13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-10, with 6,470 holding rows worth $335,831,420,000.
- Accession
- 0000072971-19-000276
- Filer
- CIK 72971
- Filed
- 2019-05-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 19,253 entries on the cover page, a total value of $335,831,420,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $335,831,420,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of 361 CAPITAL LLC
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of SEI INVESTMENTS CO
- included managerWELLS CAPTIAL MANAGEMENT INC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Citigroup, Inc
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 18,993 | $1,676,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 140,736 | $1,675,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 67,482 | $1,672,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 93,146 | $1,667,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 80,758 | $1,667,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 96,661 | $1,665,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 89,858 | $1,664,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 50,012 | $1,663,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 59,201 | $1,662,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 30,830 | $1,660,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 70,199 | $1,660,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 119,810 | $1,659,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 69,184 | $1,658,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 36,960 | $1,651,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 26,510 | $1,647,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 21,648 | $1,644,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 92,900 | $1,642,000 | thousands by filing date | put |
| ACCELERON PHARMA INC | 00434H108 | COM | 35,259 | $1,642,000 | thousands by filing date | |
| ENERGIZER HLDGS INC NEW | 29272W208 | 7.5 MCNV PFD A | 16,850 | $1,641,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 80,444 | $1,639,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 122,621 | $1,639,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 174,047 | $1,638,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 113,077 | $1,637,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 119,001 | $1,635,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,575,000 | $1,629,000 | thousands by filing date | put |
| ENCORE CAP GROUP INC | 292554102 | COM | 59,808 | $1,628,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 92,116 | $1,625,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 2,558,619 | $1,624,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 44,140 | $1,623,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 346,818 | $1,620,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 252,724 | $1,619,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 31,507 | $1,616,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 145,910 | $1,615,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 33,334 | $1,612,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 47,100 | $1,612,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 128,268 | $1,611,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 40,895 | $1,604,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 142,519 | $1,600,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 42,324 | $1,598,000 | thousands by filing date | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 60,142 | $1,593,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 147,924 | $1,593,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 1,938,000 | $1,590,000 | thousands by filing date | principal |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 129,123 | $1,588,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 116,852 | $1,582,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 25,364 | $1,581,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 121,356 | $1,581,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 53,460 | $1,581,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 73,397 | $1,578,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 107,031 | $1,575,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 93,454 | $1,572,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 102,545 | $1,568,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 26,247 | $1,565,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 35,561 | $1,562,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 380,324 | $1,560,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 32,820 | $1,559,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 164,214 | $1,555,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 28,124 | $1,549,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 68,348 | $1,547,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 1,502,000 | $1,547,000 | thousands by filing date | principal |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 1,566,000 | $1,546,000 | thousands by filing date | principal |
| MESA RTY TR | 590660106 | UNIT BEN INT | 123,435 | $1,543,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 41,279 | $1,542,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 119,311 | $1,541,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 1,038,000 | $1,539,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 67,730 | $1,535,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 200,000 | $1,534,000 | thousands by filing date | call |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 17,182 | $1,531,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 107,477 | $1,529,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 1,641,000 | $1,528,000 | thousands by filing date | principal |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 96,820 | $1,514,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 159,550 | $1,511,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 87,683 | $1,504,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 99,427 | $1,500,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 18,542 | $1,494,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 227,126 | $1,494,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 72,934 | $1,493,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 1,320,000 | $1,486,000 | thousands by filing date | principal |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 45,848 | $1,485,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 96,452 | $1,483,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 477,900 | $1,481,000 | thousands by filing date | call |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 106,333 | $1,481,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 119,189 | $1,481,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 1,505,000 | $1,481,000 | thousands by filing date | principal |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 173,300 | $1,479,000 | thousands by filing date | put |
| TRUBRIDGE INC | 205306103 | COM | 49,801 | $1,478,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 36,322 | $1,478,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 773,400 | $1,477,000 | thousands by filing date | put |
| DONNELLEY R R & SONS CO | 257867200 | COM | 312,570 | $1,475,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 24,905 | $1,474,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 62,866 | $1,474,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 31,388 | $1,464,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 182,722 | $1,462,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 79,049 | $1,462,000 | thousands by filing date | |
| INVSC RAFI US 1500 SML MID ETF | 46137V209 | ETF | 39,774 | $1,462,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 65,339 | $1,461,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 31,275 | $1,459,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 14,943 | $1,458,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 27,064 | $1,458,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 58,376 | $1,456,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 58,633 | $1,455,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 78,087 | $1,453,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 1,571,500 | $1,451,000 | thousands by filing date | put |
| SPARK ENERGY INC | 846511103 | CL A COM | 162,576 | $1,450,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 63,885 | $1,448,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 3,846 | $1,446,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 349,605 | $1,444,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 72,469 | $1,444,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 59,029 | $1,443,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 236,509 | $1,440,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 24,688 | $1,437,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 97,408 | $1,436,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 392,214 | $1,436,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 24,439 | $1,435,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 107,125 | $1,434,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 83,150 | $1,432,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 86,659 | $1,426,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 104,060 | $1,422,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 262,110 | $1,422,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 42,783 | $1,421,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 105,780 | $1,418,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 100,284 | $1,418,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 74,052 | $1,417,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 209,917 | $1,416,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 50,934 | $1,415,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 67,288 | $1,415,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 75,806 | $1,414,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 52,453 | $1,414,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 73,148 | $1,413,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 150,201 | $1,410,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 81,906 | $1,410,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 33,556 | $1,409,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 1,800,000 | $1,409,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 811904101 | COM | 33,332 | $1,409,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 190,214 | $1,407,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 558,410 | $1,407,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 93,352 | $1,402,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 21,701 | $1,399,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 102,185 | $1,398,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 61,240 | $1,398,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 41,064 | $1,395,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 20,884 | $1,392,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 69,822 | $1,389,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 1,431,846 | $1,389,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 17,847 | $1,387,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 1,276,000 | $1,386,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 55,310 | $1,385,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 95,365 | $1,383,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 384,950 | $1,382,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 31,679 | $1,381,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 142,725 | $1,379,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 201,904 | $1,374,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 108,646 | $1,367,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 37,829 | $1,365,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 38,315 | $1,362,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 11,574 | $1,356,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 67,466 | $1,352,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 96,357 | $1,351,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 112,186 | $1,351,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 94,090 | $1,350,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 165,857 | $1,347,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 62,333 | $1,347,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 244,782 | $1,347,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 93,687 | $1,344,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 59,231 | $1,344,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 110,916 | $1,343,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 11,193 | $1,342,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 41,002 | $1,337,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 100,737 | $1,335,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 58,934 | $1,334,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 248,151 | $1,333,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 68,277 | $1,332,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 49,955 | $1,331,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 74,127 | $1,331,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 46,394 | $1,329,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 1,390,000 | $1,329,000 | thousands by filing date | principal |
| NOBLE CORP PLC | G65431101 | SHS USD | 462,945 | $1,328,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 899,600 | $1,328,000 | thousands by filing date | call |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 261,862 | $1,328,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 22,464 | $1,324,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 52,784 | $1,324,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 183,734 | $1,322,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 84,100 | $1,320,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 65,566 | $1,319,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 38,390 | $1,318,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 27,664 | $1,313,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 60,154 | $1,311,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 40,489 | $1,308,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 105,473 | $1,307,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 402,705 | $1,305,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 26,125 | $1,304,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 22,893 | $1,302,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 189,583 | $1,302,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 72,973 | $1,301,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 12,528 | $1,300,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 59,320 | $1,300,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 17,917 | $1,298,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 96,908 | $1,298,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 155,667 | $1,297,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 94,523 | $1,295,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 32,863 | $1,293,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 309,411 | $1,284,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 98,615 | $1,278,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 50,249 | $1,272,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 228,041 | $1,269,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 64,339 | $1,268,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 42,435 | $1,267,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 56,096 | $1,266,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 340,199 | $1,265,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 147,800 | $1,263,000 | thousands by filing date | call |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 98,250 | $1,259,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 24,930 | $1,258,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 94,235 | $1,253,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 1,329,964 | $1,250,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 73,724 | $1,243,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 19,965 | $1,242,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 34,217 | $1,241,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 25,740 | $1,239,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 68,392 | $1,236,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 51,880 | $1,236,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 51,742 | $1,234,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 638,602 | $1,233,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 827,853 | $1,233,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 94,391 | $1,232,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 43,034 | $1,232,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 24,313 | $1,230,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 53,974 | $1,225,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 113,730 | $1,224,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 55,802 | $1,219,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 148,829 | $1,218,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 72,804 | $1,214,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 47,229 | $1,214,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 13,103 | $1,213,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 84,704 | $1,212,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 36,997 | $1,211,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 108,724 | $1,210,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 12,947 | $1,209,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 122,196 | $1,209,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 106,896 | $1,208,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 58,295 | $1,206,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 52,946 | $1,203,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 77,658 | $1,199,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 438,383 | $1,197,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 36,871 | $1,197,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 110,822 | $1,195,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 43,826 | $1,194,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 9,968 | $1,192,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 278 | $1,191,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 1,095,000 | $1,188,000 | thousands by filing date | principal |
| INPHI CORP | 45772F107 | COM | 27,071 | $1,184,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 134,707 | $1,184,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 12,700 | $1,180,000 | thousands by filing date | call |
| WISDOMTREE INC | 97717P104 | COM | 167,113 | $1,179,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 13,844 | $1,178,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 42,875 | $1,174,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 23,414 | $1,170,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 12,800 | $1,170,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 40,504 | $1,167,000 | thousands by filing date | put |
| 1ST SOURCE CORP COM | 336901103 | Stock | 25,966 | $1,166,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 16,875 | $1,166,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 159,218 | $1,166,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 18,321 | $1,164,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 37,664 | $1,164,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 57,693 | $1,160,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 250,236 | $1,159,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 83,182 | $1,156,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 420,394 | $1,156,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 23,259 | $1,155,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 37,722 | $1,153,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 179,471 | $1,152,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 92,895 | $1,151,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 80,265 | $1,151,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 53,529 | $1,151,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 41,753 | $1,150,000 | thousands by filing date | |
| INCYTE CORP | 45337CAN2 | NOTE 1.250%11/1 | 684,000 | $1,150,000 | thousands by filing date | principal |
| FARO TECHNOLOGIES INC | 311642102 | COM | 26,125 | $1,147,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 39,521 | $1,143,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 45,336 | $1,143,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 939,958 | $1,143,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 65,911 | $1,140,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 22,513 | $1,140,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 80,945 | $1,138,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 45,808 | $1,137,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 120,239 | $1,136,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 38,736 | $1,135,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 35,568 | $1,134,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 1,014,000 | $1,133,000 | thousands by filing date | principal |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 31,685 | $1,131,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 90,011 | $1,131,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 117,611 | $1,129,000 | thousands by filing date | |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 18,246 | $1,129,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 33,983 | $1,127,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 42,072 | $1,127,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 113,496 | $1,126,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 49,179 | $1,122,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 57,565 | $1,121,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 44,358 | $1,120,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 94,650 | $1,120,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 103,343 | $1,119,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 21,500 | $1,110,000 | thousands by filing date | call |
| AIR T INC | 009207101 | COM | 36,780 | $1,110,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 359,190 | $1,110,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 38,155 | $1,107,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 36,851 | $1,104,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 34,577 | $1,103,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 50,365 | $1,102,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 23,305 | $1,102,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 96,895 | $1,101,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 112,001 | $1,100,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 33,836 | $1,099,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 473,818 | $1,089,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 113,005 | $1,089,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 64,874 | $1,088,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 128,947 | $1,087,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 1,180,000 | $1,086,000 | thousands by filing date | principal |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 24,098 | $1,085,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 113,945 | $1,085,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 46,724 | $1,085,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 172,281 | $1,084,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 112,847 | $1,083,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 16,582 | $1,082,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 57,669 | $1,081,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 34,841 | $1,078,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 54,797 | $1,077,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 129,522 | $1,077,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 120,690 | $1,075,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 35,470 | $1,072,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AF1 | NOTE 4.125% 9/0 | 1,120,000 | $1,072,000 | thousands by filing date | principal |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 17,067 | $1,071,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 48,784 | $1,069,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 16,773 | $1,067,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851505 | PFD | 10,052 | $1,067,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 1,064,000 | $1,064,000 | thousands by filing date | principal |
| Matrix Service Company | 576853105 | COM | 54,323 | $1,063,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 40,824 | $1,061,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 32,061 | $1,061,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 49,014 | $1,060,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 18,761 | $1,058,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 144,738 | $1,058,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 16,627 | $1,058,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 205,938 | $1,050,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 78,095 | $1,048,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 21,627 | $1,048,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 215,119 | $1,048,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 72,542 | $1,048,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 54,453 | $1,047,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 915,000 | $1,047,000 | thousands by filing date | principal |
| QAD INC-A | 74727D306 | CL A | 24,254 | $1,045,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 86,760 | $1,041,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 151,895 | $1,038,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 30,586 | $1,038,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 64,267 | $1,037,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 12,904 | $1,034,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 38,280 | $1,033,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 45,243 | $1,030,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 30,534 | $1,030,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 62,239 | $1,029,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 1,047,000 | $1,029,000 | thousands by filing date | principal |
| USA TRUCK INC | 902925106 | COM | 71,229 | $1,028,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 42,878 | $1,027,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 37,486 | $1,027,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 66,587 | $1,024,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 9,565 | $1,024,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 60,976 | $1,022,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 34,615 | $1,020,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 63,007 | $1,019,000 | thousands by filing date | |
| EAGLE GRWTH & INCOME OPPTY F | 26958J105 | COM SHS BEN IN | 66,148 | $1,017,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 68,271 | $1,016,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 300,000 | $1,015,000 | thousands by filing date | call |
| BARINGS CORPORATE INVS | 06759X107 | COM | 65,536 | $1,014,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 3,854 | $1,012,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 53,223 | $1,011,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 74,980 | $1,011,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 51,030 | $1,009,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 40,079 | $1,008,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 84,556 | $1,008,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 5,332 | $1,005,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 24,935 | $1,004,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 8,484 | $1,004,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 63,215 | $1,004,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 101,593 | $1,002,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 106,984 | $999,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 141,040 | $992,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 49,528 | $991,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 18,081 | $991,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 34,607 | $990,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 208,203 | $988,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 84,057 | $987,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 66,770 | $987,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 34,794 | $986,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 1,000,000 | $985,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 25,286 | $983,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 4,585 | $981,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 240,031 | $979,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 56,363 | $979,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 262,197 | $978,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 14,872 | $974,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 194,461 | $972,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 76,556 | $971,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 119,360 | $970,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 16,239 | $969,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 501,693 | $969,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 56,560 | $967,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 41,683 | $966,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 77,714 | $963,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 279,713 | $962,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 85,829 | $962,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 54,624 | $955,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 111,537 | $955,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 223,276 | $954,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 13,072 | $954,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 39,827 | $952,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 45,881 | $948,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 158,613 | $947,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 17,263 | $947,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 12,479 | $946,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 83,207 | $946,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 19,887 | $944,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 38,567 | $941,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 60,072 | $940,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 11,583 | $940,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 117,300 | $937,000 | thousands by filing date | put |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 83,339 | $935,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 100,271 | $934,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 163,500 | $932,000 | thousands by filing date | call |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 167,070 | $928,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 26,966 | $928,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 61,174 | $927,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 30,714 | $925,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 106,676 | $925,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 62,687 | $924,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 164,393 | $924,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 116,313 | $924,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 86,259 | $923,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 990,000 | $922,000 | thousands by filing date | principal |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 57,857 | $919,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 51,581 | $919,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 87,777 | $917,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 52,748 | $916,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 62,060 | $915,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 230,779 | $913,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 52,163 | $912,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 93,683 | $911,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 144,259 | $910,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 269,877 | $910,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 212,800 | $907,000 | thousands by filing date | put |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 70,366 | $907,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 189,101 | $906,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 44,353 | $906,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 36,864 | $905,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 171,680 | $903,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 59,725 | $903,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 30,797 | $903,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 94,676 | $902,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 46,738 | $901,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 155,201 | $901,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 165,468 | $901,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 49,382 | $898,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 34,306 | $897,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 20,044 | $896,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 37,402 | $895,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 71,022 | $894,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 113,467 | $892,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 57,036 | $892,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 17,651 | $891,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 53,491 | $890,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 82,404 | $890,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 147,237 | $890,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 150,473 | $890,000 | thousands by filing date | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 922,000 | $887,000 | thousands by filing date | principal |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 69,873 | $883,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 44,662 | $883,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 77,485 | $882,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 16,283 | $879,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 80,893 | $879,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 249,842 | $879,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 41,595 | $878,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 36,043 | $877,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 32,972 | $877,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 32,684 | $876,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 85,705 | $876,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 26,402 | $875,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 303,819 | $875,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 140,362 | $874,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 6,714 | $873,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 149,731 | $869,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 21,593 | $868,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 40,588 | $868,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 110,229 | $866,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 122,329 | $863,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 25,381 | $861,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 80,036 | $861,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 27,720 | $861,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 152,249 | $860,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 22,131 | $858,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 23,533 | $858,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 131,472 | $857,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 39,897 | $856,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 32,233 | $856,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 44,061 | $856,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 105,000 | $855,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-19-000276 | this filing | 2019-05-10 | acceptance time not in the bulk data set |