13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 6,948 holding rows worth $371,319,221,000.
- Accession
- 0000072971-20-000209
- Filer
- CIK 72971
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 20,268 entries on the cover page, a total value of $371,319,221,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $371,319,221,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPTIAL MANAGEMENT INC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of SEI INVESTMENTS CO
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of 361 CAPITAL LLC
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Citigroup, Inc
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 82,012 | $3,009,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 2,250,000 | $3,007,000 | thousands by filing date | put |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 346,076 | $3,007,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 45,422 | $2,999,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 123,948 | $2,992,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 62,987 | $2,992,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 456,522 | $2,985,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 31,344 | $2,984,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 166,932 | $2,983,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 28,064 | $2,982,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 64,393 | $2,981,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 215,733 | $2,972,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 65,735 | $2,966,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 212,136 | $2,959,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 224,909 | $2,958,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 132,973 | $2,941,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 370,398 | $2,941,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 86,904 | $2,937,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 301,383 | $2,935,000 | thousands by filing date | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 2,589,000 | $2,935,000 | thousands by filing date | principal |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 500,600 | $2,927,000 | thousands by filing date | call |
| READY CAPITAL CORP | 75574U101 | COM | 189,712 | $2,926,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 72,105 | $2,920,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 2,285,000 | $2,919,000 | thousands by filing date | principal |
| BANCFIRST CORP | 05945F103 | COM | 46,685 | $2,915,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 36,389 | $2,915,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 117,121 | $2,915,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 343,037 | $2,909,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 48,580 | $2,907,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 388,664 | $2,903,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 59,509 | $2,901,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 62,365 | $2,900,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 142,376 | $2,897,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 98,493 | $2,895,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 600,885 | $2,895,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 201,571 | $2,893,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 377,668 | $2,893,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 85,829 | $2,892,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 320,377 | $2,890,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 112,395 | $2,889,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 131,081 | $2,887,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 165,842 | $2,887,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 77,005 | $2,884,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 948,263 | $2,882,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 119,993 | $2,880,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 115,731 | $2,876,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 219,443 | $2,875,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 369,176 | $2,871,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 139,522 | $2,869,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 41,681 | $2,865,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 41,578 | $2,863,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 188,537 | $2,860,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 80,907 | $2,856,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 121,685 | $2,849,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 44,778 | $2,847,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 221,649 | $2,842,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 91,897 | $2,841,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 187,422 | $2,841,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 74,141 | $2,836,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 236,885 | $2,827,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 176,790 | $2,827,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 506,457 | $2,826,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 291,895 | $2,825,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 170,493 | $2,823,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 17,581 | $2,822,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 209,998 | $2,822,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 66,124 | $2,819,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 75,820 | $2,816,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 682,405 | $2,812,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 1,929,000 | $2,811,000 | thousands by filing date | principal |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 207,089 | $2,808,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 472,526 | $2,807,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 68,269 | $2,805,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 39,092 | $2,804,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 122,766 | $2,791,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 556,674 | $2,789,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 96,246 | $2,786,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 165,282 | $2,784,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 117,195 | $2,781,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 54,830 | $2,780,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 121,074 | $2,770,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 190,742 | $2,768,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 110,787 | $2,757,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 188,128 | $2,751,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 167,076 | $2,751,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 189,324 | $2,748,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 661,851 | $2,740,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 122,404 | $2,735,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 183,334 | $2,733,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 29,354 | $2,731,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 425,641 | $2,728,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 193,666 | $2,721,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 487,463 | $2,720,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 1,928,000 | $2,720,000 | thousands by filing date | principal |
| Fidelity High Dividend ETF | 316092840 | SHS | 83,594 | $2,713,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 74,214 | $2,710,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 88,011 | $2,710,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 179,620 | $2,701,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 76,626 | $2,700,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 288,971 | $2,699,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 2,755,000 | $2,698,000 | thousands by filing date | principal |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 218,268 | $2,693,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 319,550 | $2,690,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 251,949 | $2,689,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 154,158 | $2,679,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 36,092 | $2,666,000 | thousands by filing date | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 2,216,000 | $2,662,000 | thousands by filing date | principal |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 278,363 | $2,656,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 81,317 | $2,653,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 61,417 | $2,651,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 57,327 | $2,648,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 98,612 | $2,643,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 121,974 | $2,639,000 | thousands by filing date | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 127,420 | $2,637,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 68,685 | $2,632,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 84,487 | $2,632,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 96,203 | $2,631,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 151,766 | $2,629,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 75,016 | $2,624,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 2,293,000 | $2,624,000 | thousands by filing date | principal |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 36,177 | $2,622,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 58,337 | $2,621,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 10,486 | $2,616,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 2,457,300 | $2,614,000 | thousands by filing date | put |
| SEABOARD CORP DEL | 811543107 | COM | 614 | $2,610,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 30,414 | $2,605,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 87,682 | $2,601,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 112,433 | $2,600,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 96,398 | $2,599,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 89,681 | $2,594,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 28,317 | $2,591,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 122,442 | $2,587,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 632,849 | $2,582,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 227,415 | $2,576,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 2,331,000 | $2,575,000 | thousands by filing date | principal |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 244,169 | $2,575,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 600,000 | $2,572,000 | thousands by filing date | call |
| ST JOE CO | 790148100 | COM | 129,567 | $2,570,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 201,129 | $2,569,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 78,103 | $2,563,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 136,030 | $2,561,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 42,848 | $2,554,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 179,881 | $2,553,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 66,803 | $2,553,000 | thousands by filing date | |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 2,655,000 | $2,551,000 | thousands by filing date | principal |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 96,005 | $2,550,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 210,665 | $2,549,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 53,873 | $2,548,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 48,069 | $2,548,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 16,032 | $2,547,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 64,717 | $2,546,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 223,169 | $2,544,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 156,534 | $2,537,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 195,453 | $2,537,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 212,376 | $2,533,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 145,257 | $2,531,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 93,610 | $2,523,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 98,948 | $2,523,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 226,768 | $2,522,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 240,327 | $2,521,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 77,437 | $2,518,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 59,237 | $2,518,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 61,681 | $2,517,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 45,125 | $2,516,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 35,522 | $2,515,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 88,505 | $2,514,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 85,820 | $2,514,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 51,655 | $2,512,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 293,798 | $2,512,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 2,376,000 | $2,511,000 | thousands by filing date | principal |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 104,799 | $2,503,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 55,966 | $2,502,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 66,164 | $2,500,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 759,071 | $2,498,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 91,736 | $2,494,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 97,098 | $2,492,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 41,282 | $2,490,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 34,581 | $2,488,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 1,701,000 | $2,482,000 | thousands by filing date | principal |
| Qualcomm Incorporated | 747525103 | COM | 185,000 | $2,479,000 | thousands by filing date | call |
| PRINCIPIA BIOPHARMA INC | 74257L108 | COM | 45,201 | $2,476,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 359,592 | $2,474,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 179,611 | $2,472,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 214,549 | $2,472,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 178,699 | $2,471,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 524,560 | $2,460,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 136,581 | $2,457,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 35,940 | $2,456,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 157,589 | $2,451,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 362,437 | $2,450,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 121,516 | $2,450,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 229,921 | $2,449,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,370,800 | $2,437,000 | thousands by filing date | put |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 43,979 | $2,436,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 42,015 | $2,433,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 41,857 | $2,430,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 56,965 | $2,429,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 31,165 | $2,428,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 68,817 | $2,427,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 48,579 | $2,423,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 153,699 | $2,415,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 70,511 | $2,414,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 2,529,000 | $2,407,000 | thousands by filing date | principal |
| HORIZON BANCORP IND | 440407104 | COM | 126,525 | $2,403,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 154,373 | $2,402,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 178,226 | $2,392,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 350,363 | $2,390,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 22,108 | $2,389,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 165,370 | $2,385,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 62,424 | $2,385,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 175,836 | $2,383,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 2,213,000 | $2,381,000 | thousands by filing date | principal |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 378,976 | $2,377,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 94,281 | $2,374,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 254,179 | $2,374,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 135,178 | $2,371,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 162,750 | $2,367,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 223,017 | $2,362,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 94,161 | $2,360,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 107,159 | $2,357,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 15,095 | $2,352,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 54,500 | $2,350,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 14,658 | $2,347,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 41,148 | $2,347,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 581,714 | $2,345,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 51,295 | $2,343,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 385,338 | $2,339,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 148,526 | $2,339,000 | thousands by filing date | |
| PROTECTIVE INS CORP | 74368L104 | CL A | 148,104 | $2,333,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 255,320 | $2,331,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 165,000 | $2,324,000 | thousands by filing date | call |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 89,272 | $2,317,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 67,248 | $2,317,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 98,630 | $2,315,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 150,426 | $2,315,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 99,753 | $2,311,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 112,035 | $2,310,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 196,753 | $2,308,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 80,806 | $2,307,000 | thousands by filing date | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 101,638 | $2,306,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 75,530 | $2,306,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 146,437 | $2,305,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 984,859 | $2,304,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 55,295 | $2,304,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 77,434 | $2,302,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 69,470 | $2,300,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 187,892 | $2,298,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 113,470 | $2,298,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 251,231 | $2,288,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 2,340,000 | $2,279,000 | thousands by filing date | principal |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 625,106 | $2,275,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 26,286 | $2,272,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 95,507 | $2,269,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 167,124 | $2,268,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 22,296 | $2,265,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 173,651 | $2,252,000 | thousands by filing date | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 145,356 | $2,252,000 | thousands by filing date | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 83,085 | $2,250,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 35,786 | $2,250,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 2,895,000 | $2,248,000 | thousands by filing date | principal |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 36,570 | $2,245,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 167,065 | $2,243,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 143,285 | $2,241,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 61,499 | $2,241,000 | thousands by filing date | |
| INTELSAT S A | 45790VAB6 | NOTE 4.500% 6/1 | 3,320,000 | $2,237,000 | thousands by filing date | principal |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 129,008 | $2,232,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 46,537 | $2,231,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 305,654 | $2,228,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 176,964 | $2,226,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 729,525 | $2,218,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 156,952 | $2,216,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 48,894 | $2,215,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 47,469 | $2,214,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 52,607 | $2,194,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 30,570 | $2,194,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 119,456 | $2,193,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 234,504 | $2,188,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 160,676 | $2,188,000 | thousands by filing date | |
| DERMIRA INC | 24983LAB0 | NOTE 3.000% 5/1 | 2,415,000 | $2,188,000 | thousands by filing date | principal |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 196,516 | $2,187,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 135,065 | $2,180,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 2,044,000 | $2,180,000 | thousands by filing date | principal |
| SP PLUS CORP | 78469C103 | COM | 51,346 | $2,179,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 50,954 | $2,177,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 132,695 | $2,174,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 19,916 | $2,173,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 79,411 | $2,171,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 180,252 | $2,168,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 87,381 | $2,167,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 46,999 | $2,159,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 32,853 | $2,159,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 162,998 | $2,151,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 29,098 | $2,150,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 109,804 | $2,149,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 164,080 | $2,148,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 185,360 | $2,146,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 45,935 | $2,146,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 205,863 | $2,141,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 136,990 | $2,138,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 28,740 | $2,135,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 52,488 | $2,130,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 225,669 | $2,130,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 125,528 | $2,129,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 104,761 | $2,128,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 78,335 | $2,122,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 168,254 | $2,121,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 14,844 | $2,118,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 34,285 | $2,117,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 114,348 | $2,117,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 648,932 | $2,115,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 158,540 | $2,112,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 130,697 | $2,108,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 41,389 | $2,108,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 129,441 | $2,099,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 140,077 | $2,093,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 34,735 | $2,087,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 58,203 | $2,083,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 147,814 | $2,073,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 94,161 | $2,071,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 30,907 | $2,071,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 371,205 | $2,067,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 147,800 | $2,065,000 | thousands by filing date | call |
| HECLA MNG CO | 422704106 | COM | 608,288 | $2,062,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 166,732 | $2,059,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 55,838 | $2,057,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 100,224 | $2,055,000 | thousands by filing date | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 16,311 | $2,052,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 552,942 | $2,051,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 37,473 | $2,048,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 16,814 | $2,046,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 66,395 | $2,041,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 129,499 | $2,041,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 156,871 | $2,040,000 | thousands by filing date | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 104,005 | $2,040,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 169,463 | $2,035,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 2,239,000 | $2,035,000 | thousands by filing date | principal |
| METHANEX CORP COM | 59151K108 | Stock | 52,642 | $2,034,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 55,112 | $2,034,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 34,896 | $2,033,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 64,578 | $2,030,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 40,000 | $2,026,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 139,799 | $2,023,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 44,310 | $2,020,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 1,393 | $2,020,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 20,760 | $2,019,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 2,440,923 | $2,015,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 95,571 | $2,011,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 54,386 | $2,008,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 946,604 | $2,007,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 95,648 | $2,004,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 20,858 | $2,003,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 40,984 | $2,001,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 15,275 | $1,987,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 151,227 | $1,987,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 31,728 | $1,983,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 32,094 | $1,983,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 193,516 | $1,978,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 46,323 | $1,976,000 | thousands by filing date | |
| XP INC CL A | G98239109 | Stock | 51,023 | $1,966,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 74,488 | $1,966,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 473,633 | $1,966,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 77,530 | $1,959,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 65,076 | $1,959,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 24,936 | $1,958,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 58,011 | $1,945,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 150,834 | $1,941,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 120,243 | $1,938,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 99,110 | $1,938,000 | thousands by filing date | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 99,719 | $1,929,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 35,380 | $1,928,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 1,934,000 | $1,927,000 | thousands by filing date | principal |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 55,776 | $1,926,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 124,342 | $1,924,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 1,978,000 | $1,923,000 | thousands by filing date | principal |
| YORK WATER CO | 987184108 | COMMON STOCK | 41,671 | $1,921,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 35,468 | $1,920,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 29,594 | $1,915,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 24,021 | $1,914,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 422,272 | $1,913,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 104,189 | $1,910,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 79,155 | $1,899,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 36,436 | $1,899,000 | thousands by filing date | |
| ETSY INC | 29786AAC0 | NOTE 3/0 | 1,348,000 | $1,898,000 | thousands by filing date | principal |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 66,743 | $1,890,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 1,909,000 | $1,890,000 | thousands by filing date | principal |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 235,262 | $1,888,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 168,958 | $1,887,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 67,745 | $1,886,000 | thousands by filing date | |
| INVSC RAFI US 1500 SML MID ETF | 46137V209 | ETF | 47,764 | $1,886,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 29,557 | $1,884,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 241,909 | $1,877,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 19,603 | $1,876,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 40,450 | $1,873,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 501,680 | $1,871,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 498,845 | $1,871,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 72,629 | $1,868,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 166,450 | $1,866,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 95,843 | $1,865,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 133,130 | $1,863,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 66,492 | $1,861,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 28,946 | $1,855,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 213,601 | $1,852,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 143,696 | $1,849,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 173,380 | $1,842,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 185,936 | $1,842,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 1,803,000 | $1,840,000 | thousands by filing date | principal |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 1,687,000 | $1,840,000 | thousands by filing date | principal |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 45,728 | $1,832,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 163,576 | $1,832,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 115,428 | $1,832,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 118,689 | $1,830,000 | thousands by filing date | |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 2,575,000 | $1,827,000 | thousands by filing date | principal |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 33,501 | $1,824,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 15,495 | $1,824,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 144,892 | $1,821,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 156,343 | $1,817,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 67,089 | $1,817,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 35,865 | $1,815,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 34,483 | $1,815,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 1,362,000 | $1,811,000 | thousands by filing date | principal |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 195,849 | $1,810,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 118,612 | $1,809,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 37,644 | $1,807,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 137,383 | $1,806,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283AC4 | DBCV 7/1 | 998,000 | $1,802,000 | thousands by filing date | principal |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 58,545 | $1,793,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 102,003 | $1,792,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 621,648 | $1,790,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 83,108 | $1,786,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 115,766 | $1,785,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 81,222 | $1,783,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 138,881 | $1,781,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 46,185 | $1,778,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 83,686 | $1,778,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 96,803 | $1,776,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 36,565 | $1,776,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 503,822 | $1,773,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 715,700 | $1,772,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 56,628 | $1,768,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 165,847 | $1,768,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 87,922 | $1,767,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 1,227,000 | $1,766,000 | thousands by filing date | put |
| AC IMMUNE SA | H00263105 | SHS | 207,014 | $1,764,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 338,658 | $1,764,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 70,878 | $1,761,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 23,760 | $1,760,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 104,198 | $1,759,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 183,507 | $1,757,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 49,801 | $1,754,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 48,426 | $1,754,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 69,583 | $1,752,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 340,545 | $1,751,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 44,317 | $1,751,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 237,379 | $1,750,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 210,860 | $1,747,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 47,198 | $1,745,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 1,290,100 | $1,743,000 | thousands by filing date | call |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 114,689 | $1,740,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 167,797 | $1,737,000 | thousands by filing date | |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 1,630,000 | $1,734,000 | thousands by filing date | principal |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 119,423 | $1,732,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 239,010 | $1,731,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 227,400 | $1,724,000 | thousands by filing date | call |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 472,146 | $1,718,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 213,620 | $1,717,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 457,879 | $1,717,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 945,900 | $1,716,000 | thousands by filing date | put |
| ALEXANDERS INC COM | 014752109 | REIT | 5,198 | $1,716,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 59,304 | $1,713,000 | thousands by filing date | put |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 51,351 | $1,706,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 54,500 | $1,705,000 | thousands by filing date | put |
| MONRO INC | 610236101 | COMMON STOCK | 21,760 | $1,702,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 61,267 | $1,702,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 90,254 | $1,696,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 361,457 | $1,696,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 422,685 | $1,695,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 49,293 | $1,694,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 37,598 | $1,694,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 79,634 | $1,694,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 102,704 | $1,692,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 84,692 | $1,692,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 66,327 | $1,680,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 124,272 | $1,678,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 69,737 | $1,678,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 71,853 | $1,677,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 390,015 | $1,673,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 101,587 | $1,673,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 76,504 | $1,671,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 151,550 | $1,670,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 148,271 | $1,668,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 149,129 | $1,666,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 74,669 | $1,665,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 192,895 | $1,651,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 86,266 | $1,651,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 177,616 | $1,649,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 118,210 | $1,649,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 52,598 | $1,648,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 36,021 | $1,647,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 55,515 | $1,643,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 200,000 | $1,642,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-20-000209 | this filing | 2020-02-14 | acceptance time not in the bulk data set |