 70,349 | $10,705,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 356,702 | $10,679,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 282,260 | $10,675,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 99,377 | $10,647,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 359,040 | $10,642,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 214,272 | $10,641,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 247,844 | $10,635,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 282,534 | $10,609,000 | thousands by filing date | |
| ONTO INNOVATION INC COM | 683344105 | Stock | 290,053 | $10,599,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 137,853 | $10,588,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 211,609 | $10,532,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 309,746 | $10,531,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 159,876 | $10,506,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 488,656 | $10,505,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 745,640 | $10,498,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 253,604 | $10,486,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 115,749 | $10,460,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 1,217,320 | $10,457,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 364,053 | $10,445,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 420,682 | $10,441,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 65,360 | $10,435,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 229,714 | $10,397,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 110,944 | $10,396,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 149,709 | $10,370,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 118,797 | $10,293,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 97,403 | $10,283,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 9,649,000 | $10,270,000 | thousands by filing date | principal |
| HELMERICH & PAYNE INC | 423452101 | COM | 225,507 | $10,245,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 214,779 | $10,245,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 236,760 | $10,225,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 249,560 | $10,219,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 212,518 | $10,216,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 293,792 | $10,208,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 359,879 | $10,184,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 160,490 | $10,162,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 334,364 | $10,158,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 222,305 | $10,151,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 553,133 | $10,150,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 209,847 | $10,125,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 358,616 | $10,106,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 412,389 | $10,099,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 551,804 | $10,093,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 617,659 | $10,086,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 242,881 | $10,085,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 99,163 | $10,078,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 423,260 | $10,078,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 444,795 | $10,074,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 206,412 | $10,058,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 174,844 | $10,036,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 256,459 | $10,000,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 87,355 | $9,989,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 235,458 | $9,982,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 295,654 | $9,941,000 | thousands by filing date | |
| Luckin Coffee Inc | 54951L109 | Equity | 252,377 | $9,934,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 389,259 | $9,934,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 342,818 | $9,927,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 73,141 | $9,918,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 1,528,961 | $9,908,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 748,335 | $9,901,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 192,642 | $9,881,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 76,620 | $9,866,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 283,919 | $9,837,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 224,214 | $9,816,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 9,709,000 | $9,782,000 | thousands by filing date | principal |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 22,113 | $9,781,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 498,960 | $9,765,000 | thousands by filing date | |
| FORTIVE CORP | 34959J207 | PREFERRED | 10,034 | $9,760,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 262,221 | $9,752,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 242,705 | $9,715,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 545,700 | $9,709,000 | thousands by filing date | call |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 108,273 | $9,703,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 382,429 | $9,664,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 441,595 | $9,657,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 722,763 | $9,657,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 572,743 | $9,639,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 214,518 | $9,605,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 305,540 | $9,579,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 56,094 | $9,569,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 613,414 | $9,539,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 197,969 | $9,509,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 9,452,000 | $9,505,000 | thousands by filing date | principal |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 363,155 | $9,502,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 555,201 | $9,499,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 116,871 | $9,487,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-20-000209 | this filing | 2020-02-14 | acceptance time not in the bulk data set |