13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 6,948 holding rows worth $371,319,221,000.
- Accession
- 0000072971-20-000209
- Filer
- CIK 72971
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 20,268 entries on the cover page, a total value of $371,319,221,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $371,319,221,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPTIAL MANAGEMENT INC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of SEI INVESTMENTS CO
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of 361 CAPITAL LLC
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Citigroup, Inc
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 437,291 | $9,481,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 256,016 | $9,447,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 406,222 | $9,441,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 826,779 | $9,434,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 360,451 | $9,409,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 280,605 | $9,405,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 121,816 | $9,373,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 203,283 | $9,363,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 269,279 | $9,352,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 274,061 | $9,351,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 3,512,700 | $9,345,000 | thousands by filing date | call |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 357,578 | $9,336,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 117,303 | $9,336,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 1,413,885 | $9,332,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 626,579 | $9,330,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 135,016 | $9,317,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 165,253 | $9,308,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 233,254 | $9,286,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 364,912 | $9,271,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 142,081 | $9,262,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 458,282 | $9,262,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 76,303 | $9,218,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 425,721 | $9,214,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 113,053 | $9,212,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 388,689 | $9,177,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 73,666 | $9,176,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 217,654 | $9,150,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 331,051 | $9,147,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 701,608 | $9,120,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 358,606 | $9,112,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 204,217 | $9,097,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 238,662 | $9,075,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 618,995 | $9,075,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 630,120 | $9,061,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 2,107,091 | $9,061,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 54,507 | $9,036,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 909,938 | $9,035,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 411,504 | $9,028,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 117,619 | $9,022,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 132,158 | $9,020,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 461,126 | $9,011,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 210,395 | $9,001,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 170,494 | $8,976,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 582,620 | $8,972,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 437,905 | $8,969,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 136,837 | $8,957,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 273,455 | $8,947,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 496,959 | $8,947,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 184,653 | $8,945,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 81,233 | $8,932,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 47,171 | $8,915,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 251,428 | $8,908,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 238,693 | $8,898,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 168,246 | $8,881,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 388,537 | $8,874,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 317,986 | $8,859,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 174,797 | $8,833,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 233,865 | $8,819,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 571,563 | $8,818,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 285,061 | $8,817,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 367,673 | $8,813,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 288,870 | $8,811,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 41,539 | $8,803,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 231,085 | $8,787,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 80,122 | $8,786,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 282,075 | $8,781,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 69,866 | $8,777,000 | thousands by filing date | |
| FRANCHISE GROUP INC | 35180X105 | COM | 378,192 | $8,775,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 296,682 | $8,761,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 218,300 | $8,708,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 1,446,300 | $8,688,000 | thousands by filing date | call |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 152,498 | $8,683,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 307,777 | $8,679,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 223,183 | $8,676,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 692,895 | $8,675,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 542,084 | $8,668,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 737,081 | $8,668,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 195,067 | $8,666,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 489,346 | $8,653,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 806,196 | $8,627,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 271,917 | $8,622,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 258,852 | $8,613,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 733,016 | $8,606,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 388,035 | $8,594,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 330,323 | $8,592,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 208,776 | $8,586,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 747,979 | $8,579,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 74,458 | $8,575,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 204,097 | $8,570,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 6,149,000 | $8,549,000 | thousands by filing date | principal |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 240,596 | $8,538,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 422,536 | $8,535,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 1,571,549 | $8,534,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 461,607 | $8,514,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 925,662 | $8,507,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 843,897 | $8,498,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 241,351 | $8,491,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 584,761 | $8,484,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 271,183 | $8,465,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 70,352 | $8,465,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 1,844,218 | $8,465,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 447,259 | $8,439,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 328,332 | $8,436,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 282,229 | $8,433,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 51,255 | $8,419,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 333,657 | $8,408,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 118,224 | $8,408,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 72,727 | $8,406,000 | thousands by filing date | |
| RH | 74967X103 | COM | 39,342 | $8,400,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 308,373 | $8,396,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 289,677 | $8,395,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 54,057 | $8,387,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 263,301 | $8,368,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 252,075 | $8,363,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 402,040 | $8,362,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 100,898 | $8,359,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 374,855 | $8,356,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 505,944 | $8,333,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 740,412 | $8,329,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 104,440 | $8,320,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 327,037 | $8,320,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 7,968,000 | $8,290,000 | thousands by filing date | principal |
| GLATFELTER | 377316104 | COM | 452,937 | $8,288,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 171,772 | $8,281,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 133,851 | $8,275,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 614,684 | $8,271,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 96,450 | $8,270,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 256,929 | $8,268,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 173,994 | $8,266,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 449,605 | $8,263,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 1,030,805 | $8,236,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 579,025 | $8,228,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 234,147 | $8,209,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 23,460 | $8,200,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 523,924 | $8,199,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 97,929 | $8,179,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 174,992 | $8,167,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 247,240 | $8,157,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 105,128 | $8,147,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 244,161 | $8,140,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 7,388,000 | $8,136,000 | thousands by filing date | principal |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 197,077 | $8,124,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 189,555 | $8,120,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 236,821 | $8,117,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 210,737 | $8,102,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 217,693 | $8,096,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 68,745 | $8,079,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 376,552 | $8,074,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 1,300,977 | $8,067,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 270,849 | $8,066,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 245,662 | $8,064,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 241,083 | $8,060,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 201,608 | $8,056,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 312,032 | $8,056,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 240,395 | $8,046,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 96,003 | $8,036,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 236,482 | $8,033,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 102,779 | $8,031,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 335,323 | $8,015,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 760,870 | $8,003,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 602,606 | $7,984,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 309,683 | $7,981,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 93,070 | $7,980,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 459,319 | $7,923,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 111,693 | $7,919,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 363,068 | $7,912,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 383,917 | $7,901,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 560,708 | $7,878,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 40,259 | $7,873,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 331,775 | $7,873,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 322,949 | $7,858,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 86,314 | $7,849,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 151,397 | $7,820,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 152,687 | $7,812,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 154,624 | $7,799,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 113,207 | $7,781,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 241,496 | $7,769,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 193,726 | $7,765,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 355,072 | $7,762,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 249,665 | $7,761,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 83,794 | $7,753,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 427,457 | $7,745,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 464,720 | $7,737,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 149,676 | $7,736,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 331,369 | $7,724,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 69,696 | $7,712,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 523,145 | $7,706,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 276,951 | $7,705,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 302,741 | $7,699,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 401,511 | $7,673,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 156,364 | $7,665,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 783,847 | $7,658,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 319,592 | $7,655,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 377,197 | $7,646,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 1,249,364 | $7,645,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 277,866 | $7,639,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 288,742 | $7,634,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 203,690 | $7,631,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 720,936 | $7,605,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 182,479 | $7,600,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 198,747 | $7,600,000 | thousands by filing date | |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 8,641,000 | $7,587,000 | thousands by filing date | principal |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 184,334 | $7,582,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 6,630,900 | $7,578,000 | thousands by filing date | put |
| CARNIVAL PLC ADS | 14365C103 | ADR | 157,194 | $7,570,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 434,801 | $7,566,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 210,561 | $7,561,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 150,460 | $7,556,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 496,932 | $7,553,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 356,279 | $7,553,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 71,260 | $7,546,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 224,614 | $7,531,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 1,284,000 | $7,516,000 | thousands by filing date | principal |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 98,299 | $7,510,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 528,793 | $7,504,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 105,468 | $7,483,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 388,016 | $7,442,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 37,981 | $7,421,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 658,987 | $7,420,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 81,202 | $7,412,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 327,702 | $7,401,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 417,406 | $7,397,000 | thousands by filing date | |
| RAPID7 INC | 753422AB0 | NOTE | 4,942,000 | $7,393,000 | thousands by filing date | principal |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 238,750 | $7,391,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 108,990 | $7,391,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 125,412 | $7,390,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 75,384 | $7,383,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 66,036 | $7,382,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 237,572 | $7,382,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 828,282 | $7,380,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 127,700 | $7,375,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 520,442 | $7,358,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 408,185 | $7,355,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 270,155 | $7,346,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 75,367 | $7,341,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 142,834 | $7,340,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 390,488 | $7,311,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 261,618 | $7,305,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 141,639 | $7,304,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 445,214 | $7,302,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 491,713 | $7,297,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 744,009 | $7,291,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 310,396 | $7,288,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 149,653 | $7,271,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 462,189 | $7,270,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 41,232 | $7,266,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 336,684 | $7,262,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 172,872 | $7,260,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 158,293 | $7,252,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 510,934 | $7,224,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 200,855 | $7,221,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 275,493 | $7,201,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 88,187 | $7,200,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 104,655 | $7,187,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 224,726 | $7,187,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 530,317 | $7,186,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 286,629 | $7,183,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 484,599 | $7,177,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 288,312 | $7,153,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 69,021 | $7,138,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 238,903 | $7,122,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 50,356 | $7,121,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 186,624 | $7,120,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 171,360 | $7,089,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 467,688 | $7,080,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 38,335 | $7,072,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 178,425 | $7,069,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 84,897 | $7,067,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 571,594 | $7,065,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 283,862 | $7,048,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 2,499,023 | $7,048,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 1,263,814 | $7,027,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 4,182,313 | $7,027,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 712,545 | $7,025,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 132,938 | $7,017,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 356,457 | $7,016,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 67,009 | $7,003,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 123,637 | $7,000,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 575,975 | $6,998,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 73,453 | $6,984,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 77,189 | $6,983,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 111,158 | $6,977,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 327,367 | $6,970,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 46,508 | $6,966,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 517,067 | $6,954,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 328,719 | $6,950,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 131,090 | $6,944,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 115,600 | $6,935,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 69,146 | $6,928,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 63,945 | $6,924,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 167,863 | $6,923,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 129,119 | $6,920,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 242,146 | $6,912,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 258,252 | $6,909,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 186,517 | $6,901,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 820,827 | $6,895,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 126,987 | $6,891,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 475,840 | $6,890,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 600,394 | $6,874,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 446,412 | $6,853,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 377,537 | $6,811,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 169,998 | $6,810,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 178,256 | $6,783,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,116,600 | $6,771,000 | thousands by filing date | call |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 234,754 | $6,771,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 2,795,519 | $6,766,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 118,466 | $6,763,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 233,300 | $6,754,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 471,022 | $6,745,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 46,501 | $6,739,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 427,008 | $6,738,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 188,243 | $6,734,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 2,303,054 | $6,724,000 | thousands by filing date | put |
| G III APPAREL GROUP LTD | 36237H101 | COM | 200,471 | $6,715,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 240,400 | $6,709,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 216,251 | $6,709,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 107,910 | $6,687,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 477,773 | $6,641,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 166,462 | $6,640,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 210,826 | $6,638,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 316,529 | $6,635,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 741,600 | $6,629,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 150,536 | $6,608,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 994,100 | $6,595,000 | thousands by filing date | call |
| CROCS INC COM | 227046109 | Stock | 157,091 | $6,581,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 275,441 | $6,578,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 63,767 | $6,545,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 218,626 | $6,542,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 112,308 | $6,539,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 114,195 | $6,520,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 309,936 | $6,518,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 70,816 | $6,488,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 297,002 | $6,481,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 891,232 | $6,478,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 147,458 | $6,472,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 209,885 | $6,470,000 | thousands by filing date | |
| TIMKENSTEEL CORP | 887399AA1 | CONVERTIBLE BOND | 6,500,000 | $6,469,000 | thousands by filing date | principal |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 98,434 | $6,468,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 309,120 | $6,454,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 276,401 | $6,452,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 99,556 | $6,443,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 299,558 | $6,423,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 241,992 | $6,398,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 536,719 | $6,395,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 184,261 | $6,394,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 76,140 | $6,392,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 386,979 | $6,385,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 236,476 | $6,366,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 214,974 | $6,363,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 471,393 | $6,363,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 290,087 | $6,361,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 140,182 | $6,354,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,242,913 | $6,345,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 47,536 | $6,332,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 104,561 | $6,332,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 530,214 | $6,331,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 454,688 | $6,330,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 83,763 | $6,311,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 236,275 | $6,307,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 240,699 | $6,289,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 21,608 | $6,286,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 184,016 | $6,283,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 360,615 | $6,257,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 212,384 | $6,250,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 346,888 | $6,220,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 432,300 | $6,218,000 | thousands by filing date | call |
| FIRST SOLAR INC COM | 336433107 | Stock | 110,635 | $6,192,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 41,941 | $6,185,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 224,273 | $6,183,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 590,775 | $6,180,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 180,051 | $6,180,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 126,037 | $6,175,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 167,505 | $6,165,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 3,142,703 | $6,161,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 271,556 | $6,144,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 103,236 | $6,138,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 4,611,000 | $6,138,000 | thousands by filing date | principal |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 195,366 | $6,136,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 314,083 | $6,121,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 88,986 | $6,117,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 321,431 | $6,087,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 138,961 | $6,077,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 859,103 | $6,074,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 408,599 | $6,072,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 721,981 | $6,072,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 226,250 | $6,057,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 993,008 | $6,047,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 271,558 | $6,039,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 449,683 | $6,039,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 7,175,541 | $6,026,000 | thousands by filing date | put |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 261,432 | $6,026,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 365,658 | $6,019,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 623,435 | $6,016,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 429,904 | $6,015,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 380,817 | $6,006,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 132,483 | $6,002,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 149,103 | $5,995,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 543,699 | $5,981,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 243,423 | $5,978,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 253,760 | $5,963,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 124,723 | $5,956,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 153,979 | $5,949,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 129,494 | $5,944,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 676,546 | $5,940,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502846 | UNIT 11/15/2022 | 54,446 | $5,933,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 737,853 | $5,924,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 149,116 | $5,919,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 261,614 | $5,915,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 434,851 | $5,914,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 76,314 | $5,897,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 76,538 | $5,889,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 255,181 | $5,884,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 271,225 | $5,882,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 390,312 | $5,863,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 221,508 | $5,861,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 78,500 | $5,850,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 333,309 | $5,843,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 284,183 | $5,843,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 393,915 | $5,829,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 294,473 | $5,813,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 756,385 | $5,801,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 315,951 | $5,801,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 319,970 | $5,789,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 68,672 | $5,788,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 479,017 | $5,787,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 336,093 | $5,774,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 208,514 | $5,771,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 212,572 | $5,769,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 73,447 | $5,764,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 187,506 | $5,759,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 76,103 | $5,757,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 97,557 | $5,756,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 293,530 | $5,754,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 364,910 | $5,748,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 322,860 | $5,745,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 906,765 | $5,740,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 910,558 | $5,729,000 | thousands by filing date | put |
| KOREA FD INC | 500634209 | COM NEW | 191,506 | $5,712,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 103,703 | $5,708,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 479,102 | $5,692,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 281,735 | $5,684,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 175,216 | $5,683,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 492,847 | $5,678,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 72,258 | $5,675,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 339,796 | $5,671,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 99,319 | $5,667,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 156,303 | $5,664,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 577,073 | $5,664,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 78,450 | $5,663,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 230,041 | $5,659,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 337,095 | $5,657,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 1,035,843 | $5,656,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 267,293 | $5,653,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 65,235 | $5,649,000 | thousands by filing date | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 3,725,000 | $5,631,000 | thousands by filing date | principal |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 56,340 | $5,621,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 274,467 | $5,610,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 386,925 | $5,603,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 173,111 | $5,601,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 259,337 | $5,597,000 | thousands by filing date | |
| ENCORE CAP EUROPE FIN LTD | 29260UAA5 | BOND | 5,350,000 | $5,596,000 | thousands by filing date | principal |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 171,507 | $5,590,000 | thousands by filing date | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 416,972 | $5,588,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 159,543 | $5,579,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 339,841 | $5,577,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 96,010 | $5,569,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 634,294 | $5,569,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 233,527 | $5,559,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 115,246 | $5,556,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 78,143 | $5,553,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 237,425 | $5,544,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 127,953 | $5,510,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 75,191 | $5,504,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 427,409 | $5,492,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 5,329,000 | $5,490,000 | thousands by filing date | principal |
| GREIF INC | 397624107 | CL A | 124,163 | $5,489,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 191,064 | $5,488,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 80,739 | $5,481,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 350,505 | $5,476,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 450,046 | $5,472,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 54,703 | $5,470,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 602,319 | $5,469,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 476,368 | $5,464,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 166,706 | $5,461,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 213,655 | $5,458,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 294,577 | $5,450,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 673,809 | $5,444,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 72,432 | $5,434,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 382,813 | $5,434,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 1,954,075 | $5,433,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 113,112 | $5,430,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 388,571 | $5,421,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 575,294 | $5,409,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 117,407 | $5,402,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 113,233 | $5,398,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 129,338 | $5,392,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 87,671 | $5,392,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 640,806 | $5,384,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 753,882 | $5,375,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 641,969 | $5,374,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-20-000209 | this filing | 2020-02-14 | acceptance time not in the bulk data set |